David HUTCHINS, et al., Plaintiffs-Appellees, v. David A. CLARKE, Jr., et al., Defendants-Appellants.
No. 10-2661
United States Court of Appeals, Seventh Circuit
Decided Oct. 24, 2011.
Argued June 10, 2011.
661 F.3d 947
Even if Smith‘s estate has not waived the right to claim prejudice, it faces the tough hurdle overcoming our deference to this particular type of evidentiary ruling. After all, all evidence is prejudicial. Evidence is “unfairly prejudicial in the context of Rule 403 if it will induce the jury to decide the case on an improper basis, commonly an emotional one, rather than on the evidence presented.” United States v. Albiola, 624 F.3d 431, 440 (7th Cir.2010) (internal citations omitted). Although a district court must be cautious and consider prejudice when admitting such evidence, certainly there are permissible uses of drug evidence in non-drug crime cases. See United States v. Cameron, 814 F.2d 403, 405 (7th Cir.1987) (noting that there are times when drug use may be admitted over a Rule 403 objection). Courts have admitted evidence of drug possession over Rule 403 objections when the drug possession tends to corroborate an element of a separate criminal offense. See, e.g., United States v. Sanchez, 615 F.3d 836, 841-42 (7th Cir.2010) (allowing in evidence of drug trafficking to demonstrate motive in a kidnapping case); United States v. Strong, 485 F.3d 985, 990 (7th Cir.2007) (allowing in evidence of drug possession over a Rule 403 objection in a felon-in-possession of a firearm case because the drug evidence supplied a motive for having the gun). In this case, the drug evidence was not admitted for the purpose of making a general character attack, but rather because it tended to make it more probable that the plaintiff acted as the defendant contended he did. See Palmquist, 111 F.3d at 1342. The evidence was used to rebut the plaintiffs’ argument that Smith exited the store and immediately complied with the officer‘s direction to put his hands in the air. It was also used to demonstrate that Smith had a motive to turn away from the officer to conceal the drugs and then attempt to gain control of Officer Nelson‘s weapon. The evidence was limited to two photographs showing the drug packets recovered from Smith‘s body and the dry and succinct medical testimony of the medical examiner, occupying merely five pages of trial transcript, about where the packets were found in Smith‘s body and how they most likely arrived there. R. 187, pp. 576-77, 582-83. No one discussed drug sales, drug use, gang membership, or any type of criminal activity.
The district court did not err in admitting the drug evidence. And because we decide that the court did not err in admitting the evidence, no new trial is warranted. The judgment of the district court is AFFIRMED.
Christopher J. MacGillis (argued), Attorney, MacGillis Wiemer, LLC, Wauwatosa, WI, for Plaintiffs-Appellees.
Before BAUER, FLAUM and WILLIAMS, Circuit Judges.
BAUER, Circuit Judge.
Milwaukee County Deputy Sheriff David Hutchins brought an action for comments made by Milwaukee County Sheriff David Clarke regarding Hutchins’ disciplinary history with the sheriff‘s department. The district court granted the plaintiffs’ motions for summary judgment, finding that Sheriff Clarke violated (1) Wisconsin‘s Open Records Law,
I. BACKGROUND
This case arises from a pair of on-air phone calls to a popular Milwaukee, Wisconsin radio show, one from Hutchins and the other from Sheriff Clarke. On May 17, 2007, a discussion regarding Sheriff Clarke‘s avoidance of certain African-American groups took place on the “Eric Von Show,” a listener-interactive radio show which is broadcasted on WMCS AM 1290. On that day, Hutchins, a routine listener and caller, called the show in response to the critical comments regarding Sheriff Clarke‘s involvement with an African-American community organization dedicated to reducing crime. Hutchins was likewise critical of Sheriff Clarke, stating words to the effect that Sheriff Clarke was not a good fit for the Milwaukee County Sheriff position. In response to Hutchins’ comments, Sheriff Clarke called the Eric Von Show and retorted by calling Hutchins a “slacker” who did not deserve to be an employee of the sheriff‘s department. Sheriff Clarke expressed the view that Hutchins was bitter and carried a grudge against him because of a disciplinary action taken in 2004 by him against Hutchins. Sheriff Clarke identified this disciplinary action on-air as a step taken as a result of Hutchins’ “sexual harassment” of another employee. In actuality, the disciplinary action was for Hutchins’ violation of a department rule that prohibited offensive conduct or language toward the public or toward county officers or employees.
