IN RE A.G.
No. 2014-2190
Supreme Court of Ohio
June 9, 2016
2016-Ohio-3306
LANZINGER, J.
Submitted December 15, 2015
{¶ 1} In this case we are asked to determine the extent of double-jeopardy protections in juvenile-delinquency proceedings. We reaffirm that juveniles are entitled to the same constitutional double-jeopardy protections as adults, and we hold that juvenile courts must conduct the same double-jeopardy analysis in delinquency proceedings that other courts apply in adult criminal proceedings.
I. Case Background
{¶ 2} In June 2012, a person approached a man as the man was opening his car door after obtaining money from an ATM inside a store. The person pulled a gun out of his pocket and told the man that he would shoot him unless the man got into the car. The man did not comply but ran to his home nearby and lost track of the assailant. Police later took fingerprint samples from the car and found a fingerprint identifying A.G., who was 15 years old at the time of the event, as the assailant.
{¶ 3} A complaint was filed in juvenile court alleging that A.G. was delinquent for engaging in conduct that if committed by an adult would have constituted aggravated robbery in violation of
{¶ 4} A.G. appealed and raised two assignments of error. First, he argued that the juvenile court erred in failing to merge his adjudications for aggravated robbery and kidnapping as “allied offenses of similar import” and that the failure to merge the adjudications violated the double-jeopardy protections contained in the United States and Ohio Constitutions. 2014-Ohio-4927, 21 N.E.3d 355, ¶ 6. Second, he argued that his trial counsel was ineffective for failing to raise the allied-offenses issue.
{¶ 5} The Eighth District Court of Appeals concluded that the aggravated robbery and kidnapping admitted to by A.G. would constitute allied offenses of similar import under
{¶ 6} A.G. appealed to this court, and we accepted jurisdiction over his proposition of law: “The merger analysis set forth in State v. Johnson applies to juvenile delinquency proceedings to protect a child‘s right against double jeopardy.”1 142 Ohio St.3d 1464, 2015-Ohio-1896, 30 N.E.3d 973.
II. Analysis
{¶ 7} A.G. argues that the merger analysis set forth in this court‘s decisions explaining how
{¶ 8} The Double Jeopardy Clause of the Fifth Amendment to the
[t]he Double Jeopardy Clause protects against three abuses: (1) “a second prosecution for the same offense after acquittal,” (2) “a second prosecution for the same offense after conviction,” and (3) “multiple punishments for the same offense.” North Carolina v. Pearce, 395 U.S. 711, 717, 89 S.Ct. 2072, 23 L.Ed.2d 656 (1969), overruled on other grounds, Alabama v. Smith, 490 U.S. 794, 109 S.Ct. 2201, 104 L.Ed.2d 865 (1989).
State v. Ruff, 143 Ohio St.3d 114, 2015-Ohio-995, 34 N.E.3d 892, ¶ 10.
{¶ 9} Noting that there “is little to distinguish” an adjudicatory hearing in a juvenile-delinquency case from a traditional criminal prosecution, the Supreme Court of the United States has held that jeopardy attaches during adjudicatory hearings. Breed v. Jones, 421 U.S. 519, 530-531, 95 S.Ct. 1779, 44 L.Ed.2d 346 (1975). In reaching that conclusion, the court noted that similarities between criminal and juvenile-delinquency proceedings militate in favor of providing full double-jeopardy protections to juveniles:
We believe it is simply too late in the day to conclude * * * that a juvenile is not put in jeopardy at a proceeding whose object is to determine whether he has committed acts that violate a criminal law and whose potential consequences include both the stigma inherent in such a determination and the deprivation of liberty for many years.
