AMMAR A. IDLIBI v. CONNECTICUT STATE DENTAL COMMISSION
(AC 47198)
Appellate Court of Connecticut
Argued November 20, 2024—officially released March 11, 2025
Bright, C. J., and Elgo and Cradle, Js.*
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Idlibi v. Connecticut State Dental Commission
Syllabus
The plaintiff, a dentist, appealed from the judgment of the trial court dismissing his administrative appeal from the decision of the defendant finding that his failure to comply with sanctions imposed by a prior decision of the defendant rendered him unfit or incompetent during the period of noncompliance and ordering further disciplinary sanctions with respect to his dental license. The plaintiff claimed, inter alia, that the defendant lacked jurisdiction to suspend his dental license because it failed to provide him with sufficient notice of the facts warranting suspension prior to initiating summary suspension proceedings. Held:
The plaintiff‘s failure to file an administrative appeal to the Superior Court within forty-five days of the defendant‘s summary suspension of his dental license as required by the statute (
The trial court did not abuse its discretion in denying the plaintiff‘s motion for remand to introduce additional evidence before the defendant, as the additional evidence the plaintiff sought to present on remand was not sufficiently material to satisfy even the threshold requirements pursuant to
The defendant‘s determination, as the governing medical board, that the plaintiff was unfit or incompetent during a period of noncompliance with sanctions that had been previously issued was reasonable and supported by sufficient evidence, and the defendant, in ordering additional sanctions against the plaintiff based on that determination, was acting under its express authority pursuant to statute (
Procedural History
Appeal from the decision of the defendant concluding that the plaintiff failed to meet the applicable standard of care while treating a patient and ordering disciplinary sanctions with respect to the plaintiff‘s dental license, brought to the Superior Court in the judicial district of New Britain and tried to the court, Hon. Henry S. Cohn, judge trial referee; judgment dismissing the appeal, from which the plaintiff appealed to this court. Affirmed.
Ammar A. Idlibi, self-represented, the appellant (plaintiff).
Shawn L. Rutchick, assistant attorney general, with whom, on the brief, was William Tong, attorney general, for the appellee (defendant).
Opinion
CRADLE, J. The self-represented plaintiff, Ammar A. Idlibi, appeals from the judgment of the Superior Court dismissing his administrative appeal from the decision of the defendant, the Connecticut State Dental Commission (commission), finding that the plaintiff‘s failure to comply with sanctions imposed by a prior decision of the commission rendered him unfit or incompetent during that period of noncompliance, and, accordingly, ordering further disciplinary sanctions with respect to the plaintiff‘s dental license. On appeal, the plaintiff claims that (1) the commission lacked jurisdiction to suspend his dental license, (2) the court abused its discretion in denying his motion for remand to introduce additional evidence, and (3) the commission‘s final decision was arbitrary and capricious in that it was unsupported by substantial evidence.1 We affirm the
By way of background, on September 7, 2017, the Department of Public Health (department) presented the commission,2 as the relevant governing board, with a statement of charges against the plaintiff alleging that treatment he provided to a three year old patient failed to meet the standard of care pursuant to the guidelines of the American Academy of Pediatric Dentistry (AAPD). On September 5, 2018, the commission issued a final decision, finding that the department met its burden of proof with respect to its allegations against the plaintiff, and, accordingly, it ordered disciplinary sanctions with respect to the plaintiff‘s dental license, including the payment of a $10,000 civil penalty, placement of a reprimand on his license, and a three year probationary period from the date of the decision, during which his license would be subject to conditions. Specifically, as conditions to his probationary period, the plaintiff was required (1) to “successfully complete courses, preapproved by the department, in ethics, medical record documentation, and informed consent” within six months of the date of the decision and (2) to obtain a practice supervisor, preapproved by the department, to review his patient records and to create quarterly monitor reports, with the plaintiff responsible for submitting such reports directly to the department.
