Ikossi v. Department of NavyIkossi v. Department of Navy
Opinion for the Court by Circuit Judge ROGERS.
This appeal arises from the termination of Dr. Kiki Ikossi’s employment at the Navy Research Lab (“NRL”) where she was an electrical engineer. After appealing to the Merit System Protection Board (“MSPB”) and filing a complaint with the Equal Employment Opportunity (“EEO”) office, Dr. Ikossi sued the Secretary of the Navy and the NRL in the district court, alleging gender, age, and national origin discrimination and unlawful retaliation as well as violations of the Family and Medical Leave Act (“FMLA”) and the Civil Service Reform Act (“CSRA”). The district court dismissed her non-discrimination claims for lack of subject matter jurisdiction, dismissed her pre-termination claims as untimely, and granted summary judgment to the Secretary on her discrimi
I.
In view of the controlling legal questions that resolve this appeal, we limit our statement of the evidence to highlight the procedural history.
Dr. Ikossi joined the staff at the NRL in 1998 after having been a tenured professor at Louisiana State University and an NRL summer research fellow for eight years. Her job description called for her to work on research teams as well as conduct independent research, and she was expected to “define, execute and publish the results of a personal research agenda.” For much of her employment, Dr. Ikossi was directly supervised by Dr. Harry Dietrich, her second level supervisor was Dr. Dennis Webb, and her third level supervisor was Dr. Gerald Borsuk.
Between 1999 and 2002, Dr. Ikossi received an array of awards from the NRL and consistently good reviews. However, Dr. Ikossi became increasingly concerned that she was not receiving proper credit for her work. For example, she was not assigned to lead a project to which her research had made substantial contributions, and she believed that her contributions had not been properly acknowledged by male colleagues in publications and presentations. Concluding this was a result of gender discrimination, she met in December 2000 with Dr. Webb and contacted the NRL’s Human Resources Office (“HRO”).
As a result of a reorganization initiated by Dr. Webb in March 2002, Mr. Brad Boos became Dr. Ikossi’s immediate supervisor. As part of the reorganization, Dr. Ikossi was to move her office and share space with another full-time scientist, an arrangement she considered inadequate to meet her professional needs and inferior to that provided to her male colleagues, some of whom were permitted to set up private offices in unused laboratory space. On April 23, 2002, Dr. Ikossi complained to Mr. Boos, Dr. Webb, and the HRO that she was being subjected to a hostile work environment. On September 16, 2002, Mr. Boos issued her a letter of reprimand for yelling at a colleague, a level of discipline that Dr. Webb could not recall having ever been used and one more severe than that used in a case of sexual harassment, where the employee was issued a letter of caution, which does not become part of an employee’s personnel record.
On June 3, 2002, Dr. Ikossi filed a formal EEO complaint alleging gender, age, and national origin discrimination. The EEO office accepted the complaint for investigation on July 19, 2002. She amended her complaint on November 17, 2002 and February 6, 2003 to add a retaliation claim and to allege that her supervisors had treated younger males with inferior qualifications substantially better than they treated her. On November 20, 2002, an EEO investigator held a fact-finding conference. By fall 2002, Dr. Ikossi was often on medical leave, and by the end of the year her health had deteriorated to the point she advised that she would not be able to work anytime soon. She took ap
On May 20, 2003, Dr. Ikossi filed a mixed-case appeal with the MSPB, contending that the termination of her employment violated Title VII and the Age Discrimination in Employment Act (“ADEA”) as well as the CSRA and the FMLA. In a statement of jurisdiction, she noted that she had not included her termination claims in her pending EEO complaint. An administrative judge held a one-day hearing on August 28, 2003. The EEO office dismissed her complaint on September 16, 2003 on the ground that she had been afforded the opportunity to litigate those claims before the MSPB; she was advised that she had the right to appeal to the Equal Employment Opportunity Commission (“EEOC”) or to file a civil action within ninety days. On December 17, 2003, the administrative judge dismissed her MSPB appeal in light of a tentative settlement between Dr. Ikossi and the NRL. Subsequently, after the administrative judge forwarded Dr. Ikossi’s letter advising that she had withdrawn from the settlement, the MSPB treated the letter as a petition for review and remanded the ease to the administrative judge on August 23, 2004 to determine whether she had timely withdrawn from the settlement.
Meanwhile, on October 10, 2003, Dr. Ikossi filed suit against the Secretary in federal district court alleging that the termination of her employment violated Title VII and the FMLA; on May 14, 2004 she moved to amend her complaint, including adding a hostile work environment claim. She filed a second lawsuit on August 16, 2004 that included her CSRA claims, pursuant to
The district court granted the Secretary’s motion to dismiss the CSRA and FMLA claims for lack of subject matter jurisdiction, dismissed the pre-termination claims as time barred, and granted the Secretary’s motion for summary judgment on the discrimination claims' related to Dr. Ikossi’s termination, concluding that she had failed to rebut the NRL’s lawful reason for terminating her employment and denying her
II.
