In re BABY et al.
Supreme Court of Tennessee, at Nashville.
Sept. 18, 2014.
Oct. 1, 2013 Session Heard at Murfreesboro.1
807
Benjamin Papa and Kimberly K. Huguley, Brentwood, Tennessee, for the appellees, L.G. and A.T.
OPINION
GARY R. WADE, C.J., delivered the opinion of the Court, in which JANICE M. HOLDER, CORNELIA A. CLARK, and SHARON G. LEE, JJ., joined. WILLIAM C. KOCH, JR., J., filed a concurring opinion.
A man and woman who were unable to have children together entered into a contract with a woman who consented to act as a surrogate. The surrogate‘s husband was also a party to the contract. The parties contracted for a “traditional surrogacy,” which involves the artificial insemination of the surrogate, who, after giving birth, is meant to relinquish the child to the biological father and the intended mother. Prior to the birth of the child, all parties filed a joint petition asking the juvenile court to declare the paternity of the child, grant custody to the intended parents, and terminate the parental rights of the surrogate. A magistrate for the juvenile court granted the petition. Less than a month later, the surrogate gave birth, and, following the advice of medical personnel, the parties agreed that the surrogate should breastfeed the child for a short period of time in the interest of providing the best possible nutrition. When the child was almost one week old, the surrogate filed a series of motions asking the magistrate to vacate the prior order, set aside the surrogacy contract, and award her custody. The magistrate denied the motions, the juvenile court judge upheld the ruling, and the Court of Appeals affirmed. This Court granted the surrogate‘s application for permission to appeal to consider issues of public policy, subject matter jurisdiction, paternity, custody, and the termination of parental rights.
After careful consideration of these important questions, we hold that the public policy of this state does not prohibit the enforcement of traditional surrogacy contracts, but does impose certain restrictions. As is relevant here, our public policy requires compliance with the statutory procedures for the termination of parental rights and does not allow parties to terminate the parental rights of a traditional surrogate through judicial ratification of a surrogacy contract prior to the birth of the child. Accordingly, the contractual provisions in this case circumventing the statutory procedures for the termination of parental rights are unenforceable. We further hold that the juvenile court properly exercised jurisdiction over the issues of paternity and custody. We vacate the portion of the juvenile court‘s order terminating the parental rights of the surrogate, but otherwise affirm the judgments of the juvenile court and the Court of Appeals. Because the surrogate retains parental rights unless and until such rights are terminated in a future proceeding, we remand the case to the juvenile court to address the issues of visitation and child support.
I. Facts and Procedural History
In early 2010, L.G.2 (the “Intended Father“) and A.T. (the “Intended Mother“) (collectively, the “Intended Parents“),3 both of whom are citizens of Italy, engaged the services of a surrogacy agency in the United States after discovering that they were biologically incapable of having a child together. At that time, the Intended Parents had been in a relationship for some time but had not married because they were waiting for the Catholic Church to approve the annulment of the Intended Mother‘s previous marriage. The surrogacy agency arranged for the Intended Parents to contact J.J.E. (the “Surrogate“) and her husband, J.M.M., both Tennessee residents.
The parties decided to go through with a surrogacy arrangement and negotiated the terms. Each couple was represented by legal counsel during the negotiations. In July of 2010, the Intended Parents, the Surrogate, and the Surrogate‘s husband entered into a contract that provided for the Surrogate to be artificially inseminated by the sperm of the Intended Father, and, in the event of a successful pregnancy, to relinquish the child to the custody of the Intended Parents at the time of birth. The contract included the following terms:
1. . . . [T]he Intended Parents[] are over the age of twenty-one [and are] in a committed, loving, and stable relationship with one another. They desire to enter into this Agreement in order to have one or more children that are biologically related to one of them, and to take these children into their home and raise them as their parents.
2. The Surrogate . . . is an adult who desires to enter into this Agreement in order to assist the Intended Parents to become parents.
. . . .
4. All parties to this Agreement . . . have full capacity to contract for themselves.
5. The purpose of this Agreement is to enable [the Intended Parents] to have a child together.
6. Neither the Surrogate nor the Surrogate‘s husband desires to have a parental relationship with any child or children born pursuant to this Agreement. Despite the fact that the Surrogate‘s eggs will be used to help create any child or children born pursuant to this Agreement, both she and her husband believe that any child or children she delivers as a result of this Agreement is morally, biologically, ethically, and contractually the child or children of the Intended Parents. In addition, [the] Surrogate states that she does not believe any action she takes pursuant to this Agreement makes her a “mother” or “parent” to the child or children she delivers. Such actions include, but are not limited to, producing eggs (genetic material), gestation, nourishing the child or children during pregnancy, making personal choices during the pregnancy that place the bests interests of the child or children above her own, and giving birth to the child or children. . . .
7. This Agreement in no way constitutes payment for a child, placement of
a child, relinquishment of parental rights, or consent to adoption. . . . .
11. All parties acknowledge that legal issues surrounding surrogacy are an unsettled area of law in the state of Tennessee. All parties acknowledge that statutes regarding domestic relations and court opinions in the area of domestic relations create certain presumptions and assumptions that are not appropriate in this matter, including but not limited to:
- The woman who gives birth to the child is the child‘s “mother.”
- The woman who gives birth to a child is obligated to rear and support the child, along with her husband, if she is married.
- The right to parent and raise a child lies with the woman who gave birth to the child and her husband, if she is married.
The parties acknowledge that these and other presumptions of the law arise from cases or statutes that do not relate to pregnancies that result from surrogacy arrangements. The parties . . . desire that any disputes that arise from or in connection with this Agreement, or that arise from any aspect of their relationship be resolved by application of the terms of this Agreement and the intentions of the parties as expressed in this document.
. . . .
18. Avoidance of Parent-Child Bond by Surrogate and by Surrogate‘s Husband—The Surrogate and her husband understand and affirm that, in the best interests of any child born pursuant to the terms of this Agreement, neither will attempt to form any parent-child bond with any such child.
19. Legal Recognition of Intended Parents’ Parent-Child Relationship—The Surrogate and Surrogate‘s husband agree that . . . they will cooperate with any and all legal efforts on the part of the Intended Parents to secure legal recognition of the Intended Parents’ parent-child relationships with the child or children the Surrogate will deliver pursuant to this Agreement. . . .
. . . .
[The Intended Parents] acknowledge that they are both obligated by this Agreement to take all necessary steps to finalize the legal recognition of the parent-child relationship between them and the child or children. . . .
22. Custody—The Intended Parents shall take physical custody of the child or children immediately upon birth. [The Surrogate] shall execute a Power of Attorney if necessary, immediately upon the birth of the child, granting the Intended Parents all rights to make all parental decisions relating to the child, including all medical decisions, and the right to take the child or children from the birthing facility after birth and care for the child or children pending any court proceedings that may be necessary to secure legal recognition of the parental relationship of the Intended Parents to the child or children born pursuant to this Agreement. [The Surrogate] acknowledges that the best interest of the child or children is served by the execution of the Power of Attorney called for in this paragraph and by the Intended Parents taking immediate custody of the child or children.
. . . .
