208 Mo. 121 | Mo. | 1907
Willis H. Clark, a member of the St. Louis bar, was fined for two separate contempts by the judge presiding in division 11 of the circuit court of
STATEMENT OP THE CASE.
Attached to the petition and return of the sheriff are certified copies of the commitment on which petitioner is held (“Exhibit A”) and of the judgment on which it issued (“Exhibit B”). As will hereafter ap>pear, the cause is taken as submitted on the pleadings. This being so, it will be well to set forth the judgment, the petition and the return in full, giving the pith of the commitment and the reply to the return to round out the statement of the case.
The commitment follows closely the recitals and narrations of the judgment. If it vary at all, it is by way of condensation. Therefore, it need not be set forth. The curious may find it in full in In re Clark, 108 S. W. 1105.
The judgment, on which the commitment issued as an execution, follows: .
“EXHIBIT B.”
“State of Missouri, Plaintiff, v. August Wilkins, Defendant; Willis H. Clark (Attorney for Defendant), Respondent. No. 44 to the April Term, 1907. “Whereas,, the above cause wherein the State of Missouri is plaintiff and August Wilkins is defendant, pending in Division No. Eleven of the Circuit Court of the City of St. Louis, was set for trial in said court on Monday, May the sixth, 1907, the respondent, Willis H. Clark, a member of the bar of the city of St. Louis, and an attorney at law practicing in said
“Whereas, thereafter, at two o’clock p. m. on said sixth day of May, 1907, said Willis H. Clark, as attorney for the defendant in said cause, presented his duly verified application for a continuance, which application, after due consideration by the court, was overruled; and thereupon the said Willis H. Clark, as attorney for said defendant, August Wilkins, requested - the court for a short time to enable the defendant to secure the presence of certain witnesses, and in pursuance of such request the court thereupon granted the defendant until Thursday, May ninth, 1907, at ten o’clock a. m.; and thereupon the cause was laid over until said last-mentioned day; and
“Whereas, on Thursday, May 9th, 1907, at ten o’clock a. m., said cause being called again for trial, it was made to appear to the court that said Willis H. Clark was engaged in the trial of a case in Division No. Twelve of said circuit court of the city of St. Louis, and thereupon the above cause of the State of Missouri v. August Wilkins, was laid over until five o’clock p. m. of said date, and notice thereof was given to the respondent, Willis H. Clark, of such setting; and
“Whereas, said Willis H. Clark appeared in this court at five o’clock p. m., the court then being in session, and'requested that' the above cause be laid over until nine o’clock a. m., Friday, May tenth, 1907; and thereupon, at the request of said Willis H. Clark, the above cause was laid over until Friday, May tenth, at nine o’clock a. m.; and
“Whereas, said court was compelled to wait and did wait until nine-fifteen (9:15) a. m. because of the absence of said Wifi is H. Clark and because of his failure to attend court at nine o ’clock a. m.; and
“Whereas, said Willis H. Clark, by reason of his failure to be present at nine o’clock a. m. on said tenth day of May, 1907, delayed the court and interfered with the proceedings of said court by his failure to be so present,
■ “Whereas, the court was of the opinion that said delay on the part of said Willis H. Clark was intentional ;
“It is therefore adjudged by-the court that said Willis II.' Clark was and is guilty of contempt of this court by reason of his willful failure to be present in court on the calling of said case. It is therefore ordered and adjudged by this court that said Willis H. Clark by reason of his said conduct was guilty of contempt of the authority of this court committed in its presence on this tenth day of May, 1907; and
• “Whereas, after the jurors (to the number of thirty-four) were duly examined on their voir dire in the above-entitled cause, wherein the State of Missouri is' plaintiff and August Wilkins is defendant, said defendant being represented by said Willis H. Clark, as his attorney, and while the court was in session, waiting upon counsel acting in behalf of the State and in behalf of the defendant, to make their challenges, the said Willis H. Clark asked leave of court to leave the court room for not to exceed ten minutes, until he could get a case, in which he was counsel, then pending in the St. Louis Court of Criminal Correction, passed or continued; and thereupon the court granted said Willis II. Clark leave to absent himself for a few minutes for the purpose of having the case pending in said
