*1 COMPANY, Hyundai HYUNDAI MOTOR America, Inc., City and Port
Hyundai, Inc., Petitioners, ALVARADO, al., Respondents.
Mario et
No. 95-0969.
Supreme Court of Texas.
Argued Sept.
Decided June
Rehearing Sept. Overruled
edly judgment of preempted, and affirm the appeals. the court Background I. Eighteen-year-old Mario his Alvarado and brother, Fidel, passengers in a younger were classmate, Hyundai Excel Mario’s driven Reyes. The front seats were Vince Excel’s equipped two-point passive with a restraint system. automatically A shoulder belt place passenger’s into across the moved closed, chest and when vehicle’s door ramp there was a seat and knee bolster help passengers submarining prevent from under the dash in the event of a collision. lap two-point assembly This did include belt. Malinas, Antonio, Ruth G. David San E. Keltner, Worth, Heibron, M. Fort David Les- seat, passenger in and Mario was the front Landau, Francisco, lie G. San David M. riding his was rear of the car. brother Prichard, Crofts, Antonio, H. Thomas San raining, Reyes attempted It was and Dallas, Walkowiak,
Vincent S.
Malcolm E.
vehicle,
pass
off
Excel skidded
another
Wheeler, Denver, CO, for Petitioners.
wearing
was
the road and rolled over. Mario
seatbelt,
ejected through
his
but was
Brown, Austin,
Christa
E. Hamil-
Rebecca
result, he
paralyzed
sunroof. As a
ton, Rockwall,
Corpus
Hastings,
Steve T.
Reyes incurred
the chest down. Fidel and
Christi,
Respondents.
injuries.
lesser
SPECTOR, Justice,
opinion
delivered the
Hyundai
parents
Mo-
Mario and his
sued
Court,
GONZALEZ,
of the
America, Inc.,
Company, Hyundai
tor
BAKER,
HANKINSON,
ABBOTT and
(Hyundai).2
City Hyundai,
and Port
Inc.
Justices, join.
They
defectively
alleged that the Excel was
designed
equipped
it
with
because was not
Congress passed the National Traffic and
belts,
lap
Hyundai
provide
ade-
that
failed
Motor Vehicle
Act of 1966 “to reduce
quate warnings
danger re-
of the increased
injuries
accidents and deaths and
traffic
belts,
sulting
lap
from the lack of
that
and
persons resulting from traffic accidents.” 15
Hyundai
give adequate
failed to
instructions
(recodified
§
49 U.S.C.
system.
for the use
the vehicle’s restraint
30101).
§
The issue
us is whether the
before
They
alleged
negli-
also
was
implementing
Act
and its
gent
grossly negligent
upon
based
and
asserting
preempt common-law claims
that a
same acts or omissions.
passenger
was
vehicle’s
restraint
de-
judg-
fectively
partial summary
designed because the manufacturer
moved for
ment, asserting
lap
the Alvarados’ claims
ap-
to install
belts.
court
failed
upon
belt were
peals
were not
based
the lack
concluded
these claims
imple-
and its
preempted.
preempted
hold that
Act
908 S.W.2d
We
impli- menting regulations.
granted
court
expressly
neither
nor
trial
were
unchanged.
Although
tively
appeals
initially
Because
court
Act was
codified in
Code,
statutes,
chapter
pre-1994
United States
the federal
parties
refer to the
including
regarding transportation,
statutes
consistency
do
we will
likewise.
interest
Act,
reorganized
chap-
and moved to
No.
ter 49
Pub.L.
Alvarado,
Alvarado,
Mario's
2. Fidel
Jr.
Alicia
(1994). The
Stat. 745
states
capacities
parents,
sued
their individual
reorganization was made "without substantive
younger
next friends.
as the
Fidel's
change,”
portions
id. at
and indeed those
Safety Act relevant to this case were substan-
1392(a) (recodi
§
the motion. The Alvarados then filed a no-
cle
standards.
30111(a)).
tice of nonsuit and later refiled their case in a
fied at 49 U.S.C.
While the
“reasonable,
county.
response, Hyundai
practicable
different
re-
standards must be
1392(f)(3)(recodified
quested
modify
that the first trial court
appropriate,”
its
id.
provide
30111(b)(3)),Congress
nonsuit order to
at 49 U.S.C.
intend
*3
prejudice
adjudicated by
to the
“safety
overriding
the
ed that
be the
con
shall
partial summary judgment, and the trial
sideration
the issuance of standards.”
S.Rep.
89-1301,
court did so.
reprinted in 1966
No.
added);
(emphasis
U.S.C.C.A.N. at 2714
see
appealed
The Alvarados
both the dismissal
1392(a) (recodified
§
at 49
U.S.C.
U.S.C.
prejudice
with
partial
and the merits of the
30111(a)) (“The
§
Secretary shall establish
summary judgment.
Alvarado v.
appropriate
order
Federal motor vehicle
(Tex.App.
