In Re Anonymous
On May 8, 2001, an unemancipated minor, acting pursuant to
“Under Alabama law, no person, subject to certain exceptions, may use any instrument, medicine, drug, or any other substance or device to terminate the pregnancy of an unemancipated minor unless that person `first obtains the written consent of either parent or the legal guardian of the minor.‘” Matter of Anonymous, 770 So.2d 1107, 1108 (Ala.Civ.App.2000) (citing
“(a) It is the intent of the legislature in enacting this parental consent provision to further the important and compelling state interests of: (1) protecting minors against their own immaturity, (2) fostering the family structure and preserving it as a viable social unit, and (3) protecting the rights of parents to rear children who are members of their household.
“(b) The legislature finds as fact that: (1) immature minors often lack the ability to make fully informed choices that take account of both immediate and long-range consequences, (2) the medical, emotional and psychological consequences of abortion are serious and can be lasting, particularly when the patient is immature, (3) the capacity to become pregnant and the capacity for mature judgment concerning the wisdom of an abortion are not necessarily related, (4) parents ordinarily possess information essential to a physician‘s exercise of his best medical judgment concerning the child, and (5) parents who are aware that their minor daughter has had an abortion may better insure that she receives adequate medical attention after her abortion. The legislature further finds that parental consultation is usually desirable and in the best interests of the minor.”
A minor may file a waiver-of-parental-consent petition in the juvenile court in the county in which she resides or in the county in which the abortion is to be performed.
“(1) That the minor is mature and well-informed enough to make the abortion decision on her own; or
“(2) That performance of the abortion would be in the best interest of the minor.”
In this case, the decision made by the trial court was not whether the minor
The minor is 17 years old; she was 8 weeks pregnant at the time of the hearing. She is a straight-A student at her high school, and she is very active in extracurricular activities. The minor plans to attend college, and she has been awarded two college scholarships. The minor has a part-time job, and she is saving her earnings from that job for her college education. The minor testified that her baby‘s father is 18 years old and that he also plans to attend college. She testified that the baby‘s father supports her decision to have the abortion and that he will pay for the abortion procedure.
No evidence before the trial court indicated that the minor‘s parents would react inappropriately to the news of her pregnancy or that their input would not be in her best interests. The evidence indicates an intact, fully functional family, which appears capable of dealing with this unfortunate situation. The family attends church together; the minor testified that she had discussed abortion with her parents only when at church services and that her parents “really did not say much” about abortion but that they were “against it pretty much.” She also stated that her parents had never discussed with her what their reactions might be if she were to become pregnant. Although the minor testified that she did not have a close relationship with her parents, she later testified that her mother was so thrilled she cried when the minor was chosen as a member of the majorette squad. The trial court is allowed to consider the relationship of the child with her parents. See Ex parte Anonymous, 618 So.2d 722, 724 (Ala. 1993).
The minor testified that she had talked to nurses at Planned Parenthood and at two medical clinics that perform the abortion procedure; she also said she had spoken to a “lady” at a local health department. The minor also said she had consulted a friend whose sister-in-law had had an abortion. The minor testified that she had been made aware of alternatives to having an abortion. She stated that those alternatives included rearing the child herself, placing the child for adoption, or living at a “maternity house” during her pregnancy and for up to 30 days after she gave birth. The minor testified that the “maternity house” would arrange for the baby to be placed in foster care until such time as she could assume responsibility for the baby. The minor testified that she rejected the alternatives to abortion because she wanted to go to college in order to have a career and wanted to be a majorette while in college.
Regarding the abortion procedure, the minor testified that she would be under local anesthesia during the procedure and that the procedure involved using “an aspirator, which is like a vacuum or sucking machine. And they go in there around the uterus wall and they just suck it out. That‘s what they told me.” The minor testified that she had been informed of some of the risks of the procedure, which, she testified, included infection, bleeding, and the possibility of becoming sterile. The minor did not testify in a manner that indicated she knew of any of the long-term psychological or emotional effects of having an abortion. See
In denying the minor‘s petition for a waiver of parental consent, the trial judge stated that she had concerns about the minor‘s maturity and about whether the minor was sufficiently informed about the abortion procedure, especially because she had not been able to speak with a physician as she had tried to do. In explaining her concern that the minor had not been allowed to speak with a physician and that, therefore, the minor was not sufficiently well informed to make the abortion decision on her own, the trial judge noted that most adults do not have root canals performed without speaking to the dentist before the procedure. The trial judge stated that she was extremely concerned, and that the minor should be concerned, that the facility the minor had chosen to perform the abortion had reneged on its assurance that she could speak to a physician before having the abortion. The judge stated that she was not convinced the minor would cancel the abortion if she did not feel comfortable with the physician who would ultimately perform the abortion. The trial judge concluded that “[the minor is] scared and she is nervous and she needs the helping hand of a seasoned, dedicated professional [who] does not mind giving ten or fifteen minutes of [his or her] time.”
