136 N.Y.S. 1086 | N.Y. Sur. Ct. | 1912
The issues in this cause, introduced with much solemnity by reason of -the greatness of the estate; present no real difiL culty .either of law or of fact. They are those very' common in" this court: Want of testamentary'capacity of the testatrix and undue influence exerted over her by or in the interest of the beneficiaries of the will. The want of testamentary capacity here claimed is, however, of a subtle kind, and on the final argument it was not much pressed (for I
Maria L. Campbell, whose formal testamentary intentions are the subject of this proceeding, died in this county in the year 1911 possessed of a very large personal estate and seised of considerable real property of much less value. Miss Campbell was the aged survivor of a family of brothers and sisters who had either died childless or unmarried. She was the last of her immediate race. The brothers and the sisters, while unmarried, all lived- together in this city until successive deaths finally left the testatrix alone in her residence, 177 Fifth avenue, where the family had removed from the still older residential parts of the town. The family life of testatrix was marked by a simplicity, seclusion, and- dignity characteristic of the old-fashioned world to which the testatrix obviously belonged, and- which is not without its legal significance. By successive inheritances and saving habits Miss Campbell had become in her lifetime a very rich woman. The history of the original inheritance illustrates to some extent how completely the tes
The contestants and the proponents in this cause were all related to testatrix through her mother, who was of the family of Bayard. But the great fortune of the testatrix was derived not from her mother, but through her father, Duncan Pearsall Campbell, from his mother, who was an heiress, of the family of Pearsall. It is curious that not one of the contestants or one of the beneficiaries under testatrix’s will had a drop of Pearsall blood in their veins. The estate of testatrix had been also- augmented by an inheritance from her deceased brother, who had in turn inherited it from his wife, a Miss Sanderson, an English lady of fortune, and the fortune of this lady ultimately had passed to testatrix. None of the contestants or the beneficiaries was related to the Sanderson lady in question. While the sources of fortune held in full property and dominion have a legal bearing only in cases of intestacy, when the law leans tó the ancient maxim, “Paterna paternis, materna maternis,” in some instances, yet the facts just denoted place some emphasis on the moral, as well as the legal, right of testatrix to do what she liked with her estate, irrespective of her maternal kindred, the Bayards, and their descendants and branches. Matter of Cornell, 43 App. Div. at page 244, 60 N. Y. Supp. 53. The testatrix left no surviving kindred of the Pearsall or English stocks indicated, whose moral rights in abstracto to expectations of inheritance from testatrix might have been better founded than any presented in this cause. The bare legal rights of contestants to share in the real estate in the event of intestacy are, however, on the other hand, clear. They can in no event assert rights in the personal estate of the deceased.
In her well-regulated and long life it appears that the testatrix had been most intimate with the immediate family of her maternal aunt, Mrs. Stephen Van Rensselaer, of Albany, who was her mother’s sister. It is this aunt’s children who are the principal beneficiaries under the will propounded. Mrs. Townsend, the daughter of Mrs. Stephen Van Rensselaer, had in the youthful days of testatrix passed a whole winter while at school in New York with her aunt, Mrs. Campbell, the mother of testatrix. 'Thus testatrix and her cousin, Mrs. Townsend, had grown up together. After the brothers and sisters of testatrix had passed away, the surrogate is able to perceive no more natural object of testatrix’s bounty than her first cousin, Mrs. Townsend, and Mrs. Townsend’s surviving brother and her sisters, Mrs. Berry and Mrs. Crosby, who were contemporaries of testatrix and her first cousins. It was at their father’s manor house in Albany that the maternal grandmother of testatrix, Mrs. Bayard, had lived and died. There is no doubt from the record that the testatrix and the immediate survivors of the family of General Stephen Van Rensselaer were, at the time of the will, not only the most closely related to testatrix, but on the most intimate terms of all the parties to this proceeding. It is apparent that even those survivors of Gen. Van Rensselaer’s family who lived at a distance from testatrix were never forgotten by testatrix in
The contestants are all in degree more distantly related to testatrix than are Mrs. Townsend, Mrs. Crosby, and Mr. Eugene Van Rensselaer, the principal beneficiaries of the will. The legal right of such contestants to share by descent to some extent in the real property of Miss Campbell in the event of her intestacy is, however, clear. The canons of descent are more liberal than the statute of distributions to the remoter kindred of an intestate. But although the relationship of contestants may be only a degree more distant, it is apparent to me from the testimony that their intercourse with the testatrix during her lifetime was also less intimate in degree than was the intimacy of testatrix with her cousins of the Gen. Van Rensselaer branch of her maternal connections. This is a material fact. But as the right of the more distant cousins to share in the inheritance of testatrix is fixed by law, such right is to be respected by this court. But the courts sometimes deny in effect that, for the application of rules of law, distant cousins stand to the fullest extent among those who are in law termed the “natural objects of a testator’s bounty.”