Motor
§ It also has a clause providing “[cjompliance any Feder- Statutory II. overview al motor vehicle under standard issued Congress enacted the National Traffic and any exempt person this title does not from response Vehicle Act of 1966 in any liability under common law.” 15 U.S.C. accelerating spiral inju of deaths and 1397(k) (recodified § 49 U.S.C. resulting unsafely ries designed vehi 30103(e)). § S.Rep. 89-1301, cles. reprinted No. H.R.Rep. 2709, 2709-10; Secretary U.S.C.C.A.N. adopts standards the are, No. at 10-11 P. fundamentally, perfor John Note, McCauley, Cipollone Myricfc requirements, design require & mance not Def 1392(a) (recodified lating Airbag Preemption Defense, § 30 ments. See id. at 49 30111(a)) explic The Act’s Ind. (requiring U.S.C. that standards L.Rev. purpose terms”); objective Perry is “to reduce traffic accidents and shall “be stated in Am., Inc., injuries persons resulting deaths and from v. N. Mercedes Benz (recodi (5th 1257, 1260 Cir.1992); traffic accidents.” 15 U.S.C. Hernandez-Gomez 30101). Leonardo, accomplish fied at 49 To 185 Ariz. 917 P.2d purpose, Congress empowered legislative history Sec retary Transportation adopt motor vehi- Act makes that fact clear: Preemption III. standards are ex-
[T]he new
revised
standards,
performance
speci-
pected to be
Supremacy
Clause
Under
fying
required
perfor-
minimum safe
Constitution,
the laws
the United States
mance of vehicles but not the manner
Law of
supreme
“the
the United States are
to achieve
manufacturer is
Land;
Thing
any
in the Constitution
specified performance.
Contrary not
Laws of
State
VI,
cl. A
withstanding.”
Const. art.
would thus
concerned
preempted and “without effect”
state law is
performance
measurable
with the
Maryland v.
it conflicts with federal law.
braking system,
design
its
details.
Louisiana,
725, 746, 101
S.Rep.
89-1301, reprinted,
in 1966
No.
*4
may
A federal law
mally require any specific a vendor to use Cigarette Labeling 1965 Federal and Adver packages statement on its or in its advertise Act, barring requiring tisement states from ments, it is the essence of the common to law cigarette advertising, not “statements” did enforce duties that are either affirmative re preclude damage failure-to-warn common-law quirements negative prohibitions.”). Cipollone, actions. at U.S. portions suggest holding, reaching
Other
S.Ct. 2608.
In
that
express
provi
that
emphasized
preemption
clause does not Court
that the
sion,
“statement,”
using
clearly
address the Alvarados’
claims.
common-law
the term
Immediately
language proscribing
warning
“required
after the
referred to the
statement
imposition
of inconsistent state stan-
section 4” of the 1965 act. Id. at
1392(d)
dards,
words,
goes
provide
In
section
on to
S.Ct. 2608.
other
the Court looked
Government, State,
type
“the United States
or a
to the
of federal action authorized else
statute,
political
may prescribe
subdivision
a State
where in the
and reasoned that Con
gress
only
particu-
for a
to
standard
motor vehicle
motor
had intended
bar
activity by
positive
Federal minimum
type
[T]he
lar
the states —
restricting
interpreted
be
as
by legislatures
need not
enactments
or administrative
care.
agencies mandating
warning la
State common law standards of
particular
518-19, 112
Compliance
would
with such standards
bels. Id. at
S.Ct. 2608.
any
necessarily
person
shield
thus not
sti’ongest
indication that
did
product liability at
law.
from
common
clearly
preempt
intend
not
S.Rep.
89-1301, reprinted
No.
course,
is, of
claims such as the Alvarados’
at 2720.
U.S.C.C.A.N.
savings
Act’s
clause.
com-
In addition to the House and Senate
1397(k)
(recodified
49 U.S.C.
in the
reports,
mittee
numerous statements
30103(e)).
savings
broadly
clause is
legislative history
little
leave
Act’s
“[cjompliance
Federal mo
worded—
preserve
all
intended
doubt
tor
not ex
vehicle
does
example,
For
Senator
common-law claims.
empt any person
any liability under
congres-
Act’s
Magnuson, one of the
view,
savings
In
common law.” Id.
our
sponsors,
“[cjompliance
remarked that
sional
virtually meaning
clause would be rendered
necessarily
would not
with Federal standards
preserve
if it
not
such
less
did
as
liability at the
any person from broad
shield
If
Alvarados’.
claims such
the Alvarados’
product
law on
law. The common
common
expressly preempted
are
section
Cong.
remains as was.”
still
1392(d)
adopted
because the
1966) (state-
14,230 (daily
ed. June
Rec.
standard,
preserves
then the
clause
House, the
Magnuson).
In the
ment of Sen.
preempted
not
claims that would
Michigan, Representa-
representative from
Pokorny
place.
Ford Motor
the first
said,
Dingell,
tive
(3rd Cir.1990);
Tay
single
preserved every
lor v. General Motors
have
common-
[W]e
Cir.1989).
(11th
contrary
remedy
a manufac-
against
That result is
exists
law
statute,
duty,
construing
give
turer
of a motor vehicle
our
benefit
every
See Ameri
that all of the
purchaser.
effect
clause
word.
This means
Inst.,
Donovan,
Inc. v.
devices
can Textile
warranties and all
the other
Mfrs.
490, 513, 101
are
common
afforded
Menasche,
they
buyer,
purchaser,
in the
United States
remain
528, 538-39,
against
L.Ed. 615
can be exercised
manufactur-
(1955).10
er.
Cong.
19,663
Aug.
(daily ed.
