Mary Ellen HULETT, as Guardian of the Person and Estate of Jason Kyle Hulett, a Minor, Appellant, v. FIRST NATIONAL BANK AND TRUST COMPANY IN CLINTON, a corporation, as trustee of Dorothy Louis Engers testamentary trust; Laura Jo Jones, formerly Laura Jo Engers, Appellees, and Egon Engers II, also known as Mark Egon Engers, Jr., and as Mark Egon Engers, Defendant.
No. 87868.
Supreme Court of Oklahoma.
March 17, 1998.
Rehearing Denied April 21, 1998.
1998 OK 21 | 956 P.2d 879
¶ 14 We vacate the opinion of the Court of Civil Appeals and reverse the trial court‘s judgment awarding $330.00 to Landlord based on the per diem late charges and the award of attorney fees. Because at this time there is no prevailing party, there can be no attorney fees under
CERTIORARI PREVIOUSLY GRANTED; COURT OF CIVIL APPEALS’ OPINION VACATED; TRIAL COURT‘S JUDGMENT REVERSED IN PART.
¶ 15 KAUGER, C.J., and HODGES, LAVENDER, SIMMS, OPALA, ALMA WILSON and WATT, JJ., concur.
¶ 16 SUMMERS, V.C.J., concurs in result.
Jill C. Weedon of Cornell & Tisdal, Clinton, for Appellee, First National Bank and Trust Company in Clinton.
Ellis Cabaniss and C.B. Graft of Graft & Cabaniss, Clinton, for Appellee, Laura Jo Jones.
¶ 1 Egon Engers II murdered his mother, Dorothy Engers. Dorothy diеd testate and her Last Will and Testament, left specified personalty to her two children, Egon and a daughter, appellee, Laura Jo Jones (formerly Engers), and the estate residue to a testamentary trust. In that Egon murdered his mother he is disqualified from taking any interest in her estate by Oklahoma‘s slayer statute,
¶ 2 Rejecting the collateral attack, the trial court granted summary judgment to Laura. We reverse and remand for further proceedings. If Jason is, in fact, Egon‘s child and, thus, Dorothy‘s grandchild, he is entitled to share in Dorothy‘s estate as an heir under her will and the probate decree is subject to his collateral attack because he rеceived no notice of, or representation in, the probate case.2
PART I. STANDARD OF REVIEW.
¶ 3 The appellate standard of review governing a grant of summary judgment is de novo. In such regard, we said in Carmichael v. Beller, 1996 OK 48, 914 P.2d 1051:
Although a trial court in making a decision on whether summary judgment is appropriate considers factual matters, the ultimate decision turns on purely legal determinations, i.e. whether one party is entitled to judgment as a matter of law because there are no material disputed factual questions. Therefore, as the decision involves purely legal determinations, the appellate standard of review of a trial court‘s grant of summary judgment is de novo. [This Court], like the trial court, will examine the pleadings and evidentiary materials submitted by the parties to determine if there is a genuine issue of material fact. Further, all inferences and conclusions to be drawn from the evidentiary materials must be viewed in the light most favorable to the non-moving party. (citations omitted)
Id. at 1053. Also, if the materials subject to consideration on a motion for summary judgment either disclose controverted material facts, оr, reasonable minds might reach different conclusions even if the material facts are undisputed, a motion for summary judgment should be denied. Perry v. Green, 1970 OK 70, 468 P.2d 483, 488-489. With these standards in mind we turn to a review of the matter.
PART II. FACTS AND PROCEDURAL BACKGROUND.
¶ 4 Dorothy died in March 1987. In November 1987 Egon was sentenced in the District Court of Custer County to life imprisonment after his conviction for the first degree murder of his mother. By virtue of Oklahoma‘s slayer statute, Egon became disqualified from taking any part of Dorothy‘s estate. Section 231 provides in relevant part:
No person who is convicted of murder in the first degrеe, murder in the second degree, or manslaughter in the first degree, as defined by the laws of this state, or the laws of any other state or foreign country, of having taken, caused, or procured another to take, the life of an individual, shall inherit from the victim, or receive any interest in the estate of the victim, or take by devise or legacy, or as a designated beneficiary of an account or
security which is a POD or TOD designation, or as a surviving joint tenant, or by descent or distribution, from the victim, any portion of the victim‘s estate; and no beneficiary of any policy of insurance or certificate of membership issued by any benevolent association or organization, payable upon the death of any person, who in like manner takes, causes, or procures to be taken, the life upon which such policy or certificate is issued ... shall take the proceeds of such policy or certificate; but in every instance mentioned in this section all benefits that would accrue to any such person upon the death ... of the person whose life is thus taken ... shall become subject to distribution among the other heirs of such deceased person according to the laws of descent and distribution....3
¶ 5 Dorothy died testate, her will being executed in 1984. Aside from certain specified personalty bequeathed to Laura or Egon, the remainder of her estate was devised and bequeathed under the will‘s residuary clause to appellee, the First National Bank and Trust Company in Clinton, as trustee of the Dorothy Louise Engers’ testamentary trust. The trust‘s terms are in the will. The pertinent parts of the will‘s dispositive clauses are as follows:
SECOND: I hereby give and bequeath to my daughter, Laura Jo Engers, my sterling silver set and all jewelry which I own at the time of my death.
