253 F. 435 | 6th Cir. | 1918
This suit is based upon alleged infringement of two patents; it is met in the answer, not only by denial, but particularly by allegation that the claims of these grants are “wholly and entirely void, as not involving anything more than ordinary mechanical skill over what is common knowledge in the art,” and a great many prior patents are referred to: The patents in suit are (1) No. 890,917, issued June 16, 1908, to Mathews & Lister, assignors to Mathews Gravity Carrier Company, and (2) No. 978,466, issued December 13, 1910, to Mathews, assignor to the same company. That company was a Minnesota corporation, and its rights, so far as this suit is concerned, have passed to the appellee, a Pennsylvania corporation. The patents were each in terms granted for “improvements in gravity carriers,” and will be mentioned hereafter, in the order of their dates, as the first patent and the second patent. Claims 2, 4, 5, 6, 7, 8, and 9 of the first, and all the claims of the second, patent are in issue; and both patents, as respects the claims in issue, were held valid and infringed by the court below. The cause was referred for an accounting and damages, and perpetual injunction was issued. By consent the master reported that appellant had purchased from a company named (though not a party to the suit), and had used in its business, “material found by the court in its decree to be an infringement,” and stated the amount of appellee’s loss of profits thereon. The Breweries Company appeals.
We may as well say at the outset that, if the patents are valid, they are, at least as to some of the claims in issue, infringed. The important feature of the case is found in the issué of validity. This issue in the end is one of fact. It is whether the disclosures of the patents, when compared with the prior art, amount to anything more than the natural developments of the skilled mechanic. The first, patent relates, in the language of the specification, “to carriers designed particularly for transporting brick and similar articles of comparatively small dimensions by gravity.” Generally speaking, the carrier comprises two parallel side rails, with a series of transverse metal tubular rollers, having ball bearings at their ends and having rods extending through their longitudinal centers, and also through the side rails, where they are held by means of lock nuts; the rollers so mounted rotating freely on their respective rods or axles. The- carrier is constructed in sections of lengths suitable for removal from one place to another, and the sections are provided with projecting ends adapted to fasten one section to another, and so to form a continuous structure of such length, along such courses, and at such a grade as the convenience of the user may require. Another feature of this patent is that the rollers are provided with flanges or rims at the ends, on which packages of greater width than the length'of the rollers may be placed and transported. The specification states: Side guards or other frictional interference with packages moving on the carrier are dispensed with; the packages follow “the line of least resistance” and travel “in the direction of rotation of the
“Fig. 1 is a plan view of a brick carrier embodying our invention. Fig. 2 is a transverse sectional view, one end of a roller being broken away to illustrate the bearing for the. same. Fig. 3 is a perspective view showing a portion of a carrier and the bricks thereon.”
“The second patent differs from the first principally in the provision of convenient means for removing a single rod with its accompanying roll without in any way disturbing the adjustment of any other x-oll. This is accomplished by having the side rails provided with slots or notches in the upper edges, with the rods detachably mounted in such notches, thus making it possible to immediately remove any roll from the carrier without dis^ turbing the other rolls.”
The means so provided in the second patent may be seen in Tig. 2 of the drawings accompanying the letters patent. It follows:
“In the drawing, & represents the side rails of the carrier, composed preferably of flat steel bars. These bars are provided at intervals in their upper edges with vertical slots or notches S adapted to receive rods 4 having threaded ends and px’ovided with lock nuts 5 and 6, the former on the outside of the bars and the latter between them. * * * Any roller can he easily removed from the carrier by loosening the lock nuts 5.”
We may mention one or two other changes that were made in the de ■ vice of the second patent. One involves the sectional coupling. It is said in the specification of the first patent that the sections are made of any suitable length and “coupled together at their ends”; while in the second patent it is stated that various forms of coupling devices may be provided, but preference is given to “a tongue 19 on the end of
Appellee offered in the court below one section of the Mathews gravity carrier as an exhibit. This exhibit, as we understand, and additional sections of the carrier, were displayed and operated as a unitary structure at the hearing in our court. The exhibit seems to comprise the main features of the two patented devices in suit, except in two or three respects: The rollers have no flanges, but are disposed so that tlieir upper plane is above that of the side rails; thus flanges are rendered unnecessary for transporting “articles of greater length than the width of the carrier”; the flanges were distinct features of the first patent, and of the specification and drawings of the second patent, though they appear to have been given up in the structure exhibited. Further, this exhibit omits lock nuts 4 of the first and 5 and 6 of the second patent, and also the threads upon the end portions of the cross rods passing through the rollers of both patents. The notches of the second patent, it is true, are preserved in the side rails of the exhibit; but instead of lock nuts 5 a metal bar, extending throughout tliedength of a section and having slots disposed therein so as to engage the ends of the cross rods, is bolted to the outer and upper surface of each side rail. Lock nuts 6 are replaced in function by fa) notches cut into the cross rods near their ends so as to fit into and be held fast by the notches of the side rails, and (b) tubular portions of the ball-bearing devices surrounding the cross rods and extending from the ends of the rollers almost to the side rails; the purpose seems to he to hold the rails in “parallel relation with one another” and also free from the ends of the rollers. This substitution of a slotted metal bar and notched cross rods apparently has the further purpose of facilitating the separate removal of rollers. Whether we have or not rightly interpreted the objects of these differences between the patents in suit and the exhibit, the changes serve to characterize methods of progress which may well he considered in trying under the facts of this case to distinguish between skill and invention. We come now to an inquiry into the state of the art prior to the dates of the patents in suit.
