In re Adoption of Zschach
Lead Opinion
I
This court has already determined that in order to contest an adoption, “a putative father who has signed the birth certificate of a child must file a written objection to the adoption with the court, Department of Human Services, or the agency having custody of the ehild[.]” In re Adoption of Greer (1994),
Conjunctively,
In deciding the question before us today, it is important to recognize the competing policy considerations that the legislature attempts to balance through its enactment of the adoption statutes related to putative fathers. A putative father’s right to a parental relationship with his offspring has been recognized by this court as well as the Supreme Court of the United States. See Greer,
“The significance of the biological connection is that it offers the natural father an opportunity that no other male possesses to develop a relationship with his offspring. If he grasps that opportunity and accepts some measure of responsibility for the child’s future, he may enjoy the blessings of the parent-child relationship and make uniquely valuable contributions to the child’s development.” Lehr at 262,
Ultimately, the goal of adoption statutes is to protect the best interests of children. In cases where adoption is necessary, this is best accomplished by providing the child with a permanent and stable home, see In re Adoption of Ridenour (1991),
In balancing the rights of a putative father and the state’s interest in protecting the welfare of children, the legislature has enacted a statutory scheme where putative fathers are given the right to contest an adoption by filing an objection with the appropriate authority. In the absence of the objection required under
Johnson urges this court to accept the appellate court’s holding that his conditional consent to the adoption suffices as the objection required under
While strict adherence to the procedural mandates of
II
Johnson next argues that even if we find that his conditional consent does not constitute an objection to the adoption as required under
“ * * *
In determining whether the court’s action with regard to Johnson constitutes an infringement of his due process rights, we must identify the nature of the private interest claimed by Johnson and determine whether that interest is
Accordingly, a potential parent-child relationship is accorded a degree of constitutional protection under the Due Process Clause; if a biological father comes forward and accepts the full responsibilities of parenthood, he will be extended full protection of that relationship under that clause. If the biological father fails to accept the responsibilities of parenthood, no continuing constitutionally protected interest will be recognized from the mere existence of a biological link.
Having delimited the precise nature of the constitutionally protected interest related to a potential parent-child relationship, we must determine whether that interest has been adequately protected.
“The fundamental requirement of due process is the opportunity to be heard ‘at a meaningful time and in a meaningful manner.’ ” Mathews v. Eldridge (1976),
The procedures currently in place under Ohio law adequately protect a biological father’s constitutionally protected right. If a biological father undertakes any of the actions set forth in
After placement of the child with Zschach on November 24, 1992, the probate court set a hearing on the adoption petition for December 24, 1992. The hearing was conducted and the court issued an interlocutory order of adoption. Johnson does not allege a notice deficiency with respect to the December 24 hearing. Nevertheless, Johnson failed to file a written objection to the adoption as required by
Because Johnson was afforded the opportunity to object to the adoption of his putative child pursuant to Ohio’s adoption statute, but failed to so object and thereby demonstrate his full commitment to the responsibilities of parenthood, we find that Johnson’s constitutionally protected interests were adequately safeguarded. Any interest asserted by Johnson regarding the preservation of visitation rights surviving the adoption does not invoke the protections of the Due Process Clause.
Ill
Appellees also argue that other errors in the adoption proceeding rendered the trial court’s final decree of adoption invalid and, thus, support the appellate court’s judgment. These other alleged errors were adjudged moot by the appellate court in light of its finding that Johnson’s conditional consent was tantamount to a written objection. Accordingly, we will pass upon these remaining-issues.
A
Johnson and Barnebey argue that the trial court erred in issuing a final decree of adoption because the initial placement of the child with Zschach without agency involvement or court approval was contrary to
Neither Johnson nor Barnebey argues that the November 24, 1992 placement of the child with Zschach fell short of the procedural mandates contained in
While we have held that adoption statutes are in derogation of common law and therefore must be strictly construed, Lemley v. Kaiser (1983),
In the present case, both Barnebey and Johnson were active participants in the “illegal placement,” which they now allege as grounds for dismissal of the adoption petition. In fact, Barnebey first contacted Zschach as “a friend” with respect to the placement of the child after she had engaged in unsuccessful negotiations to place the child with three sets of prospective adoptive parents. Furthermore, prior to formal placement by the court, neither challenged the petition on the grounds that the child had been living with Zschach for a month prior to the hearing.
Because the best interest of children is likely to become a subordinate concern where profit-motivated parties become involved in adoptive placement, the legislature enacted
None of these concerns is reflected in appellees’ desire to have the adoption petition dismissed.
B
Barnebey additionally argues that the adoption petition should have been dismissed due to the probate court’s failure to finalize the interlocutory order within one year of its issuance. In support of her argument, Barnebey cites
“If, at the conclusion of the hearing, the court finds that the required consents have been obtained or excused and that the adoption is in the best interest of the person sought to be adopted, it may issue * * * a final decree of adoption or an interlocutory order of adoption, which by its own terms automatically becomes a final decree of adoption on a date specified in the order, which shall not be less than six months or more than one year from the date of issuance of the order[.]”