Hutchins and the Milwaukee Deputy Sheriff‘s Association filed a complaint alleging that the defendants violated Hutchins’ First Amendment right to free speech and both plaintiffs’ First Amendment right of free association by retaliating against the plaintiffs, in violation of
Both parties filed motions for summary judgment on all counts. The district court granted summary judgment in favor of the plaintiffs on (1) their claim under
The defendants filed a motion for reconsideration and the district court issued an order denying the motion. The defen-
II. DISCUSSION
A. Wisconsin‘s Open Records Law
The district court granted summary judgment in favor of Hutchins, finding that Sheriff Clarke violated Wisconsin‘s Open Records Law by failing to provide notice and failing to conduct a balancing test before orally discussing the contents of Hutchins’ disciplinary file. The appellants argue that the district court erred when it applied Wisconsin‘s Open Records Law to Sheriff Clarke‘s oral reference to Hutchins’ disciplinary record. We agree and can dispose of this issue without delving much into the district court‘s analysis or the parties’ arguments; Wisconsin‘s Open Records Law simply does not apply to the facts of this particular case, and the plaintiffs have no claim under the statute.
Wisconsin‘s Open Records Law was enacted to provide the public with “the greatest possible information regarding the affairs of the government and the official acts of those officers and employees who represent them.”
Here, the facts in the record show that Sheriff Clarke called into a radio show and, spontaneously or not, discussed details regarding Hutchins’ disciplinary history. Nothing from this set of facts leads us to the conclusion that Wisconsin‘s Open Records Law should be invoked. There was no request to inspect Hutchins’ disciplinary record, no permission granted, and no balancing test undertaken.1 Perhaps
While Wisconsin courts have not yet considered this issue, we believe our opinion is consistent with the trajectory of Wisconsin case law. Prior to the decision in Woznicki v. Erickson, the Open Records Law only authorized a requester to bring an action for mandamus compelling a custodian to release a record under
Although Wisconsin‘s Open Records Law is not applicable here, we note that Hutchins could have (and in some cases did) brought his complaint under a number of more applicable theories, including but not limited to defamation, right of privacy, or retaliation, but Wisconsin‘s Open Records Law has no application here. While we find Sheriff Clarke‘s on-air comments regarding Hutchins’ disciplinary history insensitive, not to mention inaccurate, we cannot say that his actions were in violation of Wisconsin‘s Open Records Act, and we reverse the decision of the district court on this issue.
B. Wisconsin‘s Right of Privacy Statute
The plaintiffs argue that the defendants invaded Hutchins’ right of privacy in violation of Wisconsin‘s Right of Privacy statute,
[p]ublicity given to a matter concerning the private life of another, of a kind highly offensive to a reasonable person, if the defendant has acted either unreasonably or recklessly as to whether there was a legitimate public interest in the matter involved, or with actual knowledge that none existed. It is not an invasion of privacy to communicate any information available to the public as a matter of public record.
There is most certainly a question of material fact as to the first four factors that create the invasion of privacy claim (which, we note, appear to weigh heavily in favor of the plaintiffs). However, we do not reach this analysis because the information communicated is available to the public as a matter of public record.
The appellants’ argument with regard to the right of privacy claim is that Hutchins’ disciplinary record is considered a public record because the record is the product of a closed investigation, and records of employee misconduct may be released under Wisconsin‘s Open Records Law once the
The district court entangled its analysis of Wisconsin‘s Open Records Law with its analysis under Wisconsin‘s Right of Privacy statute and incorrectly relied on its procedural finding under the Open Records Law when determining whether the disciplinary record should remain closed under the Right of Privacy statute. While the two statutes are related laws, they are only related in that a finding under the Open Records Law that a record should be made public would necessarily mean that “the information was available to the public as a matter of public record.” This is true because both statutes apply the same common-law balancing test when determining whether a record is “public.” In this case, however, the district court never made a finding as to whether the record could be made public under the Open Records Law (and thus under the Right of Privacy statute). Instead, it found only that the procedures delineated in the Open Records Law were not followed. These procedures, however, have no impact on the question of whether a record is “public” or not; they are merely procedural, not substantive.
