Lead Opinion
OPINION OF THE COURT
This case comes to us for the second time. In Hubbard v. Taylor,
On remand, the District Court found that Defendants were entitled to qualified immunity under either prong of the familiar two-step analysis established by the Supreme Court in Saucier v. Katz,
I.
Plaintiffs claim that they were punished in violation of the Due Process Clause of the Fourteenth Amendment when they were “triple-celled,” or housed three-to-a-cell, in the West Wing of the Multi-Pur-pose Criminal Justice Facility in Wilmington, Delaware (commonly known as “Gander Hill”). The facts of this case are set forth in Judge McKee’s comprehensive opinion for the Court in Hubbard I. We assume familiarity with those facts and will not restate them here.
Pursuant to the Supreme Court’s decision in Saucier, we must first resolve a “threshold question: Taken in the light most favorable to the party asserting the injury, do the facts alleged show the officer’s conduct violated a constitutional right?”
II.
In Hubbard I, we noted that when pretrial detainees challenge their conditions of confinement, we must consider whether there has been a violation of the Due Process Clause of the Fourteenth Amendment. As the Supreme Court stated in Bell v. Wolfish:
In evaluating the constitutionality of conditions or restrictions of pretrial detention that implicate only the protection against deprivation of liberty without due process of law, we think that the proper inquiry is whether those conditions amount to punishment of the detainee. For under the Due Process Clause, a detainee may not be punished prior to an adjudication of guilt in accordance with due process of law.
A court must decide whether the disability is imposed for the purpose of punishment or whether it is but an incident of some other legitimate governmental purpose. Absent a showing of an expressed intent to punish on the part of the detention facility officials, that determination generally will turn on ‘whether [the disability has] an alternative purpose ... and whether it appears excessive in relation to [that] purpose.’ ... Thus, if a particular condition or restriction of pretrial detention is reasonably related to a legitimate governmental objective, it does not, without more, amount to ‘punishment.’ Conversely, if a restriction or condition is not reasonably related to a legitimate goal — if it is arbitrary or purposeless — a court permissibly may infer that the purpose of the governmental action is punishment that may not constitutionally be inflicted upon detainees qua detainees.
Id. at 538-39,
In determining whether restrictions or conditions are reasonably related to the Government’s interest in maintaining security and order and operating the institution in a manageable fashion, courts must heed our warning that such considerations are peculiarly within the province and professional expertise of corrections officials, and, in the absence of substantial evidence in the record to indicate that the officials have exaggerated their response to these considerations, courts should ordinarily defer to their expert judgment in such matters.
Id. at 540 n. 23,
In Union County Jail Inmates v. Di Buono,
A.
Before the District Court, Plaintiffs argued that they were triple-celled for the illegitimate purpose of coercing them to enter into plea bargains. Here, however, Plaintiffs rely on “[a]n elementary mathematical calculation” in challenging the legitimacy of triple-celling.
According to Plaintiffs, the East Wing of Gander Hill contains 480 cells designed for two people, which amounts to space for a total of 960 individuals. Noting that “[t]his is the approximate number of pretrial detainees housed three-to-a-cell in the 360 one-person cells of the West Wing (360 X 3 = 1080),” Plaintiffs argue that “the average number of pretrial detainees (about 1000) could have been housed two to a cell in the East Wing without overcrowding.” Therefore, because “Gander Hill had ample space to comfortably house pretrial detainees two-to-a-cell in the East Wing and triple cell sentenced prisoners in the West Wing,” Plaintiffs contend that they were triple-celled needlessly.
As Defendants counter — and as Plaintiffs concede in their reply brief — this argument was based on the fallacy that there are 480 cells in the East Wing when, in fact, there are only 240 cells. The East
Rather, it is clear that Defendants’ practice of triple-celling pretrial detainees was a response to the severe overcrowding at Gander Hill. Acknowledging this fact, Plaintiffs note in their Amended Complaint that prisoners and detainees were sometimes housed in the facility’s gym, weight room, and booking and receiving area. Furthermore, as we noted in Hubbard I, Gander Hill receives approximately 18,000 admissions per year — a figure over which Defendants have no control.
In considering the validity of the governmental interest in managing this overcrowding, we note that in Bell the Supreme Court recognized the government’s “legitimate interests that stem from its need to manage the facility in which the individual is detained.”
B.
Having rejected Plaintiffs’ “elementary mathematical calculation” and having recognized the validity of Defendants’ interest in managing an overcrowded prison, we now consider whether the triple-celling of pretrial detainees is rationally related to this interest. As we noted in Union County, this analysis involves a “further [] inquiry] as to whether these conditions ‘cause inmates to endure such genuine privations and hardship over an extended period of time,’ that the adverse conditions become excessive in relation to the purposes assigned to them.”
In conducting this excessiveness analysis, “we do not assay separately each of the institutional practices, but [instead] look to the totality of the conditions.” Hubbard I,
In claiming that triple-celling is excessive in relation to the management of overcrowding at Gander Hill, Plaintiffs emphasize that each detainee had only sixteen square feet of net unencumbered cell space
Plaintiffs also emphasize the fact that they had to sleep on floor mattresses for extended periods of time as a result of triple-celling, with most spending between three and seven months on a mattress while waiting for one of the bunk beds to become available.