49. . . . If any provision of this Agreement is deemed to be invalid or unenforceable by a [c]ourt of competent jurisdiction, such provision shall be severable from the remainder of this Agreement. Any invalid or unen-
forceable provision of this Agreement shall not cause the remainder to be invalid or unenforceable. Any invalid or unenforceable provision of this Agreement deemed invalid or unenforceable due to its scope or breadth shall be deemed valid to the extent of the scope or breadth permitted by law.
(Emphasis added.)
The contract required the Intended Parents to pay the Surrogate for her pain and suffering, a portion of her legal fees, all medical expenses associated with the pregnancy not covered by insurance, and various other expenses, such as lost wages, transportation costs, housing costs, and maternity clothes. The contract further provided that such payments should “not be construed as a fee for surrendering parental rights to a child pursuant to the provisions of any statute in the State of Tennessee, or otherwise.” The contract described the payments by the Intended Parents as “consideration . . . to support the Surrogate during the course of her pregnancy, and to reimburse her for any expenses or injuries the Surrogate incurs in the course of complying with the terms of this Agreement.” The contract also authorized genetic testing to ensure that the Intended Father was in fact the biological father and provided that the Intended Parents would be entitled to recover for breach of contract in the event that anyone else was the biological father.
As a result of the artificial insemination, the Surrogate became pregnant in April of 2011. Over the course of the pregnancy, the Intended Parents paid the Surrogate approximately $42,000 to cover her medical and legal fees, and some $31,000 for pain, suffering, and other expenses related to the pregnancy and birth.
On November 7, 2011, two months prior to the birth of the child, the Intended Parents, the Surrogate, and the Surrogate‘s husband jointly filed a “Petition to Declare Parentage, to Ratify Surrogacy Agreement, and to Direct Issuance of Birth Certificate” in the Juvenile Court for Davidson County. In the petition, the Surrogate and her husband “affirm[ed] that neither of them [was] an Intended Parent of the [c]hild,” and that they had “explicitly waived any parental rights they might theoretically have to the [c]hild in the parties’ Agreement.” The petition was signed by the attorney representing the Intended Parents. Both the Surrogate and her husband signed as “Pro se Co-Petitioners.” By affidavit, the Surrogate attested to the following:
4. I voluntarily entered into the Surrogacy Agreement with [the Intended Parents], and the statements contained in that Agreement are true and correct.
5. An important part of my agreement with the [Intended Parents] is that I do not intend or desire to be a parent to the child who is the subject of the Agreement.
6. My sole purpose in undergoing the [artificial insemination] procedure was to facilitate the formation of the [Intended Parents‘] family.
. . . .
10. I am asking the [c]ourt to recognize [the Intended Parents] as the only legal parents of the child.
. . . .
12. I believe it is in the child‘s best interest for [the Intended Parents] to be declared the legal parents of the child and for the [c]ourt to ratify the Surrogacy Agreement so that the [Intended Parents] can raise the child whom they have brought into the world.
(Emphasis added.)
On December 21, 2011, seventeen days prior to the birth of the child, a juvenile
3. [The Intended Father] is . . . the genetic and biological father of the [c]hild.
. . . .
7. Pursuant to the Agreement and the parties’ intent evidenced in the Agreement, the [Intended Parents] should have the sole right to physical and legal custody of the [c]hild immediately upon birth.
. . . .
9. The anticipated birth of the [c]hild is a surrogate birth pursuant to
[Tennessee Code Annotated section] 36-[1-]102(48)(A)(ii) .. . . .
11. [The Intended Father] is the legal father of the [c]hild with all associated rights and responsibilities for the [c]hild immediately upon birth. . . .
12. The Surrogate is not the intended parent of the [c]hild despite the fact that she is the genetic and biological mother of the child.
13. The Surrogate is not a legal parent of the [c]hild and has no rights or responsibilities associated with the [c]hild immediately upon birth.
. . . .
17. All rights and responsibilities surrounding the impending birth of the [c]hild have been properly addressed through these proceedings, and all necessary documents for the determination of parentage have been filed with the [c]ourt.
18. Entry of this Order is in the best interest of the [c]hild.
On January 7, 2012, the Surrogate gave birth to a girl, J.M.G. (the “Child“). The Intended Parents were present for the birth. Afterward, however, the Intended Mother returned to Italy to care for her own mother and the mother of the Intended Father, both of whom were ill. Following the advice of medical personnel, the Intended Father and the Surrogate agreed that the Surrogate should breastfeed the Child for a short period of time in the interest of ensuring the best possible nutrition for the Child. For several days following the birth, the Surrogate kept and nursed the Child, and the Intended Father assisted daily in the care of the Child.
Less than a week after the birth, the Surrogate obtained new counsel and filed a “Motion to Alter or Amend” the Consent Order pursuant to
On January 27, 2012, some three weeks after the birth, the Surrogate filed a third motion, seeking to set aside the Consent Order pursuant to
On further appeal to the Court of Appeals, the Surrogate argued (1) that the juvenile court lacked subject matter jurisdiction; (2) that the surrogacy contract was invalid because the Intended Parents were not married at the time of the contract; (3) that the juvenile court should have set aside the Magistrate‘s termination of the Surrogate‘s parental rights because she had not been represented by counsel at the time of termination; and (4) that the juvenile court should have set aside the award of custody because the Magistrate had failed to properly determine the best interests of the Child. In re Baby, No. M2012-01040-COA-R3-JV, 2013 WL 245039, at *3 (Tenn. Ct. App. Jan. 22, 2013). The Court of Appeals rejected each of these claims and affirmed the judgment of the juvenile court. Id. at *7. Because this matter involves issues of first impression related to surrogacy contracts, we granted the Surrogate‘s application for permission to appeal.
II. Standards of Review and Principles of Statutory Interpretation
The issues before this Court involve different standards of review. Initially, subject matter jurisdiction presents a question of law, which this Court reviews de novo without a presumption of correctness. Chapman v. DaVita, Inc., 380 S.W.3d 710, 712-13 (Tenn. 2012) (quoting Northland Ins. Co. v. State, 33 S.W.3d 727, 729 (Tenn. 2000)). Our review of a ruling on a motion brought pursuant to Rule 59.04 or Rule 60.02, however, is limited. This Court may reverse only if the trial court has abused its discretion. Discover Bank v. Morgan, 363 S.W.3d 479, 487 (Tenn. 2012); Henry v. Goins, 104 S.W.3d 475, 482 (Tenn. 2003). A trial court abuses its discretion only when it applies an incorrect legal standard, reaches an illogical result, commits clear error in its assessment of the evidence, or relies upon flawed reasoning that results in an injustice. Armbrister v. Armbrister, 414 S.W.3d 685, 693 (Tenn. 2013) (quoting Gonsewski v. Gonsewski, 350 S.W.3d 99, 105 (Tenn. 2011)).
