Ian LIGHTBOURNE, Petitioner-Appellant, v. Richard L. DUGGER, Secretary, Florida Department of Corrections, Robert A. Butterworth, Attorney General, Respondents-Appellees.
No. 86-3643.
United States Court of Appeals, Eleventh Circuit.
Sept. 18, 1987.
Rehearing and Rehearing En Banc Denied Nov. 30, 1987.
Although Macia claims the ALJ failed to evaluate her combination of impairments of the right shoulder and left elbow, the ALJ considered these conditions at length and found that she had “status post fracture right shoulder and left elbow.” The ALJ made specific and well articulated findings as to the effect of the combination of impairments. Bowen v. Heckler, 748 F.2d 629, 635 (11th Cir.1984).
Macia argues that the ALJ improperly based her decision on Macia‘s testimony concerning daily activities. She cites
II.
Macia‘s argument that the ALJ should have applied Rule 201.06 of the Grid,
III.
Macia contends that the ALJ should have disregarded her past work as a receptionist which she performed 12 years prior to her hearing, even though the regulations refer to relevant work experience as work done within the last 15 years,
AFFIRMED.
James D. Crawford, Schnader, Harrison, Segal & Lewis, Philadelphia, Pa., for petitioner-appellant.
Robert A. Butterworth, Atty. Gen., Sean Daly, Asst. Atty. Gen., Daytona Beach, Fla., for respondents-appellees.
Before FAY, ANDERSON and EDMONDSON, Circuit Judges.
This appeal challenges a denial of a Petition for Writ of Habeas Corpus. Ian Lightbourne, (hereinafter petitioner), was found guilty of premeditated murder and felony murder in the perpetration of burglary and sexual battery in Marion County, Florida. Petitioner is incarcerated in a Florida correctional facility awaiting execution. The United States District Court for the Middle District of Florida denied petitioner‘s claims for relief under
I. BACKGROUND
A. Facts
Nancy Alberta O‘Farrell was the daughter of a thoroughbred horse breeder in Ocala, Florida. On January 16, 1981, the O‘Farrell family, with the exception of Nancy, attended an awards dinner in Hialeah, Florida. Nancy stayed behind in her cottage located at the edge of the stud farm in order to address some brochures for a horse sale scheduled for Sunday, January 18, 1981. Nancy was last seen alive at approximately 5:30 p.m. on Friday, January 16, 1981. Sometime during Friday evening, Nancy was sexually assaulted and fatally wounded with a gun.
On Saturday, January 17, 1981, Nancy‘s sister, Mrs. Mary Lewis, and her husband arrived at Nancy‘s cottage to pick up some furniture. Mr. and Mrs. Lewis discovered a broken window and entered the residence
A pillow was found by Nancy‘s head and a pool of blood was discovered under her body. The source of the blood was traced to a gunshot wound just inside the hairline near the left temple. When Nancy‘s body was removed from her bed, a .25 caliber shell casing was detected. The bedspread on which Nancy was lying was taken to headquarters and examined for the presence of hairs and fibers.
On January 18, 1981, an autopsy was performed on Nancy‘s body. An X-ray showed the existence of a bullet in the right posterior portion of Nancy‘s head. The bullet was retrieved, evidence of rape was preserved, and blood and hair samples were taken.
On January 24, 1981, petitioner was arrested in Ocala for carrying a concealed weapon. Petitioner, a twenty-one year old native of New Providence, Nassau, was found sleeping in his car in the possession of an RG .25 caliber semi-automatic pistol with black tape wrapped around the handle. Petitioner was seen by the Ocala police with this gun on January 15, 1981, the day before Nancy died.1 At the time of the arrest, petitioner listed the Ocala stud farm as his address. Petitioner was formerly employed by the stud farm as a groom, and he informed the arresting officer that although he no longer lived or worked at the O‘Farrell ranch, he still received his mail there.
While petitioner was detained pending the concealed weapon charge, he made some incriminating statements to his cellmates. These statements were reported to the authorities. On February 3, 1981, when petitioner was questioned by officials from the Marion County Sheriff‘s Department, he admitted that he owned the .25 caliber pistol found on his person and that he owned a rose shaped pendant bearing three Greek letters attached to a fine gold chain. Petitioner was charged with murder after a ballistics report connected petitioner‘s gun to the homicide. An indictment was filed on February 18, 1981. The indictment accused petitioner of premeditated murder and felony murder in the perpetration of either burglary, sexual battery, or both.
Petitioner was tried in the Circuit Court of the Fifth Judicial Circuit in Marion County, Florida. At trial, Dr. Gertrude Warner, an Associate Medical Examiner for Marion County, testified that she was the pathologist who performed the autopsy. According to Dr. Warner, the cause of Nancy‘s death was a brain hemorrhage precipitated by the gunshot wound. Dr. Warner further testified that an analysis of bodily fluids revealed that Nancy had engaged in sexual relations within forty-eight hours of the examination.
Keith R. Paul, a forensic serologist from the Florida State Crime Laboratory, testified about tests performed on Nancy‘s clothing. A blood and semen analysis revealed the presence of type B blood factors and phosphoglucomutase (PGM) enzyme type 2-1. Both of these blood factors matched the results of tests performed on samples of petitioner‘s blood. Nancy had type O blood and PGM type 1.
Charles R. Meyers, a laboratory analyst and specialist in forensic ballistics testified that he examined the pillow found next to Nancy‘s head and detected a bullet hole passing through it. According to Meyers, residue found on the pillow indicated that a
Mary Ann Mayer, a microanalyst employed by the Florida Department of Law Enforcement, testified that she performed examinations of hairs collected from Nancy‘s bedspread. After comparing one hair to samples taken from petitioner, Mayer found that the hair recovered from Nancy‘s residence was microscopically identical to petitioner‘s pubic hair. Mayer stated that it was extremely rare for individuals to have hair with precisely the same characteristics.
The necklace found in petitioner‘s possession was identified as Nancy‘s Alpha Omicron Pi sorority lavaliere. Nancy‘s relatives testified that the necklace was unique and easily identifiable because Nancy had attached a Madonna cameo to the back of the pendant. Nancy‘s financial records reflect that she cashed a check for $150 on January 14, 1981. Nancy‘s relatives testified that only $2.00 was recovered from Nancy‘s residence after her death.
Theodore Chavers, a cellmate in the Marion County Jail testified that petitioner “knew too much”2 about the details of Nancy‘s death and made some incriminating statements during the course of their conversations. According to Chavers, petitioner made references indicating that he entered Nancy‘s house, encountered her as she was coming out of the shower, forced her to engage in sexual intercourse, and shot her3 despite pleas for mercy. This version of the facts was corroborated by Theophilus Carson,4 another cellmate in the Marion County Jail. According to Carson, petitioner admitted forcing Nancy to have sex, shooting her because she could identify him, and taking a necklace and some money.