THIRD: I hereby give and bequeath to my son, Egon Engers, II, my JFK coin set and any other coin collection or coin sets that I own at the time of my death.
FOURTH: All the rest, residue and remainder of my property; real, personal and mixed, of every kind and nature, vested or contingent, and wheresoever situate, of which I may die seized or possessed, I hereby give, dеvise and bequeath to the First National Bank and Trust Company in Clinton, Oklahoma, as Trustee under the terms and conditions of the Trust hereinafter defined.
* * *
The income and principal of the trust estate herein created shall be administered and distributed as follows:
A. It is my specific intent that this Trust shall continue until my daughter, Laura Jo Engers, attains the age of thirty-five (35) years. During the term of this Trust, I hereby direct the Trustee to accumulate all income of the Trust Estate which shall be accumulated and added to the principal of this Trust. Upon Laura Jo Engers attaining the age of 35 years, I hereby direct the Trustee to distribute the rest, residue and remainder of said Trust Estate, including any accumulated income, to my children, Laura Jo Engers and Egon Engers, II, in equal shares, share and share alike, but if any of said children die prior to distribution of this Trust Estate, leaving issue who survive, such issue shall take the share of their deceased parent by representation.
¶ 6 Dorothy‘s will was admitted to probate and a final probate decree was entered in the District Court of Custer County, Case No. P-87-38 in March 1989. Jason was а little over two years old at such time, having been born in December 1986. The record in Case No. P-87-38 facially shows that no notice of the probate case was given to Jason or anyone representing him, nor did he or a representative participate in it. Thus, without any participation from Jason or his representative, the final probate decree determined: Dorothy‘s sole heirs-at-law were Laura and Egon; Egon was disqualified under
¶ 7 Six and one-half years after the final decree—in October 1995—Jason, by his guardian, filed an action in the District Court of Custer County seeking to vacate or modify the decree. Laura, trustee bank and Egon were named defendants. Jason claimed he was the natural out-of-wedlock son of Egon and Mary Ellen and, therefore, entitled to the coin set(s) bequeathed to Egon and to one-half of the residue of Dorothy‘s estate, which he asserted by virtue of the trust‘s terms should be held for him by the trustee bank until March 1999, the month Laura will turn 35 years old. Laura was born in March 1964 and Egon in September 1961.
¶ 8 Laura filed a motion for summary judgment, essentially arguing pursuant to
¶ 9 Jason opposed Laura‘s motion and also sought summary judgment, claiming his collateral attack on the final probate decree was meritorious. His basic argument on why he is entitled to take a share of Dorothy‘s estate is that he is entitled to take under the will, not as an heir-at-law, and that
¶ 10 Attached to Jason‘s summary judgment material was an Acknowledgment of Pаternity purportedly signed by Egon in April 1995, wherein Egon acknowledged he was Jason‘s natural father.5 A copy of Jason‘s birth certificate, which showed Mary Ellen as his mother, but contained a blank space where the identity of the father would normally appear, was also submitted. The record in Case No. P-87-38—the earlier probate case—was also incorporated.
¶ 11 The trial court rejected Jason‘s collateral attack and granted summary judgment to Laura. The Court of Civil Appeals reversed and remanded fоr further proceedings. We previously granted certiorari.
PART III. ANALYSIS AND DISCUSSION.
¶ 12 Initially, we note that on this record it is undisputed Jason received no notice of, or representation in, the probate case of Dorothy‘s estate (District Court of Custer County, Case No. P-87-38). Thus, if he is an heir entitled to share in her estate, the final probate decree would be subject to collateral attack by him and would not be binding on a minor heir in his position. See e.g. Oberlander v. Eddington, 1964 OK 98, 391 P.2d 889, 891 Fourth Syllabus; Matter of Thurber‘s Estate, 1979 OK CIV APP 68, 604 P.2d 873, 874.
¶ 13 Prior to passage of
1915, probably in response to Holloway, the Legislature passed the predecessor to
¶ 14 Laura relies on certain language of
¶ 15 Laura‘s position is based on the following clause of
[I]n every instance mentioned in this section all benefits that would accrue to any such person upon the death ... of the person whose life is thus taken ... shall become subject to distribution among the other heirs of such deceased person according to the laws of descent and distribution....
