Lead Opinion
Defendants Trans World Airlines, Inc., The Boeing Company, and Hydro-Aire, Inc., appeal from a decision of the United States District Court for the Southern District of New York, Robert W. Sweet, J., in June 1998 that denied their motion to dismiss plaintiffs’ claims for nonpecuniary damages as barred under the Death on the High Seas Act, 46 U.S.C. app. §§ 761-767 (usually referred to hereafter as DOHSA). See In re Air Crash Off Long Island, New York, on July 17, 1996,
I. Background
The appeal arises out of the crash of TWA Flight 800, which departed from John F. Kennedy International Airport in New York on July 17, 1996, for Paris, France and Rome, Italy. Shortly after takeoff, the plane appears to have exploded in midair and crashed. According to the National Transportation Safety Board, the crash occurred approximately eight nautical miles
Plaintiffs are relatives and estate representatives of 213 passengers and crew members who died in the crash. Defendant Trans World Airlines owned and operated the aircraft. Defendant The Boeing Company manufactured the aircraft, and defendant Hydro-Aire, Inc., manufactured the aircraft’s fuel pumps. In February 1997, the Judicial Panel on Multidis-trict Litigation transferred to the Southern District of New York all wrongful death cases arising from the crash for consolidated pretrial proceedings. At the time the district court issued the decision under review, 146 cases had been consolidated before it.
In July 1997, defendants moved under Fed.R.Civ.P. 12(b)(6) to dismiss plaintiffs’ claims for nonpecuniary damages. Defendants argued that DOHSA applies to this case and limits recovery to pecuniary damages. In June 1998, Judge Sweet denied defendants’ motion in a written opinion, concluding that DOHSA applies only where death occurred on both the high seas and beyond a marine league
II. Discussion
The appeal primarily concerns the interpretation of § 1 of DOHSA, which provides for a right of action:
Whenever the death of a person shall be caused by wrongful act, neglect, or default occurring on the high seas beyond a marine league from the shore of any State, or the District of Columbia, or the Territories or dependencies of the United States....
46 U.S.C. app. § 761. The parties agree that the crash occurred eight nautical miles off the coast of Long Island, which is “beyond a marine league from the shore of any State.” However, the parties differ as to the meaning of “high seas.” Plaintiffs argue that “high seas” refers to those waters beyond the territorial waters of the United States. Under Presidential Proclamation No. 5928, issued in 1988 by President Reagan, the territorial waters of the United States extend 12 miles from the shore of the United States.
The question whether DOHSA applies is significant because § 2 of DOHSA limits recovery to “a fair and just compensation for the pecuniary loss sustained by the persons for whose benefit the suit is brought.” 46 U.S.C. app. § 762. If DOH-SA does not apply, however, plaintiffs claim they are entitled to nonpecuniary damages, e.g., for pre-death pain and suffering and survivor’s grief.
The district court’s order is subject to de novo review because it resolved a motion to dismiss, see Stuto v. Fleishman,
A. Background of the Death on the High Seas Act
The Death on the High Seas Act provided a remedy for wrongful death at sea where none had clearly existed before. The federal courts initially recognized a right of action for wrongful death in general maritime law, based largely on humanitarian considerations: “[CJertainly it better becomes the humane and liberal character of proceedings in admiralty to give than to withhold the remedy, when not required to withhold it by established and inflexible rules.” The Sea Gull,
Judicial efforts to counteract the harshness of the rule of The Harrisburg, by expanding existing statutes to provide for recovery, complicated matters. See Tal-lentire,
B. The Drafting, of the Death on the High Seas Act
Congress initially sought to create a uniform remedy for wrongful death, but gradually refined the scope of DOHSA so as not to displace preexisting state remedies. Although the phrase “high seas” was rarely the focus of debate, the legislative history provides some indication of how that phrase should be interpreted to effectuate the purposes of DOHSA.
The first priority was to draft a statute allowing recovery for wrongful death on the high seas. Critics of The Harrisburg maintained that the rule of that case had been rejected by “(e)very country of western Europe,” and was a “disgrace to a civilized people.” H.R.Rep. No. 66-674, at 4 (1920); S.Rep. No. 66-216, at 4 (1919); see also Moragne,
In the 1914 congressional debates on DOHSA, conducted in the wake of litigation growing out of the Titanic disaster in 1912, objections arose that the bill would oust state jurisdiction over wrongful death and substitute an inadequate federal remedy. See, e.g., 14 Cong. Rec.1929 (Jan. 19, 1914) (statement of Rep. Bryan); id. at 1928 (statement of Rep. Mann). In response to opposition from members of Congress and local practitioners, the MLA abandoned its effort to draft a uniform remedy. Instead, it submitted a new bill in 1916 that “does not interfere with the law in force.... It simply covers waters that are not now covered.” See Right of Action for Death on the High Seas: Hearing Before the Committee on the Judiciary, Subcommittee No. 2, 64th Cong., 1st Sess. 17 (Feb. 4, 1916) [1916 Hearing].
