In re BABY GIRL D., a Minor, Baby Girl E., a Minor, Baby Girl B., a Minor, Baby Boy S., a Minor, Baby Girl S., a Minor, Baby Girl J.M.M., a Minor, Appellants.
Supreme Court of Pennsylvania.
Argued March 4, 1986. Decided Nov. 17, 1986.
517 A.2d 925 | 449 Pa. 449
William Wycoff, Thorp, Reed & Armstrong, Pittsburgh, for Children‘s Home of Pittsburgh.
James A. Esler, Asst. County Sol., Pittsburgh, for Children and Youth Services.
Samuel C. Totaro, Jr., Feasterville, for Golden Cradle.
Marianne P. Flood, Philadelphia, for Pennsylvania Committee for Adoption.
Before NIX, C.J., and LARSEN, FLAHERTY, MCDERMOTT, HUTCHINSON, ZAPPALA and PAPADAKOS, JJ.
OPINION OF THE COURT
FLAHERTY, Justice.
We granted the petition for allowance of appeal of the minor adoptees, through their guardian ad litem, to address the question whether expenses for locating, preparing and arranging an adoption are properly charged to adoptive parents by an adoption agency, Family Infertility and Counseling Center of the Family Planning Counsel of Western Pennsylvania, and, if so, whether any limits on those expenses are properly imposed by the orphans’ court division of the court of common pleas. The issue presented raises a question whether persons are profiting impermissibly from the placement of newborn infants in adoptive homes. The various courts of common pleas have taken differing positions as to allowable fees in adoption cases.
The question arose when investigators hired by the court under Orphans’ Court Rule 15.5 questioned “unusual” fees charged to adoptors in cases involving the intermediary agency, Family Infertility and Counselling Center of the Family Planning Council of Western Pennsylvania. The questioned fees are for (1) counselling natural mothers; (2) counselling adoptors; (3) advertising expenses; (4) room
STANDING
Appeal is sought by the infant children, through their guardian ad litem2, and a question has been raised as to the guardian ad litem‘s standing to challenge the propriety of the expenses charged to adoptors by the adoption agency. The guardian argues that adoption fees charged to adoptors and paid for the benefit of natural mothers impermissibly affect both the decision of the natural mothers to voluntarily terminate parental rights and the decision of the agency as to which adoptors would provide the best homes for the infant children. The guardian questions whether these infants’ placements are based upon financial rewards rather than a detached assessment of the relative merits of prospective adoptors. One judge of the orphans’ court division below deemed expenses charged to these adoptive parents tantamount to “huckstering in human infants.”
All men are born equally free and independent, and have certain inherent and indefeasible rights, among which are those of enjoying and defending life and liberty, of acquiring, possessing and protecting property and reputation, and of pursuing their own happiness.
Inherent in this provision must be the right of every individual not to be bought or sold. If individuals have the right not to be bought or sold, it necessarily follows that those individuals must have standing to raise that right in appropriate proceedings. Cf., Stapleton v. Dauphin Co. Child Care Serv., 228 Pa.Super. 371, 324 A.2d 562 (1974) (juvenile is a “party” to an action for custody under the Juvenile Act, Act of Dec. 6, 1972, P.L.1464, No. 333, 11 P.S. § 50-101 et seq., since repealed and replaced); Juvenile Act, Act of July 9, 1976, P.L.586, No. 142,
REVIEW ON THE MERITS
The issue presented is whether the determination below, that impermissible and excessive fees were charged to adoptor parents by the adoption agency, was properly within the discretion of the judge of the orphans’ court division. This case presents a pure question of law regarding the authority of the orphans’ court division, as protector of the adoption process, to disallow certain fees charged to adoptor parents by the intermediary agency. We will find an abuse of discretion where the lower court‘s judgment is
Traditionally, allowable expenses to adoptor parents have been limited to reasonable unreimbursed lying-in expenses, reasonable legal fees incident to the adoption proceedings and costs of the proceeding.3 The reasons for the limitations on fees are obvious. Firstly, the limitations ensure that children will be placed in homes that promote their needs and welfare,
As noted supra, expenses, which were charged to adoptor parents and disallowed by the orphans’ court division, include fees for “counselling” natural mothers. The lower court found that counselling for natural mothers was required.4 Although some natural mothers apparently re-
The intermediary agency argues such charges to adoptor parents ought to be permitted on grounds the counselling benefits the child.5 The benefit to the child, it is argued, is the stability which will come from the natural mother‘s settled decision to relinquish parental rights. While we cannot ignore the difficulties endured by children whose homelives are unsettled, we must conclude that any benefits from counselling natural mothers inure to the direct benefit of the natural mother and not to the child. The child is benefitted, if at all, only indirectly. Thus, payment by adoptive parents for counselling natural mothers in preparation for relinquishment of parental rights falls outside the guideline that permissible payments directly benefit the child. Moreover, one is left to wonder whether the same adoption agency can objectively counsel both the natural mothers and prospective adoptors, as will be discussed infra, where the counselling fees seem to be connected to the adoption process. For these reasons, we cannot say that the orphans’ court division abused its discretion in disallowing such charges to adoptive parents.