Although the district court‘s opinion and the parties’ briefs identified the balancing test as being pertinent to a public records finding under the Right of Privacy statute, all failed to adequately apply the balancing test to the facts in this case. Because the application of the balancing test is a question of law, we apply our analysis independently. Milwaukee Journal Sentinel v. Wisconsin Dep‘t of Admin., 319 Wis.2d 439, 768 N.W.2d 700, 708 (2009) (citing Wisconsin Newspress, 546 N.W.2d at 149).3
In order to determine whether Hutchins’ disciplinary history is “information available to the public as a matter of public record,” we weigh the public interest in protecting its citizens’ reputations and privacy against the strong public interest in maintaining open records, considering the relevant factors to determine whether the surrounding factual circumstances create an “exceptional case” not governed by the strong presumption of openness. Hempel v. City of Baraboo, 284 Wis.2d 162, 699 N.W.2d 551, 567 (2005).
After balancing the two interests in this case, we find that the public interest in disclosure of this information is not outweighed by the public interest in maintaining it as a closed record. Many of the factors that favor nondisclosure of police officers’ personnel files are not present in Hutchins’ case. See Hempel, 699 N.W.2d at 568-70 (records pertaining to internal investigations may be withheld from the public when they are the result of a confidential investigation and disclosure would discourage other police officers and employees within the police department from providing potentially damaging information about a colleague); State ex rel. Journal/Sentinel, Inc., Anne Bothwell v. Arreola, 207 Wis.2d 496, 558 N.W.2d 670, 676-77 (Wis.Ct.App.1996) (the release of disciplinary files might hamper the police department‘s ability to conduct an effective investigation against an accused officer); Law Offices of William A. Pangman & Associates, S.C. v. Zellner, 163 Wis.2d 1070, 473 N.W.2d 538, 545 (Wis.Ct.App.1991) (disclosure of personnel records would have a “chilling effect” on law enforcement because officers might make fewer arrests if they knew their personnel files might be made public as a result of the arrest); Law Offices of William A. Pangman & Associates v. Stigler, 161 Wis.2d 828, 468 N.W.2d 784, 789 (Wis.Ct.App.1991) (release of records would endanger officer engaged in undercover work); Village of Butler v. Cohen, 163 Wis.2d 819, 472 N.W.2d 579, 584 (Wis.App.1991) ((1) the possibility of cross-examination of matters in personnel records might impair police officer‘s ability or willingness to testify in court, and (2) fewer qualified candidates would accept employment in a position where they could expect their personnel files are regularly open for public review).
Nevertheless, some factors favoring nondisclosure do apply. For example, the release of Hutchins’ disciplinary file could jeopardize the personal privacy of the employee who made the complaint about his offensive conduct. See State ex rel. Ledford v. Turcotte, 195 Wis.2d 244, 536 N.W.2d 130, 132 (Wis.Ct.App.1995).4 And there is a valid concern about the impact of disclosing personnel files on intra-department morale. Zellner, 473 N.W.2d at 543.5
The public policies favoring disclosure include (1) the intent of Wisconsin‘s Open Records Law states that “[t]he denial of public access generally is contrary to the public interest, and only in an exceptional case may access be denied,”
In addition to these factors, which have been identified in Wisconsin cases, there are additional relevant facts favoring disclosure in this case. Whether the county sheriff is performing his job in a satisfactory manner is particularly relevant to the public interest. Criticism of the sheriff‘s performance, especially from an individual who freely identified himself on-air as a deputy within the sheriff‘s department, gives the public a heightened interest in the origin and motives behind that criticism.
We note that it is problematic when a government employer openly discusses his employees’ disciplinary files, and Wisconsin‘s Right of Privacy statute remains a viable form of relief. However, in this case, after applying the common-law balancing test to Hutchins’ disciplinary file, we conclude that there is no genuine public interest in keeping the record closed to the public. Hutchins’ claim under Wisconsin‘s Right of Privacy statute fails.