On April 25, 1981, the jury returned a guilty verdict and a judgment of conviction was entered by the circuit court for premeditated murder and felony murder in the perpetration of burglary and sexual battery. On May 1, 1981, the jury recommended the death penalty. After considering the pre-sentence investigation report and weighing the aggravating and mitigating circumstances, the circuit court imposed the sentence of death.
B. Procedural History
Petitioner‘s conviction and sentence were affirmed on direct appeal. Lightbourne v. State, 438 So.2d 380 (Fla.1983), cert. denied, 465 U.S. 1051, 104 S.Ct. 1330, 79 L.Ed.2d 725 (1984). The Governor of Florida heard argument in favor of clemency on May 10, 1984. Approximately one year later, the Governor determined that executive clemency was not warranted and signed a death warrant authorizing petitioner‘s execution on June 4, 1985. Petitioner filed an emergency application for a stay of execution on May 31, 1985. The state circuit court construed the application as a motion for post-conviction relief pursuant to
A Petition for a Writ of Habeas Corpus was filed on June 3, 1985, in federal district court. The district court reviewed as much of the record as possible on the eve of petitioner‘s scheduled execution and en-
II. DISCUSSION
A. Self Incrimination
Petitioner argues that police interrogators violated Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), in the course of obtaining incriminating statements during custodial interrogation. The record reflects that on February 3, 1981, Investigator LaTorre advised petitioner of his Miranda rights and questioned him after petitioner responded that he understood these rights and “had nothing to hide.” At some point during the interview, petitioner asked whether he had to continue with the interrogation. LaTorre asked petitioner what he meant by that question and whether he wanted to take a break. At that point, and apparently without elaboration or indication that petitioner desired a respite,6 petitioner continued the conversation and admitted that he owned the .25 caliber pistol and necklace found in his possession. Later, after petitioner stated that he wished to say nothing further, the questioning was terminated.
In Miranda, the Supreme Court established procedural safeguards to secure the privilege against self-incrimination. See Miranda, 384 U.S. at 444, 86 S.Ct. at 1612. In order to combat the evils associated with the “inherently compelling pressures which work to undermine the individual‘s will to resist and to compel him to speak where he would not otherwise do so freely,” Miranda, 384 U.S. at 467, 86 S.Ct. at 1624, accused individuals must be informed that statements made may be used as evidence against them, that they have a right to the presence of counsel, and that they have a right to remain silent. Miranda, 384 U.S. at 444, 86 S.Ct. at 1612. An individual may effectively waive these rights “provided the waiver is made voluntarily, knowingly and intelligently.” Id.
Once informed of Miranda rights, an accused has the burden of indicating in some manner his wish to remain silent. United States v. Alegria, 721 F.2d 758, 761 (11th Cir.1983); United States v. Bosby, 675 F.2d 1174, 1182 n. 13 (11th Cir.1982); see Miranda, 384 U.S. at 473-74, 86 S.Ct. at 1627. Petitioner contends that he unequivocally indicated his desire to assert his privilege against self-incrimination by asking whether he had to continue with the questioning. This contention was raised in a motion to suppress.
The state circuit court conducted a hearing on April 14, 1981 and considered the testimony of Officer LaTorre and petitioner. In addition, the court reviewed a twenty minute videotape of the interrogation in question.7 After reviewing the testimony,
On direct appeal, the Florida Supreme Court concurred with the circuit court‘s determination of voluntariness. Lightbourne, 438 So.2d at 389. The supreme court concluded that petitioner‘s “mid-interview inquiry” after the government officials complied with the Miranda requirements “did not rise to the level of a reassertion of his Miranda rights requiring a second waiver of those rights.” Lightbourne, 438 So.2d at 389. In the alternative, the court ruled that even if petitioner‘s question constituted an attempt to invoke the right to remain silent, petitioner‘s “subsequent actions evidenced a second knowing waiver after such attempt.” Id.
In accordance with the Supreme Court‘s decision in Miller v. Fenton, 474 U.S. 104, 106 S.Ct. 445, 88 L.Ed.2d 405 (1985), the district court made an independent determination of voluntariness in petitioner‘s federal habeas corpus proceeding. The district court, emphasizing the facts that petitioner‘s inquiry was equivocal, that the government responded by attempting to clarify the question, and that petitioner clearly demonstrated the ability to discontinue the statements in question, concluded that petitioner did not reassert his right to remain silent after waiving it. After a de novo review of the record and plenary consideration of the voluntariness issue, we affirm.
As this court has acknowledged, “[i]f the individual indicates in any manner, at any time prior to or during questioning, that he wishes to remain silent, the interrogation must cease.” Martin v. Wainwright, 770 F.2d 918, 923 (11th Cir.1985) modified on other grounds, 781 F.2d 185 (11th Cir.), cert. denied, --- U.S. ---, 107 S.Ct. 307, 93 L.Ed.2d 281 (1986) (emphasis in original) (quoting Miranda, 384 U.S. at 473-74, 86 S.Ct. at 1627). Nevertheless, when a purported invocation of a Fifth Amendment privilege is ambiguous, the police may question the accused for the narrow purpose of “clarifying [the] equivocal request.” Martin, 770 F.2d at 924 (quoting Thompson v. Wainwright, 601 F.2d 768, 771 (5th Cir.1979). Once it is clear that an accused wishes to remain silent, the desire to discontinue the interrogation must be “scrupulously honored.” Michigan v. Mosley, 423 U.S. 96, 104, 96 S.Ct. 321, 326, 46 L.Ed.2d 313 (1975); see United States v. Hernandez, 574 F.2d 1362, 1369 (5th Cir.1978).8
In federal habeas court, a statutory presumption of correctness applies to “subsidiary factual questions” resolved in state court proceedings. Agee v. White, 809 F.2d 1487, 1493 (11th Cir.1987); see
B. The Jailhouse Informant and the Right to Counsel
Petitioner argues that he was denied the right to the assistance of counsel in violation of Massiah v. United States, 377 U.S. 201, 84 S.Ct. 1199, 12 L.Ed.2d 246 (1964), and its progeny, by the admission of incriminating statements made to cellmate Chavers. The record reflects the petitioner was placed in a cell with Chavers on January 29, 1981. Approximately three days later, Chavers contacted Investigator LaTorre and informed LaTorre that he suspected that petitioner was involved with the O‘Farrell homicide. LaTorre told Chavers to “go back to the cell and keep your ears open.” Petitioner was formally charged with the murder on February 3, 1981. According to Chavers, petitioner made several incriminating statements after becoming the subject of official investigation. Petitioner purportedly admitted entering Nancy‘s house and sexually assaulting her. Chavers was released from custody on February 10, 1981, and received a $200 reward offered by the sheriff‘s department for supplying the information.
