*1 Illinois Official Reports
Appellate Court
In re A.P.
,
Appellate Court In re A.P., a Minor (The People of the State of Illinois, Petitioner- Appellee, v. A.P., Respondent-Appellant). Caption First District, Fifth Division District & No.
Docket No. 1-14-0327 Filed June 27, 2014
Held The habitual juvenile offender provision of the Juvenile Court Act was upheld over respondent’s contentions that it violates the eighth ( Note: This syllabus amendment of the United States Constitution, the proportionate constitutes no part of the opinion of the court but penalties clause of the Illinois Constitution, the United States Supreme has been prepared by the Court’s decision in , and the due process and equal protection Reporter of Decisions clauses, since respondent was sentenced to commitment to the for the convenience of Department of Juvenile Justice as a habitual juvenile offender until his the reader. ) twenty-first birthday, the habitual juvenile offender provision of the
Act was held constitutional in , that decision is binding on the appellate court until revisited, and the same reasoning applies to respondent’s claim that the provision violates the due process and equal protection clauses.
Decision Under Appeal from the Circuit Court of Cook County, No. 12-JD-03423; the Hon. Patricia Mendoza, Judge, presiding. Review Affirmed. Judgment
Counsel on Michael J. Pelletier, Alan D. Goldberg, and Heidi Linn Lambros, all of State Appellate Defender’s Office, of Chicago, for appellant. Appeal
Anita M. Alvarez, State’s Attorney, of Chicago (Alan J. Spellberg and Eve Reilly, Assistant State’s Attorneys, of counsel), for the People. JUSTICE McBRIDE delivered the judgment of the court, with Panel
opinion.
Presiding Justice Gordon and Justice Palmer concurred in the judgment and opinion.
OPINION
After a jury trial, respondent A.P. was adjudicated a delinquent minor for the offense of
robbery and sentenced as a habitual juvenile offender and committed to the Department of
Juvenile Justice (DJJ) until his twenty-first birthday, as required pursuant to section 5-815(f) of
the Juvenile Court Act of 1987 (Act) (705 ILCS 405/5-815(f) (West 2012)). On appeal from
that order, respondent contends that: (1) the habitual juvenile offender provision of the Act is
unconstitutional under the eighth amendment of the United States Constitution, the
proportionate penalties clause of the Illinois Constitution, and the Supreme Court’s decision in
Miller v. Alabama
,
who was 15 years old at the time. The petition alleged that respondent committed two counts of each of the following: aggravated robbery, robbery, theft from person, aggravated battery, and battery, all based on an incident that occurred on August 28, 2012. Respondent does not challenge the sufficiency of the evidence, so we will discuss the facts only to the extent necessary to understand the current appeal. At trial, Christian Gomez, who was 19 years old at the time of trial, testified that at
approximately 3 p.m. on August 28, 2012, he and his cousin, Jose Soria, were traveling from Soria’s house to Gomez’s house. Gomez was on a scooter and Soria was on his rollerblades. As they approached the intersection of 59th and Richmond Streets, Gomez noticed two individuals, one he identified as respondent, crossing the street at the intersection and heard someone say, “A.” Gomez continued walking with his cousin but saw respondent and the other individual again on Richmond. Gomez stopped and respondent said, “What you is?” Gomez believed respondent was asking what gang Gomez belonged to. Respondent also asked Soria the same question in Spanish. Gomez told respondent that he was not in a gang, and then respondent told Gomez to “Drop the crown.” Gomez believed respondent was asking him to drop the rival gang sign and Gomez told respondent he did not know how. Respondent showed *3 Gomez how to do it. Eventually Gomez did what respondent asked so respondent would leave them alone. At this point, respondent was standing in front of Gomez about two feet away and Gomez noticed that respondent had a tattoo on his arm with “[a] face, a knight going down with the letter A going down.” After Soria also threw down the gang sign, respondent and the other individual let Gomez and Soria leave. Gomez and Soria continued west on 59th Street, but only traveled half of a block when respondent and the other individual stopped Gomez and Soria again. Respondent stood in front of Gomez and the other individual stood in front of Soria. Respondent told Gomez and Soria to “[l]ift up [their] shirts” and they did. Gomez was wearing a gold chain with two gold medallions around his neck and respondent “snatched” the chain from Gomez’s neck and the other individual grabbed a chain and medallion from Soria’s neck. Respondent then was “still looking at [Gomez], but he was going back, *** pretending he had a gun in his back.” As respondent continued walking backward, he said, “You do something stupid, I’m going to kill you.” Gomez believed respondent had a gun. Gomez watched respondent and the other individual continue north on Richmond Street, and then Gomez and Soria went to Gomez’s house. After speaking to his mother, Gomez called 9-1-1. Gomez then spoke with a police officer