C. Unlawful Retaliation Under the First Amendment
The plaintiffs argue that Sheriff Clarke retaliated against Hutchins for his comments on the Eric Von Show when he disclosed Hutchins’ disciplinary history on the radio show, and that this retaliation was in violation of
It is well established that a public employee retains First Amendment rights to free speech. Pickering v. Bd. of Educ., 391 U.S. 563, 568, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968); Vargas-Harrison v. Racine Unified Sch. Dist., 272 F.3d 964, 970 (7th Cir.2001). As a general rule, the government cannot retaliate against its employees for engaging in constitutionally protected speech. Vargas, 272 F.3d at 970. When a plaintiff brings a
The appellants argue that the retaliatory action Hutchins complains of—the
A
While the district court used the purported Open Records Law violation as a basis for finding an adverse employment action and, consequently, a
The appellants say that in undertaking this analysis, the court must take into consideration Sheriff Clarke‘s own right to free speech, and they are correct. We cannot afford one party his right to free speech while discounting the rights of the other party. Other circuits and courts within our circuit have addressed this situation—where the alleged retaliatory action is in itself speech—by limiting a finding of an adverse action only to situations where the defendant‘s speech is threatening, harassing, or intimidating. See Owens v. Ragland, 313 F.Supp.2d 939, 949 (W.D.Wis.2004); Suarez Corp. Indus. v. McGraw, 202 F.3d 676, 687 (4th Cir.2000) (“[W]here a public official‘s alleged retaliation is in the nature of speech, in the absence of threat, coercion, or intimidation intimating that punishment, sanction, or adverse regulatory action will imminently follow, such speech does not adversely affect a citizen‘s First Amendment rights, even if defamatory.“).
Here, Sheriff Clarke called the Eric Von Show and expressed his opinion that Hutchins’ criticism was a result of Hutchins carrying a grudge against him for a past disciplinary action. Sheriff Clarke then went on to discuss that disciplinary action. Sheriff Clarke‘s comments about Hutchins’ disciplinary history pertain to a past disciplinary action and in no way intimate any future disciplinary action against Hutchins with regard to that closed matter. Sheriff Clark‘s disclosure of Hutchins’ disciplinary history did not constitute a threat, coercion, or intimidation that punishment, sanction, or adverse regulatory
The appellees direct our attention to the Sixth Circuit, which has heard cases in which a public official has responded to an individual‘s criticism by revealing intimate and embarrassing details about that individual. See, e.g., Bloch v. Ribar, 156 F.3d 673, 679-80 (6th Cir.1998). That circuit recognizes that in some cases where the alleged retaliation is speech, causing “embarrassment, humiliation, and emotional distress” that is damaging to the plaintiff may be actionable under
The record demonstrates that Sheriff Clarke‘s retaliatory conduct in discussing Hutchins’ disciplinary history was not accompanied by threat, coercion, or intimidation intimating punishment. Accordingly, it is not actionable under
D. Pleadings
The appellants argue that the plaintiffs did not plead a violation of the Wisconsin Open Records Law, nor did they plead a statutory right of privacy claim. We will address each in turn and will not reverse unless we have found the district court has abused its broad discretion to constructively amend a complaint. See Sunstream Jet Express, Inc. v. Int‘l Air Service Co., Ltd., 734 F.2d 1258, 1272 (7th Cir.1984).
As for the Wisconsin Open Records Law, the appellants argue that the plaintiffs never raised the issue until they submitted a reply brief in support of the plaintiffs’ motion for summary judgment. The district court recognized that the plaintiffs’ complaint did not formally state a cause of action under Wisconsin‘s Open Records Law, but cited to the well-known rule that a pleading can be constructively amended when both parties expressly or impliedly consent to the constructive amendment. See
The appellants also argue that the plaintiffs did not plead a statutory right of privacy claim under
III. CONCLUSION
For the reasons stated above, we REVERSE the decision of the district court and REMAND for further proceedings consistent with the findings expressed herein.
WILLIAMS, Circuit Judge, concurring.
I join the majority‘s opinion in full except as to Part II.C. I agree that, given the facts of this case, Sheriff Clarke‘s discussion of Hutchins‘s disciplinary history is not actionable under
We have long recognized such claims. For example, in Bart v. Telford, 677 F.2d 622, 625 (7th Cir.1982), the plaintiff complained of a “campaign of petty harassments” designed to punish her for having run for public office and endorsing a candidate at a press conference following the primary election. Among other things, she was allegedly ridiculed for bringing a birthday cake to her office to celebrate a co-worker‘s birthday. Finding that a “campaign of harassment which though trivial in detail may have been substantial in gross,” we reversed the district court‘s dismissal of the complaint and remanded for a factual determination of whether the alleged “campaign reached the threshold of actionability under section 1983.” Id. at 625.