Petitioner filed a motion to suppress Chavers‘s testimony on March 31, 1981. The circuit court held an evidentiary hearing on April 9, 1981. Investigator LaTorre testified that he never promised that Chavers would receive any money or other consideration in exchange for any information. LaTorre stated that he did, however, assist Chavers in obtaining bail. After hearing LaTorre‘s testimony and the arguments of counsel, the circuit court found that Chavers did not take actions deliberately designed to elicit incriminating statements and denied the motion to suppress.
On direct appeal, the Florida Supreme Court affirmed. In the words of that court:
there is nothing in the record establishing that the informant Chavers had any prearranged guarantee of money in return for information, and it appears that the two hundred dollars that he did receive from the Marion County Sheriff‘s Department was drawn from a general reward fund and not given as an inducement to elicit information.
Similarly, Investigator LaTorre‘s advice to the informant Chavers to keep his ears open does not constitute an attempt by the state to deliberately elicit incriminating statements. Without some promise or guarantee of compensation, some overt scheme in which the state took part, or some other evidence of prearrangement aimed at discovering incriminating information we are unwilling to elevate the state‘s actions in this case to an agency relationship with the informant Chavers.
Lightbourne, 438 So.2d at 386.
In Massiah, the Supreme Court ruled that the Sixth Amendment prohibits law enforcement officers from deliberately eliciting incriminating information from a defendant in the absence of counsel after a
In evaluating the conduct of both Chavers and LaTorre we should keep in mind the duty that is imposed upon all citizens to report criminal activity to the appropriate authorities. This duty to advise the law enforcement officials was an established tenet of Anglo-Saxon law at least as early as the 13th century. “‘This deeply rooted social obligation is not diminished when the witness... is involved in illicit activities himself.... [T]he criminal defendant no less than any other citizen is obliged to assist the authorities.‘” Jenkins v. Anderson, 447 U.S. 231, 243-44 n. 5, 100 S.Ct. 2124, 2132 n. 5, 65 L.Ed.2d 86, 98 n. 5 (1980) (Stevens, J., concurring) (footnote omitted). Courts should be slow to discourage disclosures or to make them useless. Although the Supreme Court, to advance certain constitutional safeguards, has carved out exceptions, to the extent of excluding some disclosures about crime from evidence at trial, we recall that these are, indeed, exceptions and not the rule. Unless evidence of crime is plainly excludable, it can be allowed. The testimony of Chavers is not plainly excludable.
In order to establish a violation of the Sixth Amendment in a jailhouse informant case, the accused must show (1) that a fellow inmate was a government agent; and (2) that the inmate deliberately elicited incriminating statements from the accused. Henry, 477 U.S. at 270, 100 S.Ct. at 2186; see United States v. Taylor, 800 F.2d 1012, 1015 (10th Cir.1986). Regarding the threshold agency inquiry, no “bright line test for determining whether an individual is a Government agent for purposes of the Sixth Amendment” has emerged. Taylor, 800 F.2d at 1015. Nevertheless, other circuits have observed that the creation of an agency depends upon the existence of an agreement between the state and the informant at the time that the elicitation takes place. See Taylor, 800 F.2d at 1015; Thomas v. Cox, 708 F.2d 132, 136 (4th Cir.), cert. denied, 464 U.S. 918, 104 S.Ct. 284, 78 L.Ed.2d 262 (1983); United States v. Metcalfe, 698 F.2d 877, 882-83 (7th Cir.), cert. denied, 461 U.S. 910, 103 S.Ct. 1886, 76 L.Ed.2d 814 (1983); United States v. Calder, 641 F.2d 76, 78-79 (2d Cir.), cert. denied, 451 U.S. 912, 101 S.Ct. 1984, 68 L.Ed.2d 302 (1981). After analyzing the facts and circumstances of this case, the state circuit court and the Florida supreme court concluded that no agency was created because no agreement had been entered into between LaTorre and Chavers when petitioner made the incriminating remarks.
Chavers had no history of acting as a paid informant. Furthermore, the record reflects that LaTorre did not initiate contact with Chavers, solicit Chavers to be a paid informant, encourage the elicitation of incriminating statements, or promise or suggest that Chavers would be compensated or rewarded in the event that Chavers reported incriminating statements to the authorities. LaTorre merely advised Chavers to listen. See Thomas, 708 F.2d at 133. LaTorre‘s statement that he would assist Chavers in obtaining bail was not made until after petitioner admitted to Chavers‘s
We must not confuse speculation about Chavers‘s motives for assisting the police for evidence that the police promised Chavers consideration for his help or, otherwise, bargained for his active assistance. Chavers‘s motives alone cannot make him an agent of the police even if the police knew and understood that his motives probably were self-serving and related to getting police cooperation in his own case. After reviewing the record, we find insufficient evidence to rebut the presumption of correctness under
Regarding the “deliberately elicited” inquiry, the Supreme Court has recently stated:
the primary concern of the Massiah line of decisions is secret interrogation by investigatory techniques that are the equivalent of direct police interrogation. Since ‘the Sixth Amendment is not violated whenever—by luck or happenstance—the State obtains incriminating statements from the accused after the right to counsel has attached,’ [quoting Moulton, 106 S.Ct. at 487 (citation omitted)] a defendant does not make out a violation of [the right to counsel] simply by showing that an informant, either through prior arrangement or voluntarily, reported his incriminating statements to the police. Rather, the defendant must demonstrate that the police and their informant took some action, beyond merely listening,9 that was designed deliberately to elicit incriminating remarks.
Kuhlmann v. Wilson, 477 U.S. 436, 106 S.Ct. 2616, 2630, 91 L.Ed.2d 364 (1986) (emphasis added); see United States v. Hicks, 798 F.2d 446, 449 (11th Cir.1986), cert. denied, --- U.S. ---, 107 S.Ct. 886, 93 L.Ed.2d 839 (1987). When a state trial court has made a factual determination regarding this issue after a hearing on the merits, the trial court‘s findings are entitled to a presumption of correctness under
In this case, the district court applied the presumption of correctness with respect to the state court‘s findings that Chavers did not stimulate conversation with petitioner. After reviewing the record, the district court found “no basis for concluding that Chavers did anything but listen to Petitioner‘s voluntary comments.” Lightbourne v. Wainwright, No. 85-136-Civ-OC-16, slip op. at 9 (M.D.Fla. Aug. 20, 1986). The Sixth and Fourteenth Amendments are not violated when law enforcement officers, either through “luck or happenstance,” obtain “spontaneous” and “unsolicited” incriminating statements. Kuhlmann, 106 S.Ct. at 2630; see Hicks, 798 F.2d at 449. After a plenary review of the record, we find insufficient evidence to rebut the presumption of correctness applicable to the state court determination and conclude that Chavers took no actions to stimulate the incriminating remarks and, more importantly, neither did LaTorre. Accordingly, the district court properly ruled that no agency existed and that petitioner‘s incriminating statements were not deliberately elicited in violation of Kuhlmann.