in front of his house, told the officer what had happened, and gave the officer a description of respondent, including the tattoo, and of the other individual. The officer left and Gomez remained in front of his house with two other police officers. Eventually, those officers drove Gomez to 59th Street and Francisco Avenue, about a block away from 59th and Richmond Streets, where Gomez saw respondent and the other individual on the sidewalk, with their hands behind their backs. Gomez immediately recognized and identified respondent to the police as the individual that had stolen his chain. Gomez also identified the other individual as responsible for stealing Soria’s chain. One of the officers showed Gomez and Soria a medallion which Soria identified as his medallion that had been stolen that day. Jose Soria, who was 18 years old at the time of trial, substantially corroborated Gomez’s
testimony. He testified that on August 28, 2012, he was wearing a gold chain with a fake gold medallion that had a picture of the Virgin of Guadalupe on it. As Soria and Gomez approached 59th and Richmond Streets on their way to Gomez’s house, Soria noticed “two bad guys” who started “saying things” to Soria and Gomez. Soria identified respondent as one of the individuals he saw. Eventually, respondent stopped Soria and Gomez and asked them to “throw down the crown” and demonstrated how to do it, and Soria complied because he wanted respondent to leave him and Gomez alone. Soria and Gomez then continued on their path until Soria felt respondent’s arm around Soria. Respondent told Soria and Gomez to lift up their shirts. Soria lifted up his shirt but said to respondent, “Look, I don’t have anything, why are you stopping us if we’re nothing, you know we’re nothing.” Then, respondent took Gomez’s chain and the other individual took Soria’s chain. Respondent told Soria and Gomez if they did something stupid, he would kill them, and respondent’s hand was behind his back, “pretending that he had a gun but we didn’t know if he had a gun.” Soria was scared that respondent would kill them. Respondent and the other individual then ran away toward 58th and Richmond Streets. Soria and Gomez then went to Gomez’s house, and after Gomez called 9-1-1, they went out front to wait for the police. Gomez gave descriptions of the offenders to the first officers that arrived. Those officers left and then a “truck” arrived with two police officers. Soria and Gomez got into the truck and eventually were driven by the officers to 59th and Richmond Streets, where Soria identified respondent and the other individual as the ones *4 who had stolen the chains from Soria and Gomez. A police officer also showed Soria his chain and medallion that had been stolen.
¶ 6 Officer Sean Donahue testified that at approximately 4 p.m. on August 28, 2012, he and his
partner received a dispatch call of robbery while they were on duty and they proceeded to the area of 59th and Richmond Streets. They saw no possible offenders so they then proceeded to 60th Street and Albany Avenue where they spoke with Gomez and Soria, the victims. Donahue discussed the robbery with them and asked Gomez for a description of the offenders. Gomez gave a description of the two offenders, including a description of a tattoo on one offender’s lower left arm: an upside-down knight’s head. Donahue and his partner then left to search for possible offenders. Near 59th Street and Francisco Avenue, they saw two individuals walking that matched the description from Gomez and Soria, respondent and another individual. As they pulled up to the individuals, Donahue noticed respondent had a tattoo on his lower left arm, the upside-down helmet of a knight in shining armor. Donahue and his partner exited their vehicle and asked respondent and the other individual to approach them. The officers performed a protective pat-down of the suspects and no weapons were found. Gomez and Soria were relocated to 59th Street and Francisco Avenue and identified the two individuals as the offenders that had robbed them. Donahue and his partner then performed custodial searches of respondent and his co-offender. They recovered a medallion with a picture of the Virgin Mary on it from respondent, which was Soria’s.
¶ 7 Officer Julian Morgan, Donahue’s partner on the afternoon of August 28, 2012,
substantially corroborated Donahue’s testimony. Morgan also testified that, after the victims positively identified the offenders, he performed the custodial search on respondent and recovered a medallion with a picture of the Virgin Mary on it. He took the medallion over to the victims sitting in the vehicle and Soria identified it as his. Morgan further testified that respondent’s tattoo was “[a]bsolutely” a sign of disrespect toward the Ambrose gang because the tattoo was the upside-down knight’s helmet and the upside-down letter “A,” which was respondent “throwing down the Ambrose symbol.” He said the upside-down tattoo was a “bold statement.”