In Matter of McCarty, 141 App. Div. 816, 820, 126 N. Y. Supp. 699, 702, the Appellate Division of the Supreme Court very recently said that such natural objects of a testator’s bounty as second and third cousins “have something of the character of a dissolving view; at least, they are not as formidable in fact as they appear in rhetoric, and we are of the opinion that a person of sound and disposing mind might absolutely close his eyes and his mind to the existence of his cousins and grant his entire estate to intimate business and social associates without giving rise to the presumption of having been defrauded by undue influence in the disposition of his property.” This is the weighty and recent utterance of a great court of this commonwealth. But, as I have stated, the locus standi of contestants to dispute the will is complete in this matter. The justice of their invocation of maxims, which are applicable to testators who disinherit those “natural objects of their bounty” who have been dependent on testators in the lifetime of both, is another and weightier consideration. I doubt, for example, if remote cousins have the same standing to invoke the rigid maxims which are applicable in probate causes in the instance of such close relationship as father and son. What would be unjust to a son might not be unjust to a third cousin. I am not sure that what would! be a fraud or wrong towards a son in respect to a father’s inheritance would be in law a fraud or a wrong
At the outset of this- cause there was a disposition apparent in connection with.the charge of undue influence to regard the rights of the contestants as- heirs presumptive of Miss Campbell as being fixed, even during her lifetime. Thus, gifts made by testatrix to her own brother and - heir presumptive during their joint lives were invoked as some evidence of fraud by the donee upon the second and third cousins of testatrix, or else- as furnishing the motive of one of the persons charged with the exercise of undue influence over testatrix. But on the .final argument of this cause I am happy to say that I detect no reference to this irrelevant claim. In any event, I can hardly think it very material to the charge of undue influence. It would add a new terror to the death of the possessor of a great' fortune if every gift of such childless possessor during his whole life was to be made subject to the tacit approval of those who might by any possibility ultimately be entitled to share in his inheritance as heirs general. Such a pretense as that stated being either out of this case or subordinated to the charges of want of_ capacity and undue influence exerted from other motives, we may pass on to the next consideration in order.
.:;Th'e will of testatrix was executed October 21, 1908. Her’s had been a life of singularly dignified seclusion. Its activities had all centered either in her immediate family or in her favorite charities, in which she had always exhibited a generous and, I may add, an intelligent, interest. On the whole, Miss Campbell’s life had been an elevated and exemplary life; devoted in an unusual degree to the narrowing’circle at home. As to each of the brothers and sisters departed, there had been on the part' of testatrix an unusual tenderness in life, so it ended after their deaths in an intense and pathetic sorrow, now •permitted to figure in the charge of mental unbalance, although perhaps consistent with mere morbidity and a peculiar sense of isolation on" the part of testatrix.