Petitioner advances several grounds for relief based on violations of the constitutional right to effective assistance of counsel. Specifically, petitioner has identified three acts or omissions on the part of trial counsel which allegedly fell below the threshold level of competence. In order to state a claim of ineffective assistance of counsel sufficient to reverse a conviction or set aside a sentence, a claimant must show that “counsel‘s performance was seriously deficient and that [the claimant] was prejudiced by the deficiency.” Sinclair v. Wainwright, 814 F.2d 1516, 1519 (11th Cir.1987); see Messer v. Kemp, 760 F.2d 1080, 1088 (11th Cir.1985), cert. denied, 474 U.S. 1088, 106 S.Ct. 864, 88 L.Ed.2d 902 (1986). In order to satisfy the first requirement, a petitioner must convince the court that “in light of all the circumstances, the identified acts or omissions were outside the range of professionally competent assistance.” Harich v. Wainwright, 813 F.2d 1082, 1088 (11th Cir.1987) (quoting Strickland v. Washington, 466 U.S. 668, 690, 104 S.Ct. 2052, 2066, 80 L.Ed.2d 674 (1984)). When assessing the merits of a defendant‘s claim, “an attorney‘s actions are strongly presumed to have fallen within that range, and a court must examine counsel‘s conduct without the use of judicial hindsight.” Messer, 760 F.2d at 1088. As this court has acknowledged, “strategic choices made after thorough investigation of law and facts relevant to plausible options are virtually unchallengeable.” Sinclair, 814 F.2d at 1519 (quoting Strickland, 466 U.S. at 690, 104 S.Ct. at 2066). Regarding the second requirement, the defendant must show that there is a “reasonable probability that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different.” Harich, 813 F.2d at 1088; Matire v. Wainwright, 811 F.2d 1430, 1435 (11th Cir.1987) (quoting Strickland, 466 U.S. at 694, 104 S.Ct. at 2068).
When challenging the effectiveness of counsel during the guilt/innocence phase, the “defendant must show that, but for the ineffective assistance, the jury would have had a reasonable doubt as to his guilt.” Harich, 813 F.2d at 1089. When challenging the imposition of capital punishment, a defendant must “show that without the error there is a reasonable probability that ‘the balance of aggravating and mitigating circumstances did not warrant death.‘” Messer, 760 F.2d at 1091 (quoting Strickland, 466 U.S. at 695, 104 S.Ct. at 2069).
(1) Conflict of Interest
The right to effective assistance of counsel encompasses the right to representation free from actual conflict on the part of defense counsel. See Cuyler v. Sullivan, 446 U.S. 335, 349, 100 S.Ct. 1708, 1719, 64 L.Ed.2d 333 (1980); Oliver v. Wainwright, 782 F.2d 1521, 1524 (11th Cir.) cert. denied, --- U.S. ---, 107 S.Ct. 313, 93 L.Ed.2d 287 (1986); Stevenson v. Newsome, 774 F.2d 1558, 1562 (11th Cir.1985), cert. denied, 475 U.S. 1089, 106 S.Ct. 1476, 89 L.Ed.2d 731 (1986); Ruffin v. Kemp, 767 F.2d 748, 750 (11th Cir.1985). Petitioner argues that an actual conflict of interest adversely affected his lawyer‘s representation.10 The record reflects that Theophilus Carson was arrested for grand larceny on November 25, 1980. On February 2, 1981, Assistant Public Defender Bradley of the Public Defender‘s Office for the Fifth Judicial Circuit of Florida was appointed to represent Carson. A preliminary hearing was scheduled for March 2, 1981. On that day, Carson pled guilty to a misdemeanor and the circuit court withheld adjudication and imposed a sentence of time served. Carson was not represented by Bradley subsequent to March 2, 1981. Petitioner‘s trial commenced on April 20, 1981.
Petitioner was represented by Ron Fox and James Burke, also employed by the Public Defender‘s Office for the Fifth Judicial Circuit. Petitioner asserts that an actual conflict arose when Carson, a former cellmate of petitioner and a former client of the public defender‘s office, testified on
Questions involving conflicts of interest are mixed determinations of law and fact. Oliver, 782 F.2d at 1524. This issue was not addressed by any state court.11 The district court rejected petitioner‘s contentions. After reviewing the record, we find petitioner‘s alleged constitutional violation based on a conflict of interest untenable as a matter of law and fact.
In order to establish an effective assistance of counsel claim arising from an alleged conflict of interest, a defendant “must demonstrate that an actual conflict of interest adversely affected his lawyer‘s performance.” Oliver, 782 F.2d at 1524; Ruffin, 767 F.2d at 750 (quoting Cuyler, 446 U.S. at 348, 100 S.Ct. at 1718); see Stevenson, 774 F.2d at 1562. A possible, speculative or merely hypothetical conflict does not suffice. Cuyler, 446 U.S. at 350, 100 S.Ct. at 1719; Oliver, 782 F.2d at 1525. “[U]ntil a defendant shows that his counsel actively represented conflicting interests, he has not established the constitutional predicate for his claim of ineffective assistance.” Cuyler, 446 U.S. at 350, 100 S.Ct. at 1719. If a defendant can successfully demonstrate the existence of an actual conflict, the defendant must also show that this conflict had an adverse effect upon his lawyer‘s representation. Stevenson, 774 F.2d at 1562; see Strickland, 466 U.S. at 692, 104 S.Ct. at 2067; Cuyler, 446 U.S. at 350, 100 S.Ct. at 1719. Once a defendant satisfies both prongs of the Cuyler test, prejudice is presumed and the defendant is entitled to relief. Strickland, 466 U.S. at 692, 104 S.Ct. at 2067; Cuyler, 446 U.S. at 349-50, 100 S.Ct. at 1719.