“Whereas, the court did excuse said Willis H. Clark for the purpose aforesaid at ten-forty (10:40) o’clock a. m.; and
“Whereas, said Willis H. Clark did not return into this court until eleven-thirty-five (11:35) a. m., and then announced to this court that he had been engaged in trying a cause in the St. Louis Court of Criminal Correction; and,
“Whereas, said Willis H. Clark delayed the trial of said cause of the State of Missouri v. August Wilkins for the space of fifty-five minutes without just reason or excuse; and,
“Whereas, this court doth find as a fact that said failure on the part of said Clark to promptly return into court and continue the trial of the above cause, which was then on trial, was willful and in utter disregard of the authority of this court; and,
“Whereas, said Willis H. Clark was by reason of his conduct aforesaid, guilty of contempt of this court by such misconduct in its presence;
“It is therefore ordered and adjudged that said Willis H. Clark by reason of his said conduct was and is guilty of contempt of the authority of this court, committed in its presence on this tenth day of May, 1907, and it is further ordered that said Willis H. Clark for the first offense above mentioned be fined, and he is hereby fined, the sum of ten dollars; and it is further ordered that said Willis H. Clark be fined, and he is hereby fined, for the second offense or contempt above mentioned the sum of twenty dollars.
“And it is further ordered and adjudged that the said Willis H. Clark for his said contempts of court, as aforesaid, shall pay to the Satte of Missouri for the use of the city of St. Louis the fines above mentioned aggregating the sum of thirty dollars on or before
“And it is further ordered that a certified copy of this order under the seal of the court be process and warrant for executing this order.”
The petition for the writ follows:
“To the Hon. Judges of
the Supreme Court of Missouri:
“The petition of Willis IT. Clark respectfully shows that he is wrongfully imprisoned, detained and restrained of his liberty by Louis Nolte, sheriff of the city of St. Louis at the city of St. Louis, Missouri; that said imprisonment, detention, confinement and restraint are illegal and the illegality thereof consists in this, to-wit: That the only pretext or cause of such arrest and detention is by virtue of a judgment and order made by the Hon. Moses N. Sale-, Judge of Division 11 of the Circuit Court of the City of St. Louis, State of Missouri, on the 10th day of May, 1907, in a certain cause then pending in said circuit court of the city of St. Louis, wherein the State of Missouri was plaintiff and August Wilkins was defendant, and a commitment issued thereon by the clerk of said circuit court on the 14th day of May, 1907, upon said judgment and directed to said Louis Nolte, sheriff of the city of St. Louis, a copy of which said judgment and commitment are hereto annexed and made a part of this petition; that said commitment was delivered to said Louis Nolte, sheriff of said city, and that on the 14th day of May, 1907, he executed the same by arresting this petitioner and he by virtue of the same and not otherwise, arrested this petitioner and yet holds him in custody thereunder; that said order, judgment and commitment were illegally and improperly made in this, that said order, judgment and commitment were made
“That said judgment and commitment are illegal because your petitioner immediately after he had been adjudged guilty of contempt of court without a notice or hearing on May 10th, 1907, as aforesaid, requested the court to grant him a hearing, and his said request was denied, which said fact he is ready to verify. Your petitioner says that said judgment and commitment are illegal, null and void because petitioner was guilty of no misconduct in the presence of the court, and the recital in the said judgment and commitment that petitioner was guilty of misconduct in the presence of the court, is false, and by reason of said fact the circuit judge had no power, authority or jurisdiction to punish him for a criminal contempt without a notice and hearing. That said judgment and' commitment are illegal, null and void because said judgment was rendered in the case of State of Missouri v. August Wilkins,- that said judgment is illegal, null and void because petitioner is, in one judgment, adjudged to be guilty of two separate and distinct criminal contempts committed at different times.