Id. at 529. In addition to recognizing the stigma attached to a delinquency determination, the court noted that juveniles in delinquency proceedings bear
{¶ 10} Because juveniles receive constitutional protection from double jeopardy, the question before us is: To what extent do the Constitutions protect juveniles from the third type of double jeopardy mentioned previously, multiple punishments for the same offense? The state argues that the merging of allied offenses of similar import constitutes “enhanced statutory protection” that does not stem from either the United States or Ohio Constitutions. A.G. argues that the merging of allied offenses is rooted in the Double Jeopardy Clauses of both Constitutions and that
{¶ 11} We agree with A.G. In discussing
{¶ 12} It follows that under the
{¶ 13} Application of the Ruff test—rather than the Blockburger test developed by the United States Supreme Court—is necessary to both provide juveniles with proper double-jeopardy protection under the Ohio Constitution and to ensure that
{¶ 14} We note that our decision today fully comports with what we have termed “heightened goals of rehabilitation and treatment” of the juvenile-court system in Ohio. State v. D.H., 120 Ohio St.3d 540, 2009-Ohio-9, 901 N.E.2d 209, ¶ 38. By applying double-jeopardy protections to juveniles in a manner that ensures that they will receive only one term of commitment, rather than multiple terms of commitment, for conduct constituting allied offenses of similar import, juveniles who are fully rehabilitated and treated can be released at the conclusion of their minimum term, rather than be forced to serve a second, duplicative term for the same conduct for which they have been rehabilitated and treated. While juvenile judges in cases like A.G.‘s will retain the discretion to extend the commitment period until the juvenile turns 21 years old, the merging of terms of commitment allows for the individualized, case-by-case treatment that is appropriate for juvenile cases.
III. Conclusion
{¶ 15} We hold that the merger analysis set forth in State v. Ruff, 143 Ohio St.3d 114, 2015-Ohio-995, 34 N.E.3d 892, applies to juvenile-delinquency proceedings to protect a child‘s right against double jeopardy. We accordingly reverse the judgment of the court of appeals and remand the cause to the Eighth District to apply our holding to the facts of this case and for consideration of A.G.‘s remaining assignment of error, if necessary.
O‘CONNOR, C.J., and PFEIFER and O‘NEILL, JJ., concur.
Judgment reversed and cause remanded.
O‘DONNELL, J., dissents, with an opinion joined by KENNEDY and FRENCH, JJ.
O‘DONNELL, J., dissenting.
{¶ 16} Respectfully, I dissent.
Plain Error Review
{¶ 18} A.G. did not object to the consecutive commitments to the Department of Youth Services (“DYS“) on the adjudications for delinquency for acts constituting aggravated robbery and kidnapping if committed by an adult. Failing to raise the allied offenses issue in the trial court forfeits the matter for appellate review, except for plain error. State v. Rogers, 143 Ohio St.3d 385, 2015-Ohio-2459, 38 N.E.3d 860, ¶ 21-22.
{¶ 19} Although appellate courts have discretion to correct “[p]lain errors or defects affecting substantial rights,” Crim.R. 52(B), the juvenile court‘s failure to apply the allied offenses statute in this case is not a “plain error.” We have explained that error is not “plain” at the time the trial court committed it if this court had not yet recognized the error in a “definitive pronouncement” and Ohio appellate courts were divided on the issue. State v. Barnes, 94 Ohio St.3d 21, 28, 759 N.E.2d 1240 (2002).
{¶ 20} Before today‘s decision, this court had not held that the allied offenses statute applied to juvenile delinquency proceedings. And Ohio appellate courts had recognized that
{¶ 21} Thus, there is no plain error in these circumstances, and as we have explained, “if a forfeited error is not plain, a reviewing court need not examine whether the defect affects a defendant‘s substantial rights; the lack of a ‘plain’ error within the meaning of Crim.R. 52(B) ends the inquiry and prevents recognition of the defect.” Barnes at 28.
The Allied Offenses Statute
{¶ 22} The allied offenses statute,
(A) Where the same conduct by defendant can be construed to constitute two or more allied offenses of similar import, the indictment or information may contain counts for all such offenses, but the defendant may be convicted of only one.
(B) Where the defendant‘s conduct constitutes two or more offenses of dissimilar import, or where his conduct results in two or more offenses of the same or similar kind committed separately or with a separate animus as to each, the indictment or information may contain counts for all such offenses, and the defendant may be convicted of all of them.
{¶ 23} When the words of a statute demonstrate that “the General Assembly has plainly and unambiguously conveyed its legislative intent, there is nothing for a court to interpret or construe, and therefore, the court applies the law as written.” In re I.A., 140 Ohio St.3d 203, 2014-Ohio-3155, 16 N.E.3d 653, ¶ 12, quoting State v. Kreischer, 109 Ohio St.3d 391, 2006-Ohio-2706, 848 N.E.2d 496, ¶ 12.