Petitioner has articulated a potential conflict of interest. An attorney who cross-examines a former client inherently encounters divided loyalties. See Porter v. Wainwright, 805 F.2d 930, 939 (11th Cir.1986); Stephens v. United States, 595 F.2d 1066, 1070 (5th Cir.1979). Whether or not an actual conflict arose when Assistant Public Defender Fox cross-examined a client formerly represented by Assistant Public Defender Bradley presents a substantial question.12 See Porter, 805 F.2d at
The record reflects that Carson testified during direct examination that he was incarcerated for accessory to grand theft and that he was released because of a deal worked out with the state. During an extensive cross-examination, counsel for petitioner questioned Carson about his relationship with petitioner, contradictions in the sequence of events, potential independent sources of knowledge of the O‘Farrell homicide, Carson‘s use of an alias, and the lack of specifics with regard to petitioner‘s alleged statements, including what was taken, where the gun came from, and how the events transpired. In addition, counsel for petitioner thoroughly inquired about the details of Carson‘s plea agreement and elicited the facts that Carson pled nolo contendere to the charges and received a sentence of time served consisting of approximately 100 days. Given this testimony, we discern no adverse effect upon petitioner‘s representation. Counsel for petitioner fully and fairly cross-examined Carson with respect to his “deal” with the state in order to show the possibility of bias or prejudice. In addition, petitioner‘s counsel attempted to impeach Carson‘s credibility through a variety of methods. Any conflict of interest which may have existed by virtue of the fact that Assistant Public Defender Fox happened to cross-examine a client formerly represented by the same public defender‘s office had, at best, a de minimus effect upon petitioner‘s representation. Accordingly, we find no merit to petitioner‘s claim that an actual conflict adversely affected petitioner‘s assistance of counsel.
(2) Failure to Investigate
Petitioner contends that his sentencing was improper and that the state should be required to do it again. See Hitchcock v. Dugger, --- U.S. ---, 107 S.Ct. 1821, 95 L.Ed.2d 347 (1987). Specifically, petitioner alleges that trial counsel was ineffective by the failure to adequately investigate petitioner‘s background and offer additional evidence of mitigating circumstances at the sentencing phase. The record reveals that petitioner was called as a witness and testified about his age, his citizenship, his lack of a significant criminal record, his education and his children. Petitioner asserts that counsel could have, but failed to present evidence of other mitigating circumstances through the testimony of petitioner‘s friends and family. In support of this contention, petitioner has offered the affidavits of twenty-seven relatives and acquaintances. According to the affiants, petitioner was one of ten illegitimate children raised in a very modest environment. Despite the fact that petitioner was allegedly subjected to severe physical and psychological abuse by an older brother, petitioner was perceived as a happy, well-behaved and popular person. Regardless of the economic hardships and social disadvantages associated with his home environment, petitioner was purported to be a good student, an excellent athlete and a devoted Catholic. Petitioner alleges that had the judge and jury been apprised of these facts, a reasonable probability exists that the result of the sentencing proceeding would have been different.
The Florida Supreme Court rejected petitioner‘s argument. In the words of that court:
[c]ounsel was not ineffective for failing to present mitigating evidence at sentencing. The trial record clearly indicates that the sentencing judge was in fact aware of many of the mitigating factors that counsel on appeal is now presenting to the Court. The lower court was fully aware of the fact that [petitioner] was raised in a ‘lower socioeconomic home environment,’ his educational history and religious background. The additional mitigating factors now presented to the Court are
merely cumulative, now [sic] new. Thus our finding on direct appeal that the strength of the aggravating factors warrant the death sentence is still valid.
Lightbourne, 471 So.2d at 28. The district court concurred. Lightbourne, No. 85-136-Civ-OC-16 slip op. at 20-21.
Petitioner‘s allegations and proffered evidence are inadequate to overcome the strong presumption that the challenged action might be considered sound trial strategy and falls within the wide range of reasonable professional assistance. Strickland v. Washington, [466 U.S. 668] 104 S.Ct. 2052, 2066 [80 L.Ed.2d 674] (1984). Given the circumstances of this case, counsel‘s decision to focus on Petitioner‘s lack of a significant criminal record and to argue against the wisdom of the death penalty was a reasonable one. ‘It is all too tempting for a defendant to second-guess counsel‘s assistance after conviction or adverse sentence, and it is all too easy for a court, examining counsel‘s defense after it has proved unsuccessful, to conclude that a particular act or omission of counsel was unreasonable.’ Id. [104 S.Ct.] at 2065.
Most of the evidence that Petitioner claims his counsel should have obtained and introduced at the sentencing phase was considered by the trial judge before Petitioner was sentenced. The presentence investigation report revealed that Petitioner was an illegitimate son, born and raised in a lower socioeconomic home environment, who had almost no relationship with his father because his father separated from the family when Petitioner was a small child. The comprehensive report also set forth Petitioner‘s marital and family status, educational background, religious affiliation, interest in riding horses, and employment history. Although the report did not reflect that Petitioner‘s friends and neighbors described him as a loving, non-violent individual, it did indicate that Petitioner lacked a significant record of prior criminal activity. Essentially, the only evidence now proffered by Petitioner that was not considered by the trial judge at sentencing is the testimony of family and friends regarding Petitioner‘s physical abuse by his older brother and Petitioner‘s apparent compassionate character. Lightbourne, No. 85-136-Civ-OC-16, slip op. at 20-21.
A criminal defendant who is charged with a capital offense has the right to present virtually any evidence in mitigation at the penalty phase. See Hitchcock, --- U.S. at ---, 107 S.Ct. at 1824; Peek v. Kemp, 784 F.2d 1479, 1488 (11th Cir.) (en banc), cert. denied, --- U.S. ---, 107 S.Ct. 421, 93 L.Ed.2d 371 (1986). Nevertheless, “[c]ounsel has no absolute duty to present mitigating character evidence.” Mitchell v. Kemp, 762 F.2d 886, 889 (11th Cir.1985). In order to determine what evidence might be appropriate, defense counsel has the duty to conduct a reasonable investigation. Thompson v. Wainwright, 787 F.2d 1447, 1450 (11th Cir.), cert. denied, --- U.S. ---, 107 S.Ct. 1986, 95 L.Ed.2d 825 (1986). The failure to conduct any investigation of a defendant‘s background may fall outside the scope of reasonable professional assistance. Thompson, 787 F.2d at 1452. After a sufficient investigation, however, “counsel may make a reasonable strategic judgment to present less than all possible available evidence in mitigation.” Mitchell, 762 F.2d at 889 (quoting Stanley v. Zant, 697 F.2d 955, 965 (11th Cir.1983), cert. denied, sub nom. 467 U.S. 1219, 104 S.Ct. 2667, 81 L.Ed.2d 372 (1984)). A lawyer‘s election not to present mitigating evidence is a tactical choice accorded a strong presumption of correctness which is “virtually unchallengeable.” Sinclair, 814 F.2d at 1519 (quoting Strickland, 466 U.S. at 690, 104 S.Ct. at 2066); see e.g., Darden v. Wainwright, 477 U.S. 187, 106 S.Ct. 2464, 2474, 91 L.Ed.2d 144 (1986); Porter, 805 F.2d at 935; Tafero v. Wainwright, 796 F.2d 1314, 1320 (11th Cir.1986); Dobbs v. Kemp, 790 F.2d 1499, 1514 (11th Cir.1986), modified on other grounds, 809 F.2d 750 (1987); Funchess v. Wainwright, 772 F.2d 683, 690 (11th Cir.1985), cert. denied, 475 U.S. 1031, 106 S.Ct. 1242, 89 L.Ed.2d 349 (1986). This court has specifically ruled that counsel‘s decision to rely on the defendant‘s testimony rather than offering the testimony of
Petitioner argues that trial counsel‘s representation fell below an objective standard of reasonableness because counsel allegedly failed to conduct any investigation with respect to petitioner‘s background. After an impartial but critical review of the record, we find petitioner‘s characterization of counsel‘s efforts clearly erroneous. It is evident that an investigation was conducted and that counsel thereafter elected to put petitioner on the stand. Although no deficiencies with respect to petitioner‘s background check are readily apparent, the reasonableness of counsel‘s investigation is difficult to assess because the specifics of counsel‘s efforts have not been delineated for the record. Nevertheless, even if petitioner‘s counsel did not conduct an adequate investigation, we conclude that petitioner has not demonstrated sufficient prejudice which resulted from this alleged deficiency.
