IMPRISONED CITIZENS UNION; Herbert Langes; Milton Taylor; Jack Lopinson; Mackey R. Choice; Richard O.J. Mayberry; Frank Patterson; Daniel Delker; Harold A.X. Brooks; Carline Coefield; Thelma Simon; Audrey Mason; Sharon Wiggins; Dominic Codispoti; Philip Householder; James Harbold; Joseph Oliver; Paul Lyons; Robert Brown; James Szulczewski; Gerald Mayo; Wesley Harris v. Tom RIDGE, Governor of the Commonwealth of Pennsylvania; J. Shane Creamer, Attorney General, State Capitol Harrisburg, Pennsylvania; Martin F. Horn, Commissioner of the Department of Corrections; Donald Vaughn, Superintendent of Sci-Graterford; David Larkins, Superintendent of Sci-Dallas; Mary Leftridge-Byrd, Superintendent of Sci-Muncy; Frederick Frank, Superintendent of Sci-Huntingdon; Robert Myers, Acting Superintendent of Sci-Rockview; and James Price, Superintendent of Sci-Pittsburgh
No. 98-1536
United States Court of Appeals, Third Circuit
Feb. 25, 1999
169 F.3d 178
If there is a difference between applying the FAA directly to the Territorial Court, as we now do, see supra III.A, or holding, as the District Court did, that the FAA “supplies the framework” for the Territorial Court, id. at 20, it is a difference without a distinction. We therefore take no great leap in holding the FAA applicable to the Virgin Islands in light of those provisions of the FAA that have been held to apply in the Territorial Court by the District Court Appellate Division and the common law of the Virgin Islands.9
IV.
We hold that the Writ of Review statute,
We will therefore affirm the order dated December 1, 1997, of the District Court of the Virgin Islands, Appellate Division of St. Croix, and remand to the Territorial Court for proceedings consistent with this opinion.
Stefan Presser (argued), American Civil Liberties, Union of Pennsylvania, Philadelphia, PA, for Plaintiffs/Appellants.
D. Michael Fisher, Attorney General, John G. Knorr, III, Chief Deputy Attorney General, Paul A. Tufano, General Counsel, Sarah B. Vandenbraak (argued), Chief Counsel, Pennsylvania Department of Corrections, Camp Hill, PA, for Defendants/Appellees.
Michael R. Stiles, United States Attorney, Barbara L. Herwig, Robert M. Loeb (argued), United States Department of Justice, Washington, D.C., for Intervenor/Appellee United States of America.
Before: SLOVITER, SCIRICA, and ALITO, Circuit Judges.
OPINION OF THE COURT
ALITO, Circuit Judge:
Plaintiffs appeal the District Court‘s decision to terminate jurisdiction over a consent decree pursuant to the Prison Litigation Reform Act. We affirm.
I.
A. The Consent Decree
In 1970, inmates at Pennsylvania‘s seven state prisons (“the Inmates“) brought a class action lawsuit against various state officials pursuant to
As amended, the decree governs nearly every aspect of prison management. Among other things, the decree (1) specifies the type
B. The Termination Provision
Responding to concerns that similar consent decrees were crippling prison systems throughout the country, Congress enacted the Prison Litigation Reform Act (PLRA) in 1996. One provision of the PLRA authorizes defendants in prison condition lawsuits to obtain
immediate termination of any prospective relief if the relief was approved or granted in the absence of a finding by the court that the relief is narrowly drawn, extends no further than necessary to correct the violation of the Federal right, and is the least intrusive means necessary to correct the violation of the Federal right.
C. The Termination Order
Relying on
The United States filed a motion to intervene pursuant to
The District Court subsequently issued an opinion and order granting the Defendants’ motion to terminate the consent decree, and denying the Inmates’ motion that the Defendants be held in contempt. Imprisoned Citizens Union v. Shapp, 11 F.Supp.2d 586 (E.D.Pa.1998). The Inmates promptly filed a motion for reconsideration. The District
II.