Rec.
legislative history strongly sup-
The Act’s
1966) (statement
Dingell) (emphasis
Rep.
ports
express pre-
conclusion
added).
extinguish
does
the Al-
emption clause
Safety Act’s
light
language
report
varados’ claims. The House
*8
clause,
savings
the
express preemption
unequivocally,
proposed
stated
clause,
history,
legislative
and
statute’s
intended,
specifi-
and this
It is
subsection
perceive a “clear and manifest”
do not
we
establishes,
compliance
that
cally
Congress’s part
preempt
to
intent on
not to
a defense or
standards is
Transp.,
Inc.
claims.
CSX
Alvarados’
See
parties
of
rights
to affect the
otherwise
664,
Easterwood,
658,
113 S.Ct.
507 U.S.
law
those relat-
particularly
common
under
Rice,
1732,
(quoting
federal
such as the
of fed-
is no such
There
officials,
Maryland,
impossible
comply
for
with
eral
Johnson v.
U.S.
to
both
(1920),
S.Ct.
L.Ed. 126
or
law
with a state common-law
federal
and
relations,
Hines,
duty
lap
international
see
312 U.S.
include
belts.
to
not
scope
promulgated
Certain federal inherent conflict between Safety Act warning conclusion that the does not occu requirements tion of state py safety. vitality the entire field vehicle state common-law dam continued actions.”). distinguished a case that had held that ages damage claims Common-law affirmatively distinguished the failure of federal officials can be from a state statute authority a deter regulation prohibit Hyundai their amounted to exercise that would regulation expressly per that no was warranted. taking mination action that federal law (dis Growers, Myrick, 514 U.S. at S.Ct. Lime & mits. Florida Avocado Cf. 1210; Ray Hernan tinguishing v. Atlantic at S.Ct. Richfield dez-Gomez, at 247. 917 P.2d (1978)). case, however, “Unlike this we law may preempt also state A Ray to cen intended found “ state law ‘stands as obstacle when the authority regulated all over the area tralize full accomplishment and execution (emphasis add one decision-maker.” ” objectives Congress.’ purposes ed). cannot conclude We 287, 115 Myrick, 514 According pervasively regulated area. 399). Hines, 67, 61 U.S. at (quoting ly, hold Act does not we Thus, identify Congress’s purposes must we safety. preempt the entire field of vehicle enacting Act. objectives
2. Obstacle Congress’s over- indisputable It Safety Act was riding passing the purpose in preempted when A state law injuries caused to reduce traffic deaths the fed impossible comply with both *10 is express- by traffic accidents. requirement. Florida Lime & and state eral Paul, purpose: Growers, unequivocally that ly and states Inc. Avocado
H noted, “Congress Fifth purpose As the Circuit Congress hereby declares that the minimizing goal accidents meet its of sought is to reduce traffic [the Act] of injuries by auto injuries and caused persons and result- number of deaths and deaths Therefore, minimum stan- ing by setting forth from traffic accidents. accidents necessary liability in leaving law determines that is common dards and safety (empha- standards Perry, to establish motor vehicle F.2d at 1265-66 place.” added). equipment in inter- for motor vehicles and sis commerce; support state to undertake and Congress’s purposes was Another of necessary safety develop- research and competition vehicle foster innovation and ment; expand and to the national driver report re- safety. The committee Senate register. marked, the faith legislation reflects “[T]his (recodified § at 49 U.S.C. 15 U.S.C. responsible exercise that the restrained 30101). Likewise, § purpose of Standard authority can channel the creative of Federal 208 is “to reduce the number of deaths of technology automo- energies and vast inju- occupants, severity
vehicle
of
competitive
industry
vigorous
into a
bile
571.208,
§
Allowing the
ries.” 49 C.F.R.
S2.
improve
of vehicles.”
effort to
entirely
proceed
claims to
is
con-
Alvarados’
S.Rep.
89-1301,
reprinted in 1966
No.
purpose.
sistent with
Accordingly,
at
Con-
U.S.C.C.A.N.
legislative history abundantly
gress
Act’s
the standards
to be
characterized
purpose.
demonstrates the dominance of that
adopted
“minimum[s].”
S.Rep.
See,
(“
89-1301,
1391(2)
e.g.,
reprinted
§
‘Motor vehicle
U.S.C.
No.
Rep.
2714;
1966 U.S.C.C.A.N. at
H.
No. 89-
means a minimum standard
standards’
1776, at 10-11. The statement of
performance,
Senator
or motor vehicle
motor vehicle
(recodified
Magnuson,
sponsors,
typi-
one of the Act’s
is
at 49
equipment performance.”)
30102(a)(9)).
expressed by
cal of
views
mem-
§
various
with Con-
Consistent
innovation,
Congress:
bers of
gress’s
manufac-
intent to kindle
to do more than the stan-
turers are free
necessary
again
It should not be
to call
Perry,
at 1265-
require.
dards
grim roll of Americans lost and maimed on
liability
Allowing
imposition
tort
highways.
compelling
the Nation’s
Yet the
Congress’s desire to
not inconsistent with
strong
safety leg-
need for the
automobile
encourage innovation.
islation which the Commerce Committee is
today reporting
lies embodied
those sta-
allowing
courts have concluded
Some
coming
tistics: 1.6 million dead since the
congres
state tort claims would frustrate
automobile;
50,000
over
to die this
uniformity,
deprive a
purpose
sional
And,
year.
accelerating spiral
unless the
Congress in
manufacturer of a choice that
arrested, 100,000
of death is
Americans
See, e.g.,
tended it to have.