Some adoptor parents were also charged for expenses of transporting natural mothers to Pittsburgh and of housing the natural mothers for periods of up to ten and one-half weeks prior to the birth. Room and board were charged in two of the cases sub judice. In both cases, the natural mother‘s home was outside the Pittsburgh area. Again, the intermediary agency argues that room and board were medically necessary; however, the record does not support this claim.
Other expenses paid by adoptors for services to the mother include medical expenses wholly unrelated to the birth6, Lamaze classes, pre-natal care and sonograms. These expenses were all disallowed. Again, these expenses are not directly connected with the birth, and, thus, are outside the parameters of the traditional allowable expenses in adoption.
Modern medical science is making great strides toward determining ideal developmental conditions for a fetus in utero. With the relatively recent understanding of nutrition, appreciation for the value of vitamins in the daily diet, and studies of the effects of cigarette smoking and alcohol
Most adoptors participated in infertility counselling and adoption counselling in a two-step process. First came infertility counselling. If, at the conclusion of the infertility counselling, the infertile couple desired to adopt, adoption counselling followed. Adoption counselling consisted of advice regarding advertising availability to adopt newborn children and warnings about a “black market” in adoptions. Although some of the adoptors testified that this counselling was a regular part of the adoption service, other adoptors testified that counselling was optional. The court resolved this conflict in favor of a finding that counselling was required. One adoptive parent testified that the costs of adoption counselling were only billed to persons who adopted. Thus, the so-called counselling expenses are clearly an agency fee for an adoption, and not a fee for counselling as such. Costs for counselling adoptor parents range from $50-$75 per case.
The intermediary agency argues the fees for counselling prospective adoptors are proper because Department of
Finally, the court disallowed advertising expenses and ordered the intermediary agency to reimburse adoptors for advertising costs in connection with newspaper ads and leaflets. Advertising for adoption has not been barred by the General Assembly and is certainly a legitimate means, in this society, of making one‘s availability to adopt publicly known. The form of the ads in the instant case does not appear of record. Thus, we cannot determine whether the ads simply announced the availability of adoptors, or whether they promoted the agency itself as the guardian‘s brief suggests. Thus, the record does not support the lower court‘s determination that advertising fees were improperly charged to adoptor parents by the intermediary agency, and, on this record, this determination must be reversed.
We are all aware that because of the availability of effective contraceptives, the legalization of early pregnancy termination and the custom of many young women to delay parenting in order to establish careers, the number of white infants available for adoption is dwindling while the demand for them is increasing. The same young women who have delayed parenting to establish their careers, and who have difficulty conceiving, also have relatively high incomes.
The brief of Family Infertility and Counselling Center recites its sliding scale fee arrangement. Under this arrangement, the agency‘s fee is calculated at seven and one-half percent of the adoptor couple‘s gross annual income, with a ceiling of $7500.9 What relation the costs of providing an adoption service could possibly bear to the adoptors’ gross annual income escapes definition. What seems clear from such a sliding scale, however, is that agencies will naturally be motivated to place babies with the adoptors who can afford to pay the highest fee, and not necessarily with the family that can provide the most loving and supportive home. The charging of a fee based upon the income of the adoptor parents is per se illegal. It is the function of the orphans’ court division of the courts of common pleas to guard that adoptions do not provide a profit, for, when they do, someone is surely “dealing in humanity” in contravention of the criminal statute. We are satisfied that the court has properly discharged this function in the instant case by disallowing such. Indeed, any agency fee which is unrelated to those set forth in this opinion must be disallowed.