Further, each of the issues presented involves the interpretation of a statute or rule. The standard of review for statutory construction is de novo. State v. Edmondson, 231 S.W.3d 925, 927 (Tenn. 2007). When interpreting statutes, our primary function is to carry out legislative intent without broadening the statute beyond its intended scope. Houghton v. Aramark Educ. Res., Inc., 90 S.W.3d 676, 678 (Tenn. 2002). When a statute is clear, courts simply apply the plain meaning without complicating the task. Eastman Chem. Co. v. Johnson, 151 S.W.3d 503, 507 (Tenn. 2004). “When a statute is ambiguous, however, we may reference the broader statutory scheme, the history of the legislation, or other sources.” Colonial Pipeline Co. v. Morgan, 263 S.W.3d 827, 836 (Tenn. 2008). We must presume that every word in a statute has meaning and purpose and should be given full effect so long as the obvious intention of the General Assembly is not violated by doing so. In re C.K.G., 173 S.W.3d 714, 722 (Tenn. 2005) (quoting Marsh v. Henderson, 221 Tenn. 42, 424 S.W.2d 193, 196 (1968)). “[A] construction which places one statute in conflict with another is to be avoided, and we must endeavor to resolve any possible conflict between statutes in favor of each other in order to provide a harmonious operation of laws.” Lovlace v. Copley, 418 S.W.3d 1, 20 (Tenn. 2013) (Graham v. Caples, 325 S.W.3d 578, 582 (Tenn. 2010)). Finally, when interpreting a rule of civil procedure, we apply these same principles of statutory construction and the same standard of review. Lind v. Beaman Dodge, Inc., 356 S.W.3d 889, 895 (Tenn. 2011) (quoting Thomas v. Oldfield, 279 S.W.3d 259, 261 (Tenn. 2009)).
III. Analysis
The Surrogate first maintains that juvenile courts lack jurisdiction over surrogacy cases. In the alternative, she asserts that, because the Intended Parents were not married at the time the surrogacy contract was created, they failed to comply with the surrogacy statute. Absent compliance with the surrogacy statute, she argues, the juvenile court erred by awarding custody without properly considering the best interests of the Child and by terminating her parental rights when she lacked legal representation. The Intended Parents argue to the contrary and seek an award for the attorneys’ fees they have incurred in this appeal. Before addressing the issues presented by the parties, we will provide a brief overview of the development of surrogacy law in Tennessee and other states, and consider whether the public policy of our state prohibits the enforcement of a contract for a traditional surrogacy.
A. Surrogacy
Surrogacy is generally defined as “[t]he process of carrying and delivering a child for another person.” Black‘s Law Dictionary 1582 (9th ed. 2009). Surrogacy agreements are divided into two broad categories: (1) traditional surrogacy, “in which a woman provides her own egg, which is fertilized by artificial insemination, and carries the fetus and gives birth to a child for another person“; and (2) gestational surrogacy, “in which one woman (the genetic mother) provides the egg, which is fertilized, and another woman (the surrogate mother) carries the fetus and gives birth to the child.” Id.; see also In re C.K.G., 173 S.W.3d at 720 (defining traditional and gestational surrogacy); In re F.T.R., 833 N.W.2d at 643 (identifying traditional and gestational as the “two broad categories of surrogacies“); 7 Samuel Williston, Treatise on the Law of Contracts § 16:22 (Richard A. Lord ed., 4th ed. 1992 & Supp. 2013) [hereinafter Williston].5 The key distinction is that a tradi-
Surrogacy agreements—particularly traditional surrogacies—have presented numerous legal obstacles, which states have dealt with in different ways. In several states, courts have been required “to muddle through the surrogacy thicket” without legislative guidance, 7 Williston § 16:22, resulting in a significant divergence of opinion as to the propriety of traditional surrogacy contracts, compare In re Baby M, 109 N.J. 396, 537 A.2d 1227, 1240 (1988) (concluding that traditional surrogacy contracts conflict with public policy as demonstrated by several state statutes related to adoption, custody, and termination of parental rights), with Surrogate Parenting Assocs., Inc. v. Commonwealth ex rel. Armstrong, 704 S.W.2d 209, 211 (Ky. 1986) (concluding that a surrogate parenting arrangement did not violate a statute that prohibited “the buying and selling of children“), superseded by statute,
In approximately one-third of the states, legislatures have enacted statutes addressing surrogacy, the majority of which fall into one of three categories. First, some states have legislatively prohibited all surrogacy contracts, declaring their terms unenforceable and, in some instances, imposing criminal penalties for those who attempt to enter into or assist in creating such a contract. See, e.g.,
Tennessee has a unique surrogacy statute that does not fit into any of the three categories described above. Housed in the “Definitions” section of the statutory chapter titled “Adoption,” Tennessee‘s surrogacy statute provides, in its entirety, as follows:
(48)(A) “Surrogate birth” means:
(i) The union of the wife‘s egg and the husband‘s sperm, which are then placed in another woman, who carries the fetus to term and who, pursuant to a contract, then relinquishes all parental rights to the child to the biological parents pursuant to the terms of the contract; or
(ii) The insemination of a woman by the sperm of a man under a contract by which the parties state their intent that the woman who carries the fetus shall relinquish the child to the biological father and the biological father‘s wife to parent;
(B) No surrender pursuant to this part is necessary to terminate any parental rights of the woman who carried the child to term under the circumstances described in this subdivision (48) and no adoption of the child by the biological parent(s) is necessary;
(C) Nothing in this subdivision (48) shall be construed to expressly authorize the surrogate birth process in Tennessee unless otherwise approved by the courts or the [G]eneral [A]ssembly.
The General Assembly passed this statute as only one of many modifications to our adoption laws in the mid-1990s. In re Swanson, 2 S.W.3d 180, 183-85 (Tenn. 1999) (discussing the history of Tennessee‘s adoption code); see generally Monica L. Allie, The New Adoption Law in Tennessee: A Controversial Sweeping Reform, 32 Tenn. B.J. 18 (1996). In 1993, surrogacy emerged as a topic to be considered by a special commission (the “Commission“) created by the Senate “to study the adoption laws of Tennessee and to recommend any necessary legislative revisions.” Resolution of May 19, 1993, SJR 17, 1993 Tenn. Pub. Acts 1050, 1050. The Commission addressed surrogacy in a meeting held on December 20, 1993, and heard testimony from a private social worker who was considering the use of a gestational surrogate in order to have a child. The social worker expressed frustration that as the provider of the egg, she might be required to pursue an adoption in order to secure legal recognition as the child‘s mother. She suggested that where the intended parents are the suppliers of the egg and the sperm, they should be considered “parents outright.” She added that it would be “natural,” however, to require an intended mother in a traditional surrogacy to adopt.
Nearly a year later, the Commission issued a Draft Revision to the Adoption Code, dated November 28, 1994, which included the following provision:
“Surrogate birth” means the union of the wife‘s egg and the husband‘s sperm which are then placed in another woman who carries the fetus to term and, pursuant to a contract, relinquishes the child to the biological parents pursuant to the terms of the contract. No surrender pursuant to this part is necessary to terminate any maternal parental rights of the woman who carried the child to term under these circumstances and no adoption by the biological parents is necessary. Nothing herein shall be construed to make legal the surrogate birth process in Tennessee unless otherwise approved by the courts of the [G]eneral [A]ssembly.
This definition of surrogate birth described only a gestational arrangement and made no reference to traditional surrogacy. During a meeting held on December 8, 1994, a Commission member commented that the Commission, while providing a definition for gestational surrogacy, had otherwise been unable to comprehensively address surrogacy, and that, in his opinion, the subject warranted further consideration apart from the adoption statutes.