In Ex parte Anonymous, 618 So.2d 722 (Ala.1993), our supreme court stated that when the facts are undisputed, the ore tenus rule has no application and the appellate courts must determine whether the trial court “`misapplied the law to the undisputed facts.‘” Ex parte Anonymous, 618 So.2d at 725 (citing Matter of Anonymous, 515 So.2d 1254, 1256 (Ala.Civ.App.1987)). Although we apply that standard in this case, the evidence presently before this court reveals that the minor had limited knowledge of the abortion procedure, that she had not exhibited knowledge of the long-term psychological and emotional effects of the abortion procedure, and that her attempts to educate herself by speaking with a physician had been unsuccessful. Absent a finding that the waiver of parental consent would be in the minor‘s best interest, the waiver may be granted only when the petitioner is able to prove to the trial judge that she is mature enough to make such a monumental decision on her own and that she is well-informed concerning the medical procedure and the physical risks and psychological consequences of having an abortion. See
An appellate court‘s review of a proceeding conducted on a minor‘s petition for a waiver of parental consent to an abortion is limited to considering a transcript of the testimony. However, testimony does not necessarily equate to facts, especially in a one-sided, nonadversarial proceeding such as that fashioned by our legislature and set forth in the Parental Consent Statute. Clearly, one viewing witnesses and hearing their oral testimony will make many observations that cannot and will not be converted to the written word. In a case like this, the trial court, as the fact-finder, has the advantage of seeing the minor while she testifies. Thus, in making a determination regarding the minor‘s level of maturity, it may make observations and conclusions regarding the minor‘s physical appearance, her tone of voice, her expressions, and her overall demeanor and emotional state. However, Ex parte Anonymous, 618 So.2d 722, suggests that the trial court may not be permitted to disbelieve a minor‘s testimony based on its observations. To say that the ore tenus rule has no application whatever in these cases is to deny a major purpose of the hearing required by the Parental Consent Statute. This causes particular concern for this court, which has reviewed too many cases in which a minor seeking a waiver of parental consent to an abortion testifies in an almost rehearsed manner that is virtually identical to the testimony detailed in many of the published opinions of the appellate courts of this state. We conclude that a trial court‘s findings on factual issues such as the level of a minor‘s maturity should be afforded deference in an action where the minor seeks to obtain an abortion without her parents’ knowledge and consent.
AFFIRMED.
THOMPSON and PITTMAN, JJ., concur.
MURDOCK, J., concurs specially.
YATES, P.J., and CRAWLEY, J., dissent.
The trial court was called upon to decide whether, consistent with the requirements of Alabama‘s parental-consent statute (
Even if the ore tenus rule does not apply (see discussion infra), this court cannot substitute its judgment for that of the trial court, nor its findings of fact for those made by the trial court. Neither this court nor our Supreme Court has ever held that a “de novo” standard applies to appellate review of trial courts’ decisions in such cases. E.g., In re Anonymous, 770 So.2d 1107, 1110 (Ala.Civ.App.2000) (applying a “plainly and palpably wrong” standard).
Thus, two questions are presented in cases such as this: 1) Is there sufficient evidence in the record that we may conclude that the trial court did not err to reversal in its factual findings? 2) Did the trial court apply the law correctly to its findings?
As to the former, and turning first to the specific factual issue whether the minor was well-enough informed, I agree with the per curiam opinion. The Alabama Legislature has made it clear that there is a presumption in Alabama law that parental consultation and consent will be obtained before a minor may obtain an abortion. As the per curiam opinion notes, our legislature expressly stated its purpose in adopting Alabama‘s parental-consent statute, including “fostering the family structure and preserving it as a viable social unit,” and “protecting the rights of parents to rear their children.”