The 1916 version of DOHSA preserved state remedies in three significant ways. First, the drafters changed “any navigable waters of the United States” to “any navigable waters of the Panama Canal Zone, the District of Columbia, or the Territories or dependencies of the United States,” eliminating DOHSA’s reach over navigable waters within state jurisdiction. S. 4288, 64th Cong. § 1 (1917); H.R. 39, 65th Cong. § 1 (1917). Second, the drafters added a section, which became’ § 7 of DOHSA, that provided that the act would not affect state wrongful death remedies for deaths in state territorial waters. This provision also exempted the Great Lakes or “any waters within the territorial limits of any State” from DOHSA’s scope. S. 4288, 64th Cong. § 6 (1917); H.R. 39, 65th Cong. § 6 (1917). Finally, the later drafts added the words “beyond a marine league” to § 1, so that the proposed act covered deaths “on the high seas beyond a marine
The statute that Congress passed in 1920 created a remedy for wrongful death “occurring on the high seas beyond a marine league from the shore of any State, or the District of Columbia, or the Territories or dependencies of the United States.” 46 U.S.C. app. § 761. The parties agree that the phrase “beyond a marine league” excludes from DOHSA’s reach state territorial waters, which traditionally lay within three nautical miles from shore.
C. The Meaning of “High Seas”
As noted above, the parties agree that the crash occurred beyond a marine league, or more than three miles, from the coast of Long Island. Plaintiffs contend that “high seas” covers those waters that lie beyond United States territorial waters, that is, international waters. Defendants argue that “high seas” means all waters beyond the low-water mark, and that the words “beyond a marine league” modify the phrase “high seas” by excluding from DOHSA’s coverage those waters that, although considered “high seas,” fall within the traditional bounds of state jurisdiction. As the considerable research of both parties indicates, there is authority to support either understanding of the term “high seas.” We believe that plaintiffs’ understanding of “high seas” is superior, however, because it rests on the Supreme Court’s definition of “high seas” at the time DOHSA was enacted, a definition that the Supreme Court and this court have reiterated in the decades following DOHSA. Furthermore, no post-DOHSA authority supports defendants’ definition of “high seas” as “beyond the low-water mark.”
1. The Supreme Court’s Understanding of “High Seas” at the Time of DOHSA’s Enactment
Although the boundary of this country’s territorial sea at roughly three miles remained constant for almost two centuries, this limit was set on an ad hoc basis. In 1793, seeking to remain neutral in the war between France, Britain and Spain in the Atlantic Ocean, Secretary of State Thomas Jefferson claimed the “smallest distance” for the extent of American territorial seas.
By the time DOHSA was enacted in 1920, the Supreme Court generally interpreted “high seas” to mean international or non-sovereign waters, most notably in the cases upon which the authors and supporters of DOHSA relied. In 1881, for example, the Supreme Court described the “high seas” as “where the law of no particular State has exclusive force, but all are
These decisions, which interpreted “high seas” to mean “non-territorial waters,” shaped the terms of the debate over DOH-SA. The House and Senate Judiciary Committee Reports largely consisted of letters from supporters of DOHSA. These DOHSA proponents repeatedly invoked The Hamilton and The Scotland in the course of describing the purpose and meaning of DOHSA. See H.R.Rep. No. 66-674, at 1-4 (1920); S.Rep. No. 66-216, at 2-4 (1919); H.R.Rep. No. 64-1419, at 1-4 (1917); S. Rep. 64-741, at 1-5 (1916); H.R.Rep. No. 63-160, at 1-5 (1913). Under the Supreme Court’s analysis in McDermott,
In support of their interpretation, defendants rely heavily on the statements of Congressman Bryan of Washington, an opponent of DOHSA, who argued in 1914 that the “high seas” would include the waters of Puget Sound. See 14 Cong. Rec.1929 (Jan. 19, 1914) (statement of Rep. Bryan). Yet “it is well established that speeches by opponents of legislation are entitled to relatively little weight in determining the meaning of the Act in question.” Holtzman v. Schlesinger,
The Supreme Court continued to define “high seas” as “international waters” in the years immediately following DOHSA. In Cunard S.S. Co. v. Mellon,
It is true that the Court has not provided a consistent definition of “high seas” throughout the past two centuries. Defendants’ understanding of the “high seas” as those seas beyond the low-water mark appears to have been shared by Justice Story, who characterized the high seas as “the
2. The Structure and Purpose of DOH-SA
An analysis of the structure and purpose of DOHSA also supports plaintiffs’ understanding of “high seas.” We should interpret both “high seas” and “beyond a marine league” to have independent meaning. See Gustafson v. Alloyd Co.,
Plaintiffs’ interpretation, however, defines “beyond a marine league” as a geographical boundary and “high seas” as a political boundary subject to change. While the geographical and political boundaries were coterminous in 1920, there was no reason to think that would always be the case. See supra note 9 and accompanying text. At the time DOHSA was enacted, the “minimum limit of the territorial jurisdiction of a nation,” Manchester v. Massachusetts,
Furthermore, the legislative history of DOHSA shows that while “high seas” was always part of the statutory language, “beyond a marine league” was not added until later drafts, to preserve state remedies. Congress added this section at the same time it dropped “any navigable waters of the United States.” See swpra Subsection II.B. Defendants do not explain why Congress did not also drop “high seas” at that point in the drafting process; under defendants’ interpretation that high seas means those waters beyond the low-water mark, the phrase “beyond a marine league” would by itself exclude state territorial waters.