Discussions during the December 8, 1994 meeting and a subsequent meeting on January 25, 1995, reflected a similar result, with the Commission ultimately deciding to leave for future consideration the complexities related to surrogacy. Several members of the Commission expressed concern that the definition in the Draft Revision encompassed only the most common meaning of gestational surrogacy and suggested the addition of language defining traditional surrogacy. By that point, bills had been introduced in both the Senate and the House designed to adopt the revisions recommended by the Commission, which were amended to include the following definition of traditional surrogacy: “The insemination of a woman by the sperm of a man under a contract by which the parties state their intent that the woman who carries the fetus shall relinquish
Several months later, the General Assembly created an ad hoc legislative committee (the “Ad Hoc Committee“) to evaluate the changes to the adoption code. On August 24, 1995, the Ad Hoc Committee heard testimony from a pediatric geneticist who suggested that gestational surrogates, as the women who carry and give birth to the child, had a potential basis to claim the status of a “biological parent” under the statutory definition of that term.8 A member of the Commission disagreed, observing that the definition of “biological parent” in the newly adopted statute would not apply in the case of a gestational surrogacy and that an adoption would only be necessary in a traditional surrogacy. The Ad Hoc Committee took no action in response other than to recommend that the General Assembly consider whether the surrogacy definition was consistent with the other provisions of the adoption code.
B. Public Policy of Tennessee
Since the enactment of Tennessee Code Annotated section 36-1-102(48), the General Assembly has not further addressed the propriety of traditional surrogacies. Because this “most fundamental ques- tion[]” has not been otherwise resolved, 7 Williston § 16:22, the determination of whether public policy prohibits the enforcement of a traditional surrogacy contract has become the obligation of this Court.
1. Principles of Public Policy
As a general principle, courts have not only the authority but also the responsibility to invalidate a private contract that is contrary to the public policy of this state. Baugh v. Novak, 340 S.W.3d 372, 382 (Tenn. 2011) (citing 5 Williston § 12:3). This authority, however, must be exercised with caution out of respect for the right of individuals to strike their own bargains, free from unnecessary interference and with the expectation that the courts will enforce a contract between competent parties. Id. at 383 (“[T]his Court has often ‘held that public policy is best served by freedom of contract. . . .‘” (second alteration in original) (quoting Chazen v. Trailmobile, Inc., 215 Tenn. 87, 384 S.W.2d 1, 3 (1964))); see also Moyers v. City of Memphis, 135 Tenn. 263, 186 S.W. 105, 109 (1916) (“[I]f there is one thing which more than another public policy requires, it is that [persons] of full age and competent understanding shall have the utmost liberty of contracting, and that their contracts, when entered into freely and voluntarily, shall be held sacred, and shall be enforced by courts of justice.” (quoting Printing & Numerical Registering Co. v. Sampson, (1875) 19 L.R. Eq. 462(Ch.) 465)).
In order to strike the proper balance between freedom of contract and competing policy interests, we have held
2. The Surrogacy Statute
The surrogacy statute includes the caveat that none of its provisions “shall be construed to expressly authorize the surrogate birth process in Tennessee unless otherwise approved by the courts or the [G]eneral [A]ssembly.”
The legislative history of the statute, as previously outlined, confirms the absence of any policy against traditional surrogacy. The Commission, tasked with recommending changes to the adoption code, proposed the statutory definition in response to the question of when an adoption should be required for children born pursuant to gestational surrogacy agreements. The Commission expressed the view that the subject would require more study before the General Assembly could address it in a comprehensive fashion. Thus, the legislative history of the statute demonstrates that the General Assembly chose not to adopt a policy prohibiting the enforcement of traditional surrogacy contracts when it passed the surrogacy statute in 1995 and, since then, has declined to speak further on the subject.10
3. Statutes Prohibiting Unlicensed Adoption and the Sale of Children
We next consider the policy implications of Tennessee Code Annotated section 36-1-108, which prohibits unregulated adoption, and section 36-1-109, which imposes criminal penalties for illegal payments in connection with the surrender of a child or “the placement of a child for adoption.” Section 36-1-108(a) provides that “[n]o person, corporation, agency, or other entity, except the [Department of Children‘s Services] or a licensed child-placing agency or licensed clinical social worker . . . shall engage in the placement of children for adoption.” The statute further provides that “placement of a child or children for adoption” occurs when
(b) . . . a person, corporation, agency, or other entity is employed, contracted, or engaged, in any manner for any remuneration, fee, contribution, or thing of value, of any type by, or on behalf of, any person:
(1) In the selection of prospective adoptive parents for a child by determining the relative qualifications of prospective adoptive parents in a decision by that person, corporation, agency, or other entity to place any child or children, including specifically, but not limited to, the preparation of home studies, preliminary home studies, court reports for surrenders or adoptions, or the provision of supervision of a child in an adoptive home as part of the adoptive process; or
(2)(A) In the business of arranging services or assistance directed primarily, and not as an incidental part of its primary business, toward bringing to or placing with prospective adoptive parents a child or children for the purpose of foster care leading to adoption or as an adoptive placement for a child or children, including, but not limited to, advertising for such services, accepting clients for a fee, or providing any placing services for a fee.
(B) Nothing in subdivision (b)(2)(A) shall include the provision of reasonable and necessary legal services related to the adoption proceedings, or medical or counseling services for the child or the parent in connection with the child‘s birth or in connection with the parent‘s decision to relinquish the child for adoption or for counseling services for the prospective adoptive parents.
(a) It is unlawful for any person, corporation, agency, or other entity other than the [Department of Children‘s Services] or a licensed child-placing agency or licensed clinical social worker . . . that is subject to regulation by the department to:
(1)(A) Charge or receive from or on behalf of any person or persons legally adopting or accepting a child for adoption any remuneration, fee, contribution, or thing of value whatsoever for rendering any service described in [section] 36-1-108 in connection with the placement of such child for adoption or in connection with the placement of such child for foster care or adoption with one other than the child‘s parent(s) other than that now or hereafter allowed by law;
. . . .
(2) Sell or surrender a child to another person for money or anything of
value; and it is unlawful for any person to receive such minor child for such payment of money or thing of value . . . ; (3) Having the rights and duties of a parent or guardian with respect to the care and custody of a minor child, assign or transfer such parental or guardianship rights for the purpose of, incidental to, or otherwise connected with, selling or offering to sell such rights and duties for money or anything of value; or
(4) Assist in the commission of any acts prohibited in subdivision (a)(1), (a)(2), or (a)(3).
Id. § 36-1-109(a)(1)-(4) (emphasis added). The statute also describes the types of payments that are permitted:
(B)(i) This section shall not be construed to prohibit the payment by any interested person of reasonable charges or fees for hospital or medical services for the birth of the child, or for medical care and other reasonable birth-related expenses for the mother and/or child incident thereto, for reasonable counseling fees for the parents or prospective adoptive parents and/or child, for reasonable legal services or the reasonable costs of legal proceedings related to the adoption of any child or for reasonable, actual expenses for housing, food, maternity clothing, child‘s clothing, utilities or transportation for a reasonable period not to exceed ninety (90) days prior to or forty-five (45) days after the birth or surrender or parental consent to the adoption of the child, unless a court with jurisdiction for the surrender or adoption of a child, based upon detailed affidavits of a birth mother and the prospective adoptive parents and such other evidence as the court may require, specifically approves in a written order, based upon a motion filed by the prospective adoptive parents for that purpose, any expenses specifically allowed in this subdivision (a)(1)(B) for a period prior to or after the periods noted above.
