Lead Opinion
Plaintiff Chet A. Hurd appeals from a jury verdict in favor of defendant Pittsburg State University on Mr. Hurd’s claim of discrimination under the Age Discrimination in Employment Act (ADEA), 29 U.S.C. §§ 621-634. After concluding that Seminole Tribe of Florida v. Florida, — U.S. -,
I
BACKGROUND
Mr. Hurd brought this action against Pitts-burg State University (PSU), claiming he was discharged in violation of the ADEA. PSU moved to dismiss on the basis that, as an agency of the state of Kansas, it was entitled to Eleventh Amendment immunity
After a jury verdict for PSU, Mr. Hurd moved for a new trial arguing the district court had erred in overruling his Batson challenge to PSU’s peremptory strike of the sole African-American juror. The district court denied the motion, Hurd v. Pittsburg State Univ.,
II
ELEVENTH AMENDMENT
We first address PSU’s claim that our Eleventh Amendment immunity determination in Hurd II was overruled by Seminole Tribe. In the case of an intervening Supreme Court ruling, a single panel is permitted to reconsider a previous Tenth Circuit decision to the extent the new case law invalidates our previous analysis. Berry v. Stevinson Chevrolet,
In Seminole Tribe, the Court considered whether Congress could abrogate state sovereign immunity by enacting the Indian Gaming Regulatory Act of 1988 pursuant to the Indian Commerce Clause, U.S.Const., art. I, § 8, cl. 3. Seminole Tribe, — U.S. at -,
Seminole Tribe thus imposed two significant changes. First, it brought into sharp focus a two-part test that had been previously only implicitly stated. Id. at -,
In Hurd I, the district court preseiently applied the two-part analysis now required by Seminole Tribe. Hurd I,
A. Intent to Abrogate
PSU contends the district court’s analysis of Congress’ intent to abrogate was flawed for two reasons: the district court, looked to the legislative history of the ADEA in violation of Seminole Tribe’s express prohibition of such recourse; and the ADEA’s jurisdictional provisions incorporate language previously found insufficient by the Court to establish intent to abrogate.
Seminole Tribe reaffirms that Congress’ intent to abrogate state sovereign immunity must be “ ‘unmistakably clear in the language of the statute.’ ” Seminole Tribe, — U.S. at -,
PSU further argues the district court erred in its evaluation because the ADEA shared language with a version of the Fair Labor Standards Act, a statute found not to clearly express Congress’ intent to abrogate, see Employees v. Missouri Public Health Dept.,
More importantly, Seminole Tribe does nothing to draw into question our conclusion regarding congressional intent. On the contrary, the Court there notes that “numerous references to the ‘State’” as a defendant “make it indubitable that Congress intended ... to abrogate the States’ sovereign immunity from suit.” Seminole Tribe, — U.S. at -,
B. Power to Abrogate
PSU next turns its attention to the second prong of the Seminole Tribe test, Congress’ power to abrogate state sovereign immunity. This is the area of analysis most significantly changed by Seminole Tribe, and we will consider it in some detail.
The district court expressly concluded that the 1974 amendments to the ADEA were enacted pursuant to Congress’ power under section five of the Fourteenth Amendment. Hurd I,
PSU does not dispute that Seminole Tribe left untouched Congress’ power to abrogate the Eleventh Amendment by exercise of its authority under section five of the Fourteenth Amendment. Aplee.’s Supp. Br. at 15; Seminole Tribe, — U.S. at -,
Prior to Seminole Tribe, the Supreme Court upheld the general applicability of the ADEA to the states by concluding that Congress had exercised its Commerce Clause power in enacting the ADEA. EEOC v. Wyoming,
PSU suggests that the failure of these courts to utilize the Seminole Tribe two-part test renders their conclusions on congressional power, and our reliance on those conclusions, inapposite. We are not persuaded. Although Seminole Tribe requires courts to ascertain that Congress exercised valid legislative authority, Seminole Tribe articulates no particular method for determining the source of that authority. Timmer,
[A] court should carefully consider the propriety and effect of concluding that Congress has acted pursuant to § 5.... [T]he Court did not suggest that a court should never infer congressional intent to legislate pursuant to § 5 of the Fourteenth Amendment, but rather that it should first consider a number of factors before making such an inference.
Timmer,
In sum, nothing in Seminole Tribe requires us to alter our implicit conclusion in Hurd II that the legislative history of the 1974 amendments to the ADEA reflects a purpose consistent with the Fourteenth Amendment and that Congress acted pursuant to its powers under the Fourteenth Amendment when it applied the ADEA to the states. Congress intended to and had authority to abrogate the states’ Eleventh Amendment immunity from suit by the 1974 amendments to the ADEA. We clearly have jurisdiction under the ADEA over Mr. Hurd’s action against PSU.