Not only did Congress retain the phrase “high seas” in § 1, but also Congress inserted another provision in the 1919 drafts of the statute that used the phrase “high seas.” Section 4 provides that, “[whenever a right of action is granted by the law of any foreign State on account of death by wrongful act, neglect, or fault, occurring upon the high seas, such right may be maintained in an appropriate action in admiralty in the courts of the United States....” 46 U.S.C. app. § 764. By suggesting that foreign nations may well have legislated their own wrongful death remedies for the “high seas,” § 4 indicates that “high seas” lay outside the sole jurisdiction of the United States. Thus § 4’s reference to “high seas” indicates international waters, “a place belonging to no other sovereign” in Justice Holmes’s phrase^ The Hamilton,
Plaintiffs’ interpretation of “high seas” as international, that is, nonterritorial, waters is also consistent with § 7 of DOHSA. That section states:
The provisions of any State statute giving or regulating rights of action or remedies for death shall not be affected by this chapter. Nor shall this chapter apply to the Great Lakes or to any waters within the territorial limits of any State, or to any navigable waters in the Panama Canal Zone.
46 U.S.C. app. § 767. Defendants argue that § 7 lists waters excluded from DOH-SA’s scope, so that this section would be devoid of meaning if plaintiffs’ definition of “high seas” as nonterritorial waters were correct, because none of the waters listed in § 7 are nonterritorial waters. This argument ignores that the drafters of DOH-SA were forced to expressly disclaim any ouster of state remedies for wrongful death. On the floor of the House of Representatives, there were objections that § 7 was “superfluous” because § 1 clearly limited the scope of DOHSA to the high seas. One of DOHSA’s supporters responded that § 7 was added “out of an abundant caution, to calm the minds” of DOHSA’s opponents. 59 Cong. Rec. 4482-83 (Mar. 17, 1920) (statement of Rep. Montague). Section 7 was inserted to clarify that state waters were not subject to DOHSA. See Tallentire,
Finally, applying DOHSA to federal territorial waters would subvert DOHSA’s purpose of creating a remedy where none existed before, rather than displacing preexisting state or federal remedies. The legislative history “indicates that Congress intended to ensure the continued availability of a remedy, historically provided by the States, for deaths in territorial waters.” Moragne,
It would be particularly inappropriate to displace preexisting state or federal remedies where, as here, recovery could be more generous than under DOHSA. As the Supreme Court noted in Moragne, “the state remedies that were left undisturbed not only were familiar but also may actually have been more generous than the remedy provided by the new Act.” Moragne,
3. The Meaning of “High Seas”: 1920-1988
For most of the century there was no band of United States territorial waters between state territorial waters and the high seas similar to that created by Proclamation 5928, which in 1988 extended United States territorial waters from three to 12 miles. It was not inaccurate to say that the high seas effectively began at a marine league, i.e., three nautical miles from the shore of any state.
In the years following DOHSA, the dominant understanding of “high seas” remained “beyond United States territorial waters.” In United States v. Louisiana,
Under generally accepted principles of international law, the navigable sea is divided into three zones.... Nearest to the nation’s shores are its inland, or internal waters. These are subject to the complete sovereignty of the nation. ... Beyond the inland waters, and measured from their seaward edge, is a belt known as the marginal, or territorial sea. Within it the coastal nation may exercise extensive control but cannot deny the right of innocent passage to foreign nations. Outside the territorial sea are the high seas, tvhich are international waters not subject to the dominion of any single nation.
Id. at 22-23,
The Supreme Court has frequently considered the extent and nature of wrongful-death remedies under general maritime law. From DOHSA (enacted in 1920) to Moragne (decided in 1970), DOHSA provided the remedy for deaths oh the high seas, while state wrongful death statutes provided the remedy for deaths in territorial waters. See Higginbotham,
This court has generally interpreted “high seas” to mean international waters. In 1924, for example, we characterized the “high seas” as “ “where the law of no particular state has exclusive force, but all are equal.’” The Buenos Aires,
Defendants rely heavily on statements of this court that the high seas begin where state territorial waters end. See, e.g., First Nat’l Bank in Greenwich v. National Airlines, Inc.,
Defendants also point to a statement in Wahlstrom v. Kawasaki Heavy Indus., Ltd.,
4. The Application of DOHSA to Foreign Territorial Waters
Defendants rely on a line of cases applying DOHSA to the territorial waters of a
Obviously, we are not faced here with a wrongful death claim arising out of an accident in the territorial waters of a foreign nation. We take no position on what courts should do when faced with the difficult question of whether to apply DOH-SA in foreign territorial waters, where plaintiffs might otherwise be left with only foreign remedies in foreign courts. The decisions applying DOHSA to foreign territorial waters seek to provide a remedy -in federal court for survivors of those killed in maritime accidents. See Jennings,
D. The Effect of Presidential Proclamation No. 5928
The parties do not dispute that had the crash occurred before Presidential Proclamation No. 5928 was issued in 1988, the crash would have occurred beyond United States territorial waters so that DOHSA would apply. The issue, therefore, is whether after issuance of the Proclamation, DOHSA applied to the waters between three and 12 miles from the shore. The Proclamation, issued by President Reagan, provides for;
the extension of the territorial sea of the United States of America, the Commonwealth of Puerto Rico, Guam, American Samoa, the United States Virgin Islands, the Commonwealth of the Northern Mariana Islands, and any other territory or possession over which the United States exercises sovereignty.
The territorial sea of the United States henceforth extends to 12 nautical miles from the baselines of the United States determined in accordance with international law.
Proclamation No. 5928, 54 Fed.Reg. 777 (1988). As Judge Sweet noted:
The President also expressly stated that the Proclamation is consistent with international law. Cf. [OLC] Opinion, at 3*213 n. 6 (as of 1988, “[o]ne hundred four nations now claim a twelve-mile territorial sea, while only thirteen maintain the three-mile limit.”); Restatement (Third) of the Foreign Relations Law of the United States § 511 (1987) (international law allows nations to “exercise jurisdiction over ... [t]he territorial sea ... a belt of sea that may not exceed 12 nautical miles”). The President’s exercise of constitutional power over foreign affairs is therefore consistent with international law.