On September 10, 2018, the plaintiff appealed to the Superior Court from the September 5, 2018 decision of the commission and, on the same date, filed a motion to stay enforcement of the commission‘s decision during the pendency of his administrative appeal. On March 18, 2019, the court stayed the payment of the $10,000 civil penalty but denied the plaintiff‘s motion to stay with respect to the remaining sanctions. Thereafter, on October 13, 2020, the Superior Court dismissed the plaintiff‘s administrative appeal. This court, in Idlibi v. State Dental Commission, 212 Conn. App. 501, 532, 275 A.3d 1214, cert. denied, 345 Conn. 904, 282 A.3d 980 (2022), affirmed the Superior Court‘s judgment dismissing the plaintiff‘s administrative appeal.3
The present appeal arises from a subsequent decision of the commission issued on September 4, 2019, while the plaintiff‘s administrative appeal was pending. The following facts, as set forth by the Superior Court, and procedural history are relevant to this appeal. On February 21, 2019, the department presented the commission with a motion for summary suspension of the plaintiff‘s license and a statement of charges alleging that the plaintiff had failed to comply with the terms and conditions of the commission‘s September 5,
On March 20, 2019, the commission, pursuant to
On March 28, 2019, the plaintiff moved to lift the suspension of his license on the basis that he was no longer in violation of the commission‘s September 5, 2018 decision. The department objected to the plaintiff‘s motion, and the commission scheduled the matter for April 2, 2019, before a hearing panel of the commission. At the outset of the April 2, 2019 hearing, the department withdrew its objection to the plaintiff‘s motion, stating that, as of earlier that morning, the plaintiff had become fully compliant with the terms of the commission‘s September 5, 2018 decision.7 The hearing panel subsequently voted to vacate the summary suspension order, and the commission, pending the issuance of its final decision, reinstated the plaintiff‘s license to probation, pursuant to the same conditions set forth in its September 5, 2018 decision.
Thereafter, on September 4, 2019, the commission issued its final decision with respect to the department‘s amended statement of charges, finding that the plaintiff belatedly completed the required courses on March 30, 2019, several weeks after the March 5, 2019 deadline imposed by the commission‘s initial decision. The commission also found that the plaintiff, until March 27, 2019, “was out of compliance with the [commission‘s decision] of
On September 6, 2019, the plaintiff, pursuant to the Uniform Administrative Procedure Act (UAPA),
I
The plaintiff first claims that the commission lacked jurisdiction to order the summary suspension of his dental license because it failed to provide him with sufficient notice of the facts warranting suspension prior to initiating summary suspension proceedings. The plaintiff appears to argue in the alternative that the record did not support the commission‘s finding that the department had alleged facts demonstrating that emergency action was required. Conversely, the commission argues that the plaintiff‘s failure to timely appeal from the summary suspension order deprives this court of subject matter jurisdiction over the plaintiff‘s claim. We agree with the commission.
“Subject matter jurisdiction involves the authority of the court to adjudicate the type of controversy presented by the action before it. . . . [A] court lacks discretion to consider the merits of a case over which it is without jurisdiction . . . .” (Internal quotation marks omitted.) Peters v. Dept. of Social Services, 273 Conn. 434, 441, 870 A.2d 448 (2005). Under the UAPA, “[t]here is no absolute right of appeal to the courts from a decision of an administrative agency. Appeals to the courts from administrative [agencies] exist only under statutory authority . . . . Appellate jurisdiction is derived from the . . . statutory provisions by which it is created, and can be acquired and exercised only in the manner prescribed.” (Internal quotation marks omitted.) Markley v. State Elections Enforcement Commission, 339 Conn. 96, 106, 259 A.3d 1064 (2021). “The right to appeal from an agency decision to the Superior Court is governed by [General Statutes]
decision deprived trial court of subject matter jurisdiction over appeal); Pine v. Dept. of Public Health, 100 Conn. App. 175, 183, 917 A.2d 590 (2007) (same).
On March 20, 2019, the commission issued a final decision ordering the summary suspension of the plaintiff‘s dental license. It is undisputed that the plaintiff
II
The plaintiff next claims that the court abused its discretion in denying his motion for remand, pursuant to
the commission, the Superior Court‘s remand orders and the commission‘s third final decision. We disagree.
