Lead Opinion
Affirmed by published opinion. Judge WILLIAMS wrote the majority opinion, in which Chief Judge WILKINSON and Judges DONALD S. RUSSELL, WIDENER, WILKINS, NIEMEYER, HAMILTON, and LUTTIG joined. Judge MICHAEL wrote a dissenting opinion, in which Judges K.K. HALL, MURNAGHAN, and DIANA GRIBBON MOTZ joined.
OPINION
In June 1986, Ronnie Howard was convicted of capital murder by a South Carolina jury and sentenced to death. After exhausting his state appeals, he petitioned the federal district court for habeas corpus relief. The district court denied his petition and Howard appeals, raising numerous constitutional challenges to the state court proceedings. After oral argument before a panel of this Court, we voted to hear Howard’s appeal en banc to address the important procedural and substantive issues raised. These issues included whether the more deferential habe-as standards of review set forth in § 104 of the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), signed into law on April 24, 1996, and codified at 28 U.S.C.A. § 2254(d) (West Supp.1997), apply to this appeal; whether the prosecutor’s peremptory challenges violated Batson v. Kentucky, 476 U.S. 79,
The en banc court heard oral argument on April 8,1997. On June 23, 1997, the United States Supreme Court issued its opinion in Lindh v. Murphy, — U.S. -,
I.
The primary facts of the tragedy underlying this appeal are undisputed. Chinh Le disappeared on her way home from work in Greenville, South Carolina, on the evening of August 29, 1985. On September 12, 1985, Howard was arrested on unrelated robbery charges in Asheville, North Carolina, and detained in the Buncombe County Jail. After Howard was appointed counsel and invoked his Fifth Amendment right to remain silent, Howard met with his federal probation officer, Haywood Polk, on October 3. During this meeting, Howard orally confessed to his involvement in numerous armed robberies and in two murders, including the murder of Le. At this meeting, Howard also asked to speak to the FBI about his crimes in the hopes of negotiating a plea to lessen his punishment. As a result, Howard met with Agent Battle on October 8, and, after signing a waiver of rights form, orally confessed to, among other things, Le’s murder.
In each confession, Howard revealed that he and Rickey Weldon had formulated a plan to steal the automobile of a lone female driver. On August 29, the two men spotted Le and followed her down a dirt road where they “bumped” the rear of her vehicle. When Le exited her automobile to inspect the damage, Howard forced her back into her automobile at gunpoint. Howard then drove away in Le’s vehicle, and Weldon followed in the other car. Howard subsequently stopped in an isolated area where the two men beat Le and eventually murdered her by placing a piece of plastic over her head until she suffocated to death. They again drove around until they found another isolated area where they dumped Le’s body into a clump of kudzu vines.
Howard and Weldon were tried jointly for Le’s murder. The State introduced Howard’s confessions into evidence through the testimony of Agent Battle and Lieutenant Hitehins, both of whom had taken meticulous handwritten notes of their conversations with Howard. Polk did not testify. In compliance with Bruton v. United States,
Ón direct appeal, the South Carolina Supreme Court upheld Howard’s conviction and his death sentence. See State v. Howard,
On September 17, 1993, Howard filed this federal habeas action in the United States District Court for the District of South Carolina. The petition was referred to a magistrate judge, who recommended denying Howard’s motion for an evidentiary hearing and his petition for habeas corpus relief. The district court adopted the findings of the magistrate judge and granted the State’s motion for summary judgment on June 16, 1995. Howard now appeals the district court’s denial of habeas corpus relief.
' II.
Howard raises several issues in his petition to this Court. He argues that his conviction should be reversed because (1) the prosecutor improperly used peremptory strikes against six of the seven black potential jurors in violation of Batson v. Kentucky,
When considering a habeas petition, we review de novo the state court’s determinations of questions of law, see Savino v. Murray,
A.
First, Howard, who is black, argues that the. prosecutor’s use of peremptory strikes to exclude black venirepersons from the jury violated Batson v. Kentucky,
After voir dire, forty-two persons were qualified as jurors, only seven of whom were black. The prosecutor struck six of the seven black prospective jurors and four of the thirty-five white prospective jurors, resulting in a jury of eleven white jurors and one black juror. Howard moved to quash the panel pursuant to Batson. The trial court found, and we agree, that the prosecutor’s striking of six out of the seven black prospective jurors constituted a prima facie case of discrimination.
Once the defendant establishes a prima facie case of discrimination, the burden shifts to the prosecutor to articulate race-neutral explanations for the challenges. See Batson,
Howard first challenges the prosecutor’s use of peremptory strikes against black prospective jurors Edward Wood and Charles Copeland. During the Batson hearing, the prosecutor explained that he struck Wood “because he said he leans towards life every time. He was more pro-life. He said he was not really for the death penalty.” (J.A. at 536-37.)
Although Howard admits that these reasons are race-neutral, he argues that they were pretextual because the prosecutor.failed to strike white jurors expressing similar views. While this circumstance may give rise to an inference' of pretext, see Ford v. Norris,
Moreover, the responses of the white jurors cited by Howard were sufficiently dissimilar to those provided by the black jurors to show that the prosecutor did not intentionally discriminate in the selection of the jury. Although white jurors Richard Ashmore, Sharon Lunny, and Floyd Rohm were ambivalent about the death penalty, Wood’s and Copeland’s anti-death penalty sentiments were much stronger. As a result, mindful of the deference we must give the trial court, we affirm its finding that the prosecutor’s reasons for striking Wood and Copeland were not pretextual.