The Proclamation thus alters the three-mile boundary that had historically defined the territorial sea. See Argentine Republic v. Amerada Hess Shipping Corp.,
Defendants note that the Proclamation includes a provision that states as follows: “Nothing in this Proclamation ... extends or otherwise alters existing Federal or State law or other jurisdiction, rights, legal interests or obligations derived therefrom.” Defendants argue that the district court imputed an effect to the Proclamation that it explicitly disclaimed. Commenting on the effect of the Proclamation, the Office of Legal Counsel of the United States Department of Justice explained: “The issue ... is whether Congress intended for the jurisdiction of any existing statute to include an expanded territorial sea. Thus, the question is one of legislative intent.” OLC Opinion, supra, at 22.
The background and legislative history of DOHSA demonstrate Congress’s intent to exclude all state and federal territorial waters from its scope. See supra Subsection II.B; see also Yamaha,
Despite defendants’ assertion that “the overwhelming weight of controlling and persuasive judicial authority” supports their view, only two district courts, both in the Fifth Circuit, have discussed the effect of Proclamation 5928 on DOHSA.
Defendants also argue that courts have consistently held that even after Proclamation 5928, DOHSA’s coverage begins three miles from the shore of any state. See Miller v. American President Lines, Ltd.,
Finally, the dissent’s decision to begin its analysis with the Proclamation, using an executive act as a lens through which to interpret a statute passed by Congress 68 years earlier, foreordains its error. As indicated above, see supra Section II.A, we believe that the sounder approach is to begin with Congress’s understanding of the language and purpose of DOHSA at the time it was enacted. The first section of the dissent simply assumes, without proving, that DOHSA is not “linked to the international legal understanding of the breadth of the U.S. territorial sea.” Dissent at 218. This argument might seem persuasive only if one were to strip DOH-SA of its context and ignore, as the dissent does, that the Supreme Court repeatedly used “high seas” to mean international waters at the time of the drafting and passage of DOHSA. See, e.g., American Banana,
In sum, once the United States or any state or territory thereof has asserted sovereignty over certain waters, DOHSA does not govern the remedies available in those waters.
E. Remedies in Federal Territorial Waters
Finally, defendants object that the district court created a “no-man’s land” between three and 12 miles from the shore of the coastal states. As our discussion of DOHSA’s history and purpose makes clear, the district court’s decision did not create a “no-man’s land,” but recognized that the Proclamation created a larger zone of federal territorial waters. This zone of waters is governed by the same remedies that have traditionally governed federal territorial waters. Defendants insist that exempting the federal territorial waters affected by the Proclamation from DOHSA creates inconsistency and undermines uniformity. But it would be more inconsistent, and more arbitrary, to impose one remedial scheme over certain federal territorial waters (up to three miles) and a different remedial scheme over other federal territorial waters (from three to 12 miles).
The core purpose of DOHSA was to provide a remedy where one did not exist before, not to oust either a Moragne-type remedy or state law remedies. The remedies available to plaintiffs for wrongful death in the federal territorial waters in which the crash occurred may prove better suited to this case than DOHSA’s statutory requirements. As the Supreme Court did in Yamaha, we leave for the district court to resolve the conflict of law questions in determining which remedies are available.
III. Conclusion
For the reasons stated above, we conclude that plaintiffs’ interpretation of the relevant statutory language better reflects the meaning and purpose of the Death on the High Seas Act. Accordingly, we affirm the decision of the district court that DOHSA does not apply to the United States territorial waters where the crash in this case occurred. We remand this case to the district court for further proceedings consistent with this opinion.
Notes
. One nautical mile equals approximately 1.15 land miles. This slight difference between the two has no effect on the decision in this case. Therefore, most references to mileage hereafter will ignore the difference.
. A marine league is three nautical miles.
. On August 2, 1999, President Clinton extended the boundaries of the contiguous zone of the United States, a zone of waters "contiguous to the territorial sea of the United States,” to 24 nautical miles. See Presidential Proclamation No. 7219, 64 Fed.Reg. 48,701 (Aug. 2, 1999). Because this crash predated President Clinton's Proclamation, we have no occasion to consider its effect.
. The "low-water mark" is "the shoreline of a sea marking the edge of the water at the lowest point of the ordinary ebb tide.” Black's Law Dictionary 1586 (7th ed.1999).
.In his opinion certifying his order for immediate appeal, Judge Sweet noted that the effect of his order may be to allow plaintiffs to recover damages for loss of society, survivor’s grief, pre-death pain and suffering, and punitive damages. See In re Air Crash off Long Island, New York, on July 17, 1996,
. The Moragne Court explained that The Harrisburg assumed, wrongly, that the United States followed British common law, under which there was no wrongful death action because the penalty for all intentional or negligent homicide was death and forfeiture of the felon’s property to the Crown, leaving nothing to recover in a civil suit. See
. See George Whitelock, A New Development in the Application of Extra-Territorial Law to Extra-Territorial Marine Torts, 22 Harv.L.Rev. 403, 403 (1909).
