Plaintiff Alberto Hoyos (“Hoyos”) brings this action pursuant to 42 U.S.C. § 1983, alleging that defendants, the City of New York and Officers Scott Harrison and Ari Avron of the New York City Police Department, violated his civil rights as a result of his arrest and subsequent prosecution on two counts of driving under the influence of alcohol. Plaintiff was acquitted of the charges following a jury trial in the Criminal Court of the City of New York that concluded on November 19, 2009. In this action, plaintiff alleges that he was deprived generally of his federal civil rights under the First, Fourth, Fifth, Eighth and Fourteenth Amendments; falsely arrested; maliciously prosecuted; subjected to malicious abuse of process; deprived of his federal constitutional right to a fair trial; and subjected to the aforementioned violations as a result of the unconstitutional policies and procedures of the City of New York. Defendants have moved for summary judgment pursuant to Rule 56 of the Federal Rules of Civil Procedure as to his false arrest, malicious prosecution, abuse of process, and fair trial claims. For the reasons set forth herein, defendants’ motion for summary judgment is GRANTED.
Defendants also seek judgment on the pleadings pursuant to Rule 12(c) of the Federal Rules of Civil Procedure as to plaintiffs claims for deprivation of his “federal civil rights,” unlawful search, and municipal liability. Plaintiff does not oppose defendants’ motion for judgment on these claims. (See Pl.’s Opp. Br. at 2, n. I.).
FACTS
The parties offer sharply different versions of certain of the facts surrounding the events of March 6, 2008, the date of plaintiffs arrest on charges of Operating a Motor Vehicle Under the Influence of Drugs or Alcohol, but, as will become clear, the differences between the parties’ conflicting accounts are not material to the disposition of this action.
The core of undisputed facts as to which both parties agree is as follows. In the early morning hours of March 6, 2008, two non-party New York Police Department (“NYPD”) officers, Patrick Lynch and Jennifer Olivera, transported three prisoners from the 115th police precinct to the Queens Criminal Court House in a marked NYPD van. After dropping off the prisoners, Officers Lynch and Olivera left the Queens Criminal Court House at approximately 2:30 a.m. and proceeded to return to the 115th precinct. As they were driving along the westbound Grand Central Parkway, Officers Lynch and Olivera observed plaintiff driving a dark Lexus sport utility vehicle (“SUV”). Plaintiffs vehicle, which had slowed to approximately 30 miles per hour, swerved suddenly, cutting across several lanes of the Grand Central Parkway and nearly striking the officers’ police van. After the SUV came to rest— against the guardrail of the right-hand shoulder of the Grand Central Parkway (according to the officers) or parked in the exit lane of a Dunkin’ Donuts/Mobil Gas Station rest area (according to plaintiff)— Hoyos remained in the vehicle and dozed off. Just minutes later, Officer Lynch knocked on the driver’s side window of the SUV, awakening plaintiff. Plaintiff admits
After speaking with Hoyos, Officer Lynch called Officer Harrison on his personal cell phone to request assistance with a possible DUI offense (according to the officers) or with an arrest (according to plaintiff). Officer Harrison and his partner that night, Officer Avron, were assigned to the NYPD’s Queens North Task Force. This task force is a specialized unit that concentrates on DUI enforcement and disorder control within the confines of the 104th, 108th, 109th, 111th, 112th, and 115th police precincts. Officer Harrison became a member of the Queens North Task Force in 2004, and Officer Avron became a member of the task force in 2006. As members of the task force, both officers had received specialized training for handling DUI arrests and collectively had made almost 200 DUI arrests. Approximately five minutes after receiving Officer Lynch’s call, Officers Harrison and Avron arrived at the scene, and Officer Lynch briefed Officer Harrison about what he and his partner had observed.