-Towards the latter end of her life testatrix had several severe falls, characteristic of old people, and she was much confined to her house; but with the exception of accidents her general health, mental
The documentary and other evidence on the part of the proponents is most convincing, and conclusively shows that the testatrix had a rather unusually correct business method of conducting her expenditures, which continued almost down to the moment of her death. Her checkbooks, in her own clear handwriting, were models of neatness and accuracy. I noticed that she even accented accurately a French word. • Both testatrix and her sister had, however, a habit of keeping dividend checks for a long period, or until a visit to the bank, at some convenient date, reduced the. sums into possession. As the testatrix was a very rich woman, of few wants and relatively small expenditures, and as the ■ companies whose checks were thus accumulated were strong and solvent corporations," I cannot say that this belated habit bears much evidence of insanity. I canhot, from a collection of unrelated eccentricities or solitary, habits, infer testamentary incapacity, in the face of overwhelming counter evidence. The documentary evidence of testatrix’s own construction is a very powerful index of her mental condition in and about the time when she is alleged by contestants to have been incompetent to testaméntate. These bear evidence of her thoughtful care of her servants and of her evident attention to- details of expenditure throughout all her later
The law of the land is wisely indulgent to the proper exercise of the testamentary power. All persons, except idiots, persons of.unsound mind, and infants, may, in this state, make a will. Sections 10, 15, Decedent Estate Daw (Consol. Laws 1909, c. 13). Testamentary capacity in the abstract doubtless involves profound problems of psychology and psychiatry, or that science which involves the psychical phenomena of the brain. In the hands of some experts such subjects are apt to degenerate into refinements. In the concrete application of the truer tests of testamentary capacity, courts of justice have been compelled to formulate for themselves certain rules which are at this day practical aids in the administration of justice and the result of accumulated experience in everyday matters. A close study of this subject must convince us all that any departure from the rules thus laid down would be as unwise as it is unauthorized. It would be a bold and proud judge who would venture to substitute his own conception on this subject for such deliberate and weighty rules. In courts of justice there, is little room for pride of individual opinion. But while in courts of probate there is a greater liberality than in other courts on questions of mental responsibility, so, no doubt, a will may be defeated in a probate cause by reason of the existence of mental states which would not be regarded as insanity in some other tribunals. The doctrines of this court are very well established by authoritative precedents.
I will, however, assume that the declarations of Miss Canwhell were just as testified to by the highly respectable witnesses called for the contestants. But even then, when measured by legal tests, do such delusions prove the testafiientary incapacity of Miss. Campbell? The surrogate thinks not. Here, by the evidence, is a testatrix who conducts her own household and ordinary property affairs intelligently through a long and respectable life; who avoided all complications ; a lady dignified and considerate to her servants and always just and faithful to them; devoted to her family; affectionate to her friends; a woman. religious, charitable, destitute of all false pride, kindly and true in all the. walks of life—is such a person to be declared incompetent in this court under the rules of law here applicable because she ■may entertain a delusion in regard to a departed sister’s continual presence to her, when such delusion has no connection with her will? This is the legal question before me. There are some delusions of an ■immaterial character in law.
“If it refer only to a single relative, the rest of them being properly remembered, I think we should hesitate to break the will for that reason alone.’’
It will be remarked in this cause before the surrogate that not a ■single alleged delusion had anything at all to do with the will of Miss Campbell. -So liberal is the law of this court in respect to testamentary capacity that it is sometimes doubted, where a man wills his property to his heirs at law, whether mania per se or the insanity of the testator in the abstract has any relevancy to such an act of testamentation. But be this as it may, and I express no opinion on it, ■the effect of- irrelevant or partial delusions of an otherwise sane testator is now well settled in this court. If the will is not the offspring .'of the delusion, the dielusion per se will not avoid the will. Dobie v. Armstrong, infra.
Having reference to the authorities bearing on testamentary capacity 1 and delusions, I cannot help thinking that the counsel for contestants in this cause were wise at their final argument in placing their contention on other grounds besides testatrix’s legal incapacity to make her will on the 21st of October, 1908. It is to be observed that she lived on for several years after making her will, conducting her household and private affairs, and yet that she never revoked or altered the will in any respect. A great probate judge of England, Sir John Nicholl, considered this an important fact in cases of this character.