. The territorial waters of Texas and Florida, however, extended three leagues seaward (roughly 10 miles), based on the boundaries extant when Texas was admitted, and Florida readmitted, into the Union. See United States v. Louisiana,
. See Douglas W. Kmiec, Office of Legal Counsel, Legal Issues Raised by the Proposed Presidential Proclamation to Extend the Territorial Sea, 1 Terr. Sea J. 1, 9-10 (1990) [OLC Opinion].
. Statements in a congressional report lack the force of law. See American Hosp. Ass’n v. NLRB,
. "Fauces terrae” literally "jaws of the land,” are "narrow headlands and promontories, inclosing a portion or arm of the sea within them." Black’s Law Dictionary 738 (4th ed. 1951).
. Defendants repeatedly relied on Ross v. McIntyre,
. The dissent’s analysis, which would equate "high seas" with "beyond a marine league,” also suffers from the same omission.
. The dissent objects that "[n]o clear remedies existed for wrongful death beyond state territorial waters after The Harrisburg, a gap in the law that DOHSA was designed expressly to fill.” Dissent at 224. This argument simply ignores the cases in which the courts, including the Supreme Court, provided remedies in an effort to ameliorate the harsh rule of The Harrisburg. See Section II.A.
. Some cases provide rather abbreviated descriptions of DOHSA. Keman v. American Dredging Co.,
. Defendants seem to offer somewhat conflicting definitions of "high seas.” In their discussion of the drafting and intent of the statute, they endorse the "beyond the low-water mark” definition, while in their discussion of the cases addressed hereafter in Sections II.C.4 and II.D, they appear to equate "high seas” with "beyond a marine league,” as do the cases they rely upon.
. In a footnote, Yamaha states that DOHSA "provides a federal claim for wrongful death occurring more than three nautical miles from the shore of any State or Territory.” Yamaha,
. As none of the briefs in Wahlstrom mentioned Proclamation 5928, the issue was not before the court. See Brief of Appellant, Wahlstrom (No. 92-7948); Brief of Appellees; [Reply] Brief of Appellant.
. Several courts have also applied DOHSA to the territorial waters of other foreign countries or territories, see, e.g., Howard v. Crystal Cruises, Inc.,
. The Opinion further confirms that "the high seas ... are the remainder of the ocean beyond the territorial sea.” OLC Opinion, supra, at 4.
. The dissent makes the same sweeping assertion. See dissent at 216.
. This is also true of the dissent's analysis.
. The dissent objects that we “decline to address in even the most cursory fashion what law would actually apply in the TWA litigation.’’ Dissent at [225]. The district court never ruled on the issue. We see no compelling need to depart from the standard practice of having the district court, address this question of law in the first instance.
. The dissent notes that while this case, was pending, see dissent at [207 n. 13], both houses of Congress passed a bill that would alter DOHSA by excluding from its scope commercial aviation crashes occurring on or after July 16, 1996. See H.R. 1000, 106th Cong. § 404 (2000). The bill is currently before the President. The parties have not notified the court as to the progress of this bill or taken any position with respect thereto. Under the circumstances, we take no position on the effect of the bill. Regardless of the bill, we conclude, .based on the record, the arguments of the parties and the district court’s decision, that this crash is not subject to DOHSA.
Dissenting Opinion
dissenting:
In an understandable desire to provide the relatives and estate representatives of
By its explicit terms, the Proclamation changed the meaning of the U.S. territorial sea — and thus its complement the “high seas” — for international, but not domestic, law purposes. The majority nevertheless applies the territorial boundaries set forth in the Proclamation to DOHSA, even though the meaning of “high seas” for the purposes of DOHSA is a question purely of domestic law. Moreover, the majority’s application of the Proclamation to DOHSA is grounded almost entirely on its interpretation of what Congress probably thought the term “high seas” meant at the time of DOHSA’s passage, i.e., “waters ... where no nation is sovereign,” ante at 213-14, and the majority’s assumption that Congress viewed the three nautical mile line at which the high seas commenced as a “political boundary line subject to change,” ante at 207. Based on this reasoning, the majority concludes that the Proclamation’s expansion of the boundary line of the U.S. territorial sea from three to twelve nautical miles necessarily excluded DOHSA’s application in this nine mile zone.
The majority’s focus on Congress’ understanding of the term “high seas” in 1920 is misplaced. The majority ignores that the DOHSA Congress, by using the phrase “high seas beyond one marine league from the shore of any State,” intended both to define and to indicate the geographical boundary line at which the high seas began — three nautical miles from the U.S. coast — because that boundary line coincided with the outer border of the states’ territorial seas. Congress wished to preserve state remedies in state waters, and to, provide a separate remedy, i.e. DOHSA, to waters subject only to federal jurisdiction, i.e., “the high seas beyond a marine league.” Simply stated, it is irrelevant whether Congress shared the international legal understanding of “high seas” as “non-sovereign waters,” because its only concern at the time of DOHSA’s passage was state, and not federal, boundaries. Nothing in DOHSA’s language or legislative history supports the majority’s conclusion that Congress intended “high seas” to be a variable term “subject to change” because of evolving international concepts.
The majority’s conclusion is also contrary to the holdings and dicta of every other court that has considered this issue, and cannot be reconciled with a long line of cases from at least four other circuits applying DOHSA to deaths occurring in foreign territorial waters — in other words, waters indisputably subject to foreign sovereigns.
For these reasons, discussed more fully below, I do not believe that the Proclamation replaced DOHSA with general federal maritime law in the zone of waters lying between three and twelve nautical miles seaward of the U.S. coast (the “disputed zone”). I therefore respectfully dissent.