At this point, the parties’ narratives diverge. Defendants maintain that, upon their arrival at the scene, Officer Lynch informed Officer Harrison that, while returning to them precinct, plaintiffs SUV suddenly swerved into the officers’ lane, nearly striking their police van; plaintiffs vehicle then came to rest at an angle at the side of the Grand Central Parkway; when Officers Lynch and Olivera first approached plaintiffs vehicle, he was slumped behind the wheel and appeared to be unconscious; and, in Officer Lynch’s opinion, plaintiff appeared to be intoxicated. After speaking with Officer Lynch, Officers Harrison and Avron approached plaintiffs vehicle. According to defendants, plaintiff was groggy and he exhibited signs of intoxication: his speech was slurred, his eyes were bloodshot, and he smelled of alcohol. Defendants testified that plaintiff admitted that he had had a few drinks at a club earlier that evening. Officer Avron then reached into plaintiffs vehicle, turned off the ignition, and asked plaintiff to exit the SUV. Upon exiting the vehicle, defendants observed that Hoyos was unsteady on his feet, and Officer Avron needed to grab his arm to prevent him from falling. At that point, defendants arrested Hoyos on one count of driving while intoxicated and transported him to the 112th precinct.
According to plaintiff, after having dinner at a friend’s house, he fell asleep on the friend’s couch until 2:00 a.m. in the morning of March 6, 2008, when he woke up and proceeded to drive home. While driving along the Grand Central Parkway, he began to feel “very tired” and “sluggish,” so he decided to pull into a Dunkin’ Donuts/Mobil Gas Station rest area located alongside the highway. Plaintiff contends that: (i) he slowed from 55-60 miles per hour to approximately 30 miles per hour, and then swerved across the Grand Central Parkway, only because he missed the entrance to the rest area; (ii) his SUV did not come to rest at an angle against the guardrail on the shoulder of the Grand Central Parkway; (iii) rather, he parked his vehicle in the exit lane of the rest area and turned the ignition off; (iv) he was merely resting when Officer Lynch tapped on his window; (v) he had not had anything to drink that evening; (vi) his breath did not smell of alcohol; (vii) he did not stumble when he exited the SUV; (viii) he did not tell any of the officers that he had a few drinks at a club; and (ix) he took a portable breathalyzer test at the scene.
The parties’ narratives largely coalesce once again after plaintiff is arrested. Both
Defendants then met with prosecutors from the Queens County District Attorney’s Office, and a criminal complaint against Hoyos was sworn to by Officer Avron. The criminal complaint charges Hoyos with one count of operating a motor vehicle while under the influence of alcohol or drugs in violation of § 1192(3) of the New York Vehicle and Traffic Law. The complaint alleges that Hoyos’s breath smelled of alcohol, he had bloodshot and watery eyes, his speech was slurred, and he was unsteady on his feet when he exited his vehicle; Hoyos refused to take a breathalyzer exam at the 112th precinct; and that Hoyos admitted to having had a few drinks. Following a jury trial in the Criminal Court of the City of New York, County of Queens, that concluded on November 19, 2009, and at which both Officers Lynch and Avron testified, Hoyos was acquitted of the § 1992(3) charge and a lesser included charge of driving while impaired in violation of § 1992(1).