As indicated, a defendant challenging the propriety of a death sentence must show that in the absence of counsel‘s alleged inadequate performance, a reasonable probability exists that the “balance of aggravating and mitigating circumstances did not warrant death.” Strickland, 466 U.S. at 695, 104 S.Ct. at 2069. Here, the trial judge found the existence of two mitigating13 and five aggravating14 circumstances. The record reveals that the trial court was aware of a substantial amount of in-
formation which petitioner claims his counsel failed to discover and introduce during the sentencing phase.15 Even if the information supplied by the affiants is not merely cumulative, we find that any mitigating effect does not begin to tip the balance of aggravating and mitigating factors in favor of petitioner. Petitioner has simply failed to show that counsel‘s performance was so deficient during the sentencing phase that this court cannot rely on the result as being just.
(3) Failure to Object to Inflammatory Statements
When challenging the denial of post-conviction relief in state court, petitioner argued that the trial judge improperly considered prejudicial hearsay statements and accusations relating to non-statutory aggravating circumstances during the sentencing phase. The record reflects that following the guilt/innocence phase of the trial, the court ordered a presentence investigation (PSI). A PSI report, completed on April 30, 1981, provided information relating to the circumstances of the offense, petitioner‘s alibi, and personal information, including petitioner‘s criminal record, social history, marital status, education, religion, interests, activities, health and employment. In addition, a “confidential evaluation” was prepared by the Department of Corrections containing personal statements by several of Miss O‘Farrell‘s relatives and petitioner‘s sister. The O‘Farrell family generally expressed the opinion that petitioner was remorseless, beyond rehabilitation, and deserving of the death penalty. Petitioner alleged that the consideration of these inflammatory statements prejudiced
Thereafter, in his Petition for Writ of Habeas Corpus, petitioner recast the claim as an error by trial counsel in failing to object to the trial judge‘s consideration of the statements in the PSI report. The jury had no access to the report. The district court assumed that federal review of the claim was not precluded when couched in terms of ineffective assistance of counsel. Nevertheless, the district court found petitioner‘s contention meritless because of the absence of a reasonable probability that any deficiency on the part of counsel in failing to object to judicial consideration of the inflammatory statements adversely affected the outcome of petitioner‘s sentencing. Lightbourne, No. 85-136-Civ-OC-16, slip op. at 22. We agree.
Federal law places few limitations upon the information which a trial judge may consider before determining an appropriate sentence.16 United States v. Rodriguez, 765 F.2d 1546, 1554-55 (11th Cir.1985). At least one Florida court has ruled that it is within a trial judge‘s discretion to consider statements by relatives of the deceased victim. See Howard v. State, 473 So.2d 10, 11 (Fla.3d DCA 1985). In addition, hearsay testimony may be considered during sentencing so long as the objectionable testimony does not serve as the basis for the sentence. See Rodriguez, 765 F.2d at 1555. Here, although the trial judge was admittedly aware of the sentiments of the O‘Farrell family, the record unequivocally shows that the sentence was based on the recommendation of the jury and the overriding weight of the statutorily authorized aggravating circumstances. Thus, even if counsel‘s conduct fell below an “objective standard of reasonableness” by failing to object to the statements in question, petitioner has unsuccessfully demonstrated a reasonable probability that the alleged deficiency prejudiced petitioner‘s sentence. Strickland, 466 U.S. at 688, 694, 104 S.Ct. at 2064, 2068.
CONCLUSION
For the foregoing reasons, the decision of the district court is AFFIRMED.
ANDERSON, Circuit Judge, concurring in part and dissenting in part:
I concur in all of the opinion for the court except Part II.B., with regard to the jailhouse informant, Chavers. With respect to that issue, I respectfully dissent. In my judgment, the line of cases beginning with Massiah v. United States, 377 U.S. 201, 84 S.Ct. 1199, 12 L.Ed.2d 246 (1964), and, in particular, United States v. Henry, 447 U.S. 264, 100 S.Ct. 2183, 65 L.Ed.2d 115 (1980), require reversal in this case.
In Massiah, the Supreme Court held that the Sixth Amendment prohibits law enforcement officers from deliberately eliciting incriminating information from a defendant in the absence of counsel after formal charges have been lodged against him. In Henry, the Supreme Court applied the Massiah principle to a situation very similar to that in the instant case. While Henry was in jail, a fellow inmate engaged him in more than incidental conversation about Henry‘s crime and as a result Henry made incriminating statements. The in-
When the affirmative actions designed to elicit incriminating statements were performed by another inmate, as in this case and in Henry, the agency status of that inmate-informant is a necessary prerequisite for a Henry claim. Unless the informant‘s actions are attributable to the state, then there has been no deliberate elicitation by the state. There are two prongs of a Henry claim, and each must be satisfied for a defendant to prevail: (1) the informant‘s actions must be attributable to the state; and (2) the informant must be more than just a passive listener—he must “deliberately elicit” the incriminating information from the defendant. Henry, 447 U.S. at 269-72, 100 S.Ct. at 2186-88; United States v. Taylor, 800 F.2d 1012, 1015 (10th Cir.1986); United States v. Geittmann, 733 F.2d 1419, 1427 (10th Cir.1984). I refer to the former as the “agency” prong and the latter as the “deliberately elicit” prong. The ultimate issue is whether what has happened is the functional equivalent of interrogation by the government. Unless the agency prong is met, the informant‘s activities are not attributable to the government. On the other hand, if the acts of the informant are attributable to the government, then the question becomes whether the informant has “deliberately elicited” the incriminating statements.