(ii) Such expenses must be incurred directly in connection with the maternity, birth, and/or placement of the child for adoption, or for legal services or for costs of legal proceedings directly related to the adoption of the child, or for counseling for a period of up to one (1) year for the parent who surrenders the child or consents to the adoption of the child;
(iii) The payment for such expenses may only be for expenses or costs actually incurred during the periods permitted in subdivisions (a)(1)(B)(i) and (ii). This shall not be construed to prohibit the actual payment or receipt of payment for such expenses or costs after those periods that were actually incurred during those periods.
Id. § 36-1-109(a)(1)(B)(i)-(iii) (emphasis added). A violation of section 36-1-109 is a Class C felony. Id. § 36-1-109(b).
Courts in other jurisdictions have arrived at different conclusions as to whether their “baby-selling” statutes evince a policy against traditional surrogacy contracts. In In re Baby M, the New Jersey Supreme Court held that a traditional surrogacy contract ran afoul of a state law that prohibited “paying or accepting money in connection with any placement of a child for adoption.” 537 A.2d at 1240 & n. 4. The intended parents agreed to pay $10,000 to the surrogate, unconnected with expenses related to the birth, upon the surrender of the child by the surrogate and the termination of her parental rights. Id. New Jersey‘s highest court ruled that because the intended parents had paid for the adoption of a child and the surrogate had accepted payment for the adoption,
Our conclusion is that neither Tennessee Code Annotated section 36-1-108 nor section 36-1-109 establishes a public policy prohibiting the enforcement of traditional surrogacy contracts. The primary policy consideration underlying statutes such as sections 36-1-108 and -109 is to prevent “commercial considerations from overwhelming prospective mothers.” 7 Williston § 16:22. As stated in Armstrong, this concern is mitigated considerably when the agreement to bear the child occurs prior to the surrogate becoming a “prospective mother,” as is the case with traditional surrogacy agreements. See 704 S.W.2d at 211; see also In re Baby Girl L.J., 132 Misc. 2d 972, 505 N.Y.S.2d 813, 817 (Sur. Ct. 1986) (finding that a traditional surrogacy agreement “was not contemplated by . . . the New York legislature when it enacted [the statute] prohibiting payments in connection with an adoption“). Although a traditional surrogacy agreement may culminate in an adoption by the intended mother, the nature of the payment in the context of surrogacy is different because, as commentators have observed, a surrogate is typically “paid to help create a child, not to ‘sell’ one she is already carrying.” Jennifer L. Watson, Growing a Baby for Sale or Merely Renting a Womb: Should Surrogate Mothers Be Compensated for Their Services?, 6 Whittier J. Child & Fam. Advoc. 529, 547 (2007) [hereinafter Watson, 6 Whittier J. Child & Fam. Advoc.]; Stacy Christman Blomeke, Note, A Surrogacy Agreement That Could Have and Should Have Been Enforced: R.R. v. M.H., 426 Mass. 501, 689 N.E.2d 790 (1998), 24 U. Dayton L. Rev. 513, 529 (1999). This distinction is consistent with our statute, which prohibits payment in exchange for the surrender of a child but is silent as to payment for the services of a surrogate in the conception of a child. See
Although sections 36-1-108 and -109 do not preclude the enforcement of traditional surrogacy contracts, they do impose certain limitations as to the types of compensation that are permissible in such contracts. Initially, section 36-1-108(a)(2)-(3) proscribes payments in exchange for the surrender of a child or the termination of parental rights. In order to comply with the public policy reflected in these provisions, compensation to a traditional surrogate should not be contingent upon her surrender of the child or the termination of her parental rights. See Watson, 6 Whittier J. Child & Fam. Advoc. at 547 (arguing that compensation in surrogacy contracts should be permissible so long as “[s]urrogates are not paid for the babies they ultimately produce, but are instead paid for their pregnancy services, including becoming pregnant, carrying the child to term, and giving birth“); cf. Doe v.
Att‘y Gen., 194 Mich. App. 432, 487 N.W.2d 484, 487, 489 (1992) (holding that a surrogacy contract may be enforced so long as any compensation “is solely for conception or surrogate gestation services” and not for the “relinquishment of parental rights“); In re Baby M, 537 A.2d at 1241 (rejecting argument that payment was for surrogate‘s services where payment was contingent upon termination of the surrogate‘s parental rights).
Moreover, in furtherance of the goal of avoiding improper financial considerations, the statutes disallow payments unrelated to the following: (1) reasonable legal services related to the adoption process; (2) medical and counseling services related to the birth, relinquishment, or adoption of the child; or (3) other matters related to the pregnancy and the birth of the child, including expenses such as “housing, food, maternity clothing, child‘s clothing, utilities or transportation.”
4. Custody Statute
Because traditional surrogacy agreements require courts to make a determination as to the custody of a child, we must also consider the effect of
Our prior decisions establish that when courts are required by statute to make a determination based on the best interests of a child, the parties cannot use a private agreement to relieve the court of its obligation to conduct an independent inquiry. Tuetken v. Tuetken, 320 S.W.3d 262, 272 (Tenn.2010) (holding that parents may not enter into an arbitration agreement that would “relieve the trial court of its duty to ensure that disputes between parents are resolved in the best interests of the children“); Berryhill v. Rhodes, 21 S.W.3d 188, 194 (Tenn.2000) (holding that parents may not enter into private agreements that circumvent statutory child support obligations). Any agreement that purports to settle the question of a child‘s best interests is not binding on the court. Tuetken, 320 S.W.3d at 272 (“[P]arents cannot bind the court with an agreement affecting the best interest of their children.“).
In light of these principles, we hold that courts are not bound by any surrogacy contract as to the determination of the best interests of a child. We are mindful, however, that in determining whether a contract is unenforceable on public policy grounds, courts must interpret the contract so as to uphold its validity, if possible, and “invalidate only those portions of the contract that are unenforceable.” Baugh, 340 S.W.3d at 384. Accordingly, when faced with a surrogacy contract containing terms regarding the best interests of a child, courts should determine the best interests of the child as required by section
5. Statutes Defining Legal Parents and the Termination of Parental Rights
Our statutes defining legal parents and establishing how a parent‘s rights may be terminated also have relevant policy implications. Our adoption code provides that a woman may qualify as the “[l]egal parent” of a child in two ways: (1) by being “[t]he biological mother of a child,”
a document executed under the provisions of [section] 36-1-111, or under the laws of another state or territory or country, by the parent or guardian of a child, by which that parent or guardian relinquishes all parental or guardianship rights of that parent or guardian to a child, to another person or public child care agency or licensed child-placing agency for the purposes of making that child available for adoption[.]