Appellants raise four issues on appeal: (1) whether the PLRA‘s termination provision violates the constitutional separation-of-powers doctrine, as applied to consent decrees entered before the PLRA‘s enactment; (2) whether the termination provision violates the equal protection guarantees of the Fifth and Fourteenth Amendments; (3) whether the District Court abused its discretion by refusing to stay Defendants’ motion to terminate; and (4) whether the District Court abused its discretion by refusing to hold Defendants in contempt of court.5 We will address each issue in turn.
A. Separation-of-Powers
The Inmates argue that the PLRA‘s termination provision violates the separation-of-powers doctrine in three respects. First, they argue that the provision requires courts to reopen final judgments in violation of the well-established rule that Congress may not interfere with the final judgments of Article III courts. See Plaut v. Spendthrift Farm, Inc., 514 U.S. 211, 218 (1995). Second, they claim that the termination provision “mandate[s] the result in a particular case.” United States v. Klein, 80 U.S. (13 Wall.) 128, 146-47 (1871). Third, they maintain that the provision strips the courts of their inherent power to enforce effective remedies in constitutional cases.
We note at the outset that six other circuits have upheld the PLRA against a separation-of-powers challenge. See Hadix v. Johnson, 133 F.3d 940, 943 (6th Cir.), cert. denied 524 U.S. 946 (1998); Dougan v. Singletary, 129 F.3d 1424, 1426-27 (11th Cir.1997); Inmates of Suffolk County Jail v. Rouse, 129 F.3d 649, 656-57 (1st Cir.1997); Benjamin v. Jacobson, 124 F.3d 162, 173 (2d Cir.1997); Gavin v. Branstad, 122 F.3d 1081, 1087 (8th Cir.1997); Plyler v. Moore, 100 F.3d 365, 371 (4th Cir.1996). Only the Ninth Circuit has concluded otherwise. Taylor v. United States, 143 F.3d 1178, 1184 (9th Cir.1998).
1. Reopening a Final Judgment
The Inmates contend that
In Plaut, the Court declared unconstitutional a federal statute that required courts to reopen certain securities fraud cases that had been dismissed on statute-of-limitations grounds. Plaut, 514 U.S. at 214-15. The Court concluded that the statute violated the separation-of-powers doctrine by interfering with the “judicial Power ... to render dispositive judgments.” Id. at 219. The Court explained that the separation-of-powers doctrine generally forbids Congress from reversing final judgments in a suit for money damages. Id. At the same time, however, the Court noted that this rule does not apply to legislation that merely “alter[s] the prospective effect of injunctions entered by Article III courts.” Id. at 232.
This exception for legislation that alters the prospective effects of injunctions is not new: “its roots burrow deep into our constitutional soil.” Inmates of Suffolk County Jail v. Rouse, 129 F.3d 649, 656 (1st Cir. 1997). It can be traced to Pennsylvania v. Wheeling & Belmont Bridge Co., 59 U.S. (18 How.) 421 (1855), where the Supreme Court held that Congress has the power to alter prospective judgments in equity.
In rejecting the plaintiffs’ argument that Congress’ action was an unconstitutional attempt to override the Court‘s earlier decision, the Court explained that while Congress cannot alter a judgment at law, it can alter the prospective elements of a judgment in equity by changing the underlying rule of law. Id. at 431-32. The Court reasoned that
if the remedy in this case had been an action at law, and a judgment rendered in favor of the plaintiff were for damages, the right to these would have passed beyond the reach of the power of congress. It would have depended, not upon the public right of the free navigation of the river, but upon the judgment of the court. The decree before us, so far as it respect[s] the costs adjudged, stands upon the same principles, and is unaffected by the subsequent law. But that part of the decree, directing the abatement of the obstruction, is executory, a continuing decree, which requires not only the removal of the bridge, but enjoins defendants against any reconstruction or continuance. Now, whether it is a future existing or continuing obstruction depends upon the question whether or not it interferes with the right of navigation. If, in the mean time, since the decree, this right has been modified by the competent authority, so that the bridge is no longer an unlawful obstruction, it is quite plain the decree of the court cannot be enforced.