¶ 8 The jury found respondent guilty of robbery and not guilty of aggravated robbery. At the sentencing hearing, the State presented evidence that respondent had been convicted
of aggravated battery in 2010 and of burglary in 2011. Certified copies of both adjudications were admitted into evidence. The State asked that respondent be committed to the DJJ until his twenty-first birthday pursuant to the habitual juvenile offender provision of the Act. In mitigation, the defense presented evidence that, since respondent had been in custody at the juvenile detention center, he had won first and second place in two different poetry competitions, had a 3.9 grade point average in school, had at least one session to remove his tattoos, had no desire to return to his old neighborhood, and had secured residential placement as an alternative to prison. In allocution, respondent stated that no matter what happened at sentencing, he was going to “make something of himself.” The circuit court found respondent was a habitual juvenile offender and sentenced
respondent to a mandatory term of commitment to the DJJ until his twenty-first birthday.
On appeal, respondent first contends the habitual juvenile offender provision of the Act
violates the eighth amendment of the United States Constitution and the proportionate
penalties clause of the Illinois Constitution because the provision removes the trial court’s
discretion in sentencing minors who are adjudicated habitual juvenile offenders, primarily
*5
relying on the Supreme Court’s decision in
Miller v. Alabama
,
proportionate penalties clause do not apply to juvenile proceedings initiated by a petition for an
adjudication of wardship.
In re Rodney H.
,
People v. Sharpe , 216 Ill. 2d 481, 486-87 (2005). Statutes carry a strong presumption of constitutionality. Id . at 487. To overcome this presumption, the party challenging the statute has the burden of establishing that the statute violates the constitution. Id . “We generally defer to the legislature in the sentencing arena because the legislature is institutionally better equipped to gauge the seriousness of various offenses and to fashion sentences accordingly.” Id . “The legislature’s discretion in setting criminal penalties is broad, and courts generally decline to overrule legislative determinations in this area unless the challenged penalty is clearly in excess of the general constitutional limitations on this authority.” Id . The eighth amendment, as applied to the states through the fourteenth amendment,
prohibits the infliction of cruel and unusual punishment for criminal offenses, as well as
punishments that are disproportionate in relation to the offense committed or the status of the
offender. U.S. Const., amend. VIII; ,
“As we noted the last time we considered life-without-parole sentences imposed on
juveniles, ‘[t]he concept of proportionality is central to the Eighth Amendment.’
[Citation.] And we view that concept less through a historical prism than according to
‘ “the evolving standards of decency that mark the progress of a maturing society.” ’
[Citation.]” . at ___,
similar to but not identical with the eighth amendment. Ill. Const. 1970, art. I, § 11;
People v.
Clemons
,
“(a) Definition. Any minor having been twice adjudicated a delinquent minor for offenses which, had he been prosecuted as an adult, would have been felonies under the laws of this State, and who is thereafter adjudicated a delinquent minor for a third time shall be adjudged an Habitual Juvenile Offender where: 1. the third adjudication is for an offense occurring after adjudication on the second; and
2. the second adjudication was for an offense occurring after adjudication on the first; and
3. the third offense occurred after January 1, 1980; and the third offense occurred after January 1, 1980; and
4. the third offense was based upon the commission of or attempted commission of the following offenses: first degree murder, second degree murder or involuntary manslaughter; criminal sexual assault or aggravated criminal sexual assault; aggravated or heinous battery involving permanent disability or disfigurement or great bodily harm to the victim; burglary of a home or other residence intended for use as a temporary or permanent dwelling place for human beings; home invasion; robbery or armed robbery; or aggravated arson. Nothing in this Section shall preclude the State’s Attorney from seeking to prosecute a minor as an adult as an alternative to prosecution as an habitual juvenile offender. * * *
(f) Disposition. If the court finds that the prerequisites established in subsection (a) of this Section have been proven, it shall adjudicate the minor an Habitual Juvenile Offender and commit him to the Department of Juvenile Justice until his 21st birthday, without possibility of parole, furlough, or non-emergency authorized absence. However, the minor shall be entitled to earn one day of good conduct credit for each day served as reductions against the period of his confinement. Such good conduct credits shall be earned or revoked according to the procedures applicable to the allowance and revocation of good conduct credit for adult prisoners serving determinate sentences for felonies.” 705 ILCS 405/5-815 (West 2012). The Illinois Supreme Court has previously held that the habitual juvenile offender
provision of the Act is constitutional.