The interlocutory order entered by the probate court in this case was not “an interlocutory order of adoption, which by its own terms automatically [became] a final decree of adoption on a date specified in the order.” Rather, the order stated that “this cause is continued until the child has lived in the home of the petitioner for at least six months.” Therefore, this interlocutory order is not subject to the statutory language relied on by Barnebey.
The court finalized the adoption exactly fifteen months after the issuance of its interlocutory order. Barnebey’s motion to vacate the interlocutory order on
We find, therefore, that this claimed error does not support a dismissal of the adoption petition.
IV
To dispose of all issues on appeal, we must determine whether the appellate court acted appropriately when it reversed the probate court’s grant of summary judgment in favor of Zschach on the issue of whether Barnebey’s consent to the adoption is valid
Zschach urges that we need not reach the merits of whether summary judgment is appropriate on the issue of Barnebey’s consent, asserting that the issue is time-barred pursuant to
As we have stated on numerous occasions, parental consent to an adoption order “is [a] jurisdictional prerequisite which, if absent, allows the order to be attacked as void.* * * ” McGinty v. Jewish Children’s Bur. (1989),
“When a public agency subjects a natural parent, who is a minor, single, and unrepresented by counsel, to undue influence, and as a result of that undue influence, the parent signs an agreement permanently surrendering her child, the parent’s consent to the agreement is invalid and the custody of the child remains with the parent.” (Emphasis added.)
A collateral attack upon an adoption decree for a court’s lack of subject matter jurisdiction is not temporally limited by
The two statutes at issue here are reconcilable.
Upon review of the summary judgment proceedings, however, we determine that the trial court correctly disposed of Barnebey’s motion to vacate the interlocutory order of adoption. Neither Barnebey’s deposition testimony, her affidavit, nor any of the other evidentiary materials properly before the trial court on summary judgment raise a genuine issue of material fact that Barne-bey’s consent to the adoption was the product of fraud or undue influence.
“Undue influence” is defined as “ ‘[a]ny improper or wrongful constraint, machination, or urgency of persuasion whereby the will of a person is overpowered and he is induced to do or forbear an act which he would not do or would do
The record on summary judgment reveals that, prior to Barnebey’s execution of a consent to the adoption, Zschach and Barnebey discussed their concern that the putative father desired to gain exclusive control over the child and their plans for Barnebey’s future participation in the upbringing of the child if Zschach was successful in the adoption. While these factors may have had some influence on Barnebey’s decision to execute a consent to the adoption, they did not deprive Barnebey of the exercise of her free will.
The record on summary judgment demonstrates that Barnebey took initial steps to place the child for adoption with three sets of adoptive parents before finally contacting Zschach. Further, in her deposition, Barnebey conceded that her consent to the adoption was executed of her own free will.
Accordingly, we reinstate the trial court’s award of summary judgment regarding Barnebey’s motion to vacate the interlocutory order of adoption.
V
We reverse the judgment of the court of appeals in all respects.
Judgment reversed.
Notes
. Johnson additionally asserts that his motion for relief from judgment regarding the interlocutory order should be considered as a written objection under
. A court is without authority to incorporate visitation rights in favor of any biological relative into any final decree of adoption or an interlocutory order of adoption that has become final. Such prohibition is found in
“A final decree of adoption and an interlocutory order of adoption that has become final, issued by a court of this state, shall have the following effects as to all matters within the jurisdiction or before a court of this state:
“(1) Except with respect to a spouse of the petitioner and relatives of the spouse, to relieve the biological or other legal parents of the adopted person of all parental rights and responsibilities, and to terminate all legal relationships between the adopted person and his relatives, including his biological or other legal parents, so that the adopted person thereafter is a stranger to his former relatives[J”
. If a putative father has not undertaken any of the actions contemplated in
.
“(A) Except as otherwise provided in this section, no child shall be placed or accepted for placement under any written or oral agreement or understanding that transfers or surrenders the legal rights, powers, or duties of the legal parent, parents, or guardian of the child into the temporary or permanent custody of any person * * * without the written consent of the department, or by a commitment of a juvenile court, or by a commitment of a probate court as provided in this section.* * * ”
.
“If the requirements for a decree under division (C) of this section have not been satisfied or the court vacates an interlocutory order of adoption, or if the court finds that a person sought to be adopted was placed in the home of the petitioner in violation of law, the court shall dismiss the petition and may determine the agency or person to have temporary or permanent custody of the person, which may include the agency or person that had custody prior to the filing of the petition or the petitioner!)]”
. In placing their child for adoption in contravention of
“Whoever violates section 5103.15, 5103.16, or 5103.17 of the Revised Code shall be fined not less than five hundred nor more than one thousand dollars or imprisoned not more than six months, or both.”
. The court of appeals dismissed Barnebey’s appeal for lack of a final appealable order on January 10, 1994. Even at that time, more than one year had elapsed since the probate court’s issuance of its interlocutory order.