The order of Superior Court is reversed, and the record is remanded to the orphans’ court division for entry of an appropriate, final order.
HUTCHINSON, J., files a dissenting opinion which is joined by ZAPPALA and PAPADAKOS, JJ.
HUTCHINSON, Justice, dissenting.
I respectfully dissent. I agree with the majority that all fees paid by adoptors must promote the child‘s welfare. For this reason, the majority may well be correct in holding
Nevertheless, for the following reasons, I believe Superior Court properly remanded these cases to the Orphans’ Court Division of the Court of Common Pleas (Orphans’ Court) to make specific factual findings in each case. First, I believe there is insufficient evidence in the record to support the general conclusions of the Orphans’ Court in these cases. Second, while I agree with the majority that all fees paid by the adoptors must promote the child‘s welfare, I disagree with the majority‘s per se rule requiring a direct benefit to the child. I believe the distinction between direct and indirect will at best prove elusive and will probably lead to anomalous results. So-called indirect benefits under certain circumstances promote the needs and welfare of the child and may at times be essential to its well-being.
I
I share the majority‘s concern that helpless infants not be bartered or sold like commodities in our society, but I find these records to be equivocal.
The Adoption Act,
In these six adoption cases, each presented by the same attorney and involving the same unlicensed intermediary employed by an unlicensed agency,2 the Orphans’ Court appears, not wholly without foundation, to have had concerns as to the propriety of the expenses paid by the adopting parents. The individual opinions of the Orphans’ Court articulate that Court‘s serious concerns about misleading practices and statements on the part of the adoptors and the intermediary, slip op. In re: Adoption of Baby Girl D, Allegheny County Court of Common Pleas, Orphans’ Court Division, No. 282 of 1982, at 2-4. At the request of counsel following one of the hearings on voluntary relinquishment in November, 1982, the Orphans’ Court filed an order in limine setting forth guidelines for allowable
The majority justifies on two grounds the Orphans’ Court‘s holding that any expenses paid by the adoptors that do not directly benefit the child must be proscribed. The first assumes that if the adoptors are allowed to pay for any other expenses, intermediaries, such as Family Planning,4 will place children with the wealthiest couples seeking adoption without considering other factors which affect that couple‘s fitness as parents as compared to others seeking children for adoption.5 Out of concern that wealth may become the only consideration, the majority reasons that the needs and welfare of children in general, not the particular children here involved, will be promoted, pursuant to
The majority further justifies its action by assuming that any service provided by the adoptors to the natural mother will unduly and improperly influence her in her decision on whether to relinquish her parental rights. From this premise the majority concludes that the buying and selling of children can be prevented by not allowing the adoptors who will receive the child to finance any of the expenses other than reasonable, unreimbursed lying-in expenses, counsel fees for the adoption proceeding and the costs of the proceedings. Maj. op. at 454-455.
In these six cases the fees paid by the adopting parents that have been prohibited by the Orphans’ Court and affirmed by the majority include fees for counseling both the natural mother6 and the adopting couple, expenses for room and board for the natural mother, and all medical expenses not directly related to the delivery of the child.
Facts to support the assumptions the majority makes are difficult to gather within the context of this judicial record, which contains conflicting testimony combined from sepa-
II
From the language of the majority‘s opinion, I fear its per se rule that all fees paid by the adopting couple must directly benefit the child will preclude consideration of the unique circumstances that develop with each adoption. Under the text of its opinion, if the natural mother were afflicted with a life threatening illness that could also kill the child she carries, the adoptors could not come to her aid because the natural mother would directly benefit from the treatment. Maj. op. at 456-457 n. 5. This would be the case even if all of the evidence clearly indicated that she intended to relinquish her parental rights to that particular adopting couple. It is difficult to understand how the needs and welfare of the child are promoted under such circumstances. On the other hand, if the adoptors were financing the natural mother‘s face lift, there would be no benefit to the child, and there would be a legitimate concern that financing this operation was a form of consideration for the baby.
