Opinion
Petitioner Lee Max Barnett is being held in custody pursuant to a judgment of death rendered on November 30, 1988. Petitioner is represented by appointed counsel in this state habeas corpus proceeding challenging the legality of that judgment. Despite such representation, petitioner has submitted a number of pro se habeas corpus claims, motions, and other documents to this court for filing and consideration. Because this court has begun to receive a number of pro se submissions in capital habeas corpus matters, and because our actions thereon have at times varied, we find it appropriate to announce a standard procedure for such submissions.
Consistent with the general rule that represented parties have no right to present their cases personally alongside counsel—a principle we have recognized in the context of both capital trials and appeals, and noncapital habeas corpus proceedings as well—this court will not file or consider a represented capital inmate’s pro se submissions that challenge the legality of the inmate’s death judgment or otherwise fall within the scope of counsel’s representation. Conversely, we shall file and consider a represented capital inmate’s pro se submissions that pertain to matters falling outside the scope of counsel’s representation. We shall also file and consider pro se motions limited to matters concerning the inmate’s representation. (See
People
v.
Marsden
(1970)
I.
The facts underlying petitioner’s convictions are not pertinent to the procedural matter presented here. It suffices to note that a jury convicted petitioner in 1988 of one count of assault with a firearm, several counts of kidnapping and robbery, and one count of first degree murder. Petitioner committed his crimes upon encountering the victims unexpectedly in 1986 at a remote campsite in a Butte County gold mining area. The evidence at trial included testimony from persons present at the encounter, including petitioner, and from others who had contact with petitioner the summer before the crimes occurred or immediately afterward.
*470
The relevant procedural facts are as follows. Appointed counsel Michael Willemsen and Ronald A. Parravano represented petitioner in his automatic appeal and concurrent state habeas corpus proceeding (judgment of death affirmed May 4, 1998, in
People v. Barnett
(1998)
On April 5, 2001, Bacon filed in this court a 560-page second petition for writ of habeas corpus that challenges the legality of petitioner’s death judgment. That petition, which attaches 20 volumes of appendices, is pending.
Beginning in November 2001, petitioner has submitted the following pro se documents to this court for our consideration: (1) a “Declaration and Motion to Supplement Habeas Corpus” in
In re Barnett
(S096831, Apr. 5, 2001) (received Nov. 2, 2001); (2) a document containing pro se habeas corpus claims No. 275 and 276 (received Nov. 19, 2001); (3) a “Declaration of Lee Max Barnett” and a “Declaration and Motion and Objections to Respondent’s Request for Extension of Time, Motion for Summary Judgement” (received Nov. 21, 2001); (4) a letter referring to an alleged misleading statement of fact in Appellant’s Opening Brief and the court’s opinion in
People v. Barnett, supra,
The foregoing documents do not criticize Bacon’s effectiveness and do not seek his removal. While the last two documents complain primarily of prison conditions, the others largely purport to present, as habeas corpus claims, various assignments of trial court and appellate error, prosecutorial misconduct, and ineffectiveness of all prior appointed counsel. To this day, however, Bacon continues to represent petitioner in these state court proceedings, and petitioner has never disavowed the state habeas corpus petition Bacon prepared on his behalf.
*471
In view of the pro se documents petitioner submitted, we issued an order on April 10, 2002, that directed the Director of Corrections to show cause why this court should not file the foregoing documents and consider their merits, notwithstanding the fact that petitioner is currently represented by counsel.
1
(See generally
People v. Mattson
(1959)
Respondent filed a return to the order to show cause. Counsel for petitioner then filed a traverse to respondent’s return, and petitioner submitted his own pro se “reply” to the return as well.
II.
As a general rule, parties who are represented in court by counsel of record are required to proceed in court through their counsel. As a prelude to determining the proper disposition of petitioner’s pro se submissions, we find it useful to review the rules regarding legal representation and pro se submissions applicable to capital trial and appellate proceedings.