. It is clear that under
Concurrence Opinion
concurring. Although I do not agree with much of the discussion in Parts I through III of the majority opinion, I concur with the findings of the majority that the putative father did not properly object to the adoption, that the putative father was not deprived of his constitutional right to due process, and that the probate court was not required to dismiss the adoption petition pursuant to
The majority, however, avoids the clear language of
Nevertheless, the majority holds that the motion filed by the birth mother chállenging the voluntary nature of her consent was timely filed pursuant to
Concurrence Opinion
concurring. I generally agree with the conclusions reached in each part of the majority opinion. I write separately to express my disagreement with portions of the analysis employed by the majority in Part IV
As a necessary consequence of the majority’s conclusion that Johnson’s attempted conditional consent to the adoption is not equivalent to a written objection, and of the majority’s reversal of the court of appeals on that issue, it follows that the trial court’s interlocutory order of adoption was not entered erroneously. Thus, the issue concerning Barnebey’s consent to the adoption addressed in Part IV of the majority opinion is best approached by asking this question: Under what circumstances, if any, may a valid interlocutory order of adoption be challenged by a birth mother who consented to the adoption?
Zschach contends that, pursuant to
If Barnebey had attempted to withdraw her consent prior to the trial court’s entry of the interlocutory order, that attempted withdrawal would have been governed by
While an attempt to “vacate” a consent may at first glance seem to be the same thing as an attempt to “withdraw” a consent, I believe the two are distinguishable. In a limited number of situations, when certain fundamental irregularities are alleged that may have contaminated the birth parent’s consent, the consent will be subject to challenge even though an interlocutory order (and perhaps even a final decree) of adoption have been entered. See, generally, Annotation, What Constitutes “Duress” in Obtaining Parent’s Consent to Adoption of Child or Surrender of Child to Adoption Agency (1976 & Supp.1995),
I therefore agree with the majority that
Since
Recognizing that a consent may be challenged when, as here, an interlocutory decree of adoption has been entered does not mean that a consent will be easily vacated. As mentioned above, a consent to an adoption may not be “withdrawn” in such a situation, and may be challenged only when extraordinary irregularities surrounded the consent. Furthermore, the burden on a person seeking to vacate his or her consent to an adoption after the child has been placed in the adoptive home must be a heightened one, because the child will have begun to bond with
In light of the foregoing considerations, I agree that the trial court ruled properly when it granted summary judgment in favor of Zschach on Barnebey’s motion to vacate the interlocutory order based on Barnebey’s allegedly tainted consent to the adoption. In addition to the factors cited by the majority to support its conclusion that the trial court ruled correctly on this issue, I am particularly struck by several additional facts surrounding Barnebey’s allegedly “involuntary consent.” At the time of the consent, Barnebey was over forty years of age. In a deposition contained in the record of this case dated May 6, 1993, Barnebey stated that she has a bachelor of science degree in ceramic engineering and a bachelor of arts degree in liberal studies, and also that she pursued a course of study in welding engineering in graduate school at Ohio State University for two additional years. Barnebey was a mature, educated woman at the time of the consent, and as such can be deemed to have appreciated the consequences of consenting to the adoption.
Pfeifer, J., dissenting. Millennia after Solomon, judges are still put in the difficult position of deciding who is to be awarded custody of children. Unlike Solomon, today’s judges cannot base their decisions only on fundamental fairness. If we were able to do the fair thing in this case, it would be to order the parties to carry out the agreement they originally intended — custody to the adoptive parent with visitation by the natural parents. However, Ohio does not recognize “open” adoptions — pursuant to
I dissent from the majority’s holding that no genuine issues of fact remain as to whether Zschach gained Barnebey’s consent through fraud or undue influence. I agree with the court of appeals that Barnebey deserves a hearing before a trier of fact on that most important issue. According to Barnebey’s deposition and affidavit testimony, she sought Zschach’s help only because she feared that
Barnebey’s testimony, when viewed in a light most favorable to her, raises genuine issues of fact as to whether her consent was fraudulent!y induced. This case, one dealing with the most important of rights, was mishandled and too cavalierly dispensed with from the start. Barnebey deserves at least a hearing before a trier of fact.
I also dissent from the majority opinion in regard to Johnson. I agree with the court of appeals that Johnson’s insistence on post-adoption visitation was tantamount to a written objection to the adoption. By conditioning his consent on visitation rights, Johnson, in writing, indicated that he did not consent to a legal adoption. Johnson’s qualified consent was apparently accepted by the probate court, which then later told Johnson, in effect, that his qualified consent was meaningless. The whole adoption took place because of everyone’s mistaken belief of what the law allows. Johnson should not be the party who pays for that misunderstanding.
This case belongs back where it started, in the probate court. This time, the natural parents’ decision whether to consent to the adoption should be made with a full understanding of what their consent means.
After a three-year court battle, the double life of the little girl known to some as GlenNoel Zschach and to others as Cybele Johnson remains unsettled. Her gut-wrenching saga offers an important lesson about adoption in Ohio — that the desire for nonstranger, “open” adoptions is real, and that our laws in that area are inadequate. I would allow parties to a nonstranger adoption to enter into a separate contract setting forth terms of visitation, and would grant probate judges the discretion to determine if that agreement is in the best interest of the child.
. In a ease where a final decree of adoption has been issued,