It is for this reason that courts have traditionally examined the propriety of fees for adoptions on a case by case basis. As our Superior Court noted in a recent examination of the propriety of certain fees in adoption proceedings:
Gorden v. Cutler, 324 Pa.Superior Ct. 35, 53, 471 A.2d 449, 458 (1983) (quoting Downs v. Wortman, 228 Ga. 315, 315, 185 S.E.2d 387, 388 (1971)). The Superior Court further noted that while there is little Pennsylvania precedent on point, what can be derived from those cases is:
that a contractual agreement ‘benefitting a child’ will not ipso facto be categorized as against public policy without first looking at the facts of the particular case. Such an approach is not only laudable, but it is consistent with those courts which have been confronted with the validity of contractual agreements that provide for the payment of pre-natal care in adoption cases. See Anno., Right of Natural Parent to Withdraw Valid Consent to Adoption of Child, 74 A.L.R.3d 421, § 18; Anno., What Constitutes Undue Influence in Obtaining a Parents [sic] Consent to Adoption of Child, 50 A.L.R.3d 918, § 4.
Gorden v. Cutler, Id., 324 Pa.Superior Ct. at 51-52, 471 A.2d 457 (emphasis added).
In Enders v. Enders, 164 Pa. 266, 30 A. 129 (1894), a grandfather offered his daughter-in-law $20,000, and her son $10,000 when he reached maturity, “if she would permit him to take her son and educate him, the boy to make his home with him until he was of age, she to have the privilege of visiting her child when she desired, and to have him at her home whenever convenient.” Id., 164 Pa. at 270, 30 A. at 129. This Court reasoned that if the agreement had been between strangers, and the natural parent was trying to relieve herself of all maternal obligations, then the agree-
Pennsylvania‘s Adoption Act, to my mind, requires a case by case analysis by the Orphans’ Courts. In recent amendments, the legislature has not proscribed any particular fees. Instead, it has left the matter to the Orphans’ Courts to decide only whether they were excessive in the context of particular cases. Section 2533(c) of the Adoption Act, which was added in 1982, provides:
Appropriate relief. — The court may provide appropriate relief where it finds that the moneys or consideration reported or reportable pursuant to subsection (b)(8) are excessive.
An itemized accounting of moneys and consideration paid or to be paid to or received by the intermediary or to or by any other person or persons to the knowledge of the intermediary by reason of the adoption placement.
III
The economic realities of shrinking government aid for social services cannot be ignored. And, as appellant admits, it is becoming more difficult for conventional adoption agencies to meet their financial needs through donations.7 If the only way that an adoption agency can provide services that promote the needs and welfare of the child is to charge the adopting parents, it should be permitted as long as there is no real evidence that it is encouraging the buying or selling of babies.
Because of these problems, I, like Superior Court, would vacate the Orphans’ Court‘s order and remand all six cases to that Court with instructions to hold further hearings consistent with this opinion. In this way the Orphans’ Court could determine whether the fees paid by the adopting parents promoted the child‘s welfare under the circumstances. Under this standard some fees, such as lying-in expenses, would clearly benefit the child, while others, such as the sliding scale fee, would provide no benefit to the child at all. This analysis, however, would provide more flexibility to the Orphans’ Court to look at all the circumstances when dealing with fees for less conclusive services such as room and board.
ZAPPALA and PAPADAKOS, JJ., join this opinion.
Notes
(a) General rule. — The court shall appoint counsel to represent the child in an involuntary termination proceeding when the proceeding is being contested by one or both of the parents. The court may appoint counsel or a guardian ad litem to represent any child who has not reached the age of 18 years and is subject to any other proceeding under this part whenever it is in the best interests of the child. No attorney or law firm shall represent both the child and the adopting parent or parents.
(b) Payment of costs. — The court, in its discretion, may order all or part of the costs attendant to a proceeding under this part to be paid by the county wherein the case is heard, the adopting parents or apportioned to both, provided that if the adopting parents shall be ordered to bear all or a portion of the costs of this part that:
(1) the court may direct that the payment of the fees or a portion thereof may be paid by a court ordered schedule of payments extending beyond the date of the involuntary termination hearing; and
(2) the fee shall not exceed $150.
(a) List of counselors. — Any hospital or other facility providing maternity care shall provide a list of available counselors and counseling services compiled pursuant to subsection (b) to maternity patients who are known to be considering relinquishment or termination of parental rights pursuant to this part.
(b) Compilation of list. — The court shall compile a list of qualified counselors and counseling services (including adoption agencies) which are available to counsel natural parents who are contemplating relinquishment or termination of parental rights pursuant to this part. Such list shall be made available upon request to any agency, intermediary, hospital or other facility providing maternity care.