Consistent with its purpose in adopting the parental-consent statute, the legislature expressed its concerns that there be “fully informed choices that take account of both immediate and long-range consequences” and that “the medical, emotional and psychological consequences of abortion are serious and can be lasting.”
The trial court also found that the minor was not sufficiently mature to decide, without the input of her parents, to abort her unborn child. With respect to this and the trial court‘s other factual findings, and based on its reading of previous decisions by our Supreme Court and this court, Judge Crawley states in his dissent: “The ore tenus rule has no application when the facts are undisputed, as they are in this case. Ex parte Anonymous, 618 So.2d 722
“Testimony” and “facts” are two different things. Witnesses give testimony; courts find facts. Of course, in a conventional case in which the whole function of the trial is to resolve a dispute between two or more parties in an adversarial context,2 that a “fact” is undisputed is dispositive. There is no need in such a context for “findings” as to such a fact, much less an ore tenus presumption to support such findings. The very nature of the proceeding is one of resolving a dispute. If a given fact is not “disputed,” there is nothing for the trial court to resolve in that situation.3
The proceeding now before us, however, is of a different nature. It is a unilateral proceeding in which, in one sense, all of the testimony is undisputed. Yet the legislature has charged the trial court with conducting a hearing and receiving the unilateral testimony of the minor, with the opportunity to observe her bearing, demeanor, and appearance while testifying. The legislature then specifically charges the trial court with responsibility for assessing the minor and her testimony and “issu[ing] written and specific factual findings.”
In a proceeding in which the trial court has been charged with the responsibility of deriving facts without the aid of an adversarial process, the absence of an adversary to expressly concede a fact to which the minor testifies (or even tacitly concede a fact by not presenting testimony to the contrary) cannot make the witness‘s testimony “undisputed” in the conventional sense that justifies removing the trial court‘s inherent and traditional role of evaluating witnesses and their demeanor and credibility.
Furthermore, the issue of maturity is, by its very nature, not one which is susceptible to a wholly objective measurement. In this sense, much of the “testimony” presented in the courtroom will be in the form of the witness‘s bearing, demeanor, mannerisms, physical appearance, and voice inflection. Words that may, in print, suggest maturity, may be “disputed” by the witness‘s nonverbal “testimony.” Thus, that which may appear undisputed on the printed page, may very well be disputed
It is inherent in the nature of the legislatively prescribed hearing that the trial court make findings as to such matters as the minor‘s age and other factors affecting her maturity, not only based on the substance of the minor‘s words, but also on the court‘s observations. To say that the ore tenus rule should not apply in such cases is, in my opinion, to deny the hearing the operation intended by the legislature.
As previously has been observed:
“Our supreme court has held that the ore tenus rule has no application when the facts are undisputed. Ex parte Anonymous, 618 So.2d 722 (Ala.1993). That opinion did not, however, overturn Hall v. Mazzone, 486 So.2d 408 (Ala. 1986), and other cases regarding the ore tenus rule. `The ore tenus rule is grounded upon the principle that when the trial court hears oral testimony it has an opportunity to evaluate the demeanor and credibility of [the witness].’ Id., 486 So.2d at 410.”
In re Anonymous, 650 So.2d 919, 921 (Ala. Civ.App.1994) (emphasis added). As to the issue of the maturity of the petitioner at issue, that opinion further noted:
“The trial court‘s order states that the minor child `did not exhibit through her carriage, demeanor, and deportment, the ability and/or maturity to make a knowing and informed choice.’ ... The trial judge had personal contact with the minor child and was `thereby afforded an opportunity for firsthand observation of [her] demeanor, whereas this court is bound by the strictures of a written transcript.’ Bailey v. Bailey, 560 So.2d 1076, 1077 (Ala.Civ.App.1990).”
650 So.2d at 921-22. In that case, Presiding Judge Robertson reasoned, and today‘s per curiam opinion reiterates, that if the ore tenus rule were not applicable, “a petition for a waiver of parental consent could simply be filed with a supporting affidavit prepared by counsel or the minor child, and the trial judge would be bound by the written evidence in the affidavit.” Id. at 922 n. 4.5
YATES, Presiding Judge, dissenting.