The following facts, as set forth by this court in the plaintiff‘s appeal from the Superior Court‘s dismissal, and procedural history are relevant to the plaintiff‘s claim. “On September 5, 2018, the commission issued a final decision finding that the plaintiff had failed to meet the standard of care [on five distinct grounds].”16 Idlibi v. State Dental Commission, supra, 212 Conn. App. 510. “On September 10, 2018, the plaintiff appealed to the Superior Court. . . . [O]n January 7, 2020, the court issued an order remanding the final decision for clarification of finding number twenty-six, concerning whether the plaintiff‘s [placement of stainless steel crowns] violated the AAPD standards. . . . On June 16, 2020, the commission issued a
“On August 10, 2020, the court issued a second remand order related to the same charge. Specifically, the court ordered the commission to reconcile an inconsistency between the finding of fact that the plaintiff ‘did not practice below the standard of care with respect to the placement of the stainless steel crowns’ with a statement in its decision that ‘the [department] sustained its burden of proof with respect to this charge. . . . On September 16, 2020, the commission issued a third and final decision, which . . . stated that, ‘[w]ith regard to the allegations . . . of the charges that [the plaintiff] placed one or more crowns without adequate justification . . . the department did not sustain its burden of proof.’ ” (Footnote omitted.) Id., 511-12.
Because the foregoing remand orders and the commission‘s third and final decision were issued subsequent to the commission‘s final decision in the present case, the plaintiff moved to remand his administrative appeal in the present case to the commission in order to present the remand orders and the third final decision as additional evidence.17 The plaintiff argued in his motion that the additional evidence was material in that it demonstrated that the commission had “reversed its most significant findings with regards to the appropriateness of [the] plaintiff‘s professional treatment,” and, therefore, that “the extended probation for the purpose of monitoring [the] plaintiff‘s professional practice with skill and safety,” as ordered by the commission in the present case, “would no longer be supported by evidence . . . .” On April 17, 2023, the Superior Court summarily denied the plaintiff‘s request.18
The following legal principles are relevant to the plaintiff‘s claim. “[Section] 4-183 (h) permits a party in an administrative appeal to apply for leave to present additional evidence, as long as it is demonstrated that the additional evidence is material and that there are good reasons for the failure to present it in the proceeding before the agency.” Wakefield v. Commissioner of Motor Vehicles, 90 Conn. App. 441, 443, 877 A.2d 1, cert. denied, 275 Conn. 931, 883 A.2d 1253 (2005). If a party satisfies both prongs, “the court may order that the additional evidence be taken before the agency upon conditions determined by the court.”
In support of his claim, the plaintiff argues that he “pleaded and submitted to the [Superior Court] that both prongs [of
We note that the plaintiff appears merely to reiterate on appeal the arguments he made in support of his motion before the Superior Court. Specifically, he asserts that the commission, by reversing its finding that the plaintiff‘s placement of steel crowns violated the standard of care, found that “the plaintiff‘s treatment [of] the [patient] was proper and did not fall below the standard of care.” We construe the plaintiff‘s arguments as claiming that, had the court granted his motion, the commission in the present case would have been precluded from extending the plaintiff‘s probationary period, namely, because the additional evidence would have shown that there was no longer a basis to support the sanction in the first place. Any such claim, however, is belied by the record. The commission did not, as the plaintiff claims, find that his treatment of the patient “did not fall below the standard of care.” Rather, by reversing its finding concerning the placement of steel crowns, the commission merely found that the plaintiff‘s treatment had violated the standard of care in four, rather than five, distinct ways.19 Moreover, after the commission reversed that finding, it nonetheless determined that the probationary period and conditions “contained in the initial decision were still appropriate on the basis of the other findings concerning the allegations against the plaintiff” related to his violations of the standard of care. Idlibi v. State Dental Commission, supra, 212 Conn. App. 512. On the basis of the foregoing, it does not appear that the additional evidence the plaintiff sought to present on remand was sufficiently material to satisfy even the
threshold requirements pursuant to
III
The plaintiff next claims that the commission‘s decision was arbitrary and capricious in that it was unsupported by substantial evidence. Specifically, the plaintiff does not challenge the commission‘s factual findings regarding his belated compliance with the terms of its initial decision, but, instead, argues that there was “no rational connection whatsoever between” those factual findings and his fitness or competency to practice dentistry. Accordingly,