DISCUSSION
A. The Proclamation
As drafted, DOHSA provides a statutory remedy for wrongful deaths that occur “on
The Proclamation modified the definition of “U.S. territorial waters” — and therefore the beginning point of the high seas — for international, but not domestic, law purposes. The Proclamation “extended the United States territorial waters to twelve nautical miles for the limited purpose of conforming to the territorial limits then permitted by international law [and] explicitly limits its application by declaring that ‘[it does not extend or otherwise alter] existing Federal or State law or any jurisdiction, rights, '■ legal interests, or obligations derived therefrom.’ ” United States v. One Big Six Wheel,
Federal agencies have also recognized the distinction between the meaning of the U.S. territorial sea for the purposes of domestic law, on the one hand, and international law, on the other. The Federal Aviation Administration (“FAA”) has observed, for example, that the Proclamation “extended] the territorial sovereignty of the United States government, for international purposes, from 3 to 12 nautical miles from the U.S. coast,” but did “not alter the geographical boundaries of the United States (i.e., national borders and territorial waters within 3 miles of the U.S. coast) for domestic purposes.” Applicability of Federal Aviation Regulations in the Airspace Overlying the Waters Between 3 and 12 Nautical Miles from the United States Coast, 54 Fed.Reg. 264 (1989) (emphasis added). Accordingly, the FAA determined that the Proclamation did not itself redefine “territorial sea” within the Federal Aviation Act of 1958, 49 U.S.C. § 1301, and thus found it necessary to redefine “territorial seas” in certain parts of the implementing regulations to bring the United States into compliance with the Chicago Convention on International Civil Aviation, Dec. 7, 1944, 59 Stat. 1516, 15 U.N.T.S. 295. See id. The Coast Guard and the Environmental Protection Agency have similarly understood the Proclamation’s effect. See Emergency Position Indicating Radio Beacons for Uninspected Vessels, 58 Fed.Reg. 13364 (1993) (observing that “Proclamation 5928 ... extended the territorial sea to twelve nautical miles ... for the purposes of international law; however, that Proclamation did not affect domestic law,” and therefore concluding that the requirement, contained in 46 U.S.C. § 4102, that certain emergency equipment must be carried by uninspected vessels on the “high seas” still applied within the expanded territorial sea beyond one marine league from the coast) (Coast Guard); National Oil and Hazardous Substances Pollution Contingency Plan, 55 Fed.Reg. 8666 (1990) (observing that the Proclamation, given its limiting language, did not change the meaning of “territorial sea” for purposes of the National Contingency Plan) (Environmental Protection Agency).
Except for the district court and the majority in this case, every court to consider DOHSA’s range of application since the Proclamation’s issuance has found that DOHSA continues to apply in the disputed zone. The majority’s efforts to discount these cases cannot alter the force of their consistent reasoning. The court in Fran
In sum, the weight of authority recognizes that the Proclamation changed the meaning of the U.S. territorial sea — and thus its complement the “high seas” — only for international law purposes. This understanding comports with both the Proclamation’s limiting language and its principal purpose of protecting national security. See McLaughlin, supra note 1, at 95. When interpreting a domestic statute like DOHSA, therefore, we should not incorporate international concepts of territorial and high seas unless Congress specifically intended to import those concepts into the statute. Rather, we should follow the lead of the Wheel court, which found that “U.S. territorial waters” for purposes of the Gambling Ship Act extended only three nautical miles — and therefore that the high seas commenced at 12 nautical miles— because Congress had not stated otherwise. See Wheel,
The guidance of the Office of Legal Counsel (“OLC”)
B. DOHSA’s Language
DOHSA denotes its zone of application as “on the high seas beyond a marine league from the shore of any State, or the District of Columbia, or the Territories or dependencies of the United States.” 46 U.S.C. App. § 761. The OLC suggests that where a statute includes only a boundary measurement (i.e., “three miles seaward from the coast”), or employs the term “territorial sea” and defines it as “three miles seaward from the coast,” the statute does not “invoke the concept of the territorial sea” but merely denotes “an area that coincides with it.” Kmiec, supra, at 22-23. According to the OLC, statutes incorporating such definitional language are unambiguously unaffected by the Proclamation, and further inquiry is unnecessary. See id.
Whether or not one accepts OLC guidance on interpreting congressional statutes, the OLC has hit on what I consider the only outcome-determinative ambiguity in § 761: whether by using the term “high seas” Congress intended to incorporate the international legal concept of high seas into the provision, or merely to denote a zone — defined as those waters “beyond a marine league” from the coast — that coincided with the starting point of the high seas at the time of DOHSA’s enactment. The appellees and the majority frame the debate around an ambiguity in the statute that is not dispositive of this case — the question whether the term “high seas,” as understood by the DOHSA Congress, referred to waters seaward of the three-mile line, or to waters seaward of the low-water mark. See ante at 201-02. In light of the considerable evidence favoring the former view, I agree with the majority that Congress probably understood “high seas” to mean waters outside state territorial seas. See ante at 209-10. However, this does not help to resolve the essential ambiguity in the statute that I have just identified.