I join Judge Crawley‘s dissent. I write to emphasize that our supreme court precedent mandates a reversal. I took an oath to uphold the law, and I am constrained by that oath to lay aside any personal convictions that would interfere with following the law.
I also disagree with the main opinion‘s characterization of the trial judge‘s role. The main opinion states, “[T]he decision made by the trial court was not whether the minor should have an abortion. Rather, the decision the trial court was called upon to make was whether the minor should be permitted to have an abortion without first consulting her parents and obtaining their consent.” 803 So.2d at 531-32. The role of trial judge, as set out by the legislature in
“(1) That the minor is mature and well-informed enough to make the abortion decision on her own; or
“(2) That performance of an abortion would be in the best interest of the minor.”
If the minor is mature and well informed enough to make the abortion decision on her own, or if an abortion would be in her best interests, without her parents consent, then “[t]he required consent shall be waived.”
“[A] waiver of consent is in no way contingent on her proving that her parents would disapprove or abuse her should they be consulted regarding her decision to obtain an abortion. In fact, the reaction of the minor‘s parents is of little consequence as long as she can demonstrate to the court that she is mature enough and well enough informed to make the decision on her own or that an abortion is in her best interest.”
The main opinion further states that “the minor did not testify in a manner that indicated she knew of any of the long-term psychological or emotional effects of having an abortion,” 803 So.2d at 532, citing
“After her visit to that [health] center, the petitioner then sought advice at another health center that performs abortion services. At that second center, the petitioner and another adult counselor talked about the options available to the petitioner with respect to her pregnancy. The petitioner testified that she had considered alternatives to terminating her pregnancy, but that she had ruled out those alternatives because she wants to go to college and to pursue a career, both of which she believes will be difficult to accomplish if she has a child.
“The counselor at the second health center specifically informed the petitioner that terminating her pregnancy might result in feelings of guilt, and stated that if the petitioner had any uncertainty about undergoing the procedure, she should not do it. The petitioner was also informed of the specific medical risks of abortion. Upon examination by her appointed counsel, the petitioner indicated that these risks included infection, bleeding, hemorrhaging, excessive blood clots, and possible damage to (or loss of) the uterus. However, she testified that in spite of her awareness that there were `a lot of risks,’ she was willing to accept those risks, and she testified that she was emotionally and mentally prepared to go through with the procedure, which she plans to undergo at the second health center and to pay for with personal savings. She also testified that in the event of any medical complications from the procedure, she would go to a hospital and telephone her older sister. She also stated that she had been offered post-termination counseling at the health center.”
Like the petitioner in Matter of Anonymous, this petitioner explained in detail
The trial judge based her denial of a waiver on her “concern” that the minor was not allowed to talk with the physician who would be performing the abortion. This is not a criterion to be considered on a petition for a waiver of parental consent. The simple fact that the minor did not speak directly to the physician did not in any way show that she was uninformed or not sufficiently mature to make the decision to have an abortion. Quite the contrary. A reading of the transcript clearly shows a remarkably mature young woman, who has her career plans and goals charted.
Finally, I write to add that although the main opinion repeatedly refers to remarks made by the trial court, it omits what I believe to be a very telling statement that could be construed to show a strong bias, rather than “concern for the minor‘s safety and best interests.” The judge stated, “You know, these people are interested in one thing it appears to me and that is getting this young lady‘s money.” She went on to state, “This is a beautiful young girl with a bright future and she does not need to have a butcher get ahold of her.”
The trial court‘s judgment and the main opinion of this court are contrary to the law of Alabama and that of the United States Supreme Court, and represent blatant judicial activism. There is absolutely no requirement under Alabama law that the minor have a prepetition physician consultation by telephone or otherwise before obtaining a waiver of parental consent. Any attempt by this court to require such a consultation is not within the authority of this court as set out in the Alabama Constitution. Therefore, I dissent.
CRAWLEY, Judge, dissenting.
I must dissent from the affirmance, because, as I state below, our supreme court precedents mandate a reversal. This court is bound by the holdings of our supreme court.
The minor filed her petition on May 8, 2001, pursuant to
The minor further testified that her parents would react poorly to the news of her pregnancy. She stated that her parents were opposed to abortion on religious grounds. She explained that she had resorted to the judicial-bypass procedure because she did not feel close enough to her parents to discuss her decision with them.