Wood v. General
will die as
result of their cars
(1st
395, 412
Corp., 865 F.2d
Cir.
Motors
Cong.
14,221 (daily
1988);
ed.
June
Fifth
Pokorny,
congressional purpose, we are
to
Nothing
in this section shall
construed
accept
overly
preemp-
an
broad
notion
Secretary
person, in-
by
any
the
or
other
uniformity
tion based on
that could have
court,
altering
affecting
cluding any
as
or
Congress’s
undercutting
the effect of
con-
by
any
provision
other
law administered
safety.
cern
pas-
applicable
to such
the
trucks, buses, multipur-
or
[Pokorny,]
agree
senger
F.2d
or
at 1122. We
cars
Circuit,
establishing
reject
pose passenger vehicles or as
with the Third
and refuse to
development
Savings
any precedent regarding
in
the
Congress’
the
favor of
Clause
secondary goal
uniformity.
promulgation
any
Federal Motor
thus
We
Safety
Nothing in this
Perry’s
find that
state law clam for defec
Standard.
Vehicle
design
air
or in the
bag
tive
of an
does not
section
amendments made
Safety
with the
this section to Federal Motor Vehicle Safe-
create
actual conflict
by any
underlying
ty
shall
regulatory
Act and its
scheme.
Standard 208
be construed
person
indicating
as
an intention
court
omitted).
(citations
Perry, 957
at 1266
affect,
modify
Congress
change, or
to
“secondary
also decline to elevate a
We
any way
liability,
any, of motor
the
a
Congress’s pri-
purpose” so
to frustrate
as
applicable law
vehicle manufacturer under
mary
Similarly,
not
purpose.
we do
believe
to
with or without inflata-
relative
vehicles
secondary goal
providing
the
manu-
that
ble restraints.
outweighs
pri-
facturers with
choice
a
Id.,
According
at
to
Stat.
2085-86.
reducing
injuries.
mary goal of
deaths
Hyundai,
provision
Congress’s
reflects
observed,
imposition
As
have
com-
we
had
that
intent to endorse the
that
held
cases
liability
impose any partic-
mon-law
does
Safety
preempts
claims.
Act
common-law
manufacturer;
upon
ular
this,
asserts,
we
infer
From
should
comply
to
manufacturer
choose
preempts
Act
Alvar-
that the 1966
the minimum
tort
federal standards
bear
ados’ claims.
liability
doing
cost
business. See
(“We
reasons,
recognize that
two
cannot make that
Perry,
not unanimous.
Garrett
(D.Md.1987) (no
Co.,
F.Supp. 407
Motor
684
summary,
the Alvarados’
In
we hold that
preemption); Murphy
v. Nissan
failure
upon the manufacturer’s
claims based
(E.D.N.Y.1987)
Corp.,
F.Supp.
650
922
expressly nor
lap belts are neither
to install
Union,
(same); Gingold v. Audi-NSU-Auto
Accordingly, we af-
impliedly preempted.
(1989)
A.G.,
328,
Pa.Super.
I
specific
most
options,
had
automakers
However,
required lap
belts.8
The Excel from which Mario Alvarado was
performance require-
certain
ejected
equipped
over was
met
when it rolled
ments,
regulations
it
permitted
A
federal
two-point
system.
restraint
passive
with a
system
belt
automatically
fully automatic seat
place
belt
moved into
furnish a
shoulder
lap
particu-
include
The
passenger’s
chest when the vehi-
did not
belts.9
across
regulations
closed,
ramp
lars
are considered
door
and a
seat and knee
of these
cle’s
question presented in this
detail
The
helped keep
passenger
the seat
below.
bolster
regu-
and the
The
case
in the event of a crash.
is whether
preempt
state stat-
occupant
nothing
“passive” because the
did
lations
imposing
addi-
regulations
utes
two-point assembly
it.
did
to activate
This
systems
requirements on
assert
tional
restraint
lap
not include
belt.
Alvarados
damage
part
claims if the manu-
re-
also common-law
that if a
belt had been
option
permitted
system,
have remained
facturer chose
straint
Mario would
(Pa.
(Tex.1998).
Corp.,
806
Motors
706 A.2d
lucci v. General
1.
er.18
that same amendment
research
has indicated that the absence of
responded
public
ernment
also
concerns
2-point
lap
result in the
auto-
belt
airbags
about mandated
and other automatic
prevent-
being
matic
less effective
belt
passive
systems. Congress prohib-
restraint
addition,
ejection.
ing
the door
adopting
ited
mounted, 2-pointed
may have little
belt
require
standard that would
a manufacturer
ejection of
oc-
capability
preventing
an
meet that
other than a
standard means
cupant
the event
an accidental door
system,”
in the
“belt
which was defined
However,
opening during a collision.
integrated
sys-
belt
shoulder
3-point
will not
even
automatic belt
seat,
passenger
tem for
front
unless the
ejection,
prevent
involving
all fatalities
regulation
was submitted to
as a result of
since some fatalities occur
Congress thereby
was not vetoed.19
ensured
impacting
components
interior
before
system
manual seatbelt
ejection,
as a result of
while others occur
public
then familiar to the
would not be
occupant
objects outside
contact with
replaced
passive
abolished and
re-
Moreover,
partial ejection.
vehicle after
opportunity
straint
without an
2-point sys-
the door
belt in the
mounted
*15
say
doing, Congress
“no.” In so
actually prevent
openings
may
tem
door
balancing
the
indicated that
was
many instances,
“loading”
in
since the
of
types
of
might
benefits
be safer
of
what
(which
door)
the
is attached to the
belt
systems against
public’s
the
sensibilities and
keep
during
can
the
closed
tend to
door
concerns. These enactments also indicated
crash.