DISCUSSION
I. SUMMARY JUDGMENT STANDARD
Defendants are entitled to summary judgment only if “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a); Celotex Corp. v. Catrett, 477 U.S. 317, 322,
The moving party bears the burden of demonstrating “the absence of a genuine issue of material fact.” Celotex, 477 U.S. at 323,
II. PLAINTIFF’S SECTION 1983 CLAIMS
Section 1983 provides a civil claim for damages against any person who, acting under color of state law, deprives another of any rights, privileges, or immunities secured by the Constitution or the laws of the United States. See 42 U.S.C. § 1983; Blessing v. Freestone,
A. False Arrest Claim
“[A] § 1983 claim for false arrest derives from [the] Fourth Amendment right to remain free from unreasonable seizures, which includes the right to remain free from arrest absent probable cause.” Jaegly v. Couch,
The first three elements of plaintiffs false arrest claim are not in dispute. As to the fourth element, defendants’ warrantless arrest of Hoyos is “privileged” if the officers had probable cause to arrest him. Jocks,
A police officer has probable cause to arrest when he or she has “knowledge or reasonably trustworthy information of facts and circumstances that are sufficient to warrant a person of reasonable caution in the belief that the person to be arrested has committed or is committing a crime,” Weyant,
“The existence of probable cause need not be assessed on the basis of the knowledge of a single officer.” Zellner v. Summerlin,
In this case, plaintiff was arrested on one count of driving under the influence of alcohol (“DUI”). The relevant portion of the New York statute provides: “No person shall operate a motor vehicle while in an intoxicated condition.” N.Y. Veh. & Traf. Law § 1192(3) (McKinney 2003). In determining the propriety of an arrest for violating section 1192 of the New York Vehicle and Traffic Law, “[t]he only valid inquiry on this issue is whether,
Although the parties give different accounts of the events leading to plaintiffs arrest, the undisputed evidence here is sufficient to cause an officer of reasonable caution to believe that plaintiff was operating his vehicle while impaired by alcohol, thereby justifying his detention and arrest. First, defendants were entitled, under the fellow officer doctrine, to rely on Officer Lynch’s report that Hoyos had swerved across several lanes of the Grand Central Parkway, almost striking a police van, at an unsafely slow speed shortly before three o’clock in the morning; he was slumped behind the wheel of his SUV just minutes after this erratic driving maneuver; and, in Officer Lynch’s opinion, was intoxicated. Though plaintiff may dispute the accuracy of Officer Lynch’s observations, he does not dispute that Officer Lynch relayed this information to Officers Avron and Harrison when they arrived at the scene. (Pl.’s Resp. to Defs.’ Rule 56.1 Stmt. ¶ 19.) Moreover, Plaintiff does not materially dispute Officer Lynch and Officer Olivera’s account that he swerved across multiple lanes of traffic on the Grand Central Parkway, almost striking their marked police van; indeed, he concedes that, against his “best judgment,” he “cut across” several lanes of traffic of the highway before parking his vehicle. (Pl.’s Resp. to Defs.’ Rule 56.1 Stmt. ¶ 36; see also Hoyos Tr. 10:9-21; 41:1-17; Hoyos Dep. 129:23-137:3.) Second, it is undisputed that Officers Harrison and Avron themselves observed Hoyos behind the wheel of an SUV in a “groggy” state with bloodshot eyes, which are typical indicia of inebriation.
Plaintiff insists that the information conveyed by Officer Lynch cannot be used to sustain probable cause because defendants did not expressly state that they relied on this information in making the arrest. The arresting officers’ subjective basis for the arrest, however, is irrelevant to whether or not probable cause existed; rather, the existence of probable cause is assessed from the standpoint of an objectively reasonable police officer. See, e.g., Devenpeck v. Alford,
Even if a jury credited plaintiffs assertions that he had not in fact consumed any alcohol that night, that his breath and vehicle did not smell of alcohol, that he did not stumble upon exiting his vehicle, and that he was actually arrested at a Dunkin’ Donuts rest stop, it is undisputed that the plaintiff was driving at erratic speeds and swerved across multiple lanes of the Grand Central Parkway in the early hours of the morning, was found just minutes later slumped behind the wheel in a slumber, was groggy when addressing the investigating officers, and had bloodshot eyes. These undisputed facts indicate that defendants’ determination that probable cause existed to arrest plaintiff on a DUI was objectively reasonable. Accordingly, defendants’ motion for summary judgment on plaintiffs false arrest claim is granted.