A criminal defendant facing state capital charges has two mutually exclusive rights with respect to legal representation at trial. “He may choose to be represented by professional counsel, or he may knowingly and intelligently elect to assume his own representation.”
(People v. Hamilton
(1989)
*472
Significantiy, however, a capital defendant who chooses professional representation, rather than self-representation, is not entitled to present his or her case personally or to act as cocounsel at trial.
2
(People
v.
Frierson
(1991)
Accordingly, when a defendant exercises his or her constitutional right to representation by professional counsel, it is counsel who “is in charge of the case” and the defendant “surrenders all but a handful of ‘fundamental’ personal rights to counsel’s complete control of defense strategies and tactics.”
(Hamilton, supra,
A criminal defendant’s rights regarding legal representation are more limited on appeal than at trial. The Sixth Amendment does not include any right to appeal, so it implicates no basis for a right to representation by professional counsel on appeal. (See
People
v.
Scott
(1998)
Notably, however, there is no right—constitutional, statutory, or otherwise—to self-representation in a criminal appeal in California. (See
People
v.
Stanworth
(1969)
As relevant here, represented capital inmates are not permitted to present their automatic appeals personally to this court. That is, such inmates have no right personally to supplement or supersede counsel’s briefs and arguments on the merits of their appeals.
(Clark, supra,
Thus, all appellate motions and briefs must be prepared and filed by counsel and may not be submitted pro se.
(Clark, supra,
With this overview in mind, we now assess whether and to what extent similar restrictions should apply to pro se submissions by represented inmates in capital habeas corpus proceedings before this court.
The federal Constitution guarantees that habeas corpus shall not be suspended, except as necessary for public safety during a rebellion or invasion. (U.S. Const., art. I, § 9, cl. 2.) Notwithstanding the fact that the concept of habeas corpus relief is the subject of a constitutional provision, while appellate relief is not, an inmate’s rights regarding legal representation in a state habeas corpus proceeding are even more limited than on an appeal.
“Postconviction relief is even further removed from the criminal trial than is discretionary direct review.[
4
] It is not part of the criminal proceeding itself, and it is in fact considered to be civil in nature. [Citation.] .... States have no obligation to provide this avenue of relief, [citation], and when they do, the fundamental fairness mandated by the Due Process Clause does not require that the state supply a lawyer as well.”
(Pennsylvania v. Finley
(1987)
California likewise confers no constitutional right to counsel for seeking collateral relief from a judgment of conviction via state habeas corpus proceedings. Nonetheless, the long-standing practice of this court is to appoint qualified counsel to work on behalf of an indigent inmate in the investigation and preparation of a petition for a writ of habeas corpus that challenges the legality of a death judgment.
5
(In re Sanders
(1999)
We turn now to the question whether inmates have a right to self-representation when seeking habeas corpus relief in our courts. Although the United States Supreme Court has not ruled on this matter specifically, it is logical to conclude that if there is no federal constitutional right to self-representation in a state appeal as of right
(Martinez, supra,
Inmates, moreover, have no state constitutional right to self-representation in habeas corpus proceedings. Like its federal counterpart, the California Constitution guarantees that habeas corpus shall not be suspended, except as necessary for public safety during a rebellion or invasion. (Cal. *476 Const., art. I, § 11.) That provision makes no mention of representational rights, and furnishes no more a basis for such rights than the federal provision.
Recent legislation, however, alludes to the matter of self-representation. Government Code section 68662 provides that our court “shall offer to appoint counsel to represent all state prisoners subject to a capital sentence for purposes of state postconviction proceedings,[ 6 ] and shall enter an order containing one of the following: [f[] (a) The appointment of counsel to represent the prisoner in postconviction state proceedings upon a finding that the person is indigent and has accepted the offer to appoint counsel or is unable to competently decide whether to accept or reject that offer, [f] (b) A finding, after a hearing if necessary, that the prisoner rejected the offer to appoint counsel and made that decision with full understanding of the legal consequences of the decision, ffl] (c) The denial to appoint counsel upon a finding that the person is not indigent.” (Italics added; see Gov. Code, former § 68652, added by Stats. 1997, ch. 869, § 3.) Although these provisions contemplate that a capital inmate may decline our offer of counsel at the outset, so long as he or she fully understands the legal consequences of such a decision, they specify no right to withdraw an election of professional legal representation once made.