Congress’s
public
that the
concern
would dis-
should
Three-point automatic belts
be as
systems
they
too intru-
able restraint
belts,
Depart-
effective as manual
controversial,
or
leave
sive
would
ment’s
for
of auto-
estimates
effectiveness
protection.
passenger with no
matic
Automatic
belts reflect
this.
belt
adjusted
effectiveness estimates have been
By
the 1988
involved in
time
by percent
downward
at the lower end
manufactured,
litigation
this
was
FMVSS 208
range
because there is some evidence
again
passive
phase
had
been revised to
in
2-point
belts
be less effective
systems
require passive
and to
restraint
re-
3-point
than
belts.23
systems in all
straint
automobiles manufac-
in
junctures
promulgation
At other
September
tured after
1989.20
rule,
Secretary
final
noted
again
this
ultimately
in
amended the
1991 to
lap
necessary
protection in
belts were
for
require
lap
airbags combined with
and shoul-
protection
rollovers. “To attain
in these non-
der belts
all new automobiles.21
crashes,
lap
[rollover
rear-end]
frontal
adopting
regulations
applied
belt,
In
lap/shoulder
be worn.”24
belt must
Secretary
the Excel in which Mario Alvarado was in-
recognized
But the
also
that seat-
injuries
jured,
Secretary
Transportation
con- belts
result more severe
could
options
length.22
types
sidered various
at some
some
of crashes:
Secretary
cognizant
two-point
The
Airbags
provide pro-
also
belts
employed by
restraint
like the one
higher speeds
tection
than
belts
rollover,
prevent ejection
do,
might
provide
protection
in a
they
will
better
extremely
use
kinds
Secretary
permitted
against
nevertheless
several
debili-
tating
(e.g.,
inju-
facial
two-point system:
injuries
brain and
30127(b) (1997).
1410b(b)(l)(1982)
(repealed
21. See 49
18. 15
U.S.C.
1994).
FMVSS,
Fed.Reg.
22. See
Pokorny
1410b(b)(2), 1410b(f)(2);
§§
see also
1116, 1123-24
Ford Motor
Id. at 28985.
Cir.),
denied,
(3d
cert.
L.Ed.2d
Id. at 28991.
Fed.Reg.
20. See
airbags,
ries)
prohibited the use
They
nor
general- mandated
than
belts.
also
they
than
be
ly spread
impact
recognized
of a crash
could
better
but instead
seatbelts,
likely
cause
which are more
meeting
requirements of the
used
injuries
in the
internal
or broken bones
option
at the
of the manufactur-
they
body
where
restrain oc-
areas
er.
cupants in severe crashes.25
history, I
mean to
reviewing
do not
Secretary
The
further considered the rela-
alleging
defec-
imply that common-law
merits of
and nondetachable
tive
detachable
airbag
include
design
an
did not
tive
because
seatbelts but did not mandate ei-
automatic
or similar claims
to detect a child
sensor
ther, recognizing
had
that both
benefits
issues
preempted.33
are not
Those
are or
usage
for non-
drawbacks.26 While the
rate
point in re-
The
are not before the Court.
might
seatbelts
detachable automatic
illustrate
counting these considerations
reasoned,
higher,
Secretary
were a
there
weighed
consciously
that federal lawmakers
myriad
countervailing
concerns. Some
options
expressly permitted
the various
passengers
find
auto-
would
nondetachable
type
one
of re-
manufacturers
choose
“uncomfortable,
matic seatbelts
cumbersome
another within certain
straint
over
“[ojthers
entrap-
and obtrusive” and
-willfear
two-point system
by Hyun-
used
limits.
that this
ment.”
concluded
option
expressly contemplated as an
dai was
that, in
“might hamper automobile sales” and
restraining passengers.
emergency,
might
some
find nondetacha-
v. National Solid
Court’s decision Gade
get
belts “harder to
out of.”28 The Sec-
ble
Association,
Management
teaches us
Wastes
retary
that the “most
con-
observed
serious
analysis
should turn
public’s
that “the
them that
cern” was
dislike of
“
*16
may
system
‘operate
(e.g., by
lead to defeat of the
the federal and state laws
whether
belt).”29
cutting
Secretary
object.’”34
the
The
also
was
The
on the same
mandating
concerned that
by
nondetachable
alleged
“operate
Alvarados
the
force
belts would
manufacturers to eliminate
object”
the
Act and feder-
the same
as
the middle front
because
was no
seat
there
regulations
al
for occu-
—the
commercially-developed
pro-
technology to
pant
systems.
restraint
The extensive histo-
vide an automatic seat belt for the center
systems
ry
regulation of restraint
of federal
and that
it
seat
nondetachable belts made
strongly
preemption.
indicates
prop-
difficult to install a child restraint seat
hand,
erly.30 On the other
the
of
drawback
Ill
passen-
was
detachable automatic belts
'
gers
detach
use
would
and not
them.31
its
in
Preemption
genesis
of
law has
state
Supremacy Clause of the United
the
States
Similarly,
Secretary weighed
po-
the
the
Constitution,
provides that
of
which
the laws
airbags many types
in
tential effectiveness of
supreme
the
Law
States “shall be
against
potential
injury to
United
of crashes
(children)
Land;
any Thing
in
position” passengers
of the
the Constitu-
“out of
when
Contrary
airbag deployed.32
any
Laws of
to
an
The
neither
tion or
State
Transp. Corp.,
Int’l
25.