Finally, even assuming that they lacked probable cause to arrest plaintiff, defendants are entitled to summary judgment on his false arrest claim on the basis of qualified immunity. This doctrine shields public officials from liability for civil damages if, inter alia, it was “objectively reasonable” for them to believe that their acts did not violate clearly established rights. Anderson v. Creighton,
In the instant case, based on plaintiffs own version of the facts and on
B. Malicious Prosecution Claim
Plaintiff asserts a claim for malicious prosecution under § 1983. To succeed, a plaintiff must establish “the elements of a malicious prosecution claim under state law,” Manganiello v. City of New York,
Here, defendants do not contest that they initiated a criminal proceeding. They met with the Queens County District Attorney’s Office, and Officer Avron swore to and signed the criminal complaint. See, e.g., Cameron v. City of New York,
Defendants’ contention that plaintiff did not suffer a deprivation of liberty as a result of his criminal prosecution is without merit. Hoyos was required to make multiple court appearances during a twenty-month period from his arrest on March 6, 2008 until trial concluded on November 19, 2009. Though ultimately acquitted at trial of the criminal charges brought against him, plaintiff was subjected to the stress, risks, and costs associated with a criminal trial. These facts establish the requisite liberty restraint. See Jocks,
Defendants, however, are entitled to summary judgment on the malicious prosecution claim because probable cause existed for Hoyos’s prosecution. Generally, “the existence of probable cause is a complete defense to a claim of malicious prosecution in New York.” Savino,
In a malicious prosecution case, “the relevant probable cause determination is whether there was probable cause to believe the criminal proceeding could succeed and, hence, should be commenced.” Davis v. City of New York,
In addition to the facts sustaining probable cause to arrest Hoyos, plaintiffs refusal to take a videotaped breathalyzer test at the 115th precinct is admissible evidence from which a jury could conclude that Hoyos was intoxicated. See N.Y. Veh. & Traf. Law § 1194(2)(f) (providing that a refusal to submit to a chemical test is admissible at trial, provided that the person was sufficiently warned of the consequences of refusing to take the test and persisted in the refusal); see also People v. Smith,
Finally, as with false arrest, an arresting officer is entitled to qualified immunity from a malicious prosecution claim if “(a) it was objectively reasonable for the officer to believe that probable cause existed, or (b) officers of reasonable competence could disagree on whether the probable cause test was met.” O’Neill v. Town of Babylon,
C. Malicious Abuse of Process Claim
Plaintiff asserts a claim for malicious abuse of process in violation of the procedural due process rights guaranteed by the Fifth and Fourteenth Amendments. As with false arrest and malicious prosecution, courts look to state law for the elements of a § 1983 claim based on malicious abuse of process. Savino,
As an initial matter, to the extent plaintiffs claim is based on the Fifth Amendment, that claim is dismissed. Because plaintiff does not allege any deprivation of his rights by federal actors, but instead brings a claim against two NYPD officers and the City of New York, his claim is properly brought under the Due Process Clause of the Fourteenth Amendment. See, e.g., Ambrose v. City of New York,
With respect to this claim, defendants are entitled to summary judgment for two independent reasons. First, for the reasons stated above, there was probable cause for plaintiffs arrest and prosecution, which provides an excuse or justification for defendants’ use of regularly issued legal process. See Savino,
Second, although plaintiff alleges in conclusory fashion that defendants arrested and prosecuted him to obtain an improper collateral purpose, plaintiff has presented no evidence from which a reasonable jury could conclude that defendants aimed to achieve a collateral objective outside the legitimate ends of legal process. “The crux of a malicious abuse of process claim is the collateral objective element.” Douglas v. City of New York,
A malicious abuse of process claim thus requires an ulterior purpose such as the infliction of economic harm, extortion, blackmail, or retribution. See Bd. of Educ. v. Farmingdale Classroom Teachers Ass’n,
Hoyos has failed to allege a purpose “beyond or in addition to his criminal prosecution” that might support the collateral objective element of his malicious abuse of process claim, nor has he pointed to any facts upon which an inference of such an improper purpose reasonably could be inferred. The only particular objective that plaintiff contends defendants aimed to achieve — that defendants “wanted to obtain a ‘collar,’ ” ie., to make an arrest (see Pl.’s Br. at 19) — is not an improper collateral objective. In contrast to an ancillary purpose such as extortion, a desire to make an arrest is not a purpose that is collateral to the proper use of legal process. Even assuming that defendants acted with a malicious motive, such as personal animus, in arresting Hoyos, plaintiff alleges merely that they employed legal process for the purpose (making an arrest) for which the law created it. See Savino,
D. Fair Trial Claim
Hoyos alleges that defendants deprived him of his constitutional right to a fair trial by fabricating evidence and forwarding it to the Queens County District Attorney’s Office. The Second Circuit has held that “[w]hen a police officer creates false information likely to influence a jury’s decision and forwards that information to prosecutors, he violates the accused’s constitutional right to a fair trial, and the harm occasioned by such an unconscionable action is redressable in an action for damages under 42 U.S.C. § 1983.” Ricciuti,
The existence of probable cause to arrest and prosecute is not a complete defense to a fair trial claim. Ricciuti,
Relying principally on Ricciuti, Hoyos argues that a fair trial claim requires only that plaintiff show that defendants transmitted false information to prosecutors. The evidence of causation, however, was clear in Ricciuti. The plaintiffs alleged that the police deprived them of their right to a fair trial by fabricating evidence, including a confession, concerning the circumstances of an alleged assault.