People ex rel. Carey v. Chrastka
,
amendment and the proportionate penalties clause, respondent primarily relies on the United
States Supreme Court’s recent decision in
Miller
,
mandatory life imprisonment without the possibility of parole.
Miller
,
“The cases before us implicate two strands of precedent reflecting our concern with proportionate punishment. The first has adopted categorical bans on sentencing practices based on mismatches between the culpability of a class of offenders and the severity of a penalty. [Citation.] *** Several of the cases in this group have been specially focused on juvenile offenders, because of their lesser culpability. Thus, Roper held that the Eighth Amendment bars capital punishment for children, and Graham concluded that the Amendment also prohibits a sentence of life without the possibility of parole for a child who committed a nonhomicide offense. Graham further likened life without parole for juveniles to the death penalty itself, thereby evoking a second line of our precedents. In those cases, we have prohibited mandatory imposition of capital punishment, requiring that sentencing authorities consider the characteristics of a defendant and the details of his offense before sentencing him to death. [Citations.] Here, the confluence of these two lines of precedent leads to the conclusion that mandatory life-without-parole sentences for juveniles violate the Eighth Amendment. *** Roper and Graham establish that children are constitutionally different from adults for the purposes of sentencing. Because juveniles have diminished culpability and greater prospects for reform, we explained, ‘they are less deserving of the most severe punishments.’ [Citation.] Those cases relied on three significant gaps between juveniles and adults. First, children have a ‘ “lack of maturity and an underdeveloped sense of responsibility,” ’ leading to recklessness, impulsivity, and heedless risk-taking. [Citation.] Second, children ‘are more vulnerable … to negative influences and outside pressures,’ including from their family and peers; they have limited ‘contro[l] over their own environment’ and lack the ability to extricate themselves from horrific crime-producing settings. [Citation.] And third, a child’s character is not as ‘well formed’ as an adult’s; his traits are ‘less fixed’ and his actions less likely to be ‘evidence of irretrievabl[e] deprav[ity].’ [Citation.]
***
Roper
and
Graham
emphasized that the distinctive attributes of youth diminish the
penological justifications for imposing
the harshest sentences
on juvenile offenders,
even when they commit terrible crimes.” (Emphasis added.) ,
not allow for consideration of the juvenile’s age and “its hallmark features–among them, immaturity, impetuosity, and failure to appreciate risks and consequences.” Id . at ___, 132 S. Ct. at 2465. The Court concluded that “in imposing a State’s harshest penalties , a sentencer misses too much if he treats every child as an adult.” (Emphasis added.) . at ___, 132 S. Ct. at 2468. First, we note that Miller , Roper , and Graham all involved defendants who committed
crimes when they were under the age of 18 years old, but were charged and convicted in the
adult court system. See
Miller
,
“
Graham
,
Roper
, and
Miller
stand for the proposition that a sentencing body must have
the chance to take into account mitigating circumstances before sentencing a juvenile
to the ‘harshest possible penalty.’ [Citation.] The harshest possible penalties involved
in those cases,
i.e.
, the death penalty and life imprisonment without the possibility of
parole, are simply not at issue here.”
People v. Harmon
,
eighth amendment and proportionate penalty clause claim. However, we find Miller to be distinguishable. In Miller , the defendant, a 15-year-old juvenile, was convicted of two counts of first degree murder based on accountability based on a shooting that resulted in two murders and in which the defendant agreed to be the lookout. , 202 Ill. 2d at 330-31. The *9 convergence of three statutes mandated a natural life sentence for the defendant, but the circuit court refused to impose the sentence, finding it in violation of the eighth amendment and the proportionate penalties clause. Id . at 331-32. Instead, the circuit court sentenced the defendant to 50 years’ imprisonment. Id . at 332. The supreme court affirmed the judgment of the circuit court, because the mandatory natural life sentence “eliminate[d] the court’s ability” to consider the defendant’s “age or degree of participation in the crime.” Id . at 340-42. Here, however, respondent was not convicted of a crime based on accountability and he was not sentenced to natural life imprisonment, one of the harshest possible penalties available, and therefore Leon Miller is inapposite to the present case. Respondent also argues that Chrastka is not controlling because it relied on Rummel .