We reiterated this point in DeGuiseppe v. Village of Bellwood, 68 F.3d 187, 192 (7th Cir.1995), by explaining that “even minor forms of retaliation” such as “diminished responsibilities” or “false accusations” can be actionable under the First Amendment if sufficiently adverse to chill employee speech on matters of public concern. Since then, we have consistently applied this standard. E.g., Fairley v. Fermaint, 482 F.3d 897, 903 (7th Cir.2007) (“Suppose the white guards at a prison mercilessly harass the black guards and make their lives miserable, or suppose the men demean the women. Such misconduct may be actionable under the Constitution.“); Massey v. Johnson, 457 F.3d 711, 721 (7th Cir.2006) (“In the first amendment context, harassment... may be actionable if it is designed to deter a public employee‘s free speech.“); Tierney v. Vahle, 304 F.3d 734, 740 (7th Cir.2002) (“[D]efamation inflicts sufficient harm on its victim to count as retaliation....“).
In light of our enduring recognition that harassing retaliatory speech may be actionable under
1. The Wisconsin Open Records Law defines a record as: [A]ny material on which written, drawn, printed, spoken, visual or electromagnetic information is recorded or preserved, regardless of physical form or characteristics, which has been created or is being kept by an authority. “Record” includes, but is not limited to, handwritten, typed or printed pages, maps, charts, photographs, films, recordings, tapes (including computer tapes), computer printouts and optical disks. “Record” does not include drafts, notes, preliminary computations and like materials prepared for the originator‘s personal use or prepared by the originator in the name of a person for whom the originator is working; materials which are purely the personal property of the custodian and have no relation to his or her office; materials to which access is limited by copyright, patent or bequest; and published materials in the possession of an authority other than a public library which are available for sale, or which are available for inspection at a public library.
2. While it is true that Wisconsin courts have held that there is not a blanket exemption from public disclosure for records of closed investigations against a public employee as the appellants argue, Wisconsin Newspress, Inc. v. Sch. Dist. of Sheboygan, 199 Wis.2d 768, 546 N.W.2d 143, 148 (1996), the common-law balancing test still applies. Just because a disciplinary record may be disclosed does not mean it should be disclosed.
3. Wisconsin courts have not defined “public record” in the Privacy Act context. But, Wisconsin common law has always recognized a concern for the privacy and reputation of citizens and therefore used a balancing test before making certain information public. In a decades-old case, the court noted that: [T]he right to inspect public documents and records at common law is not obsolute [sic]. There may be situations where the harm done to the public interest may outweigh the right of a member of the public to have access to particular public records or documents. Thus, the one must be balanced against the other in determining whether to permit inspection. State ex rel. Youmans v. Owens, 28 Wis.2d 672, 137 N.W.2d 470, 474 (1966). Wisconsin courts have repeated this fundamental principle in nearly every public records case. See, e.g., Woznicki, 549 N.W.2d at 701; Wisconsin Newspress, 546 N.W.2d at 147; Newspapers, Inc. v. Breier, 89 Wis.2d 417, 279 N.W.2d 179, 187 (1979).
4. Generally, this problem can be addressed by simply redacting the identities of a victim or any individuals interviewed in the investigation.
5. We note that Wisconsin cases “indicate a legislative recognition of a public policy interest in generally denying access to the personnel files of police officers,” Village of Butler, 472 N.W.2d at 584, but there have been cases where police officers’ and police department employees’ disciplinary files have been disclosed. See, e.g., Local 2489 AFSCME, AFL-CIO v. Rock County, 277 Wis.2d 208, 689 N.W.2d 644 (Wis.Ct.App.2004); Arreola, 558 N.W.2d 670; Isthmus Publishing Co. Inc. v. City of Madison Police Dep‘t, 1995 WL 819176 (Wis.Cir.Ct.1995).
6. See also Isthmus Publishing Co., 1995 WL 819176, at *12 (“Clearly police personnel have a privacy interest in keeping reports of misconduct secret. But the interest of society in scrutinizing the uses to which police personnel put their powers weighs more heavily. This has been the holding of many previous cases including Youmans and Ledford.“).
7. In Power, we stated that: Not section 1983, but the federal statutes, such as Title VII of the Civil Rights Act of 1964, that forbid invidious discrimination in employment, limit their protection to victims of “adverse employment action,” which is judicial shorthand (the term does not appear in the statutes themselves) for the fact that these statutes require the plaintiff to prove that the employer‘s action of which he is complaining altered the terms or conditions of his employment.... Any deprivation of a legal right under color of law that is likely to deter the exercise of free speech, whether by an employee or anyone else, is actionable... [if] the circumstances are such as to make such a refusal an effective deterrent to the exercise of a fragile liberty. 226 F.3d at 820.