Id.
33.
Bammerlin v. Navistar
Cf.
(7th Cir.1994) (holding
preemp-
no
26.
Id. at 28992.
large
of a claim that the belt
in a
tion
defectively designed be-
tractor-trailer truck was
27.
Id.
engine housing);
cause it
attached
Am., Inc.,
Perry
v. Mercedes
N.
Benz of
Id.
(5th Cir.1992)
airbag
(holding claim
it did not inflate was not
was defective because
Id. at 28993.
preempted).
Id.
34. 505 U.S.
(1992) (quoting Napier v.
Coast Line
Atlantic
605, 612,
R.R..
(1926)).
L.Ed. 432
32. See id. at
“express” or
notwithstanding.”35
preempt-
preemption
A state
is denominated
law is
“implied”:
if
ed
“without effect”
it conflicts with
federal law.36
Court concluded
Frequently,
preemptive “label” we
scope
Medtronic that the
of
is
impli-
carry
choose
with
substantive
will
principles.37
two
The first is the
informed
In
scope
pre-emption.
cations for the
Congress
presumption that
does not cavalier-
however,
case,
not.
this
it does
Our dis-
action,
ly
partic-
preempt state-law causes of
Kennedy as to
agreement with Justice
legislated
ularly
Congress has
in a field
when
preemptive
Act’s
effect
whether the OSH
traditionally occupied
Such
States.38
“implied”
“express”
is
or
is less
labeled
“consistent
federal-
approach is
with both
agreement
important
than our
primacy
ism concerns and the historic
implications of the text of the statute
regulation of matters
health and
state
congressional
pre-empt
intent
evince a
safety.”39
principle
The second
that the
is
fed-
nonapproved state
when a
Congress,
which is the “‘ultimate
intent
eral
is in effect.45
case,”40
every preemption
is
touchstone’
text” of
“implications
of the
purpose
from the structure and
determined
unmistakably
reflect
that some state
a whole not
revealed
the statute as
express preemp-
preempted.
laws are
through
reviewing
[also]
the text “but
provides:
tion clause
understanding
way in
court’s reasoned
of the
and its
intended
statute
motor
a Federal
vehicle
Whenever
regulatory
surrounding
scheme to affect
subehapter
standard established
consumers,
business,
and the law.”41
effect,
political
inis
subdivision
State
any authority
of a
have
either
State shall
express,42
Preemption may
may
be
or it
be
establish,
or to continue
effect
implied
scope
if
indicates
statute
respect
motor vehicle or item of
occupy
intended
federal law
any safety
equipment
motor
stan-
vehicle
exclusively
or when
field
state law
aspect
per-
dard
to the same
applicable
times, it
actual conflict with federal law.43 At
equip-
or item
of such vehicle
formance
preemptive
difficult to discern
ment
not identical
the Federal
which is
express
implied.
a statute is
effect of
*17
Nothing in this section shall be
standard.
Management
Gade v. National Solid Wastes
any
from
preventing
State
construed as
Ass’n,44 plurality
of the United
Su
States
safety
enforcing any
standard which is
preme
implied preemption,
found
Court
safety
to a Federal
standard.46
identical
Kennedy
in a concur
while Justice
concluded
However,
preemp
Act also contains a sav-
ring opinion
express
that there was
that,
ings
explicitly refers to common-
plurality observed
when the
clause that
tion. The
any
with
strongly
“Compliance
Federal
a statute
evinces an intent
claims:
text of
important
motor
standard issued under
preempt, it is often less
whether
vehicle
VI,
Myrick,
Corp.
Freightliner
43.
v.
35.
art.
cl. 2.
U.S. Const.
280
,
1483,
L.Ed.2d
S.Ct.
Louisiana,
725, 746,
Maryland
36.
v.
451 U.S.
(citing English
Elec.
496 U.S.
v. General
(1981).
S.Ct.
(1990));
L.Ed.2d
Bowling
see also
Brunswick
& Billiards
Moore v.
37.
at
48. 514 U.S.
115
Id. at
poses
“safety
is “not identi-
standard” that
six
of the United
Cipollone,
members
safety
applicable
cal” to federal
agreed that the terms
Supreme Court
States
2)
aspect
performance,” “the same
“requirement
prohibition” in
Public
or
meaning
effect of
clause.