The minor testified that she had sought the advice and counsel of other adults, including a family friend in her late 30s
She testified that the residential-care facility had explained her options, including rearing the child herself, adoption, an option called “maternity house,” and abortion. She testified that the maternity-house option offered a residential setting in which pregnant unwed mothers could reside during their pregnancies and for 30 days thereafter. The maternity house would arrange for the child to be placed in foster care until the mother could assume responsibility for the child herself.
The minor testified that, after considering these alternatives, she had chosen to pursue an abortion. She testified that she did not think she would be able to handle the other options because of her desire to attend college in the fall and her desire to participate in the college majorette squad. The minor explained that, when she was investigating her options, she had asked, at three of the facilities she consulted, to talk to a physician. None of the three would permit her to speak to a physician at that time. The minor did not state her reasons for wanting to speak to a physician.
The minor‘s testimony included a brief description of the abortion process; she specifically mentioned that she would be placed under some form of anesthesia and that the fetus would be removed by vacuum extraction. She explained that the risks of the procedure included bleeding, infection, possible sterilization, and even death in some cases. She explained that she understood that a nurse could be with her during the procedure to explain the procedure as it occurred, that she would receive counseling immediately before the procedure, and that at any time after the procedure counseling would be available to her. She stated that the father and the family friend from whom she sought advice would accompany her to the clinic and that she would be staying with the family friend after the procedure. She testified that she would do whatever was necessary if she had any complications, including confiding in her parents.
At the conclusion of the minor‘s testimony, the trial court entered the following findings and conclusions:
“Petitioner has been denied the opportunity to engage in pre-op counseling with the physician, evaluate the physician, or interview and question the physician. Likewise the physician has not evaluated petitioner or furnished information to petitioner so the court finds petitioner is not mature or well-informed and that abortion at this time under the proposed circumstances is contra to her best interests.”
The ore tenus rule has no application when the facts are undisputed, as they are in this case. Ex parte Anonymous, 618 So.2d 722 (Ala.1993). “The role of the appellate court is, therefore, to determine whether the trial court `misapplied the law to the undisputed facts.’ Matter of Anonymous, 515 So.2d 1254, 1256 (Ala.Civ.App. 1987) (emphasis in original).” Ex parte Anonymous, 618 So.2d 722, 725 (Ala.1993). I conclude that the trial court‘s finding that the minor was immature and not well informed is not supported by the evidence as a whole.
Our supreme court has held that a minor‘s decision to seek the advice of legal counsel and to invoke the judicial process may, in itself, indicate her maturity. Ex parte Anonymous, 595 So.2d 497 (Ala. 1992). In making her decision to seek an abortion, the minor consulted a variety of sources, including four health-care providers and two adult women, one of whom had had an abortion. This court has held that a minor demonstrates maturity when
After carefully reviewing the record, I conclude that it contains ample evidence indicating that the minor is mature and well informed. I would hold that the bases for the trial court‘s order denying the waiver either were not supported by the evidence as a whole or were legally invalid. Therefore, I would reverse the judgment of the trial court and remand the cause with instructions to grant the waiver.
YATES, P.J., concurs.
Notes
“It seems clear to us that the determination of whether to grant a waiver is in the main a question to be first determined by the trial court. This determination if appealed will be subject generally to the ore tenus rule. That is,
“`Where a judgment or decree is entered by a trial court after hearing testimony ore tenus, such judgment or decree is presumed correct and will be reversed only if, after consideration of evidence and all reasonable inferences to be drawn therefrom, judgment or decree is found to be plainly and palpably wrong.’
“. . . .
“The following rationale for applying the ore tenus rule in these cases issues from a court of the state whose statute provides a statutory model for waiver of parental consent proceedings:
“`Findings of a judge in this kind of proceeding are entitled to no less deference than that which a reviewing court generally accords findings of fact by a trial court.... As regards a quality such as maturity, we think the judge‘s opportunity to see and hear the petitioner, her tone of voice, her expressions, and her overall demeanor, placed the judge in a particularly advantaged position to make the factual determination.’
”In the matter of Moe, 12 Mass.App. 298, 423 N.E.2d 1038, 1040 (1981) (citations omitted).”
In re Anonymous, 515 So.2d at 1255-5