“That said judgment and commitment are null and void because your petitioner was not guilty of a crim
“That as to the first of said alleged' contempts, petitioner states the facts to be as follows:
“That on May 8th and 9th, 1907, petitioner was actually in attendance and engaged as counsel for de
‘ ‘ That on May 6th, 1907, petitioner was counsel in cases pending and for trial in- two different courts of record in said city of St. Louis, to-wit, the St. Louis Court of Criminal Correction and said Division No. 11 of said circuit court; that anticipating a conflict in the requirements for his presence in said different courts, petitioner secured a continuance of the case in which he was counsel in said St. Louis Court of Criminal Correction, in order that he might be free to attend to said case of August Wilkins in said Division No. 11, and said case in said St. Louis Court of Criminal Correction was then reset for May 10th, 1907, at ten o’clock a. m., upon the express, understanding and agreement of counsel that said case would be called and tried on said day; that thereupon petitioner appeared in said Division No. 11 and answered in said case of August Wilkins and was compelled to ask a continuance thereof because of the absence of several material witnesses for defendant; that the court denied said application for continuance, but reset said cause for May 9th, 1907, at 10 o’clock a. m., to afford defendant further opportunity to secure his witnesses; that on said May 9th, throughout the entire day and until 10:30 at night, except for two short recesses for meals, petitioner was actually engaged in the trial of said case begun in said Division No. 12 on May 8th; that upon arriving in said Division No. 11 as before stated, on said' May 10th, petitioner proceeded to examine for the defendant thirty-four jurors presented for voir dire .examination in said case of August Wilkins, charged with the offense of sodomy, and. such examination was concluded on both sides about 10:15 a. m.; that thereupon petitioner informed the court as to the pendency of said cause in said St. Louis Court of Criminal Correction and as to the need of petition
“Petitioner states that his aforesaid absences from said Division No. 11 were solely under conditions as
“Petitioner further states that no judicial notice of either of said alleged contempts was taken by the court at the time of the occurrence thereof and not thereafter until nine p. m. of said May 10th, and that meanwhile three adjournments or recesses of said court were had; that no notice whatever of any proceeding against him for any alleged contempt was given petitioner; that at said hour of nine p. m., petitioner was called before the bar of said court, without previous notice of any kind and without being accorded a hearing of any kind, was declared by the judge of said court to be in contempt and said fines- assessed against him,; that petitioner then and there requested and demanded that he be given a hearing- and an opportunity for explanation and to purge .himself of contempt, if any contempt appeared, but that such request and demand was denied him and he was told that he might go ahead and say what he wanted to, but it would make no difference, as the fines would stand just the same-.
“That no application for the relief sought has been made to or refused by any court officer or officers superior to this Honorable Judge.
“Tour petitioner says that the judgment and commitment aforesaid are illegal, null and void because, lst-ly, the judgment was rendered in the case of State v. Wilkins and covers two distinct offenses; 2ndly, petitioner was convicted without notice, trial and hearing; Srdly, the recitals and findings of fact upon which the judgment is bottomed are false; Ithly, because the matters recited in the judgment do not authorize a conviction, and 5-thly, because upon all the facts petitioner was not guilty of any contempt of court.
“WHEREFORE, your petitioner prays that a
“Willis H. Clark, Petitioner.”
Which petition was verified by affidavit.
The writ was in conventional form and need not be set forth.
The return thereto follows:
“I, Louis Nolte, Sheriff of the City of Si Louis, Missouri, for my return to the writ of habeas corpus issued in the above cause, state that the petitioner, Willis H. Clark, the person named in said writ, was committed to my custody by virtue of a certain warrant of commitment, duly issued out of the circuit court of the city of St. Louis, State of Missouri, on the fifteenth day of May, 1907, under the hand of Adolph Nast, Clerk of the Circuit Court for Criminal Causes, and under the seal of said circuit court, city of St. Louis, State of Missouri, — a certified copy of which warrant of commitment is hereto attached,'marked ‘Exhibit A,’ and made a part of this return.
“And this respondent further shows to this Honorable Court, that the said warrant of commitment under which this respondent now holds in custody the said Willis H. Clark, was issued in pursuance of and based upon an order and judgment of said circuit court of the city of St. Louis (Div. No. 11 thereof), against said Willis H. Clark, for contempts committed in the immediate view and presence of said circuit court, City of St. Louis (Div. No. Eleven thereof), as set forth in said order and judgment of said circuit court, —a duly certified copy of which order and judgment
“Nevertheless, in obedience to the writ of habeas corpus issued herein, I, the said sheriff of the city of St. Louis, now produce the body of the said Willis H. Clark before this Honorable Court, to be dealt with according to law, this the 1st day of July, 1907.