I come now to the consideration of the real contention on the part of the contestants, that the will offered for probate was the product of fraud and undue influence, exerted over a weak and feeble-minded testatrix, really incapable of an act of testamentation. Thus the allegation of testamentary incapacity,' although disavowed directly, is transferred as an element of the charge of circumvention and undue influence, and it is invoked in that connection. In, this aspect the capacity of testatrix must be reconsidered. The persons unquestionably pointed out as the instruments of the wrongs charged are Mr. Howard Townsend and the sister-in-law of the testatrix, Mrs. Mary Campbell,.the widow of Thomas Pearsall Campbell, the last surviving brother of testatrix. Curiously neither of these persons take any real beneficial interest under the will. But Mr., Howard Townsend is the son of Mrs. Justine Van Rensselaer Townsend, one of the heirs .at law and one of the next of kin of testatrix, who profits by the will. Mr. Townsend is a lawyer by profession and was professionally engaged in the preparation of the will. This fact last mentioned and the fact that he is the heir apparent of his mother are asserted, by contestants to Have placed him under legal obligations which were
Mr. Howard Townsend, the gentleman thus implicated, was not only the son of one of the principal beneficiaries under the paper propounded, but he was himself a kinsman of testatrix, standing in the same degree to her as the nearest of the contestants. For a long time prior to the death of the testatrix, he liad, as a lawyer, been employed as a general supervisor of the estate of testatrix, and in this respect he unquestionably occupied a position toward testatrix somewhat intimate and at times confidential. Mr. Townsend’s was not the ordinary relation of attorney to client only, but something more by reason of established family relations of an intimate and personal character. As noticed before, his mother was the first cousin of testatrix and sprung of a household greatly considered by testatrix. After the death of Mr. Pearsall Campbell, it is in evidence that testatrix took a great interest in Mr. Townsend and regarded him as the “male representative of the family.” It is also apparent that testatrix was especially fond of Mr. Townsend’s mother and especially fond of him. 1 It is also in evidence that Gen. Stephen Van Rensselaer, the grandfather of Mr. Townsend; Mr. Townsend’s mother, Mrs. Justine Van Rensselaer Townsend; and Mr. Townsend himself—were the kinsmen outside of her own household nearest to testatrix, in domestic association at least. Some regard must be paid to this fact when we come to consider propositions of law which originate with associations and professional relations destitute of this feature.
It is not, however, here claimed that Mr. Townsend directly wrote himself in the will of Miss Campbell as a substantial legatee, but that he wrote his mother into her will, and thus indirectly comes within the principles of testamentary law relating to one qui se scripsit heredem. This construction of the rule would seem justified in Roman law. D. 48, 10, 15. But it is to be noted at this point that Mr. Townsend’s mother was a presumptive heir at law and one of the presumptive next of kin of testatrix, and that the benefit Mrs. Townsend derived by the will over her rights by law on an intestate succession to Miss Campbell was not great, being less than $100,000. The chance that Mr. Townsend might survive his mother is also to be taken into the reckoning in our consideration of the justice of the charge that Mr. Townsend really wrote himself intentionally and
If the law itself prefers a person by descent, can there be any presumption of unfairness against that same person in the course of a testamentary succession by that person, however induced? I take leave to doubt it. In the next place,- is not an allegation of Mr. Townsend’s possible hope of succession to his mother .too remote for legal consideration in connection with the principle involved? Is a mere hope of succession to the last surviving of two living persons (spes successionis) to be regarded as a motive for fraudulent action in connection with the principles of law invoked by contestants? I have examined the cases cited on this'point by the véry able counsel for contestants, and I do not think them controlling on the facts before me.. Considering the ordinary relations Mr. Townsend and Mrs. Mary Campbell occupied to the testatrix during life, I can see no valid reason for assuming that the testamentary script, propounded in this cause, was the product of either cupidity, mistaken confidence, or unfairness..