None of these statutes demonstrate a public policy prohibiting the enforcement of traditional surrogacy agreements. Taken together, however, these statutes establish who qualifies as a legal parent and the manner in which parental rights may be terminated. A person‘s status as a “legal parent” gives rise to numerous rights and obligations, all of which are subject to supervision and enforcement by the courts; likewise, any effort to terminate parental rights involves judicial scrutiny. See, e.g., In re Angela E., 303 S.W.3d at 249 (requiring courts to find that all requirements for involuntary termination are present, even where the parent does not contest the termination of his or her rights).
Other state courts considering traditional surrogacy agreements have declined to allow parties to circumvent statutory procedures in regard to the termination of a surrogate‘s parental rights. When considering the validity of a traditional surrogacy agreement, a California appellate court found that absent compliance with statutory procedure, the surrogacy contract was insufficient “to deprive the ‘surrogate’ of the legal parental tie she would otherwise possess.” In re Marriage of Moschetta, 25 Cal.App.4th 1218, 30 Cal.Rptr.2d 893, 894, 900 (1994). Likewise, the Supreme Court of Wisconsin found that the statutes providing for termination of parental rights include procedural safeguards that the parties were not entitled to circumvent via private agreement. In re F.T.R., 833 N.W.2d at 651; see also Armstrong v. Armstrong, 704 S.W.2d 209, 213 (Tenn.Ct.App.1985) (holding that terms of a surrogacy contract are voidable to the extent that they conflict with the termination of parental rights statute).
Like these courts, we conclude that the enforcement of a traditional surrogacy contract must occur within the confines of the statutes governing who qualifies as a legal parent and how parental rights may be terminated. See also Dick Broad. Co. of Tenn. v. Oak Ridge FM, Inc., 395 S.W.3d 653, 668 (Tenn.2013) (“It is well established that the laws affecting enforcement of a contract, and existing at the time and place of its execution, enter into and form a part of the contract.” (quoting Kee v. Shelter Ins. Co., 852 S.W.2d 226, 228 (Tenn.1993))). Just as parents may not use a private agreement to deprive courts of their designated role in determining the best interests of a child in a custody determination, see Tuetken, 320 S.W.3d at 272, a parent may
As stated, whenever possible, courts should interpret a contract in a way that supports its validity and invalidates only the offending contractual terms. In many instances, a court will be able to successfully sever any improper terms related to the termination of parental rights while effectuating the main purpose of the agreement. See, e.g., In re F.T.R., 833 N.W.2d at 651 (finding that provisions requiring termination of parental rights were severable because the agreement primarily pertained to the “custody and placement” of the child).
6. Other Miscellaneous Statutes
While several other statutes touch upon elements of surrogacy contracts, none supply a basis for declaring traditional surrogacy contracts unenforceable on public policy grounds. For example,
Of similarly limited relevance are
7. Tennessee Constitution
Pursuant to the “law of the land” provision of article I, section 8 of the Tennessee Constitution,16 the privacy rights of parents entitle them “to care for children without unwarranted state intervention unless there is a substantial danger of harm to the children.” In re Swanson, 2 S.W.3d 180, 187 (Tenn.1999) (citing Hawk v. Hawk, 855 S.W.2d 573, 579 (Tenn.1993)). Thus, “before a parent‘s rights can be terminated, there must be a showing that the parent is unfit or that substantial harm to the child will result if parental rights are not terminated.” Id. at 188; see also In re Adoption of A.M.H., 215 S.W.3d 793, 809 (Tenn.2007). These constitutional concerns, however, come into play only in proceedings to terminate parental rights that are “involuntary in nature.” In re Angela E., 303 S.W.3d at 249; see also
Under this framework, parties to a traditional surrogacy contract may properly carry out the contractual terms by complying with any of the available statutory methods for terminating a biological mother‘s parental rights. If the termination proceedings are of a voluntary nature, then termination may occur without a showing that a surrogate is unfit or that substantial harm to the child will occur absent termination. If a surrogate contests the termination of her parental rights, however, and the termination proceedings take on an involuntary nature, then the statutory procedures for safeguarding a parent‘s constitutional rights must be satisfied before contractual terms relating to termination can be enforced.
8. Contract Law
Finally, the policy underlying the common law of our state does not forbid traditional surrogacy agreements. To the contrary, “[c]ontract law in Tennessee plainly reflects the public policy allowing competent parties to strike their own bargains.” Ellis v. Pauline S. Sprouse Residuary Trust, 280 S.W.3d 806, 814 (Tenn.2009). Tennessee common law recognizes a number of contractual defenses, including fraud, duress, undue influence, mistake, or incapacity. See Barnes v. Barnes, 193 S.W.3d 495, 500 (Tenn.2006) (discussing duress); Rawlings v. John Hancock Mut. Life Ins. Co., 78 S.W.3d 291, 297, 301 (Tenn.Ct.App.2001) (discussing fraud, duress, and undue influence); Williams v. Botts, 3 S.W.3d 508, 509-10 (Tenn.Ct.App.1999) (discussing mistake). Like any other contract, surrogacy contracts are subject to these defenses, which may be raised in an independent declaratory judgment action,
In summary, the public policy of our state does not preclude the enforcement of traditional surrogacy contracts. Their enforceability, however, is not without bounds. Compensation may not be contingent upon the surrender of the child or the termination of parental rights, and compensation is restricted to the reasonable costs of services, expenses, or injuries related to the pregnancy, the birth of the child, or other matters inherent to the surrogacy process. Moreover, the terms of a surrogacy contract may not dispense with a judicial determination of the best interests of the child. Likewise, the terms of a surrogacy contract may not circumvent the statutes governing a person‘s status as a legal parent or the statutory procedures for terminating parental rights. Finally, termination of parental rights in an involuntary proceeding may not occur absent a finding that the parent is unfit or that substantial harm to the child will result if parental rights are not terminated.
9. Public Policy Applied
Having concluded that traditional surrogacy contracts do not violate public policy as a general rule, we turn to the question of whether any terms of the contract at issue are unenforceable on public policy grounds. The Surrogate argues that the contract violated the “public policy in favor of the best interest determination dictating the decree of custody,” and that the juvenile court failed to conduct an adequate best interest analysis. We disagree.
The surrogacy contract provided for the Intended Father to take “physical custody” of the child or children immediately upon birth and included a provision in which the Surrogate “acknowledge[d] that the best interest of the child ... [was] served ... by the Intended Parents taking immediate custody of the child [upon birth].” Interpreting the contract in a way that upholds its validity, as we must, this language reflects the parties’ intent as to who would take physical custody following the birth, as well as the Surrogate‘s acknowledgment that the best interests of the Child would be served in the custody of the Intended Parents.
Consistent with this interpretation, the record does not indicate that the juvenile court considered the contract binding as to its best interests analysis. To the contrary, the Consent Order, approved for entry by all parties, awarded custody to the Intended Father upon birth based upon a determination by the juvenile court that the award of custody was “in the best interest of the Child.” The Surrogate characterizes the Consent Order as failing to give sufficient consideration to the factors enumerated in
Moreover, we find no basis to conclude that the terms of the surrogacy contract relating to monetary compensation rendered the contract unenforceable. No portion of the compensation was contingent upon the surrender of the Child or the termination of the parental rights of the Surrogate. While the record generally indicates that the Intended Parents paid approximately $42,000 to cover the Surrogate‘s medical and legal fees, and an additional $31,000 for the pain, suffering, and other expenses related to the pregnancy and birth, there is no specific information as to the timing or amounts of the payments. The surrogacy contract does specify, however, that all payments are related to legal and medical costs, or are meant to compensate the Surrogate for “expenses or injuries the Surrogate incurs in the course of complying with the terms of [the surrogacy contract].” Neither party asserts that the payments exceeded the reasonable costs of services, expenses, or injuries related to the pregnancy, the surrogacy process, or the birth of the Child. While we recognize the significant amounts paid by the Intended Parents to the Surrogate pursuant to the contract, the limited proof in this record does not supply any basis to conclude that the payments were impermissible.