“Louis Nolte,
“Sheriff of the City of St. Louis, Mo.”
To the return petitioner replied denying that the judgment was for contempts “committed in the immediate view and presence of the Judge of Division 11 of the circuit court of the city of St. Louis,” and amplified the foreg'oing denial by restating the gist of his petition in that behalf. Petitioner then asked that a commissioner be appointed by this court to take testimony on the controverted questions of fact.
The circuit attorney of the city of St. Louis, on behalf of the sheriff, thereupon filed a certified copy of a decision rendered in the St. Louis Court of Appeals on petitioner’s earlier application to that court for a writ of habeas corpus on the same facts; and further suggested that Division 11 of the circuit court of the city of St. Louis was a court of general jurisdiction; that its judgment and commitment could not be attacked collaterally on application for a writ of habeas corpus, and therefore, no order appointing a commissioner to take evidence should go.
The cause being set for hearing, petitioner appeared by counsel and submitted it here on brief and oral argument. Neither in the one nor the other was the appointment of a commissioner to take testimony pressed. To the contrary the cause was submitted, by necessary implication, on the theory that the facts essential to determine the issues are disclosed by the judgment and commitment; and that the crucial question for our determination resolved itself into a matter
OPINION.
I. It is well to fetch a compass and eliminate certain questions injected into the ease but not deemed germane to it in the form submitted. For instance:
(a) A portion of the brief of petitioner’s counsel formulates and supports, by argument and authority, the proposition that in a proceeding by habeas corpus, seeking the discharge of a person held under a judgment and commitment for contempt, the jurisdiction of the committing court or magistrate cannot be sustained by false recitals of the existence of the facts upon which jurisdiction depends — that is, that, in such case as this, no court or officer can acquire jurisdiction by mere ipse dixit, the bare and bald assertion of it. We are cited to Ex parte O’Brien, 127 Mo. 477, as sustaining that proposition. It is obvious, however, that when petitioner waived the appointment of a commissioner to take testimony on controverted facts, the case at once took the from of a submission on facts not longer controverted, to-wit, the narrations of the judgment and commitment. Hence it is that the contention in hand, whether sound or unsound, well or ill in a proper case, is out of the case.
(b) Somewhat akin to said contention is another, viz.: that we should look into facts dehors the record because (it is said) Division 11 of the circuit court of the city of St. Louis is not a court of general jurisdiction, proceeding according to the course of the common law, and, therefore, not entitled to the presumptions attending the proceedings of all such courts. This contention must also be put to one side, because: (1) In the first place, as said, there are no facts here dehors the record. Petitioner by waiving an order for
(c) The circuit attorney brings to our attention the decision of the St. Louis Court of Appeals denying petitioner his discharge from the same judgment and commitment challenged here. [In re Clark, 103 S. W. 110'5, not yet officially reported.] It goes without saying that, with this court, a decision bearing the hallmark of a court of so high authority as the St. Louis Court of Appeals passes current as persuasive and instructive. We do not understand the circuit attorney to make the out-and-out contention that the decision in question rises to the plane of res adjudicada; but if such be his position, impliedly or by indirection, it is not sound. A plea of estoppel by record in a habeas corpus case is good on the same facts where the prisoner has been discharged, but is bad where the prisoner has been remanded, as here. This is so because judges
In Weir v. Marley, 99 Mo. l. c. 488, et seq., Beace, J., speaking, said: “That the doctrine of res adjudicata is not applicable to the case of a refusal to discharge, and that the prisoner is entitled to the opinion of all the courts or officers authorized in a given cause to issue the writ as to the legality of his imprisonment, is conceded, and is not limited in this State by statutory enactment except in the one particular that the applicant for the writ in his petition must state ‘that no application has been made or refused by any court
With the foregoing matters eliminated, the case may proceed on the theory that the allegations of the petition are taken as true only so far as sustained by the recitals in, the judgment and the commitment, but without any bar arising from- the adverse decision of the Court of Appeals.