Addressing first the agency prong, the relevant facts disclosed in the record are as follows: (1) Theodore Chavers, the fellow inmate, made the initial contact with Investigator LaTorre by telephone and let LaTorre know that he was in a position to get information from Lightbourne; (2) LaTorre testified that he understood that Chavers’ telephone call to him meant that Chavers was trying to give him some information and that Chavers would later come back to him and seek his help talking to the judge or getting out of jail; (3) LaTorre told Chavers to “keep his ears open” to anything that Lightbourne might say; (4) Chavers met with LaTorre on two occasions after the initial telephone call, and at the first of these meetings asked LaTorre about assistance in getting bail, and LaTorre told Chavers that he would talk to the judge about getting him bail; (5) Chavers subsequently had a third meeting with LaTorre and gave him more information; (6) as a result of the information he provided, Chavers ultimately received a $200 reward and an early release from jail; and (7) LaTorre had previously received information from Chavers in connection with another case.
Because the facts with respect to agency as disclosed in the record are at variance with some facts apparently found by the state courts, it is necessary to consider the presumption of correctness to which state fact findings are entitled.
In the instant case there is nothing in the record establishing that the informant Chavers had any prearranged guarantee of money in return for information, and it appears that the two hundred dollars that he did receive from the Marion County Sheriff‘s Department was drawn
from a general reward fund and not given as an inducement to elicit information.
Without some promise or guarantee of compensation, some overt scheme in which the state took part, or some other evidence of prearrangement aimed at discovering incriminating information we are unwilling to elevate the state‘s actions in this case to an agency relationship with the informant Chavers.
Lightbourne v. State, 438 So.2d 380, 386 (Fla.1983). Summarizing, the Florida Supreme Court made three findings. First, that there was no prearranged promise of the $200 reward or other compensation; second, that there was no overt scheme in which the state took part; and third, that there was no other evidence of prearrangement. All three are findings of subsidiary facts to which the presumption applies, unless one of the exceptions operates. The first finding—that there was no prearranged promise of the $200 reward or other compensation—is fully supported in the record. There is ample testimony that the $200 reward was not mentioned until after Chavers had elicited and provided all of the information. Similarly, the second finding is supported in the record. However, I am persuaded that the third finding is not fairly supported in the record as a whole.
Investigator LaTorre testified that he understood that Chavers was calling him with a view to getting out of jail, and that LaTorre figured that Chavers was trying to provide information and would be coming back to seek LaTorre‘s assistance in talking to the judge to get him out of jail.2
Also, LaTorre testified that he had three contacts with Chavers. The first was on Sunday night, February 1, 1981, when Chavers initiated a telephone conversation in which he told LaTorre that he was in a cell with Lightbourne and gave LaTorre some preliminary information that Lightbourne had revealed.3 The second contact was the next day, February 2, 1981.4 LaTorre went to the jail, talked with Chavers, and took a taped statement from Chavers as to what Lightbourne had said. After taking the statement at this second contact, Chavers asked LaTorre to help get him out of jail, and LaTorre said he would talk to the judge to see if he could help get bail for Chavers.5 The third contact occurred several days later, and Chavers provided additional information. They may or may not have discussed the bail matter again. A taped statement was also taken at this third meeting which appears in the record as having been taken on February 12, 1981.6
Thus, LaTorre‘s testimony establishes that there was a “prearrangement” with Chavers, and the state court‘s finding to the contrary is not fairly supported by the record as a whole.
Putting aside the foregoing state finding which has no support in the record, the subsidiary facts relevant to the agency prong are clear. LaTorre understood that Chavers was providing information with the hope or expectation of some consideration with respect to his own charges. Midway through his dealings with Chavers, this implicit arrangement became explicit; LaTorre represented that he would help him get bail.8 In addition, LaTorre told Chavers to “keep his ears open” to anything Lightbourne might say. LaTorre had previously received similar information from Chavers. And finally, LaTorre did intercede on behalf of Chavers and Chavers was in fact released as a result of the information he provided.
I conclude that these facts satisfy the agency prong of the Henry claim, such that the actions of Chavers are attributable to the state.9 Chavers was operating pursuant to instructions from the state to listen to Lightbourne. LaTorre understood Chavers’ expectation of benefit, and that understanding later became explicit when LaTorre said he would talk to the judge in an effort to get Chavers released on bail.10
Having concluded that Chavers’ actions are attributable to the state, I must next address whether his actions satisfy the “deliberately elicit” prong of the Henry claim. The district court purported to defer to a presumption in favor of “the Florida Supreme Court‘s factual finding that the state and Chavers did not stimulate conversation with Petitioner or otherwise attempt to deliberately elicit incriminating statements from him....” Lightbourne v. Wainwright, No. 85-136-Civ-OC-16, slip op. at 9 (M.D.Fla. Aug. 20, 1986). This was accepted by the majority. I respectfully disagree on three grounds.
First, my reading of the Florida Supreme Court opinion persuades me that that court made no such finding. The language which the district court considered to be a
Second, even if the state court had made such a fact finding, such a finding would not have been fairly supported in the record as a whole. The record reveals overwhelming evidence that Chavers did “take affirmative steps to secure incriminating information....” Henry, 447 U.S. at 271, 100 S.Ct. at 2187. Chavers questioned Lightbourne repeatedly with the express purpose of eliciting information about the crime and his participation in it. On one occasion, Chavers described his activities as similar to a lawyer cross-examining Lightbourne.13 On another occasion, Chavers described himself and another inmate as acting like a detective, coming up with clues.14 The following examples should suffice to demonstrate the strength of the evidence that Chavers did deliberately elicit incriminating information from Lightbourne.
—During Chavers’ descriptions of the conversations at trial, Chavers stated that Lightbourne was acting like he was worried about something and Chavers said: “[S]o I said well, man, something wrong, man. You know, you can talk to me about it. I said, you must—you must be did do what they say you done, I say, because you seem like you worried about it.” Appendix—Volume III at 1110.
—Describing the same encounter in his second taped statement to LaTorre, dated Feb. 12, 1981, Chavers said: “I said, ‘Man, you got somethin on your conscience, something botherin you, man‘, I said, ‘You done something wrong, man that is botherin you now?’ He say, ‘No, I‘m scared to talk‘. I say, ‘Whatcha mean..‘” Supplement to Appendix—Volume II at 348.