The majority states that if Congress, by using the term “high seas” in DOHSA, meant to indicate “waters outside ... state territorial waters, where no nation is sovereign, ... the Proclamation would not change this definition,” ante at 213-14, and from this concludes that the Proclamation’s declaration of a U.S. territorial sea extending twelve nautical miles necessarily excluded DOHSA’s application from the disputed zone. If the majority’s observation settled the matter, however, it would mean, by analogy, that the Proclamation
The numerous courts that have applied DOHSA to foreign territorial waters intuitively understood that Congress intended the latter. In Howard v. Crystal Cruises, Inc.,
C. Legislative History
As the majority observes, DOHSA was drafted to fill the void created by The Harrisburg,
Indeed, one of the questions the drafters initially confronted was whether DOHSA should be applicable to “all navigable iva-ters, and thus supersede state statutes within their respective boundaries, or [should be] supplementary to state stat
Thus, the fact that DOHSA at the time of its drafting excluded U.S. territorial waters was irrelevant to Congress in establishing the three nautical mile boundary line. The only “concept” that mattered to DOHSA’s drafters was the concept of the states’ territorial seas. I have found no justification in the legislative history, and the majority has pointed to none, for carving out the three nautical mile zone other than to preserve state remedies (and the remedies of U.S. territories and dependencies
For this reason, Moragne’s overruling of The Harrisburg does not affect our analysis. The DOHSA Congress could not have predicted this development which occurred several decades after DOHSA’s passage. Moragne’s rejection of The Harrisburg’s rule precluding federal common law remedies for death at sea could not possibly have affected Congress’ intent when drafting DOHSA, and it is the intent of the DOHSA Congress which is relevant to this discussion.
In short, when Congress inserted'the term “high seas” into DOHSA, Congress intended to incorporate a geographical boundary line — “the high seas beyond a marine league from the shore” — which preserved state remedies in state waters; Congress did not intend to import an international legal concept of U.S. federal sovereignty subject to change. 46 U.SiC. § 761. Nor could it have predicted that, decades later, Moragne would overrule The Harrisburg.
D. Revisiting DOHSA’s Language in Light of the Legislative History
The logical endpoint of this analysis is that the language “beyond a marine league” is definitional, clarifying the geographical boundary line at which the “high seas” began. It was reasonable for Congress to inject as much clarity as possible into DOHSA because, as the majority acknowledges, the starting point of the high seas was uncertain in that era. See ante at 206; Moreover, the statute contains no independent definitional section.
The majority invokes the “well-settled rule of statutory construction that ‘courts should disfavor interpretations of statutes that render language superfluous,’ ” Sprint Spectrum, L.P. v. Willoth,
Because of the state of the law at the time of DOHSA’s passage, I also cannot agree with the majority and the district court that Congress understood “high seas flexibly to mean non-sovereign waters.” In re Air Crash Off Long Island,
In sum, a review of the legislative history makes clear that Congress inserted the language “high seas” and “beyond a marine league” to establish firmly the boundary line at which DOHSA’s application began, thus ensuring the preservation of state remedies in state territorial waters.
E. Congressional Purpose
DOHSA’s purpose is clear from the legislative history. However, I wish to respond to what I perceive as the majority’s overstatement of congressional purpose to justify its holding. Specifically, the majority seems to suggest we should displace DOHSA with general federal maritime law in the disputed zone on the ground that the latter allows a more generous recovery. See ante at 209. The case law that the majority cites to support this proposition, however, although it supports the premise that the law should afford a recovery, does not suggest that it must be the most generous one. Justice Chase remarked, for example, in the The Sea Gull,
DOHSA’s drafters wished to provide a remedy, not the most generous remedy. In enacting DOHSA, Congress specifically decided to create a remedy for death in the disputed zone which granted only pecuniary damages. See 46 U.S.C. App. § 762. If Congress had wished to make that remedy more generous, it certainly
F. Uniformity
Although the majority claims that its holding promotes uniformity, its position plainly undermines the important principle, emphasized by the Supreme Court in Tallentire, of “uniformity of admiralty law.” Tallentire,
I am also unconvinced that a satisfactory remedy would exist for deaths occurring in the disputed zone if we were to supplant DOHSA’s application in that zone with general federal maritime law. In the zero to three nautical mile zone, state statutory and state common law remedies are available to supplement general federal maritime law, but this would not necessarily be the case in the disputed zone, where state law is inapplicable. The majority declines to address in even the most cursory fashion what law actually would apply in the TWA litigation, except to deny DOHSA’s application. See ante at 215. It also declines to consider what remedies might be available to appellees if DOHSA does not apply in the disputed zone. See ante at 202 n. 5 (expressing no view as to whether appellees would be able to recover for loss of society, survivor’s grief, pre-death pain and suffering, and punitive damages). In short, very complex legal questions, including conflict of law issues, arise from the majority’s ruling supplanting DOHSA with general federal maritime law in the disputed zone.
The majority’s solution also prevents certainty in the law. The boundaries of DOHSA’s application will be in constant flux because of the majority’s acceptance of the district court’s position that Congress defined “high seas flexibly to mean non-sovereign waters.” In re Air Crash Off Long Island,
CONCLUSION
Congress — and the President — -have the opportunity to amend DOHSA to incorporate a more generous remedial scheme, just as they have the opportunity, if so inclined, to preclude DOHSA’s application in the disputed zone. I have no desire to pre-empt the legislative process by reading DOHSA more broadly than the Proclamation dictates or than the DOHSA Congress intended. The appropriate remedial scheme for deaths occurring off the United States coast is clearly a legislative policy choice, which should not be made by the courts.