Our standard of review of the plaintiff‘s claim is well established. “Judicial review of an administrative decision in an appeal under the UAPA is limited. . . . [R]eview of an administrative agency decision requires a court to determine whether there is substantial evidence in the administrative record to support the agency‘s findings of basic fact and whether the conclusions drawn from those facts are reasonable. . . . Neither [the appellate] court nor the trial court may retry the case or substitute its own judgment for that of the administrative agency on the weight of the evidence or questions of fact. . . . Our ultimate duty is to determine, in view of all the evidence, whether the agency, in issuing its order, acted unreasonably, arbitrarily, illegally or in abuse of its discretion.” (Citation omitted; internal quotation marks omitted.) Idlibi v. State Dental Commission, supra, 212 Conn. App. 517. “It is fundamental that a plaintiff has the burden of proving that the [agency], on the facts before [it], acted contrary to law and in abuse of [its] discretion. . . . [A]n agency‘s factual and discretionary determinations are to be accorded considerable weight by the courts . . . .” (Internal quotation marks omitted.) Id., 517-18.20
“The substantial evidence rule governs judicial review of administrative fact-finding under the UAPA. . . . An administrative finding is supported by substantial evidence if the record affords a substantial basis of fact from which the fact in issue can be reasonably inferred. . . . The substantial evidence rule imposes an important limitation on the power of the courts to overturn a decision of an administrative agency . . . .” (Internal quotation marks omitted.) Id., 518. Additionally, “[i]t is well established that it is the exclusive province of the trier of fact to make determinations of credibility, crediting some, all, or none of a given witness’ testimony. . . . We must defer to the trier of fact‘s assessment of the credibility of the witnesses that
is made on the basis of its firsthand observation of their conduct, demeanor and attitude.” (Internal quotation marks omitted.) Id., 518-19. “Ultimately,
In the present case, the commission found that the plaintiff belatedly complied with the coursework requirement on March 30, 2019, and the supervisor monitoring requirement on April 2, 2019. The plaintiff does not challenge these factual findings on appeal. Rather, the plaintiff claims that these uncontested factual findings were insufficient to support the commission‘s finding that he was unfit or incompetent. Specifically, he argues that the required coursework did not “pertain to ‘competence’ ” and a supervisor retroactively reviewed his patients’ files dating back to the initial decision and found no instances of incompetence, and, therefore, his delayed compliance with those conditions had no relevance to whether he was unfit or incompetent.
The plaintiff‘s arguments are unpersuasive. It is well established that the commission, as the governing medical board, has the authority to determine what renders a practitioner “unfit” or “incompetent.”21 “Our case law makes clear that a governing medical board is granted broad discretion, pursuant to its statutory authority,
in determining the appropriate standard of care in an administrative, licensing procedure.” Idlibi v. State Dental Commission, supra, 212 Conn. App. 519. “Terms associated with the trade or business with which a given statute is concerned should be accorded the meaning which they would convey to an informed person in that trade or business. . . . We presume that members of a professional health licensing board are competent to decide on the basis of such terms whether certain conduct is in derogation of professional standards.” (Citation omitted.) Altholtz v. Dental Commission, 4 Conn. App. 307, 314, 493 A.2d 917 (1985). Accordingly, “what constitutes unprofessional conduct and what renders a professional unfit or incompetent are to be determined by those standards which are commonly accepted by those practicing the same profession in the same territory.” (Internal quotation marks omitted.) Id., 314-15; see also Idlibi v. State Dental Commission, supra, 527 (“it [is] well within the commission‘s authority to determine the meaning of the terms in
The commission, with respect to its September 4, 2019 decision, “relied on the training and experience of its members in making its findings of fact and conclusions of law,” and its decision was “based entirely on the record and the specialized professional knowledge of the commission in evaluating the evidence.” The commission stated in its decision that “[the] probationary period [and conditions] imposed by the commission in the prior matter [were] required in order to ensure that [the plaintiff] was fit and/or competent
The judgment is affirmed.
In this opinion the other judges concurred.