Additionally, the Penal Code specifies that “[e]very person unlawfully imprisoned or restrained” may prosecute a writ of habeas corpus (Pen. Code, § 1473, subd. (a)) by means of a petition “signed either by the party for whose relief it is intended, or by some person in his behalf’ (id., § 1474, italics added). But neither of these provisions is contravened by a rule that a “person” represented by counsel for the specific purpose of pursuing habeas corpus remedies must generally exercise the right to prosecute the writ through that counsel, who, in such cases, acts “in his behalf.”
Certainly, capital inmates who are represented by habeas corpus counsel have no more right to present their cases personally alongside their attorneys than do represented capital defendants at trial or on appeal.
As is the situation in a capital trial or appeal, there is no constitutional or statutory provision that grants a represented inmate the right to file pro se petitions, motions, objections, or other briefing in furtherance of his or her capital habeas corpus case. Nor do our published practices, procedures or policy standards governing capital habeas corpus proceedings afford such a right. Moreover, we indicated quite some time ago that the general rule
*477
prohibiting a represented party’s pro se documents applies in the habeas corpus context. (See
Cathey, supra,
In consideration of all of the foregoing, the rule we adopt is this: This court will not file or consider a represented capital inmate’s pro se submission to the extent it challenges, or otherwise pertains to (see
post,
fn. 11), the legality of the death judgment.
7
Challenges that go to the legality of the death judgment fall squarely within the scope of habeas corpus counsel’s representation, and there appears no legitimate reason why capital inmates who have habeas corpus counsel should not be required to submit such matters to their attorneys for investigation and proper presentation to this court in a petition prepared and filed by their attorneys.
8
Indeed, with their formal legal training, professional experience, and unrestricted access to legal and other resources, counsel possess distinct advantages over their inmate clients in investigating the factual and legal grounds for potentially meritorious habeas corpus claims and in recognizing and preparing legally sufficient challenges to the validity of the inmates’ death judgments. (See generally
Jones
v.
Barnes, supra,
463
*478
U.S. 745, 751 [77 L.E. 2d 987,
A rule declining the filing and consideration of a represented capital inmate’s pro se submissions as such is consistent with the general rule that represented parties have no right to present their cases personally alongside counsel—a principle we have recognized in the context of both capital trials and appeals, and in noncapital habeas corpus proceedings as well.
9
Restricting pro se submissions by represented inmates also is consistent with the established rule in California that represented parties in civil matters must act through their counsel.
10
(Boca etc. R.R. Co.
v.
Superior Court
(1907)
III.
As our order to show cause reflects, petitioner submitted eight pro se documents to this court for filing and consideration. We shall return to petitioner as unfiled the following six documents: (1) the “Declaration and Motion to Supplement Habeas Corpus” in
In re Barnett
(S096831, Apr. 5, 2001) (received Nov. 2, 2001); (2) the document containing pro se habeas corpus claims No. 275 and 276 (received Nov. 19, 2001); (3) the “Declaration pf Lee Max Barnett” and the “Declaration and Motion and Objections to Respondent’s Request for Extension of Time, Motion for Summary Judgement” (received Nov. 21, 2001); (4) the letter referring to an alleged misleading statement of fact in Appellant’s Opening Brief and the court’s opinion in
People v. Barnett, supra,
Conversely, we shall file the following two pro se documents under separate file numbers: (1) the petition for writ of habeas corpus that complains both of “prison conditions impeding & obstructing habeas” and of denial of petitioner’s rights to a speedy trial and a speedy appeal (received Mar. 6, 2002); and (2) the petition for writ of habeas corpus that complains the superior court erred in denying a petition for writ of habeas corpus filed on August 28, 2001 in Marin County Superior Court, No. SC 120773 (received Apr. 2, 2002). Because these documents complain primarily of prison conditions, reflecting matters falling outside the scope of appointed counsel’s representation, we shall consider, at a future time and independently of the habeas corpus proceeding herein denominated as case No. S096831, those submissions on their merits. (See ante, fn. 1.) To the extent, however, that these documents also include contentions that challenge or otherwise pertain to the legality of the death judgment, such contentions are not properly presented and we shall decline their consideration.