“My invention, relates to conveyers for the purpose of transferring goods from place to place — such as boxes, barrels, and packages — the movement of the packages or other articles being ordinarily effected by gravity; but it is to be understood that the invention is not confined necessarily to a conveyer on which the articles are moved by that force alone. * * * The invention has for its objects to enable goods to be transferred from one point to another, as in á warehouse, expeditiously and with a minimum of hand labor and to allow of the apparatus being adjusted to receive goods at different points, and to deliver them at different points as may be required, expeditiously and with certainty.”
Among the drawings accompanying the letters patent are the following:
' “Mg. 1 is a perspective view showing a conveyer of portable character embodying my invention set up in a warehouse for the transfer of goods from one point to another. * * * Mg. 3 is a plan view of a portion of the samé. * * .* Mg. 7 is a sectional view of the roller bearing. * * * Each of the straight sections A comprises side pieces 1, of wood or other suitable*441 material, united at suitable points by transverse connecting members or tie rods B. These side pieces have formed in them or attached to them bearings S for the shafts or .ioui-nals 4 of the transverse rollers O. The latter are spaced apart, but are sufficiently dose together to enable the goods to be conveyed to pass from one roller to the next without falling through. The curved sections B are constructed on similar principles, but with iimer and outer curved side pieces 5 and 6, the rollers O' of said curved sections being arranged on lines radial to the center of the curve on which the section is constructed. * * *
“It Js highly important that the rollers should revolve freely under packages of relatively light weight, to which end the rollers must not be too heavy or have too much inertia. On the other hand, they must be strong enough to carry heavy weights when required. I have constructed the rollers, after much experimentation, of a material which meets both these requirements. They are made from a pulp of hard fiber of relatively light specific gravity, known as ‘leatheroid.’ They are thus also seamless, without grain, and not liable to crack.”
As illustrative of the combination’s and essential elements involved, two- of the claims are copied in the margin.
Alvey further developed the gravity carrier art through his patent of May 23, 1905, No. 790,776, under an application filed September 5, 1904. He introduced a spiral gravity conveyer adapted to carry all kinds of articles usually stored in warehouses, from any of the upper floors to the basement or shipping room, and to discharge packages at any of the intermediate floors. The spiral conveyer is adjusted to and supported by a vertical post extending through such floors of the building as may be desired, with .suitable openings through which to maintain the conveyer and carry packages ; in order to distribute packages at intermediate floors, gravity switches are removably connected with the spiral portions of the conveyer; provision is made for carrying articles to the spiral parts by gravity conveyers, which, as also the switches, are similar in form to tbe structures above shown in Alvey’s patent of 1902, No. 714,4-32. Alvey went still farther in 1905, under an application of September 5, 1904, through his patent, No. 790,811. There he provided for lifting, instead of lowering, packages from floor to floor. The conveyer is maintained at an ascending grade and driven by power. It is to be observed of both of Alvey’s later structures that the carriers are divided into sections with angle iron side rails.
Some 14 years before the issue of Alvey’s first patent, Pusey secured a patent, No. 387,733, upon a structure called an “artificial toboggan or coasting hill,” which is instructive in the gravity carrier art. The specification states:
“The trackway consists of a series of rollers journaled transversely in a suitable framework.”
“Big. 1 is a side elevation. Big. 2 is a plan. * * * Fig. 5 Is an elevation of roller detached, with end view of the toboggan thereon. * * * a, Figs. 1 and 2, represents longitudinal frames or stringers supported by a trestlework or posts, 6, and provided with bearings c, for the journals of the series of wide transverse rollers D.”
