Hugh C. Porter v. Susan Diblasio, Dane County Humane Society, Paul W. Humphrey, and Dane CountyHugh C. Porter v. Susan Diblasio, Dane County Humane Society, Paul W. Humphrey, and Dane County
Dane County officials seized Hugh Porter’s nine thoroughbred racehorses and charged the person caring for them with criminal neglect. Without giving Porter notice or an opportunity for a hearing, the Dane County Humane Society terminated Porter’s ownership interest in the horses and vested ownership of the horses in itself. The Humane Society then transferred its ownership interest in the horses to new, adoptive owners in exchange for nominal sums. Porter filed an action under
I
Hugh Porter left his nine thoroughbred racehorses in the care of Susan Lulling at her farm in Dane County, Wisconsin, while he resided in Anchorage, Alaska. Lulling allegedly neglected thе horses, and on October 15, 1992, Susan DiBlasio, a humane officer with the Dane County Humane Society, 1 and several deputies of the Dane County Sheriffs Department seized eleven horses located at Lulling’s farm, including Porter’s nine horses. Among other items seized were documents that demonstrated Porter’s ownership of the nine horses, as well as his address and telephone number in Alaska.
Dane County officials did not notify Porter of the seizure. However, he learned of the seizure (presumably through Lulling), and he called DiBlasio the week following the seizure and demanded the return of his horses. DiBlasio told Porter that he would have to pay restitution within five days and take the horses to a different farm or they would be placed for adoption. On October 29, 1992, Lulling was charged with several counts of neglect relative to her treatment of the eleven horses. Porter was not charged.
Assistant Dane County District Attorney Paul Humphrey wrote two letters to Lulling’s attorney informing Lulling that she was required to pay the boarding charges for the horses. The second letter, dated February 22, 1993, notified her that if she did not pay the $10,568.67 in boarding charges within five days “then under the statute, we will treat them as strays and deal with them accordingly. See Sec. 951.15(3), Stats.” The county never attempted to directly notify Porter that it would treat his horses as strays.
Five days after the February 22 letter, the Humane Society terminated Porter’s ownership rights in his horses,
2
vested ownership
Between March 5 and May 1, 1993, eight of Porter’s horses were adopted from the Humane Society, with the adopters paying the Humane Society nominal sums. 3 The adopters included DiBlasio, DiBlasio’s daughter, and the veterinarian who was to testify regarding the alleged neglect of the animals.
Porter filed suit under
The various defendants filed different motions seeking to dispose of the case. Initially, Humphrey filed a motion under Fed. R. Crv. P. 12(b)(6), arguing that Porter’s complaint failed to state a viable due process claim. While that motion was pending, the Humane Society and DiBlasio, in her capacity as an employee of the Humane Sоciety, filed a motion under
The district court granted Humphrey’s motion to dismiss. It found that
Porter filed a motion for reconsideration, arguing that the district court had failed to consider the merits of his substantive due process claim based on the Takings Clause of the Fifth Amendment. The district court
II
The first issue we must decide is what standard of review to apply in reviewing the district court’s decisions. The defendants submitted, and the district court granted, two different types of dispositive motions. The issues appealed concern the viability of Porter’s constitutional claims underlying his
The appropriate standard of review is that which corresponds to the motion under which the district court conclusively resolved the issues appeаled. It would make little sense for us to apply a standard of review corresponding to a motion the district court later granted if it disposed of the later motion on the basis of reasoning in an earlier order. Thus, because the district court actually resolved the relevant issues in deciding the motion to dismiss under
We review a district court’s decision to grant a motion to dismiss under
Ill
Porter’s
Procedural due process requires a two-step analysis. First, we consider whether the plaintiff was deprived of a constitutionally protected interest in life, liberty, or property. If he was, we then determine what process he was due with respect to that deprivation.
Logan v. Zimmerman Brush Co.,
The presumption is that an individual is entitled to notice and an opportunity for a hearing prior to the state’s permanent deprivation of his property interest.
Logan,
What process is required in a particular context or a given set of circumstances depends upon balancing the factors laid out in Mathews v. Eldridge:
First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.
Prior to applying the
Mathews
balancing test to the case at hand, it is important to understand the exact nature of Porter’s procedural due process claims. The allegations in Porter’s amended complaint resemble two types of procedural due process claims. In the first type, the plaintiff challenges the constitutional adequacy of an established state рrocedure.