Laura misconstrues the import of
¶ 16 Of course, the fundamental rule of statutory construction is to ascertain and give effect to legislative intent. Ledbetter v. Oklahoma Alcoholic Beverage Laws Enforcement Commission, 1988 OK 117, 764 P.2d 172, 179. As we read the dispositional clause of
¶ 17 By the plain, unambiguous terms of the trust Egon was not entitled to any trust share upon Dorothy‘s death. A trust‘s terms may postpone vesting of a beneficiary‘s interest to the happening of some future event, including the contingency or condition the beneficiary must survive to a designated future distribution date. Sivia v. Snyder, 1973 OK CIV APP 8, 517 P.2d 812 (approved for publication by Oklahoma Su
¶ 18 By virtue of the residuary clause of Dorothy‘s will she bequeathed and devised all her remaining property to trustee First National Bank and Trust Company in Clinton, to serve per the terms of the testamentary trust. The trust‘s plain terms рrovide that no benefits—either principal or income—accrued to Egon upon her death. Instead, as to Egon, vesting is contingent on his survival to the trust‘s designated distribution date, which all parties appear to agree is not to occur until March 1999, i.e. when Laura turns 35 years old. Thus, no part of the testamentary trust accrued to Egon upon Dorothy‘s death and, in fact, neither principle or income from it would inure to his benefit until a period of approximately twelve (12) years after he murdered his mother.8
¶ 19 Accordingly, contrary to Laura‘s argument,
¶ 20 The Kansas Supreme Court faced a similar dilemma in Estate of Van Der Veen, 262 Kan. 211, 935 P.2d 1042 (1997). There, the parents of two children (a son and daughter), were murdered by the son, who himself had a child. The parents were never aware of the existence of the son‘s child, their grandchild. In a joint will, the parents provided their estate residue was to go to the son and daughter, “equally and per stirpes.” Id. at 1043. The Kansas slayer statute [K.S.A.1996 Supp., § 59-513], although disqualifying the son from taking any part of his parents’ estate either by will or intestate succession, was silent as to the disposition of the slayer‘s share. The Kansas Supreme Court, recognizing the per stirpes language meant the testators had taken into account the possibility one or both of their children would predecease them and, in such case, the grandchild would take thе son‘s estate share, had to decide whether the grandchild could be allowed to take under the will even though his slayer father was not actually deceased.
¶ 21 The Kansas Supreme Court concluded that where the grandchild was wholly innocent the better rule was to dispose of the disqualified slayer‘s share as if the slayer had predeceased his victim(s), which would allow the grandchild to take. 935 P.2d at 1049. It was also concluded such a determination was consistent with the intent of the parents as expressed in the will, which refleсted the daughter was to take only one-half of the estate and no intention she was to receive the entirety of the estate in the event of the son‘s disqualification. Id. Likewise, we believe the better rule here is to dispose of Egon‘s potential trust share as if he predeceased Dorothy—or as more apt to the particular trust terms—that Egon be deemed to have died prior to the distribution date designated in the will/testamentary trust.
¶ 22 In construing a will the intent of the testator is paramount. Matter of Estate of Worsham, 1993 OK CIV APP 122, 859 P.2d 1134, 1136. It is also presumed a testаtor intends to dispose of his entire estate and avoid intestacy in whole or in part. Matter of Estate of Tayrien, 1980 OK 8, 609 P.2d 752, 755. Here, Dorothy plainly expressed an intent that her entire estate be disposed of under her will and that Laura was to receive only a one-half share of the testamen
¶ 23 Laura‘s position in this case is essentially one which seeks to apply what she contends is the plain language of the dispositional clause of
¶ 24 Under
¶ 25 Here there is no hint of an intention expressed in Dorothy‘s will to exclude the personalty bequeathed to Egon from the reaсh of her will‘s residuary clause upon his disqualification. Therefore, application of
¶ 26 In view of our analysis, it is plain the trial court erred in granting summary judgment to Laura. Summary judgment to Jason, however, would аlso not be warranted on the present record. His summary judgment submission relied on the Acknowledgment of Paternity purportedly signed by Egon in the presence of a competent witness to support his claim he was Egon‘s natural child. Although under
¶ 27 For the rеasons specified above, the Court of Civil Appeals’ memorandum opinion is VACATED, the trial court judgment is REVERSED and the matter is REMANDED TO THE TRIAL COURT FOR FURTHER PROCEEDINGS.
¶ 28 KAUGER, C.J., SUMMERS, V.C.J., HODGES, HARGRAVE and ALMA WILSON, JJ., concur.
¶ 29 SIMMS and OPALA, JJ., concur in part; dissent in part.
¶ 30 WATT, J., dissent.
SIMMS, Justice, concurring in part, dissenting in part:
¶ 1 I would affirm the trial court‘s judgment in favor of Laura in all respects.
¶ 2 I am authorized to state that Justice Watt Dissents and Joins in the view expressed herein.
Notes
B. Beginning July 1, 1985, if any person having title to any estate not otherwise limited by any antenuptial marriage contract dies without disposing of the estate by will, such estate descends and shall be distributed in the following manner:
* * *
2. The share of the estate not passing to the surviving spouse or if there is no surviving spouse, the estate is to be distributed as follows:
a. in undivided equal shares to the surviving children of the decedent and issue of any deceased child of the decedent by right of representation....
Issue is defined in