The cylindrical portions of the rollers are made of waterproofed paper or strawboard, or similar light and strong material. The patentee states in his specification:
“I am aware of the fact that roller trackways for sleds are old, * * * in which trackway were inserted rollers or balls for the runners of the sleds to descend upon; and I do not therefore claim broadly, as new, an inclined trackway with rollers therein.”
The patentee’s idea of the scope of invention open to him is important and is sufficiently explained by claim 1 copied in the margin.
In 1885 Hinds & Mace received a patent on a portable chute, No. 312,468, saying in their specification:
“The invention relates to inclined slide ways, and is specially adapted to transfer tiles, bricks, or similar articles from the drying shed to the kiln, or from the kiln to the yard. The slideway is made in sections, each of which has its floor composed of rollers having bearings in the sides of the sections.”
Palmer obtained a patent in 1888, No. 376,340, on an elevator, which may properly be regarded as a distributing contrivance; it was designed for carrying goods or other materials up or down in a warehouse, store, manufactory, or other similar place of business, and automatically
(2) Metal Side Rails and Rollers. — It will he noticed that none of the prior patents thus far considered in terms calls for metal rollers; but it is to be remembered that the last two Alvey patents mentioned call for metal side rails. Assuming that a change of material, say from wood to metal, was important in a frictional sense or otherwise, there were kindred power-driven conveyers which( expressly provided for metal rollers; and we think such conveyers may fairly he treated as part of the prior art in question. They are certainly of a closely analogous art. Holman provided for the use of metal rollers in 1885 in liis power-driven' railway track Layer, patent No. 315,034. He. fastened to the outer sides of cars a sectional tramway, comprising parallel side rails, called “parallel bars,” with transverse metal rollers journaled in the bars. The rollers were used to convey ties and rails from the cars to points in front of the train in the line of the proposed railway construction. Again, in Hanna’s carrying roll, patented October 28, 1902, No. 712,061, we ñnd a design lor metal tubular rollers of uniform diameter, with integral journal portions, which are intended as carriers of belts for “elevators, conveyers, and similar classes of machinery.” The patentee made no provision for side rails or other familiar bearings upon which to operate his rollers as carriers; nor was such omission unusual. See, for instance, the carriage with rollers in the brick and tile machine of McKenzie, patented in 1878, No. 203,284, and in Aiken’s feed table for rolling mills, patented in 1890, No. 439,925. Further, Alvey emphasized in the portion of his specification above quoted the importance of rollers that would revolve freely under packages of relatively light weight and yet be strong enough to carry heavy weights when required; and he says that “after much experimentation” lie adopted a material for rollers called “leatheroid,” which was “seamless, without grain, and not liable to crack.”
(3) Stationary Axles with Revolvable Rollers.- — Appellee points out a difference between the patents in suit and the gravity conveyers of
■ (4) Sectional Carriers. — In view of what has been pointed out it is scarcely necessary to allude to this feature of tire patents in suit. We have seen that Alvey’s patent, No. 714,432, divides the carrier into sections with “firm connection of the various sections end to end,” the connecting parts being described in the specification and shown in the drawings; this in substance is true of Alvey’s patent, No. 790,-776, of the Hinds & Mace patent, and also of the Spence portable conveyer, Pat. No. 779,139. We do not stop to consider the horizontal and diagonal braces of the sections, because such bracing is familiar in structures of everyday use, such as the ordinary stepladder, trestle or scaffold.
(5) Notched Frames. — -It is contended that the patentee of the second patent in suit “introduced for the first time the feature of the slotted side rails whereby any through shaft and roller could be removed separately.” This is to overlook Winter’s provision of the same character in his skid for moving rails, patented September 19, 1905, under application of 1904, No. 799,699. The rollers are there mounted in open slots and, as his specification states, “may be easily removed when broken or worn out and replaced by others.” Such slots or notches were old when Winter adopted them. The drawings of the McKenzie patent of 1878, before cited, plainly show notches in the upper edges of the side bars in which the rollers were journaled, though the patentee does not seem to have thought it worth while even to mention the .notches in his specification or claims. However, the notches must be regarded as “described” in a “printed publication” within the meaning of the patent act (Keene v. New Idea Spreader Co., 231 Fed. 701, 708, 145 C. C. A. 587, and citations [C. C. A. 6]); this is true of the drawings of Aiken’s and Spence’s patents, supra. Apart from Winter, these patentees do not state, though it is manifest, that the notches shown were designed in part to admit of separate
(6) Ball Bearings. — The ball bearings of the patents in suit and the carrier produced in court differ in some details, but in essential respects they are all like those commonly used in bicycles; in fact, these carrier rollers with their ball bearings are clear equivalents of the hubs and ball bearings of the ordinary bicycle. This is sufficiently shown by the following patents: Teetor in 1891 for “ball bearing,” No. 456,664; Douglas, supra; Sturgis in 1897 for a bicycle training device, No. 581,835; Svensson in 1897 for anti-friction journal bearings, No. 580,994; and it appears in Teetor’s specification, besides being well known, that bicycle ball bearings were old in 1891. The analogy to appellee’s designs for ball-bearing rollers found in the Sturgis bicycle training device is very persuasive. This device comprises three rollers mounted transversely between uprights fastened to the longer sides of a rectangular adjustable frame; the rollers are provided with axles passing through and beyond their longitudinal centers and journaled in the uprights. A sprocket chain connects the middle and forward rollers, and the three rollers are so disposed upon the frame as to engage the wheels of a bicycle and to enable the rider to operate it the same as if riding on a road; and although the body of the bicycle remains stationary, its wheels revolve upon the rollers. The specification states:
“The rollers are journaled on their respective axles by means of suitable ball bearings.”