Id. at 431-32. Wheeling Bridge therefore stands for the proposition that when Congress changes the law underlying a judgment awarding prospective injunctive relief, the judgment becomes void to the extent that it is inconsistent with the amended law.
The Supreme Court has consistently reaffirmed the validity of this principle, and has even recognized its application to consent decrees. For example, in Rufo v. Inmates of Suffolk County Jail, 502 U.S. 367 (1992), the Court explained that a consent decree may be modified when “one or more of the obligations placed upon the parties has become impermissible under federal law” or when “the statutory or decisional law has changed to make legal what the decree was designed to prevent.” Id. at 388. Similarly, in System Fed‘n No. 91 v. Wright, 364 U.S. 642 (1961), the Court noted that
the District Court‘s authority to adopt a consent decree comes only from the statute which the decree is intended to enforce. Frequently of course the terms arrived at by the parties are accepted without change by the adopting court. But just as the adopting court is free to reject agreed-upon terms as not in furtherance of statutory objectives, so must it be free to modify the terms of a consent decree when a change in law brings those terms in conflict with statutory objectives.... The parties have no power to require of the court continuing enforcement of rights the statute no longer gives.
Thus, unlike the judgments at issue in Plaut, the consent decree here is not impervious to legislative modification. As a judgment awarding prospective injunctive relief — much like the judgment at issue in Wheeling Bridge — the Inmates’ consent decree is necessarily altered every time “a change in law brings [the decree‘s] terms in conflict with statutory objectives.” System Fed‘n No. 91, 364 U.S. at 651.
Such a change has occurred here. In enacting the PLRA, Congress exercised its Article I authority to prescribe rules for courts
If forward-looking judgments in equity were inviolate, then one of two scenarios would develop: either the legislature would be stripped of the ability to change substantive law once an injunction had been issued pursuant to that law, or an issued injunction would continue to have force after the law that originally gave the injunction legitimacy had been found wanting (and hence, altered). The first of these possible results would work an undue judicial interference with the legislative process, while the second would create an intolerable tangle in which some laws applied to some persons and not to others. Since the separation of powers principle is a two-way street, courts must be careful not to embrace a legal regime that promotes such awkward scenarios.
Inmates of Suffolk County Jail v. Rouse, 129 F.3d 649, 656-57 (1st Cir.1997).
A determination that Congress is powerless to alter the courts’ authority to award prospective injunctive relief would be especially unwarranted here, since the Supreme Court has commented on the importance of getting the courts out of the prison management business:
[C]ourts are ill equipped to deal with the increasingly urgent problems of prison management.... [T]he problems of prisons in America are complex and intractable, and, more to the point, they are not readily susceptible of resolution by decree. Running a prison is an inordinately difficult undertaking that requires expertise, planning, and the commitment of resources, all of which are peculiarly within the province of the legislative and executive branches of government. Prison administration is, moreover, a task that has been committed to the responsibility of those branches, and separation of powers concerns counsel a policy of judicial restraint. Where a state penal system is involved, federal courts have ... additional reason to accord deference to the appropriate prison authorities.
Turner v. Safley, 482 U.S. 78, 84-85 (1987) (internal citations and quotation marks omitted). Thus, our decision today is not merely consistent with separation-of-powers principles; it furthers those principles.
Nevertheless, the Inmates maintain that the Wheeling Bridge exception does not apply here because the law underlying the consent decree — which they claim to be the Eighth Amendment — was not amended by the PLRA. In raising this argument, they rely heavily on the Ninth Circuit‘s opinion in Taylor v. United States, 143 F.3d 1178 (9th Cir.1998). The Ninth Circuit reasoned that “[e]ven though the district court here ... was never called upon to decide the factual and legal issues underlying the [inmates‘] constitutional claims, it is clear that such claims were resolved by the consent decree, and the Constitution remains the law underpinning the dispute.” Applying this reasoning, the Taylor panel concluded that the PLRA “clearly did not” “change[] the substantive law upon which the parties’ consent decree ... was based.” Id. at 1183.