It was conceded on the argument and in the proofs that, by reason of several intervening deaths, Mrs. Justine Van Rensselaer Townsend, the mother of Mr. Townsend, would now take more if the will of Miss Campbell were rejected from probate than she" would take under the will itself, and such is the fact. If her son, Mr. Townsend, were so destitute of principle as to be actuated' by the sordid motives ascribed to him in the production of this will, he would ndt now, I think, be stoutly maintaining the’will for probate. He would benefit if he survived his mother by the rejection of the will. If motives are to be inferred from benefits alone, why-not also infer them from disadvantages of a pecuniary kind? But irrespective of this consideration I can detect no evidence of fraud on the part of Mr. Townsend or Mrs. Mary Campbell in respect of the will of the testatri-x.
As was well said by Sir James Hannen in Wingrove v. Wingrove (1886) 11 P. D. at page 82:
“There is no subject upon which there is a greater misapprehension than upon that of undue influence. The misapprehension * * * arises from the particular form of the expression. * * * It is not because one' person has an unbounded influence over another that therefore, when exercised, even though it may be very bad indeed, it is undue influence in the legal sense of the word. A young man may be caught in the toils of a harlot, who makes use of her influence to induce him to make a will in her favor, to the exclusion of his relatives. * * * A man may be the companion of another, and may encourage him in evil courses, and so obtain what is called an undue influence over him, and the consequence may be a will in his favor.”
But neither of these cases, shocking as they are, amounts to undue influence in law. “To be undue influence in law there must be—to sum it up in one word—coercion.” These are exceedingly discriminating words of this English judge upon a subject which often needs discrimination. But the words of this English judge voice the deliberate conclusion of our own courts as often expressed. Children’s Aid Soc. v. Loveridge, 70 N. Y. at page 394; Marx v. McGlynn, 88 N. Y. 357; Matter of Will of Smith, 95 N. Y. 516; Matter of Will of Martin, 98 N. Y. at page 196; Matter of Klinzner, 71 Misc. Rep. 620, 627, 130 N. Y. Supp. 1059. Proof of mere opportunity to exercise undue influence, the existence of confidential relations, fair solicitation by a legatee or executor, are insufficient in themselves to establish undue influence. Gardiner v. Gardiner, 34 N. Y. 155; Cudney v. Cudney, 68 N. Y. 148, 152; Post v. Mason, 91 N. Y. 539, 43 Am. Rep. 689; Matter of Patterson, 13 N. Y. Supp. 463; Blanchard v. Nestle, 3 Denio, 37; Tunison v. Tunison, 4 Bradf. 138; Hazard v. Hefford, 2 Hun, 443; Wait v. Breeze, 18 Hun, 403; Matter of Eddy, 41 Misc. Rep. 283, 84 N. Y. Supp. 218; Matter of Will of Benjamin, 136 N. Y. Supp. 1070. In the Matter of Benjamin it is to be observed that a jury afterwards came to the same conclusion on the issue of undue influence as the surrogate.
While declarations of testator on an issue of mental capacity or undue influence are admissible for some purposes (Waterman v. Whitney, 11 N. Y. 157, 62 Am. Dec. 71; Marx v. McGlynn, 88 N. Y. 357; Matter of Kennedy, 167 N. Y. at page 171, 60 N. E. 442), they are not evidence of the fact stated in the declaration (Cudney v. Cudney, 68 N. Y. at page 152; Marx v. McGlynn, 88 N. Y. at page 374). How far mere oral declarations ought to be evidence of testamentary intention I confess I have great doubts. It is a general principle of law that no extrinsic evidence, -however conclusive in its nature, can be admitted with a view of setting up an intention inconsistent with the writing itself. Charter v. Charter, L. R., 7 Ho. L. 364; Earl of Newburgh v. Countess of Newburgh, 5 Madd. 364; Hodgson v. Hodgson, 2 Vern. 593; Beaumont v. Fell, 2 P. Wms. 141. It seems to me that extrinsic proof of an intention not to testaméntate set up against a will is inconsistent with the subsequent written will and ought to be prohibited by the spirit of the doctrine stated. In Jackson v. Kniffen, 2 Johns. 31, 3 Am. Dec. 390, a great judge of this state, Thompson, J., said:
“* * * To allow (a will) to foe impeached by the parol declarations of the testator himself would in my judgment foe eluding the statute” of wills.