Notwithstanding any other provision of law, if at any time after—
(B) the 120th day following the filing of an appeal with the [MSPB] under subsection (a)(1) of this section, there is no judicially reviewable action ...,
an employee shall be entitled to file a civil action to the same extent and in the same manner as provided in section 717(c) of the Civil Rights Act of 1964 (42 U.S.C.2000e-16(c)), section 15(c) of the Age Discrimination in Employment Act of 1967 (29 U.S.C. 633a(c)), or section 16(b) of the Fair Labor Standards Act of 1938 (29 U.S.C. 216(b)).
The district court ruled that the “to the same extent and ... same manner” clause limited judicial review under
The plain text of the concluding clause of
Construing
While this court has not yet addressed whether a district court has jurisdiction over non-discrimination claims under
The Sixth and Eleventh Circuits have expressly held that the district court has jurisdiction over non-discrimination claims when agencies fail to meet the 120-day time line established by
The Secretary’s analysis of
Valentine-Johnson
and
Seay
hardly compels a contrary interpretation.
Valentine-Johnson
is not a “solitary decision,” Appellee’s Br. at 27, and
Seay
does not support his position that the district court lacked subject matter jurisdiction over Dr. Ikossi’s complaint. In
Seay,
the Sixth Circuit correctly stated that “[o]n-the-record review is required for nondiscrimination claims ... [that are]
appealed
from the MSPB,”
Moreover, the MSPB’s grant of Dr. Ikossi’s motion to dismiss her mixed case does not, as the Secretary suggests, oust the district court of jurisdiction. Dr. Ikossi cannot be deemed to have abandoned her non-discrimination claims by filing a motion in her administrative proceeding after she had filed her civil suit; to the contrary, her motion was designed to avoid the burden of concurrently litigating the same claims before both the district court and the MSPB. The Secretary’s reliance on
Vinieratos v. U.S. Department of Air Force,
III.
Dr. Ikossi’s challenge to the dismissal of her pre-termination claims, however, fails. To be timely, she was required within ninety days of the EEO dismissal of her complaint either to appeal to the EEOC or to file a civil suit.
See
Dr. Ikossi advances no persuasive argument that waiver, estoppel, or equitable tolling applies.
See Colbert v. Potter,
IV.
Dr. Ikossi’s challenge to the district court’s grant of summary judgment to the Secretary before permitting discovery pursuant to
If a party opposing the motion [for summary judgment] shows by affidavit that, for specified reasons, it cannot present facts essential to justify its opposition, the court may: (1) deny the motion; (2) order a continuance to enable affidavits to be obtained, depositions to be taken, or other discovery to be undertaken; or (3) issue any just order.
In
Hackley v. Roudebush,
Rather than presuming that the record is properly the sole basis for decision, and that the plaintiff must affirmatively establish his need for supplementation, courts should focus on the employee’s complaint. The administrative record should be admissible as one piece of evidence concerning the issues raised in the complaint, but the employee should have the right to conduct discovery and compel the attendance of witnesses to furnish additional evidence. The Federal Rules accord the trial judge sufficient control over the conduct of discovery and the trial that duplication of proceedings — which serves no party’s interest— should be minimal.
Id.
at 151. More recently, in
Chappell-Johnson v. Powell,
Nonetheless, Dr. Ikossi had the burden to state with “sufficient particularity to the district court — or, for that matter, to this court — why discovery was necessary.”
Strang v. U.S. Arms Control & Disarmament Agency,
In denying Dr. Ikossi discovery for failing to show that the requested depositions would be “essential to justify [her] opposition,”
Ikossi
Second, the pages of the transcript of the administrative judge’s hearing before the district court do not indicate the scope of the one-day hearing. Dr. Ikossi asserts that the hearing was “tightly constrained ... so that the hearing could be completed in one day,” Reply Br. at 13, an assertion the Secretary did not contest during oral argument. Although her attorney’s affidavit stated that none of the four individuals had been deposed, Dr. Ikossi does not deny that three of them testified at the hearing. Still, the district court record does not indicate whether Dr. Ikossi was afforded a reasonable opportunity to cross-examine those three. The other examination opportunity referenced by the district court presumably was the EEO fact-finding hearing on November 20, 2002 on Dr. Ikossi’s pre-termination claims. But this hearing could not provide her with an opportunity to elicit evidence about the termination of her employment because it occurred months before Dr. Webb had proposed her removal from federal service. Also, the district court record contains only twenty-three pages of the EEO transcript, all but five of which are testimony by Dr. Ikossi. Additionally, Dr. Ikossi notes that the district court record contained a transcript of a reference check conducted after the MSPB hearing, during which Dr. Webb made comments about her national origin, and she has never had an opportunity to question him about his motives in view of this comment.
Further, because the district court ruled that it lacked jurisdiction over Dr. Ikossi’s non-discrimination claims, it never considered her request for discovery in light of all of the claims that were properly before it. Although the claims in a mixed case may be “closely related both logically and as a factual matter,”
Hayes,
Accordingly, we affirm the dismissal pursuant to Rule 12(b)(6) of the pre-termi-nation claims as untimely filed, and we reverse the dismissal of the MSPB nondiscrimination claims pursuant to Rule 12(b)(1) and the grant of summary judgment on the discrimination claims pursuant to