Here, Hoyos argues that material factual disputes as to whether defendants falsified evidence that he swerved off the Grand Central Parkway, exhibited signs of intoxication, and did not take a breathalyzer test at the scene of the arrest preclude summary judgment. (See Pl.’s Opp. at 5-6 & 22-23.) As discussed below, Hoyos cannot show that any of these alleged fabrications was both material (i.e., likely to influence a jury’s decision) and the legally cognizable cause of an injury to Hoyos’s liberty interest (ie., that he “sufferfed] a deprivation of liberty as a result” of the alleged fabrication of evidence). Jovanovic,
Plaintiff disclaims, as he must, any reliance on alleged fabrications contained in the police officers’ testimony at trial. (See PL’s Opp. at 23.) As witnesses at trial, the officers are entitled to absolute immunity from civil claims based on the substance of their testimony. Briscoe v. LaHue,
Plaintiff principally alleges that defendants fabricated evidence regarding his purported state of intoxication. In particular, he asserts that defendants falsely told the Queens County prosecutors that his breath and car smelled of alcohol, his speech was slurred, he was unsteady on his feet when he exited his vehicle, and
Thus, although probable cause is not a complete defense to a fair trial claim based on fabricated evidence, plaintiff still must show, as discussed above, that the alleged fabrication caused a deprivation of liberty. In other words, where independent probable cause exists for the prosecution, plaintiff must show that the misconduct caused some deprivation above and beyond the fact of the prosecution itself. Here, unlike in Ricciuti, Hoyos does not allege that the fabrications led him to be charged with a more serious crime or detained for a longer period of time. And, unlike the plaintiff in Zahrey, he cannot show that the allegedly false statements caused his initial arrest, the revocation of bail, a period of pre-trial detention, or any other adverse consequence. In sum, Hoyos has not offered any evidence from which a reasonable jury could conclude that the allegedly false statements caused a deprivation of liberty.
Turning next to Hoyos’s claim that defendants fabricated evidence that he swerved off the Grand Central Parkway, plaintiff has failed to identify a material dispute of fact. Plaintiff concedes that he “cut across” several lanes of traffic of the Grand Central Parkway before stopping his vehicle. There is no material dispute between the non-arresting officers’ observation that he “swerved across” the Grand Central Parkway, almost striking their police van, and his own admission that he “cut across” the highway.
Plaintiffs assertion that defendants falsified evidence that he was arrested on the side of the Grand Central Parkway near the intersection with the Long Island Expressway, when he claims he was actually detained while parked in the exit lane of a Dunkin’ Donuts/Mobil Gas Station rest area, also fails to raise a triable dispute of material fact. The precise location of his arrest, standing alone, is not material. That is, evidence as to exactly where along the Grand Central Parkway Hoyos swerved and was arrested would not likely influence a reasonable jury’s decision as to whether he had been driving while intoxicated.