II. Contempts logically arrange and divide themselves into four classes, viz., direct and indirect, civil and criminal.
It has been said generally that criminal contempts embrace all acts committed against the maje'sty of the
On the other hand, a civil contempt is where a person fails or refuses to do something which he has been ordered to do or has done something he, has been ordered not to do for the benefit of the opposite party to a cause. In civil contempts the object of the punishment is for the purpose of coercing the performance of an act remedial in its nature. [See authorities, infra.]
A direct contempt has been defined as a contempt ■in facie curiae — i. e., literally, in the face of the court. It may consist in “noisy or tumultuous conduct in the presence of the court, or so near thereto as to interrupt its proceedings; or an open defiance to its just powers or authority; or in disrespectful behavior or language to the presiding judge; or any improper conduct tending to defeat or impair the administration of justice.” [7 Am. and Eng. Ency. Law (2 Ed.), Tit. “Contempt,” pp. 27-291; State ex rel. v. Bland, 189 Mo. l. c. 206, et seq.] Circumspection should be used to seek and apply proper limitations upon that class of cases covered by the last clause of the definition of direct contempt. Examples will show the restrictions. For instance, under that clause, as pointed out by the learned authors of the foregoing treatise, it has been held that attempting in the witness room to deter a witness from testifying by offering him money is a contempt in the presence of the court. [Savin, Petitioner, 131 U. S. 267.] And held that approaching a juror in the presence of the court with the view of improperly influencing his action in the event he should be sworn in the case is a contempt in the presence of the court. [Cuddy, Petitioner, 131 U. S. 280.] And ¡held that a newspaper reporter who conceals himself in the jury room for the purpose of taking notes of
An indirect or constructive contempt is defined as “one offered elsewhere than in the presence of the court, and which tends by its operation to degrade or make ■ impotent the authority of the court, or in some manner to impede or embarrass the due administration of justice.” [See authorities, first above.]
The contempts outlined in the judgment in the case at bar are plainly criminal contempts under the foregoing definitions. Being criminal contempts, the adjudged punishment is a judgment in a criminal case and no appeal lies and no writ of error may go. tState ex rel. v. Bland, supra.] Absent such remedy, what was said in that case (p. 207) is applicable here, to-wit, ■that where no statutory right of appeal exists or writ of error lies, courts having superintending control have been astute and diligent in granting relief by inspecting records under writs of certiorari or habeas corpus. [Ex parte O’Brien, supra; State v. Leftwich, 41 Minn. 42; In re Watts & Sachs, 190 U. S. 1.]
The next question is: Are the contempts charged in the case at bar direct o.r indirect?-Observe, vital matter is involved in a correct answer to that question. For if they be direct contempts, they may be punished at common law, as well as under our statutes (sec. 1618) on view, instanter, without notice or hearing. In such case there is no prosecution, no plea nor issue upon which there can be a trial. [Ex parte Terry, 128 U. S. l. c. 308, citing State v. Woodfin, 5 Iredell’s Law, 199; Whitten v. State, 36 Ind. 196; 4 Stephens’ Com. bk. 6, c. 15; Tidd’s Prac. (9 Ed. London, 1828) 479-80; Ex parte Hamilton & Smith, 51 Ala. 66; People v. Turner, 1 Cal. 152.] In such cases, the court having hearing ears and seeing eyes, its personal knowledge takes the place of evidence and makes a trial an idle
If, on the other hand, the contempts charged in the judgment at bar be indirect or constructive contempts, the contemner, under our statutes, (sec. 1618, supra) and under the common law, as will presently be pointed out, is entitled to notice, reasonable time and a hearing, or else he is condemned without due process of law as defined in the books. [See Womach v. St. Joseph, 201 Mo. l. c. 482, et seq.] As will be seen, also, our statutes are but declarative of the common law in the foregoing respects, as in many others. Being so declarative (in all respects pertinent here) we need pay little attention to questions relating to their constitutionality, suggested by the circuit attorney.