. The ruling also will affect substantially the available recovery in the 145 cases related to the crash which have been consolidated before the district court. See In re Air Crash Off Long Island,
. The State Department representative also observed that "the territorial sea was extended because 'national security and the practice of most nations made it desirable to change existing policy.’ ” McLaughlin, supra, at 94 (quoting House Hearings, at 5). In fact, within one week of the Proclamation’s issuance, the U.S. Coast Guard effected the departure of two Soviet vessels from the newly expanded territorial sea. See id. at 95.
. The majority claims that I "assume” that DOHSA’s purpose is not linked to the international understanding of the breadth of the U.S. territorial sea, and that I "ignore” Supreme Court cases, decided before DOHSA's enactment, which defined high seas as "international waters.” See ante at 215. In fact, I make no such "assumption.” Rather, I simply conclude that it is irrelevant to the outcome of this case whether Congress shared the international legal understanding of "high seas” as “non-sovereign waters,” because Congress’s only purpose in employing the phrase "high seas beyond a marine league” was to define and indicate a boundary line that ensured that state remedies would be
. The phrase "beyond the territorial waters of the United States" in the Gambling Ship Act, 18 U.S.C. § 1081, is defined in 26 C.F.R. § 43.4472-l(e) (1994) as "those waters within the international boundary line between the United States and any contiguous foreign country or within 3 nautical miles ... from low tide on the coastline.”
. Although the majority apparently finds "more persuasive” the pronouncement in Triton Container Int'l Ltd. v. Compania Anonima Venezolana De Navegacion, Civ. Nos. 94-00055, 94-00063,
. The majority downplays Yamaha's observation on the basis that the Proclamation was never discussed in the Yamaha parties’ briefs or at oral argument. See ante at 211, n. 17. Whatever the parties discussed, I assume the Supreme Court gives thought to the issues it chooses to address, even in dicta.
The majority also appears to misrepresent the issues and holding of Yamaha. In contrast to the majority’s observations, neither side in Yamaha raised "a claim that DOHSA was the remedy for a death that occurred in the waters of Puerto Rico.” See ante at 211. If DOHSA’s zone of application had been an issue in Yahama the above-quoted dicta would be binding precendent dispositive of this case. DOHSA was not at issue in Yamaha; rather, the question in Yamaha was whether state law (Puerto Rican Commonwealth law or Pennsylvania law) or federal common law remedies applied in Puerto Rico’s three nautical mile territorial sea — a zone of waters in which DOHSA is indisputably inapplicable. See 46 U.S.C. App. § 761. The Court concluded that state remedies had “not been displaced by the federal maritime wrongful-death action recognized in Moragne v. States Marine Lines, Inc.,
.The Office of Legal Counsel is an Office in the Department of Justice headed by an Assistant Attorney General. See 28 C.F.R. § 0.25.
. Hughes was a member of the Maritime Law Association, which initiated the drafting of DOHSA. See Right of Action for Death on the High Seas: Hearing Before Subcomm. No. 2 of the Comm, on the Judiciary, 64th Cong. 1st Sess. 3 (1916); Hughes, Death Actions in Admiralty, at 116-17.
. The desire to preserve state remedies may explain the differences in language between the versions of the bill from 1909-1915 and the 1916 version; Hughes referred to the latter in his above-cited statements before Congress. In the 1909-1915 versions, the bill applied to deaths occurring "on the high seas, the Great Lakes, or any navigable waters of the United States." H.R. 15810, 61st Cong. § 1 (1909); S. 6291, 61 ^ Cong. § 1 (1910); H.R. 24764, 62d Cong. § 1 (1912); H.R. 6143, 63d Cong. § 1 (1913); H.R. 6143, 63d Cong. § 1 (1915). The 1916 version provided, however, that the bill applied to deaths "beyond a marine league from the shore of any State, or on any navigable waters of the Panama Canal Zone, the District of Columbia, or the Territories or dependencies of the United States.” S. 4288, 64 Cong. § 1 (1917). (In the 1919 version the phrase "or on any navigable waters of the Panama Canal Zone” was deleted, so that the final draft of § 761 carved out the three nautical mile belt seaward of the District of Columbia and the Territories and dependencies, as well as the states’ territorial waters. The navigable waters of the Panama Canal were exempted from DOHSA coverage in 46 U.S.C. App. § 767.)
.DOHSA also preserved the local remedies of U.S. territories and dependencies in their territorial waters. At the time the bill was passed, these entities, like the states, had local laws providing remedies for wrongful death and courts that administered those remedies.
. See United Nations Convention on the Law of the Sea [UNCLOS], Dec. 10, 1982, art. 7(1), 1833 U.N.T.S. 3, 401 ("[T]he method of straight baselines joining appropriate points may be employed in drawing the baseline from which the breadth of the territorial sea is measured.”).
. See e.g., UNCLOS, art. 7(4), 1833 U.N.T.S. 3, 401 ("Straight baselines shall not be drawn to and from low-tide elevations, unless lighthouses or similar installations which are permanently above sea level have been built on them....”). It is interesting to note that the states’ coastal borders, on the other hand, have been fixed by the Submerged Lands Act at three nautical miles, see 43 U.S.C. § 1312 (1994), however the United States redraws its baselines for international purposes.
. Currently before the President for signature is a bill that (1) alters DOHSA's remedial scheme by allowing compensation for nonpe-cuniary damages for deaths resulting from commercial aviation accidents; (2) declares DOHSA inapplicable to deaths occurring in the disputed zone if they resulted from commercial aviation accidents; and (3) sets the act’s effective date as of July 16, 1996, one day prior to the TWA crash. See H.R. 1000, 106 th Cong. (2000).