Smoking Act of 196974 in-
Cigarette
Health
cluded
claims.75 The Court
A
“
phrase
‘requirement
reasoned that
“safety
term
standard” is defined un-
sweeps broadly
suggests
prohibition’
der the Act:
positive enactments and
distinction between
(2)
safety
“Motor vehicle
standards”
common
observed that
law.”76 The Court
means a minimum
motor
standard for
ve-
effectively
can
regulation
state
be as
exerted
performance,
equip-
hicle
or motor vehicle
through
damages
through
an award of
performance,
practicable,
ment
which is
“
preventive relief.77 ‘The obli-
some form of
the need
motor vehicle
meets
be,
compensation can
is
gation
pay
indeed
safety
provides objective
and which
crite-
be,
designed
potent
govern-
method of
ria.70
”78
ing
controlling policy.’
conduct and
The Court describes the
standards as
majority
“minimum” standards.71
A
States
This
accurate
United
respect to
A
in Cipollone
a manufacturer.
manufac- Court reasoned
that common-
may
damage
premised
turer
But
exis-
exceed
standards.
actions are
on the
legal duty
are not mínimums
tence
that such actions
standards
with re-
of a
gard
prohibitions.”79
regulation;
they
impose “requirements
to state
are absolute.
impose safety
explained
States
“it is the
standard that
essence
any respect
are
regu-
differs
the federal
the common law
enforce duties that
Co.,
(NHTSA).
Mich.App.
Traffic
See 49
also
v. Ford Motor
Administration
Martinez
1.50(a).
(airbag);
C.F.R.
85. 479 U.S.
Europa
also Gracia v. Volvo
see
88. Id.
Truck, N.V.,
(7th Cir.) (holding that
preempt the Alvarados’ claims. Nothing chapter in this shall in savings clause must also be considered.
way abridge or alter the remedies now
B
statute,
existing at
provisions
chapter
of this
are
addi-
speaks directly
clause
com-
claims. At the time the Excel was
tion to such remedies.99
mon-law
(1992)
(Tex.1998).
(quoting
Pilot
Ins. Co.
89. 967fS.W.2d 360
L.Ed.2d
Life
Dedeaux,
S.Ct.
481 U.S.
(Tex.1996).
(internal
(1987)
quotation
90.
105. The provides: (c) liability Effect on laws 109. Id. any Nothing chapter shall relieve person at common-law or under 226, 242, Mergens, 496 U.S. statutory person. Ed. v. 110. Board law to other State 4406(c). 15 U.S.C. airbag case claims in an worthinesss significant role in vehicle impliedly preempted.117 federal minimum [T]he field.... *23 interpreted as re- need not be cog- Congress Irrespective of was whether stricting standards of State common-law crashworthi- potential nizant of Compliance care. with such standards originally enacted ness claims when any per- necessarily thus not shield
would than Act, been more Safety there has now product at common- son litigation. decades of crashworthiness two law.111 claims certainly aware of such Congress was Report from the House more direct: was when, Safety Act in it amended lap and airbags with intended, mandated combined specifi- It is and this subsection in all two front seats establishes, compliance shoulder belts cally with in- amendments new automobiles.118 Those to standards is not be a defense or Congress preempt no- intended parties dicate that rights to affect the otherwise airbag claims. particularly those under common-law relat- contract,
ing warranty,
and tort liabili-
“Nothing in
said:
The 1991 amendments
ty.112
made un-
or in the amendments
this section
Motor Vehicle
congressional reports
der
section
Federal
these
were
this
When
by
Safety
208
be construed
country
recog
no
in the
had
shall
prepared,
court
Standard
indicating
any person
court
an intention
Because of
as
nized crashworthiness claims.
affect,
fact,
modify
in
by
change,
in Wood
this
First Circuit concluded
any,
of a motor
Corp.
any way
liability,
v.
Motors
did
General
applicable law
intend for the
in the Safe
vehicle manufacturer
clause
inflatable
ty
with or without
Act
to save crashworthiness claims.113 relative to vehicles
leave
opinion
Congress intended to
pointed
to Evans v.
restraints.”119
Wood
Gen
unaffected,
year
“applicable law”
and in
Corp.,114
eral Motors
decided the same
by
passed,
had been
the over-
that the
Act was
which held
construed
preempting
weight
authority
plaintiff
whelming
that a
failed to state a cause of
Virtually
fed-
by
no-airbag
car
all state and
alleging
action
that a
uncrashwor-
claims.
majority of
thy.
disagreed
appellate courts
the vast
At least one other court has
eral
Wood,
analysis
in
had held that no-air-
concluding Tay
in
federal district courts
Corp.,115
preempted.120 Only three
bag
lor
that the semi
claims were
v. General Motors
prior
had
nal
v.
decisions
to 1991
concluded
decision
Larsen
General Motors
issued
no-airbag
preempted.
were not
Corp.,116
recognized
which in 1968
a crash-
claim,
by
an intermediate state
worthiness
was foreshadowed
One was a decision of
court,
“scholarly commentary.”
Eighth Circuit
and the two others
appellate
By
federal
courts.121
Taylor
decisions of
district
nevertheless held
uncrash-
(8th Cir.1968).
89-1301,
(1966), reprinted
S.Rep.
at
116.
No.
391 F.2d
111.
1966 U.S.C.C.A.N.
2720.
at
875 F.2d
89-1776,
(1966).
H.R.Rep.
at
No.
30127(f)(2).
118. See 49 U.S.C.
Corp., 865
See Wood v. General Motors
2508(d),
Stat.
119. Pub.L. No.
denied,
Cir.1988),
(1st
403-406
cert.
(codified
differ-
with some
110 S.Ct.
U.S.