The ball bearings are not otherwise described except as they are shown in Fig. 4 of the drawings. They appear to be of the usual bicycle type and to be operated similarly to those of the appellee’s carrier. It is to be noticed however that the Sturgis ball-bearing device is for the most part extended beyond instead of being countersunk into the ends of the roller; the oups seem to be integral parts of the roller, while the cones are threaded upon the ends of the axle, and opposed annular rings are provided in the cups and cones for ball races or containers. Although the material of which the rollers are composed is not shown and is not very important, yet apparently it is metal.
We have thus been at pains to point out earlier devices as means for testing the issue of fact concerning the validity of the patents in suit; and we are unable to find in these patents any advance over the prior art except in degree. The idea of a gravity carrier was not new. In one form or other such carriers had been designed, patented and, inferentially at least, put into' use. Alvey had designed them for purposes precisely similar to those of the patents in suit. Even the kinds of business which Alvey’s carriers and those of appellee were intended to aid, the emplacements of the carriers and their modes of
We understand it to be admitted, it certainly is true, that every element of the claims in suit is old. What has been done here is to adapt and substitute some old and familiar devices in place of certain parts of the earlier gravity carriers, particularly Alvey’s. This involved ifor the most part simply a change in the material of parts comprised in the earlier carriers; and these substituted devices practically perform, not only the same functions as had been performed by the replaced parts, but also the same functions as they themselves had performed in devices of the prior art.. It may not be amiss to show again where some of the important substituted parts may be found in the prior art: Appellee’s metal roller was described by Holman, in 1885, and the rigid axle (with whatever incidental support the axle furnishes to the side rails) and hall bearings were shown by Sturgis, and the perfectly plain equivalency of the bicycle hub with its ball bearings,and rigid axle should also be borne in mind; the notches or slots of the side rails and the facilities they afford for separate removal and replacement of rollers were shown and explained by Winter and 'Douglas; as to the metal side rails, it is necessary only to recall those of Alvey’s last two patents; the remaining parts of appellee’s devices are negligible; and after all the old and the new carriers in precisely the same way transport packages by gravity.
“1. A gravity carrier having side rails composed of flat metal bars having slots or notches in tlieir upper edges, rods detachably mounted in said slots and connecting said rails, and rollers having anti-friction bearings on said rods, substantially as described.”
“4. A gravity carrier comprising side rails, diagonally arranged brace bars connecting said rails, cross rods also connecting said rails, the upper edges of said rails being provided with vertical slots or notches and rollers detachably mounted in said notches.”
“1. In a portable conveyer, the combination of a plurality of sections provided with transverse rollers, and supports for said sections, the upper part of each support being- hinged to the conveyor-section and the lower part of each support being adjustable on said upper part.”
“6. In a. gravity conveyer, the combination of a series of separately and freely rotatable rollers, and means for supporting the same to form an inclined way, said rollers being constructed with shoulders 16 and intermediate recessed portions, and adapted to automatically maintain packages in the middle of said way, substantially as set forth.”
"An artificial coasting course or toboggan slide, consisting of the combination of the inclined longitudinal frames or stringers, the supporting frame or trestlework, and the series of rollers journaled in and between said stringers, adjacent to and out of contact with each other, substantially as and for the purpose set forth.”
Alvey’s roller metal journals and metal bearings with oil-retaining chamber 22 to lubricate them, arc? another important feature to be observed. They are illustrated in Mgs. 7 and S of his drawings, supra.