We may digress far enough to point out that it is insisted by him that the scope, effect and purpose of State ex inf. v. Shepherd, 177 Mo. 205, was to strike down as unconstitutional the whole body of the written law on the subject of contempts. [R. S. 1899, secs. 1616, et seq.] But we do not so read that case. The statute, (sec. 1616) enumerates certain forms of contempt and provides that in their punishment courts have power to punish the acts enumerated, “and no other.” The contempt charged in the Shepherd case did not coma within those enumerated by that statute. The precise question held in judgment in that case, therefore, was this: Was that statute preclusive, or had this court as a creation of the Constitution the inherent power at common'law, of which it may not be shorn by statute, to punish as at common law for contempts known to the common law but on which the statute is silent? The broad language used in the case, measured by recognized canons of construction, must be read in the light of the case and facts held in judgment. This court, in effect, ruled that a constitutional court may go to the common law for its inherent power to punish all con- •
Recurring now to the question: Are the offenses recited in the judgment direct or indirect contempts! The complaint made and recited of the petitioner was his intentional absence from the court room to the delay and embarrassment of a trial in which the petitioner was engaged as counsel, fifteen minutes at one time and fifty-five at another. The petitioner himself was absent. His acts ad interim were likewise absent. His doings went with him. It would seem like an exquisite and palpable contradiction of terms to complain in one breath that the petitioner and his acts were absent, and in the next breath to say that such absence constituted a presence; that is, a contempt committed in the presence of the court. The absence of an attorney, a juryman, a witness, an officer (including even a member of the bench, himself) from the court room at the precise time due there may be susceptible of many innocent explanations. Each and every of these absences are of a kind and, hence, on a level, and none of these explanations are within the mere eyesight or earshot of any court of ordinary mortal endowments. These explanations can only come to the court by evidence aliunde his eye or ear, so that it would seem that absence ought not to be dealt with as essentially in the same class as things that happen in the view or hearing of the court. "We think that is the more gracious and the better view, comporting with the good sense of the thing, comes well within the quoted definition of an indirect contempt, and is sustained by the reasoning of well-considered cases. For
We hold, then, that the contempts charged against petitioner Clark are indirect contempts, if any.
III. The next question is: Was petitioner condemned without notice, without a hearing, and therefore, denied due process of law? If it be assumed in the absence of specific narration that Mr. Clark was present in court when adjudged guilty of two several contempts, and had actual notice then and there of what was going on, yet such notice is not the notice contemplated by general law. Notice in contemplation of law means a reasonable notice, one fairly sufficient to prepare and make a defense; any other is but sounding brass and tinkling cymbal —is form, not substance. [State ex rel. Tedford v. Knott,. 207 Mo. 167, and cases cited; State ex rel. v. Maroney, 191 Mo. 531.] Nor is it the notice contemplated by statute law. [R. S. 1899, see. 1618.]
It will be observed from the sundry whereases and recitals in the judgment that the learned judge spreading it of record was in a mood to say what he had to say, every jot and tittle, in writing. His mind ran strongly to that course. Nor, apparently, was he in aught awed from the “career of his humor.” In the actual presence of all that is set down, the presumption ought to be indulged (nothing appearing to prevent) that all the facts appear in black on white. By necessary inference, then, it appears by indirection there was no notice, no formulated charges, no hearing, as the latter term is known to the law. Certainly a judgment that took note of fifteen minutes’ delay at the morning sitting of the court would not neglect to note things of such pith and gravity as the
It only remains to say that in indirect contempts the alleged contemner is entitled by statute to notice of the accusation and a reasonable time to make his defense. [Sec. 1618, R. S. 1899.]
Precisely so, also, runs the common law. Drawing from the undefiled well of the common law, we find it said by Blackstone (4 Bl. *286): “If the con
So, that, if the statute be looked to, the judgment, viewed- from, its four corners, is irregular and void for lack of due process of law and resulting lack of jurisdiction; if the common law be looked to, the same conclusion must be reached. The judgment falling, the commitment falls. The one is predicated of the other.
Wé make no manner of doubt that a willful unexplained absence from the court room, to the harassment and delay of the court in the orderly administration of justice in a case on trial, on the part of
But in this case, for reasons set forth, the petitioner is entitled to his discharge — other questions discussed in briefs of counsel are reserved. His discharge is, accordingly, ordered.