—During his first statement to Investigator LaTorre, dated Feb. 2, 1981, Chavers described his conversations with Lightbourne: “[H]e went to tell me about the security guard be there. So, I said, ‘Well, there‘s a security guard,’ and he said, ‘Yeh.’ And I say, ‘Man, you mean to tell me the security guard ain‘t; if this lady was to the house, he didn‘t miss her, man, from not seeing her, knowing that she wasn‘t in Miami or nothin like that‘. He say, ‘I don‘t know,
—During his second statement to Investigator LaTorre dated February 12, 1981, Chavers further described his conversations with Lightbourne: “I asked him, I say, ‘Man, what you think, them people gonna run an autopsy and find out everything that happened?’ I say, ‘You think they gonna have a bullet test on that gun and find out that‘s the gun that shot the lady?’ I say, ‘If so, man, you should try to say something?’ ‘If that‘s not the gun that killed the lady, you should tell em who you got it from. I said, ‘Or you‘ll be in a world of trouble, man, ‘I‘m serious, man.’ And, I tried to really reason. I tried to have him state it for when you came down here that he would be willing to talk to you about it, but you know just not every day somebody would step up and say that they murdered somebody.” Supplement to Appendix—Volume II at 349.
—After Chavers had reported to LaTorre, and LaTorre had interviewed Lightbourne, Chavers described Lightbourne coming back to the cell after his interview with LaTorre: “And so when he came back in the cell, he told me, say that they think he the one killed the lady and they was going to charge him with the charge because they said the bullet came out of the same gun that he had, and I said, well, if the bullet didn‘t come out there, you don‘t have nothing to worry about. I say, if that ain‘t the gun that killed her, you don‘t have nothing to worry about, and he started acting real nervous and everything. He said, well, I don‘t know, man, you know. He said, it might be the gun. I said, well, if it‘s the gun, Lightbourne, you should tell the people what you know about it to clear yourself out of it. I say, as far as it stand right now, you killed her, man.” Appendix—Volume III at 1110.
—Recalling at trial what Lightbourne told him about the crime itself, Chavers said: “He told me about—he told her that he wasn‘t going to hurt her, and he performed sex acts with her, and he also told me about—you know, well, after Mr. LaTorre done formally charged him that afternoon and took his picture and fingerprinted him, he came back in the cell and made a statement as Ms. O‘Farrell having big vagina. So I asked him how would you know that Ms. O‘Farrell had a big vagina, not unlessen you had intercourse with her.” Id. at 1115.
After a careful review of the record, it is abundantly clear that Chavers repeatedly questioned Lightbourne for the express purpose of eliciting from him the details of the crime and his participation in it.15 Any finding to the contrary would not be fairly supported in the record as a whole.
Finally, I disagree with the district court‘s holding that the ultimate determination of “deliberate elicitation” is a pure question of fact entitled to the
My conclusion that the ultimate determination of “deliberate elicitation” is a mixed question of fact and law also finds support in Miller v. Fenton, 474 U.S. 104, 115-17, 106 S.Ct. 445, 453, 88 L.Ed.2d 405 (1985). There the Supreme Court held that the “voluntariness” of a confession is a question of law subject to plenary review in federal habeas corpus proceedings. The ultimate issue of whether the circumstances of a Henry claim rise to the level of the functional equivalent of interrogation by the government, like the issue in Miller v. Fenton, turns on “whether the techniques for extracting the statements” are compatible with the Constitution. 474 U.S. at 116, 106 S.Ct. at 453. Also as in Miller v. Fenton, the ultimate issue here does not turn on assessments of credibility and demeanor; the critical events occur in secret; and there is the same understandable reluctance to exclude otherwise reliable evidence. 474 U.S. at 117-18, 106 S.Ct. at 453-54. See also DeAngelo v. Wainwright, 781 F.2d 1516 (11th Cir.), cert. denied, --- U.S. ---, 107 S.Ct. 444, 93 L.Ed.2d 392 (1986).
The conclusion that Chavers “deliberately elicited” the incriminatory statements from Lightbourne is, in my judgment, mandated by United States v. Henry. The evidence in this case is far stronger than that which formed the basis of the Supreme Court‘s decision in Henry. There, the Supreme Court concluded on far weaker evidence that the informant, Nichols, engaged in affirmative conversation which resulted in Henry‘s incriminating statements. Moreover, in Henry, the Federal Bureau of Investigation official had expressly instructed the informant, Nichols, not to question Henry or initiate conversations with him. The Supreme Court nevertheless held that “[e]ven if the agent‘s statement that he did not intend that Nichols would take affirmative steps to secure incriminating information is accepted, he must have known that such propinquity likely would lead to that result.” Henry, 447 U.S. at 271, 100 S.Ct. at 2187. In the instant case, LaTorre did not caution Chavers against questioning Lightbourne or initiating conversations with him. Furthermore, it is obvious from the first taped statement which LaTorre took from Chavers that LaTorre was aware early on that Chavers was actively eliciting information from Lightbourne.
For the foregoing reasons, I conclude that Lightbourne has satisfied both the agency prong and the “deliberately elicit” prong of the Henry claim. In my judg-
However, Lightbourne‘s claim that the court erred in not suppressing his incriminating statements must be subjected to harmless error analysis. With respect to the guilt issue, I would find that the error is harmless beyond a reasonable doubt. Evidence of Lightbourne‘s guilt was overwhelming, though mostly circumstantial, even without his confession to Chavers. Indeed, Lightbourne had confessed to another jailhouse informant who later testified against him. However, the error is not harmless with regard to sentencing. Chavers’ testimony contained the only direct evidence of oral sexual assault on the victim as well as the only graphic descriptions of the sexual attack and comments by the defendant about the victim‘s anatomy. Since this evidence would support the existence of an aggravating circumstance, and since it was likely to have been influential with the jury on the sentencing issue, I cannot conclude that the testimony was harmless with regard to sentencing. Thus I would reverse the judgment of the district court and remand with instructions that the writ of habeas corpus be issued unless the state affords Lightbourne a new sentencing hearing.
I respectfully dissent.
Timothy Wesley McCORQUODALE, Petitioner-Appellant, v. Ralph M. KEMP, Superintendent, Georgia Diagnostic and Classification Center, Respondent-Appellee.
No. 87-8724.
United States Court of Appeals, Eleventh Circuit.
Sept. 20, 1987.
John R. Myer, Atlanta, Ga., Julius L. Chambers, John Charles Boger, NAACP Legal Defense and Educational Fund, Inc., New York City, for petitioner-appellant.
Michael A. Bowers, Atty. Gen. of Ga., Atlanta, Ga., Mary Beth Westmoreland, Asst. Atty. Gen., for respondent-appellee.