We disagree with the Ninth Circuit‘s reasoning, and we reject the Inmates’ argument. The law underlying the consent decree is not the Eighth Amendment; it is the courts’ statutory authority to issue prospective injunctive relief in the absence of an ongoing violation of a federal right. This authority existed when the consent decree was entered, but was withdrawn with the enactment of the PLRA. Accord Inmates of Suffolk County Jail v. Rouse, 129 F.3d 649, 657 (1st Cir.1997) (“The relevant underlying law in this case is not the Eighth Amendment, as there has been no finding of an ongoing constitutional violation.“); Plyler v. Moore, 100 F.3d 365, 372 (4th Cir.1996) (“The Inmates fail to understand that the applicable law is not the Eighth Amendment, but rather is the authority of the district court to award
This would be a very different case if we were convinced — as the Taylor panel obviously was — that the PLRA categorically terminates all relief available to “prisoners who claim constitutional violations.” Taylor, 143 F.3d at 1183. But the PLRA expressly preserves the courts’ authority to remedy violations of prisoners’ federal rights. See
The Inmates also contend that the Wheeling Bridge exception applies only in cases involving “public” rights. They claim that because the consent decree was intended to protect the “private” rights of individual prisoners, Congress is powerless to amend it. This argument appears to be based on the following language from Wheeling Bridge:
[I]t is urged, that the act of congress cannot have the effect and operation to annul the judgment of the court already rendered, or the rights determined thereby in favor of the plaintiff. This, as a general proposition, is certainly not to be denied, especially as it respects adjudication upon the private rights of parties. When they have passed into judgment the right becomes absolute, and it is the duty of the court to enforce it.
Wheeling Bridge, 59 U.S. at 431 (emphasis added). At first glance, this reading appears to support the Inmates’ argument.
However, a more careful analysis shows that the Court‘s holding in Wheeling Bridge did not hinge on the distinction between public and private rights. Instead, it focused on the difference between prospective injunctive relief and judgments for damages. As the Wheeling Bridge Court explained,
if the remedy in this case had been an action at law, and a judgment rendered in favor of the plaintiff for damages, the right to these would have passed beyond the reach of the power of congress. It would have depended, not upon the public right of the free navigation of the river, but upon the judgment of the court. The decree before us, so far as it respects the costs adjudged, stands upon the same principles, and is unaffected by the subsequent law. But that part of the decree, directing the abatement of the obstruction, is executory, a continuing decree, which requires not only the removal of the bridge, but enjoins the defendants against any reconstruction or continuance.
Wheeling Bridge, 59 U.S. at 431. Thus, the Wheeling Bridge Court‘s decision ultimately turned on the nature of the relief, not the source of the right. As the District Court concluded, it is this distinction that “ultimately determines the right of Congress to change the law in such a way that relief must be altered or modified.” Imprisoned Citizens, 11 F.Supp.2d at 598. Cf. Plaut, 514 U.S. at 232 (noting that the statute at issue in Wheeling Bridge “altered the prospective effect of injunctions entered by Article III courts” and that “nothing in our holding today calls [Wheeling Bridge] into question.“); Polites v. United States, 364 U.S. 426, 438 (1960) (Brennan, J., dissenting) (citing Wheeling Bridge for the proposition that “it was the law long before the promulgation of Rule 60(b) that a change in the law after the rendition of a decree was grounds for modification or dissolution of that decree insofar as it might affect future conduct.“). We therefore reject the Inmates’ “public rights” argument. Accord Gavin v. Branstad, 122 F.3d 1081, 1088 (8th Cir.1997) (“The character of the right involved has nothing to do with the separation-of-powers issue that we have in this case.“).
Our holding today would be no different if we were to decide that the Wheeling Bridge exception only applies where public rights are at stake. To whatever extent the
[E]ven assuming that we were to adopt the requirement that — under separation of powers principles — executory judgments must concern a public right in order to be susceptible to legislative revision, that would still not render the termination provision unconstitutional.... This is because the ... right in question in this case relates not to the private rights of the detainees ... but to the right to have non-federal claims vindicated in a federal forum.... Thus, even if we accept the plaintiffs’ graft of a “public right” requirement as limiting the circumstances in which an executory judgment can be legislatively altered, the termination provision survives.