Moreover, plaintiffs own testimony is the only evidence he offers in support of his contention that Officers Harrison and Avron supplied false information regarding the location of his arrest to the Queens County prosecutor. His account of the events, however, is significantly undermined by his admission on the morning of the incident, repeated three times while being videotaped at the 112th precinct, that he was arrested while he “was parked
Finally, plaintiffs allegation that the parties have given conflicting testimony regarding whether he refused to take a breathalyzer test at the scene of his arrest cannot support his fair trial claim. As discussed above, plaintiff admitted both at trial and in his deposition that, after Officer Harrison informed him that his first attempt at blowing into the breathalyzer machine at the scene had failed to result in a reading, he refused to blow a second time. Accordingly, his claim that he actually blew into a portable machine at the scene does not raise a material dispute of fact. Moreover, plaintiff does not allege, and the underlying record evidence identified by plaintiff does not indicate, that the officers conveyed the allegedly false information regarding the breáthalyzer test to the prosecutors. (See Pl.’s Opp. at 5-6 & 22-23.) Because plaintiff bases his fair trial claim solely on information transmitted to the prosecutors, this alleged discrepancy cannot sustain his fair trial claim.
In sum, plaintiff has failed to identify any genuine disputes of material fact that would allow a reasonable jury to find that his right to a fair trial was violated.
CONCLUSION
For the foregoing reasons, defendants’ motion for judgment on the pleadings on plaintiffs claims for deprivation of his federal civil rights (First Claim for Relief), unlawful search (Third Claim for Relief), and municipal liability (Seventh Claim for Relief); and for summary judgment on plaintiffs claims for false arrest (Second Claim for Relief), malicious prosecution (Fourth Claim for Relief), malicious abuse of process (Fifth Claim for Relief), and denial of his constitutional right to a fair trial (Sixth Claim for Relief) is GRANT
SO ORDERED.
Notes
. Plaintiff's claims against defendants Harrison and Avron in their official capacities as officers of the New York City Police Department are duplicative of the claims against the City of New York. See Lore v. City of Syracuse,
. Under New York law, an arrest made without a warrant raises a rebuttable presumption that such arrest was unlawful, and the defendant has the burden of raising and proving the affirmative defense of probable cause. See Curry v. City of Syracuse,
. Defendants argue that plaintiff’s videotaped refusal to take a breathalyzer test further supports the existence of probable cause to arrest him. Plaintiff’s refusal, however, only occurred at the 115th precinct after he had been placed under arrest on the Grand Central Parkway. Accordingly, his refusal to submit to a chemical test cannot provide probable cause for his arrest. See Caldarola v. Calabrese,
. In fact, a plaintiff's "fair trial” claim does not even require that a trial have been held. See Ricciuti,
. To the extent that he also claims that defendants falsely told prosecutors that his eyes were bloodshot, Hoyos admitted at deposition that he did not know whether his eyes were red. (See Hoyos Dep. 162:10-11.) By contrast, all four officers testified to observing that plaintiff's eyes were bloodshot and watery. Because he fails to offer any admissible evidence disputing their observation, plaintiff has failed to raise a material issue of fact as to whether defendants falsely told prosecutors that his eyes were bloodshot.
. To the extent that plaintiffs fair trial claim rests on the allegation that Officer Avron falsely informed prosecutors that he observed Hoyos's vehicle stopped in the far left of traffic, instead of the far right lane, see Pl.’s Opp. at 5-6, this discrepancy is not material. The arrest report prepared on the morning of the incident, Officer Avron’s testimony at trial, and the deposition testimony of all four officers coincide with plaintiff's own account of the events that, when Officers Avron and Harrison arrived at the scene, Hoyos’s vehicle was stopped on the right-hand side of the Grand Central Parkway (whether on the highway itself or in the exit lane of a rest area). As a result, it is evident that the reference in the criminal complaint to Officer Avron having observed Hoyos’s vehicle "in the left lane of traffic” is the sort of clerical mistake that is unlikely to influence a reasonable jury's decision, particularly given that the criminal complaint does not assert that Officer Avron himself saw plaintiff swerve across the highway.