In most of the cases where a fixed testamentary intention has been established as the basis of a charge of an unexplained change of testamentary intention, it has been so established by writing, executed pursuant to the statute of wills. Brydges v. King, 1 Hagg. 256, 310; Marsh v. Tyrrell, 2 Hagg. 84, 141; Delafield v. Parish, 25 N. Y. 85: McLaughlin v. McDevitt, 63 N. Y. at page 217; Children’s Aid Soc. v. Loveridge, 70 N. Y. at page 395; Matter of Way, 6 Misc. Rep. 484, 27 N. Y. Supp. 235; Swenarton v. Hancock, 9 Abb. N. C. 326. I cannot help thinking that the language of the Court of Appeals, disapproving of oral declarations of testators as proofs o'f a testator’s intentions in ordinary cases, might well be extended to oral declarations of an intent to die intestate (Matter of Kennedy, 167 N. Y. 170, 176, 60 N. E. 442) when offered against a subsequent written will.
But in any event there is no proof that such intentions of Miss Campbell to die intestate were long adhered to in the sense that they existed for a long time. Her mere passive conduct of being intestate is not to be taken as the basis of such an important inference. As matter of fact I find no substantial change of testamentary intention on the part of Miss Campbell in this cause which calls for more explanation on the part of proponent than given in evidence in the cause. If an intention to die intestate means anything, it means that testatrix wished her estate to go to those the law names in cases of intestacy. In this aspect of the wdll the change of intention, if any, was very slight, as the will favored thos.e who were the nearest of living kin by law, except in one instance, where it involved the children of Mrs. Berry, only lately deceased. As to the devises of the realty, the will again follows pretty closely the prevailing canons of descent, except that the will excluded some of those who were more remote from the common stock of descent, and remote from testatrix. It is extremely doubtful, therefore, if in fact the will does evince a sudden or unexplained change of intention, within the true meaning of the rule invoked by contestants. See Matter of Green, 67 Hun, 537, 538, 22 N. Y. Supp. 1112.
The factum of will was sufficiently established in this cause. The actors having to do with the testamentary act were all people of the highest respectability. Neither of the attesting witnesses took anything under the will. One of them, Mrs. Mary Campbell, was excluded absolutely from the will. To be sure, she had a fortune of her own, but it was open to testatrix to give her more, as she was shown to be on terms of affectionate intercourse with testatrix. Doubtless is it that Mr. Howard Townsend, the draftsman of the will, could have thrown much light upon the inception and creation of the paper propounded, as he was its draftsman; but contestants themselves closed the door to Mr. Townsend’s evidence by strenuous objections invoking the benefit of both sections 829 and 835 of the Code of Civil Procedure. It is not the fault of Mr. Townsend that proofs were 'not substituted for presumptions. Contestants insisted upon his incompetency to testify.
The wisdom of excluding the testimony of lawyers who draw wills after the death of testators has been questioned. A will is a public, not a private, act in law. By the weight of authority it is held in all other states that the principle excluding evidence of confidential communications between lawyer and client has no application after the death of testators to instructions to their lawyers to draw their wills, or to the facts about the execution of such wills, and that it is
The very able counsel for contestants have made a powerful presentation based on untenable inferences. They could not do more with the facts in their possession. It is impossible to fashion out of nothing a legal fabric of strength. The surrogate would consider himself highly remiss in his duty if in so clear a cause he hesitated or refused to pronounce that the factum of will had been established.
The script propounded is entitled to probate as the last will and testament of Maria R. Campbell-, deceased. Let the findings and the decree to that end be presented for signature in the usual course.