Benjamin v. Jacobson, 124 F.3d 162, 172 (2d Cir.1997). Therefore, even if the Inmates’ “public rights” reading of Wheeling Bridge had some validity, it would not affect our decision.
Accordingly, we conclude that the PLRA does not impermissibly mandate the reopening of final judgments.
2. Prescribing a Rule of Decision
Relying on United States v. Klein, 80 U.S. (13 Wall.) 128 (1871), the Inmates also contend that the termination provision violates the separation-of-powers doctrine by prescribing the rule of decision in a pending case. In Klein, the Court held unconstitutional a federal statute enacted after the Civil War that was designed to prevent pardoned ex-Confederates from reclaiming seized property. The act proclaimed that a presidential pardon constituted conclusive evidence that the pardoned individual had been disloyal to the United States. Id. at 143-44. It also provided that a pardon could not be used as evidence of loyalty in a suit to recover confiscated property from the United States, and directed the Court to dismiss all recovery cases pending on appeal in which a pardoned individual had prevailed. Id. The Court found that in enacting the statute, Congress was attempting to prescribe the rule of decision for pending cases in violation of the separation-of-powers doctrine. Id. at 147.
While the Supreme Court has never determined “the precise scope of Klein,” Plaut, 514 U.S. at 218, “later decisions have made clear that its prohibition does not take hold when” Congress merely “amend[s] applicable law.” Id. (quoting Robertson v. Seattle Audubon Soc‘y, 503 U.S. 429, 441 (1992)). Thus, if a statute “compel[s] changes in the law, not findings or results under old law,” it merely amends the underlying law, and is therefore not subject to a Klein challenge. Robertson, 503 U.S. at 438.
Relying heavily on the Ninth Circuit‘s opinion in Taylor, the Inmates argue that the PLRA “direct[s] the outcome of this case and similarly situated pre-PLRA consent decrees.” Taylor, 143 F.3d at 1184. We disagree.
While
We conclude that because
3. Authority to Enforce Effective Remedies
The Inmates also argue that the termination provision strips the courts of their inherent power to enforce effective remedies in constitutional cases. We reject this argument. Under the PLRA, courts retain their authority to adjudicate constitutional challenges and grant equitable relief to remedy constitutional violations. The PLRA simply requires that such relief be “narrowly drawn,” extend “no further than necessary to correct the violation of the Federal right,” and be “the least intrusive means necessary to correct the violation of the Federal right.”
These standards are consistent with well-established limitations on the courts’ authority to issue prospective injunctive relief to remedy constitutional violations. In constitutional cases, “the nature of the violation determines the scope of the remedy.” Swann v. Charlotte-Mecklenburg B‘d of Educ., 402 U.S. 1, 16 (1971). Likewise, the remedy imposed must be tailored — temporally as well as substantively — to redress the constitutional wrong at issue. See e.g., Lewis v. Casey, 518 U.S. 343, 357 (1996) (“The remedy must of course be limited to the inadequacy that produced the injury-in-fact that the plaintiff has established.“); Board of Education of Oklahoma City Public Schools v. Dowell, 498 U.S. 237, 248 (1991) (“[N]ecessary concern for the important values of local control ... dictates that a federal court‘s regulatory control ... not extend beyond the time required to remedy the effects of past [constitutional violations].“). In this sense, the PLRA amounts to little more than a codification of already-existing rules governing judicial interference with prisons.
We disagree with the Ninth Circuit‘s conclusion that the PLRA “leaves no room for judicial decision-making.” Taylor, 143 F.3d at 1184. The statute expressly authorizes the courts to “continue to define the scope of prisoners’ constitutional rights, review the factual record, apply the judicially determined constitutional standards to the facts as they are found in the record and determine what relief is necessary to remedy the constitutional violations.” Tyler v. Murphy, 135 F.3d 594, 597 (8th Cir.1998). As a result, the courts will still be capable of “remedy[ing] violations of prisoners’ constitutional rights as they have traditionally done in litigated cases.” Benjamin v. Jacobson, 124 F.3d 162, 170 (2d Cir.1997). Accordingly, we conclude that the PLRA‘s effect on the courts’ authority to remedy constitutional violations does not violate the separation-of-powers doctrine.