The terms of the surrogacy contract regarding the status of the parties as legal parents are more problematic. In particular, the contract provides that “any child or children [the Surrogate] delivers as a result of this Agreement is ... biologically ... and contractually the child or children of the Intended Parents.” The contract further provides that no “action [the Surrogate] takes pursuant to this Agreement makes her a ‘mother’ or ‘parent’ to the child or children she delivers,” including the use of her “eggs (genetic material).”
Because the Surrogate is the biological mother of the Child, see
The invalidity of these contractual provisions does not, however, preclude the enforcement of the contract as a whole. The enforcement of the remaining terms of the contract comports with the parties’
While our public policy does not preclude the enforcement of the remaining terms of the contract, none provides a basis for the juvenile court‘s termination of the Surrogate‘s parental rights. The contract specifies that it “in no way constitutes ... relinquishment of parental rights.” Moreover, as indicated, our public policy requires parties to operate within the confines of our statutory procedures in securing the termination of a biological mother‘s parental rights, which include involuntary termination, see
Contrary to the interpretation advanced by the parties, we conclude that the General Assembly did not intend for section
In a traditional surrogacy, in contrast, the surrogate is the biological and legal mother of the child. As with gestational surrogacy, no adoption of the child by the biological father is necessary. In the context of traditional surrogacy, however, the meaning of the language of section
As previously discussed, the legislative history indicates that the language in section
In summary, the statutory procedures for terminating the parental rights of a traditional surrogate are limited to involuntary termination, parental consent to adoption, and surrender. Because neither the parties nor the juvenile court complied with any of these procedures in this instance, the portion of the juvenile court‘s order terminating the parental rights of the Surrogate must be set aside. See In re Angela E., 303 S.W.3d at 247-48, 254-55 (discussing the statutory requirements that must be satisfied for surrender or involuntary termination). Our ruling does not preclude the termination of the parental rights of the Surrogate in a future proceeding. Absent a basis for involuntary termination, however, termination may only occur if the Surrogate executes a surrender or consents to a petition for adoption.20
Furthermore, unless and until termination of the parental rights of the Surrogate occurs, she will retain both the rights and the responsibilities associated with legal parenthood. Accordingly, the case must be remanded to the juvenile court for a determination of visitation pursuant to
C. Subject Matter Jurisdiction
We next consider the Surrogate‘s contention that the juvenile court lacked subject matter jurisdiction. Subject matter jurisdiction refers to a court‘s authority to adjudicate a particular case or controversy and “depends on the nature of the cause of action and the relief sought.” Chapman, 380 S.W.3d at 712. Courts have subject matter jurisdiction only when conferred by statute or by a provision of the state or federal constitution. Id.; Northland, 33 S.W.3d at 729. The party asserting subject matter jurisdiction bears the burden of proof. Chapman, 380 S.W.3d at 712 (citing Redwing v. Catholic Bishop for the Diocese of Memphis, 363 S.W.3d 436, 445 (Tenn.2012)).
As a preliminary consideration, the Intended Parents contend that the Surrogate failed to present the subject matter jurisdiction claim in the juvenile court and, therefore, has waived the issue on appeal. Issues related to subject matter jurisdiction, however, are not subject to waiver. In re Estate of Smallman, 398 S.W.3d 134, 148 (Tenn.2013) (“Subject matter jurisdiction is non-waivable and must be considered by an appellate court.“); Landers v. Jones, 872 S.W.2d 674, 675 (Tenn.1994) (“[S]ubject matter jurisdiction cannot be waived....“). In consequence, if the juvenile court lacked jurisdiction as to a particular subject matter, its ruling as to that issue is a nullity. In re Estate of Trigg, 368 S.W.3d 483, 489 (Tenn.2012) (“[T]he orders and judgments entered by courts without jurisdiction over the subject matter of a dispute are void....“).
As to whether the juvenile court had subject matter jurisdiction in these circumstances, we first observe the obvious—that our statutes offer limited guidance as to how courts should handle surrogacy disputes. As is relevant here,
Because
A primary consideration is that juvenile courts “may exercise only such jurisdiction and powers as have been conferred on them by statute.” In re D.Y.H., 226 S.W.3d 327, 330 (Tenn.2007). Thus, we must determine whether each aspect of the Consent Order fell within the jurisdiction of the juvenile court as established by statute.
1. Paternity
Consistent with several provisions in the surrogacy contract designed to en
In this instance, no petition for adoption had been filed at the time the juvenile court entered the Consent Order establishing paternity. The juvenile court, therefore, properly exercised its authority to establish paternity, as provided by section
2. Custody
Following the confirmation of paternity, the juvenile court found the Intended Father to be “the legal father of the Child with all associated rights and responsibilities for the Child immediately upon birth, including full decision-making authority.” The Consent Order directed that “the [Intended Parents] shall have the sole right to physical and legal custody of the Child immediately upon birth.”
3. Termination of Parental Rights
The jurisdiction of a juvenile court to order the termination of parental rights depends upon the basis asserted for termination. For example, juvenile courts have jurisdiction to accept a surrender or to order termination on an involuntary basis in a separate proceeding related to a future adoption; however, they do not have the authority to adjudicate a petition for adoption or to order termination as part of an adoption proceeding, as these matters are within the exclusive jurisdiction of the circuit and chancery courts. See
As noted, in this instance, neither the parties nor the juvenile court followed any of the statutory procedures for the termination of parental rights. Our determination that the juvenile court lacked any cognizable basis for termination pretermits our consideration of whether the juvenile court had the jurisdictional authority to terminate the Surrogate‘s parental rights.
D. Tennessee Rule of Civil Procedure 60.02
The Surrogate‘s only remaining contention is that the juvenile court should have granted her relief pursuant to
E. Appellate Attorneys’ Fees
Finally, the Intended Parents seek an award of attorneys’ fees, contending that the Surrogate acted in bad faith by attempting to obtain custody without offering to reimburse the monies paid to her pursuant to the surrogacy contract. This Court may award appellate attorneys’ fees when an appeal is “frivolous or taken solely for delay.”