In support of their argument, Plaintiffs rely upon the decision of the Court of Appeals for the Second Circuit in Lareau v. Manson,
In conducting this fact-based analysis, the Lareau court contrasted the conditions at the HCCC with those in the double-bunked facility in Bell, noting that the 60 to 65 square foot cells in the HCCC were 10 to 15 square feet smaller than those at issue in Bell. Id. at 104. Though recognizing that cell overcrowding could be “avoided” by the use of dayrooms, the Lareau court indicated that the 225 to 262 square foot dayrooms in the HCCC were so tiny and overcrowded themselves that,
Consistent with Hubbard I, we decline to follow Lareau’s approach of “assaying] separately” the constitutionality of floor mattresses, and instead consider them as part of the “totality of the circumstances within [the] institution.” Hubbard I,
In sum, based upon the totality of circumstances at Gander Hill and bearing in mind the “very limited role that courts should play in the administration of detention facilities,” Block,
C.
Plaintiffs also rely heavily upon our decision in United States ex rel. Tyrrell v. Speaker,
affirm[ed] the district court’s holding that the state violated the due process clause of the Fourteenth Amendment in arbitrarily imposing materially greater restrictions on the freedom of this pretrial detainee than those imposed on convicted prisoners at Graterford, since the only legitimate state interest in the detention of an accused who cannot raise bail is in guaranteeing his presence at trial.
Id. at 827 (citations omitted). Plaintiffs therefore claim that the practice of triple-celling pretrial detainees at Gander Hill—
We find several problems with Plaintiffs’ reliance upon Tyrrell. First, the above-quoted statement was undermined by the Supreme Court’s subsequent decision in Bell. See
Furthermore, we note that nowhere in Bell did the Supreme Court suggest that if detainees are treated differently or worse than convicted inmates, they are ipso facto being “punished” in violation of the Due Process Clause. Rather, the ultimate question under Bell is whether “a particular condition or restriction of pretrial detention is reasonably related to a legitimate governmental objective,”
In light of the foregoing analysis, we conclude that Plaintiffs were not punished in violation of the Due Process Clause of the Fourteenth Amendment.
III.
Even if we had found that Plaintiffs had been subjected to unconstitutional punishment, they can prevail only by showing under the second step of Saucier that the constitutional right violated was “clearly established” at the time it occurred.
In their reply brief, Plaintiffs acknowledge that “Bell provides scant guidance on what constitutes ‘punishment’ under the Fourteenth Amendment”; indeed, the Supreme Court has not clearly established the right that Plaintiffs claim was violated in this case. Likewise, our own precedents have never established a right of pretrial detainees to be free from triple-celling or from sleeping on a mattress placed on the floor.
IV.
In sum, we find that under Saucier, Defendants did not violate Plaintiffs’ constitutional rights and that those rights were not clearly established in any event. Our holding in this case should not be misconstrued as an endorsement of “triple-celling” or the use of floor mattresses, however. Rather, we hold that based on the totality of the circumstances presented on this factual record, Plaintiffs were not unconstitutionally punished in violation of the Fourteenth Amendment. Accordingly, we will affirm the judgment of the District Court.
Notes
. Former Delaware Attorney General M. Jane Brady appears in the caption as a Defendant and was discussed as such in the opinion below. We note that Plaintiffs' Amended Complaint made no claims against her and failed to name her as a Defendant.
. We note that since Saucier was decided, several justices have questioned the propriety of rigidly obliging district courts to consider the constitutional question first. See Morse v. Frederick, — U.S.-,
. Our dissenting colleague states: "Once the courts determine that a constitutional violation exists, it is no answer that the state or local government has insufficient funds to remedy the unconstitutional situation.” We agree. The fact that the prison administrators in this case have a legitimate interest in managing overcrowding means that the first prong of the test is satisfied. It does not mean that fiscal concerns can serve as a proxy for constitutional standards.
. Cells in Gander Hill's West Wing range in size from 69 to 76 square feet; after accounting for the space occupied by a bunk bed, floor mattress, desk, and toilet, each detainee has approximately 16 square feet of individual free space in his cell. Hubbard I,
. The newest arrival in a cell is required to sleep on the floor mattress until one of the other inmates in the cell is released or moved, thereby freeing up a bunk. Hubbard I,
. In Union County, this Court concluded that the practice of double-celling detainees in bunk beds was constitutional in part because it avoided “the unsanitary and humiliating
. Nor are we persuaded by Plaintiffs’ argument that Defendants may not rely upon the District of Delaware decisions to establish qualified immunity because they were based upon an Eighth Amendment analysis that we found to be "fatally flawed” in Hubbard I.
Concurrence Opinion
dissenting in part and concurring in Judgment.