Respondent reasons that
Rummel
“found that a mandatory minimum sentence of natural life
for an adult offender did not violate the Eighth Amendment” and that the Supreme Court
rejected
Rummel
’s application to juveniles sentenced to mandatory minimum sentences of life
imprisonment in
Graham
. Respondent concludes that “the rationale behind the Illinois
Supreme Court’s decision in
Chrastka
” is therefore unsupported and “ripe for
reconsideration.” However, we first note that
Rummel
involved not just a mandatory life
sentence, but also involved a recidivist statute under which he was sentenced to a mandatory
natural life sentence only after he had been convicted of three felony convictions successively.
Rummel
,
reviewed de novo . Sharpe , 216 Ill. 2d at 486-87. Statutes carry a strong presumption of constitutionality and, to overcome the presumption, the party challenging the statute has the burden of establishing that the statute violates the constitution. Id . at 487. “We generally defer to the legislature in the sentencing arena because the legislature is institutionally better equipped to gauge the seriousness of various offenses and to fashion sentences accordingly.” . “The legislature’s discretion in setting criminal penalties is broad, and courts generally decline to overrule legislative determinations in this area unless the challenged penalty is clearly in excess of the general constitutional limitations on this authority.” . The due process clauses of the United States and Illinois Constitutions provide that no
person shall be deprived of “life, liberty, or property, without due process of law.” U.S. Const.,
amend. XIV, Ill. Const. 1970, art. I, § 2. A statute violates substantive due process when there
*10
is no rational relationship between the classification in the statute and a legitimate
governmental purpose.
People v. Williams
,
situated individuals in a similar manner.
People v. Breedlove
,
system capable of dealing with the problem of juvenile delinquency, a system that will protect
the community, impose accountability for violations of law and equip juvenile offenders with
competencies to live responsibly and productively.” 705 ILCS 405/5-101 (West 2012). In
order to “effectuate this intent,” the following were declared to be “important purposes”: (1)
protecting citizens from juvenile crime; (2) holding each juvenile offender directly
accountable for his acts; (3) providing an individualized assessment of each alleged and
adjudicated delinquent juvenile in order to rehabilitate and prevent further delinquent
behavior; and (4) to provide due process through which each juvenile offender and all
interested parties will receive fair hearings and where legal rights are enforced and recognized.
705 ILCS 405/5-101(1) (West 2012). Section 5-101 also discusses various policies meant to
help accomplish the listed goals, including protecting the community from crimes committed
by minors, allowing minors to reside at home whenever possible, and holding minors
accountable for their unlawful behavior and not allowing minors to think their delinquent acts
have no consequences for themselves or others. 705 ILCS 405/5-101(2) (West 2012).
Our state supreme court has previously conclusively found that the habitual juvenile
offender provision in the Act was constitutional. ,
“Under the Act, the court is dealing with a juvenile who has allegedly committed three
offenses within what is necessarily a short period of time. Significantly, the two
predicate adjudications afforded the juvenile the opportunity to have a hearing at which
he could present mitigating evidence and at which the trial judge could exercise his
discretion in determining the appropriate disposition. Additionally, the two predicate
adjudications must have been for offenses which would have been felonies if the
individual were prosecuted as an adult [citation], and the third offense must be of a
particularly serious nature to warrant the disposition authorized by the Act [citation].
The legislature could legitimately conclude that an individual who has committed three
such offenses benefited little from the rehabilitative measures of the juvenile court
*11
system and exhibits little prospect for restoration to meaningful citizenship within that
system as it had heretofore existed. The rehabilitative purposes of the system are not
completely forsaken, but after the commission by an individual of a third serious
offense, the interest of society in being protected from criminal conduct is given
additional consideration. We consider it to be entirely reasonable and constitutionally
permissible for the legislature to so provide and to authorize the disposition specified in
the legislative scheme it has developed.” (Emphases omitted.) . at 79-80.
See also
People v. Taylor
,
“the interest in protecting society from the habitual juvenile offender has, through experience,
proved to be as compelling as the interest in protecting society from the habitual adult
offender, and the broad authority of State legislatures to deal with adult recidivists is well
recognized.”
Chrastka
,