The order to show cause is discharged.
George, C. J., Werdegar, J., Chin, J., Brown, J., Moreno, J., and Pollak, J., * concurring.
Petitioner’s petition for a rehearing was denied September 24, 2003. Kennard, J., did not participate therein.
Notes
Our order specified that briefing of the merits of any matter set forth in petitioner’s pro se submissions is deferred pending further order of this court.
There is one exception to this rale: Defendants may make pro se motions regarding representation, including requests for self-representation
(Faretta
v.
California, supra,
Petitioner contends that respondent should be “estopped” from arguing here that represented capital inmates may not file papers pro se in appellate and habeas corpus proceedings because respondent supposedly advanced a contrary position in
Martinez, supra,
In any event, we note the only apparent statement in
Martinez
that bears on the matter is the high court’s observation that “the rules governing appeals in California, and presumably those in other States as well, seem to protect the ability of indigent litigants to make
pro se
filings. See, e.g.,
People v. Wende
(1979),
As used by the Supreme Court here, the term “postconviction relief’ refers to collateral relief, that is, relief from a conviction other than by direct appeal or discretionary direct review. (Cf. post, fn. 6.)
An attorney willing to be appointed to represent an inmate in such a proceeding must meet certain minimum qualifications and must demonstrate the commitment, knowledge, and skills necessary to represent the inmate competently. (Cal. Rules of Court, rule 76.6(a), (b), (e), (f).) Appointed counsel are charged with “the duty to investigate factual and legal grounds for the filing of a petition for a writ of habeas corpus,” as delineated in our court’s policies regarding cases arising from death judgments. (Cal. Supreme Ct., Internal Operating Practices & Proc., XV E.)
As used in Government Code section 68662, the term “state postconviction proceedings” refers to state proceedings in which the prisoner seeks collateral relief from a capital sentence, i.e., relief other than by automatic appeal. (Cf. ante, fn. 4.)
Consistent with our rule on appeal, however, we will file and consider a pro se motion regarding an inmate’s representation (i.e., a
Marsden
motion) to the extent it is clearly labeled and limited to such matters. (See
Clark, supra,
Additionally, we clarify that this opinion does not speak to pro se submissions in which the represented inmate expresses a desire to immediately end state habeas corpus proceedings, to forgo executive clemency proceedings, and to urge the state’s implementation of the death penalty in his or her case.
Of course, counsel need not press habeas corpus claims requested by their inmate clients, even those that might be considered nonfrivolous, if counsel, as a matter of professional judgment, decide not to present those claims. (See generally
Jones
v.
Barnes
(1983)
We recognize that inmates convicted solely of noncapital crimes typically are represented only by appellate counsel who have no obligation to investigate or present grounds for habeas corpus relief. (See
In re Clark
(1993)
As indicated, habeas corpus proceedings like the one before us are properly viewed as civil actions designed to overturn presumptively valid criminal judgments and not as part of the criminal process itself.
(Pennsylvania
v.
Finley, supra,
481 U.S. at pp. 556-557;
Murray v. Giarratano, supra,
The third listed document includes objections to respondent’s request for an extension of time to file an informal response to the petition for writ of habeas corpus that counsel filed on petitioner’s behalf. The handling of such objections falls directly within the scope of counsel’s representation.
Associate Justice of the Court of Appeal, First Appellate District, Division Three, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