{¶ 24} Notably,
{¶ 25} A defendant, we have explained, is “the accused in a criminal case,‘” State v. Wickline, 50 Ohio St.3d 114, 118, 552 N.E.2d 913 (1990), quoting Black‘s Law Dictionary 377 (5th Ed.1979), that is, “one indicted or charged” in connection with a crime, Wickline at 118. The word “offense” means “crime.” State v. Rose, 89 Ohio St. 383, 386, 106 N.E. 50 (1914). In Ohio, criminal offenses are charged by indictment or information.
{¶ 26} The allied offenses statute is wholly inconsistent with proceedings in juvenile court. A juvenile is not a defendant or an accused but is a “child.”
{¶ 27} And this distinct terminology reflects that
[t]he juvenile courts were premised on profoundly different assumptions and goals than a criminal court, * * * with a focus on the state‘s role as parens patriae and the vision that the courts would protect the wayward child from “evil influences,” “save” him from criminal prosecution, and provide him social and rehabilitative services.
In re C.S., 115 Ohio St.3d 267, 2007-Ohio-4919, 874 N.E.2d 1177, ¶ 66, citing In re T.R., 52 Ohio St.3d 6, 15, 556 N.E.2d 439 (1990), Children‘s Home of Marion Cty. v. Fetter, 90 Ohio St. 110, 127, 106 N.E. 761 (1914), and Ex parte Januszewski, 196 F. 123, 127 (C.C.D.Ohio 1911).
{¶ 28} When the legislature has intended juvenile adjudications to be treated as criminal convictions, it has expressly stated its intent. See, e.g.,
Double Jeopardy
{¶ 29} Notwithstanding the plain language of the statute, the majority focuses on dicta in State v. Ruff, 143 Ohio St.3d 114, 2015-Ohio-995, 34 N.E.3d 892, ¶ 12, that referred to
{¶ 30} The Double Jeopardy Clause of the Fifth Amendment to the United States Constitution affords protections against the imposition of multiple criminal punishments for the same offense in successive proceedings. Hudson v. United States, 522 U.S. 93, 99, 118 S.Ct. 488, 139 L.Ed.2d 450 (1997); State v. Raber, 134 Ohio St.3d 350, 2012-Ohio-5636, 982 N.E.2d 684, ¶ 24. As the Seventh Circuit
{¶ 31} However, when multiple punishments are imposed in the same proceeding, the Double Jeopardy Clause does nothing more than prevent the sentencing court from imposing greater punishment than the legislature intended. Garrett v. United States, 471 U.S. 773, 793, 105 S.Ct. 2407, 85 L.Ed.2d 764 (1985); Missouri v. Hunter, 459 U.S. 359, 366, 103 S.Ct. 673, 74 L.Ed.2d 535 (1983); Rogers, 143 Ohio St.3d 385, 2015-Ohio-2459, 38 N.E.3d 860, at ¶ 16. In this way, the Double Jeopardy Clause embodies the basic principles that the power to define criminal offenses and prescribe punishment is vested in the legislative branch of government and that courts may impose sentences only as provided by statute. Whalen v. United States, 445 U.S. 684, 689, 100 S.Ct. 1432, 63 L.Ed.2d 715 (1980); Brown v. Ohio, 432 U.S. 161, 165, 97 S.Ct. 2221, 53 L.Ed.2d 187 (1977).
{¶ 32} The Double Jeopardy Clause therefore does not curtail the General Assembly‘s discretion in providing for multiple sanctions for the same offense. It is well settled that the legislature may require a fine and imprisonment as the sentence for a single crime. United States v. DiFrancesco, 449 U.S. 117, 139, 101 S.Ct. 426, 66 L.Ed.2d 328 (1980). Nor does the Double Jeopardy Clause preclude the legislature from establishing multiple punishments when the same conduct or transaction results in the commission of multiple offenses. Garrett at 793. This is so because the Double Jeopardy Clause does not protect against excessive punishments prescribed by the legislature and imposed by a court in the same proceeding. Rather, protections against arbitrary, disparate, and disproportionate punishment emanate from the Due Process Clause, the Equal Protection Clause, and the Eighth Amendment‘s prohibitions against cruel and unusual punishment and excessive fines. See Hudson at 103; Chapman v. United States, 500 U.S. 453, 465, 111 S.Ct. 1919, 114 L.Ed.2d 524 (1991); Ingraham v. Wright, 430 U.S. 651, 672-673, 97 S.Ct. 1401, 51 L.Ed.2d 711 (1977).