See, e.g., Logan,
Although the parties seem confused on this point, we believe that Porter’s amended complaint asserts both types of claims. Consistent with Porter’s allegation that it was the county’s custom or policy not to provide an owner notice or an opportunity for a hearing prior to terminating the owner’s property interest in animals and disposing of them, 6 we characterize the amended complаint’s “First Claim for Relief’ as a challenge to established state procedure. The “Second Claim for Relief,” concerning the alleged conspiracy between DiBlasio and Humphrey to violate Porter’s due process rights by not providing him notice and an opportunity for a hearing, involves a challenge to the inadequacy of the process provided by those officials.
In dismissing the amended complaint, the district court focused upon the conduct of the state officials, characterizing Porter’s amended complaint as challenging only the adequacy of the process the state offiсials provided him. Our conclusion that the amended complaint includes two types of procedural due process claims requires that we also address the merits of the established state procedure claim. We turn to that claim first because it is only logical to determine what state law authorizes in the form of established procedure before determining whether the officials failed to provide an individual with the process he was due.
See, e.g., Zinermon,
What process is due prior to terminating an owner’s rights in seized animals? We turn to the three-prong test in
Mathews.
First, there can be no dispute that an animal owner has a substantial interest in maintaining his rights in a seized animal. Such is especially the case with potential income-generating animals such as horses, cattle, swine, and the like. Other types of animals more commonly kept as pets have a different, but not necessarily lesser, value to their owners, generally in the form of companion
We next consider whether established state procedure authorized the prоcess the Constitution requires. In his amended complaint, Porter alleged that the county had a custom or policy of not providing an owner notice or an opportunity for a hearing before terminating his property interest and disposing of his animals. Porter acknowledges in his brief to this court that
Defendants argue that several provisions in the Wisconsin statutes required that the county provide аn owner the opportunity for a hearing prior to terminating his rights in his animals. Porter rejoins to the contrary, arguing the Wisconsin statutes are silent on this point and the county has a custom or policy of not providing an opportunity for a hearing. Should there be an absence of a formal requirement that the county provide an opportunity for a hearing, such as state law or county ordinance, the county’s custom of not doing so would translate into an informal but established state procedure.
See Monell,
Defendants unsuccessfully argue that three different statutes provide for the requisite opportunity for a hearing:
On its face,
Defendants also argue that
The owner or person entitled to the possession of the stray at any time within one year after the notice is filed with the town clerk may have the stray restored to him or her upon proving his or her right to the stray and paying all lawful charges. If the claimant and the finder cannot agree as to the amount of the charges or upon what should be allowed for the use of the stray either party, on notice to the other, may apply to the chairperson of the town to settle the dispute, who for that purpose may examine witnesses on oath. If any amount if found due the findеr, over the value of the use of the stray, the amount,with the costs, shall be a lien upon the stray and costs of the adjudication shall abide the decision of the town chairperson. If either party refuses to accept the decision of the town chairperson, action may be brought in circuit court.
The Humane Society is not an individual finder; indeed, unlike chapter 174, which concerns stray dogs, chapter 170 does not contemplate involvement by the Humane Society. See Wis. Stats. § 58.07(2) (the duties of humane officers “shall include the enforcement of § 95.21 and chs. 174 and 951”); § 174.046 (detailing the role of a county pound in caring for and disposing of stray dogs). The notice required within seven days by § 170.02 is duplicative of the notice required immediately under
Finally, defendants argue that
We are left with the conclusion that the Wisconsin statutes fail to require that animal owners be provided an opportunity for a hearing prior to the termination of their ownership rights. Because an animal owner is entitled to a predeprivation hearing and because Porter has essentially alleged that the county has an informal, established procedure of terminating an owner’s rights without providing the opportunity for a hearing, we conclude that Porter has stated a viable due process claim on that ground.
The defendants argue that even if the Wisconsin statutes fail to provide an opportunity for a hearing, DiBlasio and Humphrey’s conduct in not providing Porter the statutory notice or an opportunity for a hearing and eventually adopting the animals out to DiBlasio and her friends were “random and unauthorized” acts for which the state could not have been required to provide predeprivation process.