F. Need for Legislative Action
As illustrated in this instance, surrogacy is an area of the law that involves “far-reaching, profoundly complex, and competing public policy considerations.” In re C.K.G., 173 S.W.3d at 730. While we have relied upon our current laws to resolve the issues in this case, the General Assembly is the more appropriate branch of government to address the regulation of surrogacy agreements in a comprehensive fashion. See id. at 731 (“The General Assembly is better suited than the courts to ... decid[e] whether generally to subject procreation via technological assistance to governmental oversight, and if so, to determine what kind of regulation to impose.“); see also In re Marriage of Moschetta, 30 Cal.Rptr.2d at 903 (“Once again the need for legislative guidance regarding the difficult problems arising from surrogacy arrangements is apparent.“); In re F.T.R., 833 N.W.2d at 653 (observing that
IV. Conclusion
The public policy of our state does not prohibit the enforcement of traditional surrogacy contracts but does prohibit the following: (1) compensation that is contingent upon the surrender of the child, is contingent upon the termination of the surrogate‘s parental rights, or exceeds the reasonable costs of services, expenses, or injuries related to the pregnancy, the birth of the child, or other matters inherent to the surrogacy process; (2) binding agreements as to the best interests of a child; (3) contractual terms that would circumvent the established procedures for determining a person‘s status as a legal parent or terminating parental rights; and (4) termination of parental rights in an involuntary proceeding absent a finding that the parent is unfit or that substantial harm to the child will result if parental rights are not terminated.
In this instance, the contractual provisions circumventing the statutory procedures for the termination of parental rights are unenforceable. Because there was no cognizable basis for the termination of the Surrogate‘s parental rights, we vacate that portion of the Consent Order; otherwise, the judgments of the juvenile court and Court of Appeals are affirmed. The case is remanded to the juvenile court to determine visitation and child support. Costs are taxed one-half to the Surrogate and her surety and one-half to the Intended Parents and their surety, for which execution may issue if necessary.
WILLIAM C. KOCH, JR., J., concurring.
This case of first impression regarding the enforceability of an international traditional surrogacy contract will have far-reaching ramifications both in Tennessee and beyond. While I concur, in general terms, with the Court‘s disposition of this particular case, I have chosen to write separately because I cannot concur with the Court‘s conclusion that “traditional surrogacy contracts do not violate public policy as a general rule.” While the surrogate in this case may not have succeeded in demonstrating that this particular traditional surrogacy contract is unenforceable as against public policy, this case is not an appropriate vehicle for this Court to broadly declare that traditional surrogacy agreements, or any other surrogacy agreement for that matter, are consistent with Tennessee‘s public policy.
I.
The market for fertility treatment in the United States, including surrogate births,
There can be no denying that the ability to create children using assisted reproductive technology has far outdistanced the legislative responses to the myriad of legal questions that surrogacy raises. Most states do not have statutory provisions addressing these questions. In re Paternity of F.T.R., 2013 WI 66, ¶¶ 37-38, 833 N.W.2d at 644. The increasing popularity of surrogacy will only cause these problems to proliferate.5 As Chief Justice Abrahamson has noted, “the validity of surrogacy contracts ... is at this very time being debated across the globe. Other states and nations are, at best divided over whether to enforce such contracts because of the difficult public policy questions they present.” In re Paternity of F.T.R., 2013 WI 66, ¶¶ 90-91, 833 N.W.2d at 656 (Abrahamson, C.J. concurring).6 There is currently no clear majority approach to surrogacy, and, in fact, there is
II.
Despite
Tennessee‘s public policy is reflected in its constitution, statutes, judicial decisions, and common-law rules. State ex rel. Swann v. Pack, 527 S.W.2d 99, 112 n. 17 (Tenn.1975) (quoting Home Beneficial Ass‘n v. White, 180 Tenn. 585, 588, 177 S.W.2d 545, 546 (1944)). Even though this Court has stated that the articulation of the State‘s public policy is primarily a legislative prerogative and that our role in declaring public policy is limited, Hodge v. Craig, 382 S.W.3d 325, 337-38 (Tenn.2012), the Court in this case is using
The Court has chosen to support its general assertion that surrogacy contracts are valid and enforceable by treating them as contracts, nothing more, nothing less. This is a convenient choice because there can be little dispute that the freedom to contract is a vital component of personal liberty, Dick Broadcasting Co., Inc. of Tennessee v. Oak Ridge FM, Inc., 395 S.W.3d 653, 673 (Tenn.2013) (Koch, J., concurring), and that Tennessee‘s public policy favors permitting otherwise competent parties to strike their own bargains. Hughes v. New Life Dev. Corp., 387 S.W.3d 453, 475-76 (Tenn.2012). But, of course, these principles do not apply to every contract.
Unfortunately, the Court‘s purely contractual rationale overlooks two salient points. First, surrogacy contracts are not “standard run-of-the-mill contracts.” As Chief Justice Abrahamson aptly points out “they purport to govern bodily intrusions, the use of human bodies, the creation of a child, and the custody and placement of a child once it is born.” In re Paternity of F.T.R., 2013 WI 66, ¶¶ 81-82, 833 N.W.2d at 654 (Abrahamson, C.J. concurring). Second, as more than amply illustrated by this case, “surrogacy agreements that go badly have profound implications, particularly for the children.”10
III.
Surrogacy is currently a reality in Tennessee. The number of surrogacy agreements in Tennessee will surely increase as persons who are unable to have children on their own resort more frequently to various assisted reproductive technologies, including surrogacy. At present,
The question we must address in this case is which branch of government is best suited for the task of defining and clarifying the legal framework for surrogacy agreements in Tennessee. While the desire to bring some order to the ambiguity is commendable, the case-by-case approach the courts must use is less effective in circumstances like this than the far more dynamic ability of the General Assembly to address important public policy issues. This is a case where the Court would be well-served to leave the articulation of Tennessee‘s acceptance or rejection of surrogacy contracts as a matter of public policy to the General Assembly.12
For these reasons, I would take a far narrower approach to reach the same result reached by the Court. Rather than broadly stating that “traditional surrogacy contracts do not violate public policy as a general rule,” I would find that the surrogacy agreement in this case is enforceable, except to the extent, as found by the Court, that it is inconsistent with the statutes explicitly governing the termination of parental rights and the care and custody of children born out of wedlock. The broader public policy questions should be left to the General Assembly.13
Notes
(1) The strength, nature, and stability of the child‘s relationship with each parent ...;
(2) Each parent‘s or caregiver‘s past and potential for future performance of parenting responsibilities ...;
(3) Refusal to attend a court ordered parent education seminar may be considered by the court as a lack of good faith effort in these proceedings;
(4) The disposition of each parent to provide the child with food, clothing, medical care, education and other necessary care;
(5) The degree to which a parent has been the primary caregiver, defined as the parent who has taken the greater responsibility for performing parental responsibilities;
(6) The love, affection, and emotional ties existing between each parent and the child;
(7) The emotional needs and developmental level of the child;
(8) The moral, physical, mental and emotional fitness of each parent as it relates to their ability to parent the child....;
(9) The child‘s interaction and interrelationships with siblings, other relatives and step-relatives, and mentors, as well as the child‘s involvement with with the child‘s physical surroundings, school, or other significant activities;
(10) The importance of continuity in the child‘s life and the length of time the child has lived in a stable, satisfactory environment;
(11) Evidence of physical or emotional abuse to the child, to the other parent or to any other person....;
(12) The character and behavior of any other person who resides in or frequents the home of a parent and such person‘s interactions with the child;
(13) The reasonable preference of the child if twelve (12) years of age or older....;
(14) Each parent‘s employment schedule, and the court may make accommodations consistent with those schedules; and
(15) Any other factors deemed relevant by the court.