Appellants are pre-trial detainees housed at Delaware’s Multipurpose Criminal Justice Facility, known as “Gander Hill,” who appeal the order of the District Court granting summary judgment in favor of prison officials (“prison officials” or “Appellees,” collectively) based on qualified immunity. The detainees claim that certain conditions of confinement, specifically the practice at Gander Hill of housing three detainees in cells designed for one person (“triple-celling”), violate then-rights under the Fourteenth Amendment. When this case was initially before this court, we held that the District Court erred in applying the Eighth Amendment cruel and unusual punishment standard applicable to convicted prisoners. Hubbard v. Taylor,
On remand, the prison officials renewed their motion for summary judgment on the basis of qualified immunity. Hubbard v. Taylor,
The conditions at Gander Hill were fully described in Hubbard I. I reiterate them because they form the basis for my conclusion contrary to that of my colleagues.
Plaintiffs claim that triple-celling requires someone to sleep on a mattress that must be placed on the cell floor adjacent to a toilet....
The defendants concede that an inmate must sleep on a floor mattress when three are housed in a given cell. When that happens, the newest arrival is required to sleep on a mattress on the floor until one of his cellmates is released or moved. That frees a bunk for the inmate who had been on the floor mattress, and any new arrival in that cell would then take his place on the floor mattress.
The cells range in size from 69 to 76 square feet, and the net unencumbered space in the cell (gross footage of 69-76 square feet less space required for a bed, mattress, desk and toilet) is less than 50 square feet or 16 square feet per occupant of each tripled cell. Plaintiffs claim that the bunk bed and floor mattress leave extremely limited space for three adult men to move about in the cell....
Plaintiffs claim that the deprivations are exacerbated because sleeping on the floor forces detainees to sleep very near the open toilet. This has purportedly resulted in urine and feces regularly splashing on whomever is relegated to the floor mattress.
Appellants claim that the conditions caused serious injuries, including a broken leg and an infected shin, as well as discomfort and disease associated with sleeping on a concrete floor. These conditions have repeatedly been brought to the attention of the district court judges of the District of Delaware but no judge has characterized them as unconstitutional. In contrast to those district court judges, the District Judge whose order is the subject of this appeal, and my colleagues in the majority, I can reach no conclusion other than the conditions alleged meet the standard of the Fourteenth Amendment — that the conditions “shoek[ ] the conscience.” Rochin v. California,
Once the courts determine that a constitutional violation exists, it is no answer that the state or local government has insufficient funds to remedy the unconstitutional situation. This excuse was tried and rejected in the aftermath of the decision in Brown v. Bd. of Educ.,
The issue has also arisen in connection with overcrowding of prisons. In Rhodes v. Chapman,
Public apathy and the political powerlessness of inmates have contributed to the pervasive neglect of the prisons.... Prison inmates are “voteless, politically unpopular, and socially threatening.” Morris, The Snail’s Pace of Prison Reform, in Proceedings of the 100th Annual Congress of Corrections of the American Correctional Assn. 36, 42 (1970). Thus, the suffering of prisoners, even if known, generally “moves the community in only the most severe and exceptional cases.” Ibid. As a result even conscientious prison officials are “[c]aught in the middle,” as state legislatures refuse “to spend sufficient tax dollars to bring conditions in outdated prisons up to minimally acceptable standards.” Johnson v. Levine,450 F.Supp. 648 , 654 (D.Md.), aff'd in part,588 F.2d 1378 (4th Cir.1978)....
Under these circumstances, the courts have emerged as a critical force behind efforts to ameliorate inhumane conditions. Insulated as they are from political pressures, and charged with the duty of enforcing the Constitution, courts are in the strongest position to insist that unconstitutional conditions be remedied, even at significant financial cost. Justice Blackmun, then serving on the Court of Appeals, set the tone in Jackson v. Bishop,404 F.2d 571 , 580 (8th Cir.1968): “Humane considerations and constitutional requirements are not, in this day, to be measured or limited by dollar considerations.... ”
Id. at 358-59,
In Finney v. Ark. Bd. of Corr.,
[l]ack of funds is not an acceptable excuse for unconstitutional conditions of incarceration. An immediate answer, if the state cannot otherwise resolve the problem of overcrowding, will be to transfer or release some inmates. The district court shall also satisfy itself that no additional prisoners will be confined at the Cummins Prison Farm if their confinement will result in continued overcrowding and perpetuation of conditions which fail to provide optimum safety and sanitation for every inmate.
Id.
I am satisfied that the first requirement for consideration of qualified immunity has
It is my hope that this court will hold that triple-bunking under conditions such as those present here violate the due process rights of the pre-trial detainees. Once we render such an opinion, future prison officials would no longer be entitled to qualified immunity and the state would be obliged to exercise its power to raise the funds necessary to correct the prison conditions. Data recently published by the International Centre for Prison Studies at King’s College London reported that the United States has almost 2.3 million individuals behind bars, more than any other nation. See Adam Liptak, Inmate Count in U.S. Dwarfs Other Nations’, N.Y. Times, Apr. 23, 2008, at Al. Surely it is the responsibility of the courts to ensure that prisoners are housed in facilities that meet constitutional standards.