30127(f)(2)).
language
ences
at 49 U.S.C.
(1990).
7;
cited
S.W.2d
5 n.
see also cases
120. See 914
denied,
Cir.),
(7th
F.2d 822
cert.
114. 359
Cellucci,
Cooper,
n.4
of the Act.142
Act does not man-
The
cost,
higher safety
any
date all
standards at
operate
only
no-lap-belt
on
Not
do
claims
only
safety
determined
but
those
object
the same
as the federal
stan-
Secretary
Transportation
be
dards,
they
those stan-
also conflict with
“reasonable,
appropriate.”143
practicable and
with
dards. The clash
arises
balancing.
must
There
be a
failing
lap
for
to furnish a
because
Nevertheless,
penalizes
choosing
a manufacturer for
the United States
belt
under the
focusing
option
expressly granted
explained
regulation.147 Allowing no-
and
federal scheme of
respective purposes
federal
state
Ouellette,
481, 494,
805,
Myrick,
479 U.S.
107 S.Ct.
140.
U.S. at
149. 110 F.3d n. 571.208, Id. S4.1.2.3. Coip., Pa. Cellucci v. General Motors also 407, (1998) (quoting and fol- 706 A.2d Harris). 571.208, S5.1. lowing 150. Harris, F.3d at n. Supreme preempted,162 while the passive to claim
asserts that
it chose
furnish
system
to
of Arizona held Hernandez-Gomez
restraint
under S.4.5.3 and meet Court
implied pre
performance requirements
option
there
no
the
two. v. Leonardo that
was
rollover/lap
because
emption in
belt case
The
contend
because there
Alvarados
by the manufacturer did
option chosen
performance
applicable
was no
rollovers, only to frontal
relate
not
two,
option
rollovers under
their common-law
de
light
express
of the
crashes.163 In
aspect
“applicable
same
claims are not
that di
provisions
regulations
of the
tailed
performance”
as FVMSS 208 within the
protection, Zimmerman
rectly
crash
address
meaning
This
Act.157
Court
is the better-reasoned decision.
That
agree.158
seems to
conclusion is unten
options
able. Each of the
that was available
put to rest is
One final issue that should be
Hyundai
protection
addressed “crash
re
two-point
regulations authorized
whether the
Freightlin
quirements.”
the claim in
Unlike
systems. While it is true
restraint
Corp. Myrick,159in
there were
er
“two-point
regulations
not use
words
do
regulations in effect under the
restraint,”
Secretary
Transportation
regarding stopping
or vehicle sta
distances
system, even
of such a
approved the use
trailers,
bility
for trucks or
recognized
Secretary expressly
though the
issue here address
crashworthiness of
two-point
less effec-
might
restraints
detail,
systems in
passenger restraint
includ
ejec-
systems in preventing
than other
tive
per
expressly
ing rollovers.
was
system
restraint
tion
rollovers.164
regulations under FMVSS 208
mitted
by Hyundai
as the one
used
was
same
option
choose an
not include
did
by Volkswagen,
system
and that
was
used
compliance
require
belts and that did
Secretary in
years
over the
evaluated
requirements,
performance
rollover
process
promulgating
stan-
protection
meet
“crash
had to
other
pas-
noted that “two
dards.165 The
requirements.”160
regulations provided
systems” appeared
restraint
workable166
sive
addressing the extent to
detailed standards
knee bol-
and later that VW’s shoulder and
systems must restrain. The
which restraint
meeting
proven
“a
means of
ster
“applicable
claims are
requirement.”167
passive
restraint
aspect
performance.”161
same
specific
sought
approval
Volkswagen
and,
two-point system,
the Alvarados
its
that have addressed this
Other courts
concede,
Highway
Traffic
National
question
differing
reached
conclusions.
have
authoriza-
specific
Administration ruled
in Zim-
of Idaho held
unnecessary
America,
because FMVSS 208
tion was
Volkswagen
Inc. that
merman v.
sys-
“already
passive
belt
permits use of
directly
perfor-
regulation
addressed
*28
passive restraint
used
protect
tem.”
vehicle occu-
requirements
mance
option un-
no-lap-belt
by Hyundai
permitted as an
pants during crashes and that a
1392(d).
advantage
opportunity
design
One
takes
157. 15 U.S.C.
include,
strictly
on a
for the manufacturer
basis,
ignition
The belt
voluntary
an
interlock.
at 6.
158. See 974 S.W.2d
door,
design
detaches from
before the car can
start-
must be reattached
285-86,
one of the three FMVSS under
208.169 duty
A belts provide theory or strict negligence that is “not identical”
FMVSS 208. Alvarados’ common-law directly regu- conflict with the federal
latory preempted and thus scheme are requirements satisfied the of S4.5.3. preempts no-
Federal the Alvarados’
lap-belt Accordingly, claims. I dissent.
Jerry P. CHILDS & and Childs
Bishop, Inc., Petitioners,
Joseph HAUSSECKER and Gail
Haussecker, Respondents. GRAVEL,
HUMBLE SAND &
INC., al., Petitioners, et MARTINEZ, ux., Respondents.
Jose L. et
Nos. 97-0324.
Supreme Court of Texas.
Argued Jan. July
Decided
Rehearing Sept. Overruled 571.208,
169. See 49 C.F.R S4.5.3.