B. Equal Protection
The Inmates also argue that
1. Strict Scrutiny
The termination provision does not deny prisoners “a reasonably adequate opportunity to present claimed violations of fundamental constitutional rights to the courts.” Lewis v. Casey, 518 U.S. 343, 351 (1996)
2. Rational Basis Scrutiny
The Inmates argue that even if
While
C. The District Court‘s Denial of the Inmates’ Motion to Stay
The Inmates also argue that the District Court abused its discretion by refusing to stay the termination order until such time as “the courts of Pennsylvania agree to enforce the [consent decree].” Brief for Appellants at 46. In making this argument, the Inmates rely heavily on the Second Circuit‘s novel theory that (a) consent decrees embody “contracts arising under state law” and (b) federal courts therefore cannot terminate a consent decree under
1. Clear Statutory Mandate
We cannot accept this argument without ignoring the plain language of the PLRA. The statute entitles defendants to “immediate termination of any prospective relief” absent a finding of a current and ongoing violation of federal law. See
2. No Current Unconstitutional Impairment
We also reject the Inmates’ claim that since they “might” have contractual rights in the consent decrees under Pennsylvania law, and Defendants “might” refuse to enforce such rights, the District Court must maintain jurisdiction over the decrees in order to prevent Defendants from unconstitu-
If the Inmates have valid contractual claims that survive termination, such claims are “based solely upon ... [Pennsylvania] law,” and are not affected by the PLRA.
D. Defendants’ Past Non-Compliance
Finally, the Inmates argue that the District Court abused its discretion by refusing to hold Defendants in contempt for failing to comply with portions of the consent decree in the past. More to the point, they claim that the District Court should have denied Defendants’ motion to terminate as a remedy for contempt.
Again, we cannot accept this argument without ignoring the express language of the PLRA. Congress could have authorized the courts to maintain jurisdiction over a consent decree where the defendants have failed to comply with the decree. However, it did not. Instead, Congress chose to allow the courts to maintain jurisdiction only where defendants are guilty of “current and ongoing” violations of a federal right.
Moreover, denying Defendants’ motion to terminate would have been an inappropriate remedy for civil contempt because it would have “had no coercive effect.” Harris v. City of Philadelphia, 47 F.3d 1311, 1328 (3d Cir. 1995) (holding that denying a motion to terminate under the PLRA was not a proper remedy for civil contempt related to the city‘s past non-compliance with a consent decree). We therefore conclude that the District Court‘s refusal to cite Defendants with contempt did not amount to an abuse of discretion.
III.
The Inmates have not established that the PLRA is unconstitutional, nor have they established that the District Court abused its discretion in any way. Accordingly, we affirm.
SAMUEL A. ALITO, JR.
UNITED STATES CIRCUIT JUDGE
Notes
The opinion of Chief Judge Moore for the District Court included the provisions of § 10(a) of the FAA listing five factors for the Territorial Court to consider in reviewing the instant arbitration decision. In addition, it listed in the footnote those sections of the FAA that applied in the Territorial Court:
In addition to sections 9, 10(a), and 11, other sections of the FAA clearly apply in Territorial Court. These include: section 3, providing for a stay of proceedings where [the] issue therein [is] referable to arbitration; section 4, for order to compel arbitration and judicial enforcement; section 5, appointment of arbitrators or umpire; section 6, application heard as motion; section 7, witnesses before arbitrators, their fees, and compelling attendance; section 12, notice of motions to vacate or modify and their service, and procedure for staying proceedings; section 13, what papers must be filed for an order confirming, modifying, or correcting award; and section 16, appeals from actions of Territorial Court. There are some provisions of the FAA which obviously would not apply in the Territorial Court because they deal with strictly federal proceedings, e.g.,
9 U.S.C. § 8 (proceedings begun by libel in admiralty and seizure of vessel or property); id. § 10(b) (referring to5 U.S.C. §§ 372 & 380).