{¶ 33} Accordingly, the question posed in this case is solely one of legislative intent, and in Ohio, “[a]bsent a more specific legislative statement,
{¶ 34} The majority‘s inference that the allied offenses statute codifies double jeopardy protections is therefore faulty, because the Double Jeopardy Clause affords no protection against the imposition of multiple punishments prescribed by the legislature for the same offense in the same proceeding, and the merger of allied offenses is required only as provided by
{¶ 35} Tellingly, the majority does not hold that the Fifth Amendment requires the merger of allied offenses—the majority rejects the use of the test established by the United States Supreme Court in Blockburger v. United States, 284 U.S. 299, 304, 52 S.Ct. 180, 76 L.Ed. 306 (1932)—but rather the majority claims that
R.C. 2941.25 codifies the protections established by the Ohio Constitution. And because the protections contained inR.C. 2941.25 encapsulate constitutional double-jeopardy protections, the language and principles of that statute can be applied to juveniles as well.It follows that under the Ohio Constitution, a juvenile‘s double-jeopardy protections are violated when that juvenile is subjected to multiple terms of commitment for conduct constituting allied offenses of similar import.
Majority opinion at ¶ 11-12.
{¶ 36} The question whether the
{¶ 37} Because A.G. has not argued that
{¶ 38} But in any case, as Justice Lanzinger recently wrote for the court in State v. Broom, 146 Ohio St.3d 60, 2016-Ohio-1028, 51 N.E.3d 620, ¶ 21, “Ohio‘s
{¶ 39} And our cases reviewing whether Article I, Section 10 of the Ohio Constitution bars multiple punishments for the same offense in the same proceeding have accorded with decisions from federal courts applying the United States Constitution; we have held that “appellate review is limited to ensuring that the trial court did not exceed the sentencing authority which the General Assembly has permitted the judiciary.” State v. Moss, 69 Ohio St.2d 515, 518, 433 N.E.2d 181 (1982); accord State v. Williams, 124 Ohio St.3d 381, 2010-Ohio-147, 922 N.E.2d 937, ¶ 12; State v. Rance, 85 Ohio St.3d 632, 634-635, 710 N.E.2d 699 (1999), overruled on other grounds, State v. Johnson, 128 Ohio St.3d 153, 2010-Ohio-6314, 942 N.E.2d 1061, syllabus; State v. Delfino, 22 Ohio St.3d 270, 272, 490 N.E.2d 884 (1986).
{¶ 40} The legislature‘s intent is manifest.
{¶ 41} The majority loses sight of the fact that the General Assembly has granted the juvenile court judges of this state discretion and flexibility because rehabilitation of the delinquent child—not punishing the child for committing crimes—is the ultimate goal of the juvenile court. State v. D.H., 120 Ohio St.3d 540, 2009-Ohio-9, 901 N.E.2d 209, ¶ 54. By superimposing yet another requirement of criminal procedure on juvenile courts, the majority blurs the focus on rehabilitation and threatens the flexibility and discretion that distinguish juvenile dispositions from criminal sentencing, all to the detriment of juvenile offenders who could benefit from services provided during commitment.
{¶ 42} And the majority‘s effort to apply the adult allied offenses statute to juvenile proceedings is a broad attempt to judicially impose what the legislature has chosen not to do and violates the separation of powers doctrine by legislating from the bench. This is a matter of policy for the General Assembly—not this court—to decide.
Conclusion
{¶ 43} The consecutive commitments to DYS imposed in this case do not violate either the Double Jeopardy Clauses of the Fifth Amendment to the United States
{¶ 44} Accordingly, I would affirm the judgment of the court of appeals.
KENNEDY and FRENCH, JJ., concur in the foregoing opinion.
Timothy McGinty, Cuyahoga County Prosecuting Attorney, and Gregory Ochocki and T. Allan Regas, Assistant Prosecuting Attorneys, for appellee.
Timothy Young, Ohio Public Defender, and Charlyn Bohland, Assistant Public Defender, for appellant.