Ill
BATSON CHALLENGE
In his appeal, Mr. Hurd, a white plaintiff, claims the district court erred in overruling his Batson challenge to PSU’s peremptory strike of the sole African-American juror. In Batson v. Kentucky,
A three-step inquiry is used to evaluate a Batson challenge to a peremptory strike. Purkett v. Elem,
Mr. Hurd timely objected to PSU’s strike of Mr. Huie Cunningham, the only African-American juror. The district court then asked PSU to justify its strike. Counsel for PSU stated he had rejected Mr. Cunningham as a juror because “Mr. Cunningham revealed that he was previously involved in jury service where a jury found, in a civil
On appeal, Mr. Hurd argues that a mistaken belief underpinning a peremptory strike amounts to no reason at all, and thus should not survive a Batson challenge. Mr. Hurd asserts that to uphold a strike once the factual basis is eliminated is tantamount to allowing the proponent of the strike to merely assert his or her good faith as an explanation. In essence, Mr. Hurd urges us to conclude that when a proffered explanation for a strike relies in part
Mr. Hurd confuses the second and third steps of the Batson inquiry. At the second step, the party making the strike can rebut the presumption of improper motive by proffering a race neutral explanation for its strike. “A neutral explanation ... means an explanation based on something other than the race of the juror.” Hernandez v. New York,
In the third step of the inquiry, the “trial court ... ha[s] the duty to determine if the [opponent of the strike] has established pur
IY
CONCLUSION
For the foregoing reasons, we conclude that Seminole Tribe does not disturb our previous decision that Mr. Hurd was not barred by the Eleventh Amendment from bringing his ADEA suit against PSU. We also hold that the district court did not err in overruling Mr. Hurd’s Batson challenge and in denying Mr. Hurd a new trial. We AFFIRM the judgment of the district court.
Notes
. The Eleventh Amendment provides:
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
. PSU also asserts that because the Court in Seminole Tribe performed its analysis of Congress’ intent to abrogate state sovereign immunity before it analyzed Congress’ power to do so, - U.S. at -,
. We do note here that the Fair Labor Standards Act enforcement provisions invalidated by Employees v. Missouri Public Health Dept.,
Moreover, rather than calling into question our conclusion that Congress intended to abrogate state sovereign immunity, the rationale of Employees bolsters it. Hale v. Arizona,
. We are not the only court to conclude that the ADEA, as amended in 1974, was intended to abrogate state sovereign immunity. Since the 1974 amendments to the ADEA and the FLSA, the Supreme Court and other lower courts have uniformly held that Congress expressly intended to abrogate state sovereign immunity and subject states to suit under the ADEA. Gregory v. Ashcroft,
. Only a few courts have concluded that the 1974 amendments to the ADEA were enacted solely pursuant to the Commerce Clause. MacPherson v. University of Montevallo,
. PSU also argues that Kansas could effectively deter age discrimination without the necessity of ADEA suits against it in federal court. We do not disagree with that proposition, but it is not relevant to our determination today. Seminole Tribe takes no note of a state's ability to provide alternative remedies or protections. Rather, Seminole Tribe proposes a two-prong test for determining whether Congress appropriately abrogated the states’ Eleventh Amendment immunity from suit, both prongs of which have been met here.
. Mr. Cunningham actually stated that he had served on a “civil case” and that “the jury did reach — render a verdict.” Aplt.’s App., tr. at 31. In response to further questioning from the court regarding the nature of the case, Mr. Cunningham recalled that: “It was an employee of a railroad suing for benefits.” Id.
. Where the proponent ”offer[s] a race-neutral explanation for the peremptory challenges and the trial court has ruled on the ultimate question of intentional discrimination, the preliminary issue of whether the defendant ha[s] made a prima facie showing becomes moot.” Hernandez v. New York,
. PSU’s recollection of Mr. Cunningham’s statement was only partly erroneous. Mr. Cunningham had in fact served as a juror on an employment case. That fact alone could support a peremptory strike of Mr. Cunningham absent evidence of pretext.
. Mr. Hurd mistakenly relies on our recent holding in Sneed for the proposition that a mistaken reason cannot constitute a race-neutral proffer. In that case, we upheld a prosecutorial strike based, in part, on a misunderstanding of a juror's response to a question, after additional reasons for the strike were articulated. Sneed,
. Cases in which mistaken beliefs have been held sufficient to support a Batson challenge are distinguishable from the case at bar. See, e.g., Johnson v. Vasquez,
Concurrence Opinion
concurring in part and dissenting in part:
I join the holding that Seminole Tribe of Florida v. Florida, — U.S. -,
The “Constitution prohibits all forms of purposeful racial discrimination in selection of jurors.” Batson v. Kentucky,
In this case, plaintiff established a prima facie case of racial discrimination by showing that defendant’s attorney excluded the only African American on the twenty-six person
Although defendant’s proffered reason was facially race-neutral, the sequence of events following the proffer demonstrates that it was pretextual. First, plaintiffs attorney explained that the proffered reason was factually wrong. The excluded juror, Mr. Cunningham, never said that the jury returned a verdict for the employee; he said only that the jury reached a verdict. The district court judge agreed that the proffered reason was inaccurate, and asked defendant’s counsel whether this was “the only basis on which you selected this particular juror.” Appellant’s App. at 80. Counsel replied, “That’s right, your Honor.” Id. Thus, the only reason defendant relied upon to strike Mr. Cunningham was known to be untrue by defendant’s attorney.
In reaching a contrary conclusion, the majority faults plaintiff’s counsel for not explaining “how the mistake, which was an understandable error in recollection, should give rise to an inference of discrimination.” Majority Op. at 1548. Counsel did, however, reiterate the facts that gave rise to the inference of discrimination, by pointing out that Mr. Cunningham was the only black person on the entire venire. See Batson,
. Contrary to the majority, I do not rely on Mr. Cunningham’s prior jury service in an employment case, because those details were not relied upon by defendant or the district court. The district court regarded the proffered reason as completely inaccurate. Appellant’s App. at 26 (finding "as a matter of fact that counsel’s belief that this prospective juror had previously reached a plaintiff's verdict, although mistaken, was the true motivation for the peremptory challenge").