See Parratt,
Turning to the other procedural due process claim — that DiBlasio and Humphrey failed to provide Porter with the process he was due — we disagree with the district court’s conclusion that DiBlasio and Humphrey’s failure to provide Porter with the requisite process was “random and unauthorized.” As the Supreme Court stated in Zinermon, the
Parratt/Hudson
rule that a state cannot be faulted for not providing predeprivation process where the deprivation was “random and unauthorized” is not an exception to the
Mathews
balancing test, “but rather an application of that test to the unusual case in which one of the variables of the
Mathews
equation — the value of predeprivation safeguards — 'is negligible in preventing the kind of deprivation at issue.”
Zinermon,
Porter does not dispute, nor do we disagree with, defendants’ contention that DiBlasio’s and Humphrey’s failure to provide Porter with the requisite statutory notice under
In order to determine whether Porter was entitled to an opportunity for a hearing prior to DiBlasio and Humphrey terminating his ownership interest and disposing of the horses, we must determine whether their conduct presents the type of deprivation that was predictable, whether the nature of that deprivation would make providing additional pre-deprivation process impossible, and whеther the deprivation was authorized.
Zinermon,
at 186-39,
First, the termination of Porter’s ownership rights five days after the February 22 letter was predictable.
The Humane Society argues in its brief that “Porter has not identified any state statute that gives a person in possession of a stray the authority to sell or otherwise dispose of the stray where the owner is known. Thus, the state has provided procedural safeguards to protect the property of its citizens .... ” The Humane Society is correct that Porter has failed to present us with a statute that expressly authorized a humane officer to terminate an owner’s rights in his animals and then adopt them out. However,
Porter also argues that the district court erred in dismissing his substantive due process claim. In his amended complaint, Porter alleged a substantive due process violation arising from the Humane Society’s disposition of the horses for little or no money. The district court dismissed this claim after finding that Porter had failed to show that his state law remedies were inadequate or that terminating his interest in the horses and adopting them out qualified as a separate constitutional violation.
The Supreme Court has noted that “the Due Process Clause contains a substantive component that bars certain arbitrary, wrongful government actions ‘regardless of the fairness of the procedures used to implement them.’ ”
Zinermon,
Porter attempts to rest his substantive due prоcess claim on the Takings Clause of the Fifth Amendment; he argues that a violation occurred when the defendants terminated his rights in the horses without providing him just compensation. We disagree. The seizure and disposal of neglected animals falls squarely within the state’s police power.
See Regents of Univ. of Wis. v. Dane County Humane Soc’y,
Porter also argues that the Humane Society’s termination of his ownership interest in the horses and subsequent transfer of that interest to DiBlasio and her friends constituted a taking for solely a private purpose. The Constitution forbids a taking executed for no other reason than to confer a private benefit on a particular private party, even when the taking is compensated.
Hawaii Housing Auth. v. Midkiff,
Porter has also failed to make the alternative showing required for a substantive due process claim that his state law remedies are inadequate. Indeed, our decision today reinstates his supplemental state law claim for conversion.
Essentially, Porter cannot contest the constitutionality of the county’s ability tо seize and dispose of allegedly neglected animals. His only viable constitutional claims concern
Notes
. Humane officers are vested “with the powers of police officers or constables within their counties or municipalities for the purpose of carrying out their duties." Wis Stat. § 58.07.
. Porter did not specifically allege when the defendants actually terminated his property interest in the horses. A reasonable inference from the allegations in Porter's amended complaint is that
. One of Porter's horses died while in the Humane Society’s care prior to adoption.
.
Any law enforcement officer may remove, shelter and care for any animal found to be cruelly exposed to the weather, starved or denied adequate water, neglected [or] abandoned .... In all cases the owner, if known, shall be immediately notified and such offiсer, or other person, having possession of the animal shall have a lien thereon for its care, keeping and medical attention and the expense of notice.
.
If the owner or custodian is unknown and cannot with reasonable effort be ascertained, or does not within 5 days after notice redeem the animal by paying the expenses incurred, it may be treated as a stray and dealt with as such.
. The allegation that the county had a custom or policy of not providing adequate process is sufficient to dispose of the Humane Society’s argument that Porter failed to allege that a custom or policy of the Humane Society caused the complained of violation as required by
Monell v. Department of Social Servs.,
. Our conclusion that an opportunity for a hearing is required prior to the permanent deprivation of an owner’s property interest in his animals is not novel. Indeed, other jurisdictions have reached that same conclusion.
See DiCe-sare,
. The inapplicability of
. We do note that a humane officer’s authority to dispose of seized animals is not limitless. However, besides