Howard also challenges the striking of Antonio Golden and Amanda Fuller, arguing that the combination of factors relied upon by the prosecutor to strike them was not supported by the record. The prosecutor explained that he struck Golden because she had an “erratic” work history, her husband was “unemployed,” and he was attempting to reach the next juror whom he believed was a stronger advocate of the death penalty. The prosecutor stated that he challenged Fuller due to her “unstable work history,” her young age, and her inability to “commit generally for or generally against the death penalty.” Employment status is a legitimate race-neutral factor that may be relied upon by a prosecutor for challenging a potential juror. See United States v. Day,
Finally, Howard argues that the prosecutor’s comprehensive questioning of Gladys McElrath and his mischaracterization of Jeffrey Dunbar’s testimony demonstrate his discriminatory intent. We disagree. McEl-rath’s statements that she did not believe in capital punishment and “would go for life” legitimately prоmpted extensive questioning by the prosecutor, and the prosecutor’s observation that Dunbar had twice stated he could not vote for the death penalty was accurate. Moreover, Dunbar’s unique status as a recent high school graduate was a race-neutral reason for striking him. See Jackson,
B.
Next, Howard challenges the admission of his two confessions, which were admitted in redacted form in accordance with Bruton v. United States,
1.
Howard argues that his confessions to. FBI Agent Battle and Greenville County Lieutenant Hitchins should have been suppressed because they were the “tainted fruits” of a custodial interrogation initiated by his federal probation officer, Haywood Polk, in violation of Edwards v. Arizona,
a.
On September 12, 1985, two weeks after Le’s disappearance, police in Asheville, North Carolina, arrested Howard on robbery charges. On September 18, Attorney Gary Cash was appointed to rep resent Howard on the North Carolina robbery charges. On October 2, Asheville Detective Lee Warren and two South Carolina detectives met with Howard and Cash to discuss a series of South Carolina robberies under investigation. Howard, following Cash’s advice, declined to make any statement. Cash then attempted to negotiate an immunity agreement with South Carolina authorities in exchange for a statement from Howard. An agreement could not be reached, however, and Cash notified the North Carolina and South Carolina authorities that Howard would not make any statements.
On October 3,1995, Howard met with Polk in Asheville, where Howard remained in custody. At that time, Howard confessed to numerous armed robberies and to two South Carolina murders, including the murder of Le. Hoping to obtain lesser sentences for his crimes, Howard asked Polk to arrange for him to speak to an FBI agent about the crimes. Polk contacted Agent Battle, who met with Howard on October 7 and October 8. Howard signed standard Miranda waiver of rights forms on both October 7 and October 8 prior to speaking with Agent Battle. In addition, on October 7, Howard signed an addendum to the waiver of rights form specifically acknowledging his desire to speak with the FBI without the benefit of counsel.
Agent Battle immediately notified Lieutenant Hitchins of Howard’s involvement in Le’s murder. Lieutenant Hitchins met with Howard on October 16. Lieutenant Hitchins advised Howard of his Miranda rights and requested that he sign a waiver of rights form. Howard stated that “he preferred not to” sign the form, and gave an oral statement to Lieutenant Hitchins confessing to the Le murder.. During their meetings with Howard, both Agent Battle and Lieutenant Hitch-ins took notes that were later transcribed for their respective reports. After reviewing these reports, the trial court ordered both witnesses to refrain from discussing Weldon’s part in Le’s murder, except as it was corroborated in Weldon’s own confession.
b.
The trial court conducted a hearing pursuant, to Jackson v. Denno,
the State has proven beyond a reasonable doubt and met its burden that the Defendant was first advised of his constitutional rights, his Miranda rights, that he fully understood the warnings and knowingly elected to waive his rights, that he did indeed make a statement, and that the statement was freely and voluntarily made under the totality of the circumstances, and also that all constitutional Miranda rights were accorded him and complied with.
(J.A. at 551-52.) The South Carolina Supreme Court affirmed. During his state PCR hearing, Howard again argued that his confessions should have been suppressed because they were not voluntarily given and that they were the “tainted fruits” of a custodial interrogation by Polk made in violation of Miranda The state PCR court rejected Howard’s argument, finding that Howard’s “statements were freely and voluntarily given and that none were taken in violation of [his] Miranda and Edwards rights.” (J.A. at 839.) None of the state courts reviewing Howard’s appeal have specifically found whether Polk or Howard initiated their meeting, or whether their meeting constituted a custodial interrogation.
The federal magistrate judge dismissed Howard’s allegation that Polk was acting on behalf of the FBI when he interviewed Howard and that the interview constituted a custodial interrogation. The magistrate judge noted that Howard’s allegations flatly contradicted his earlier position in state court that his counsel was ineffective for not calling Polk, Howard’s friend as well as his probation officer, as a favorable witness for Howard during the trial. The district court similarly concluded that because “[n]othing in the record demonstrates that Polk was acting outside his role as probation officer in approaching petitioner,” there was no “custodial interrogation” and therefore, no Edwards violation.
c.
In Miranda v. Arizona,
that when an аccused has invoked his right to have counsel present during custodial interrogation, a valid waiver of that right*411 cannot be established by showing only that he responded to further police-initiated custodial interrogation even if he has been advised of his rights_[Rather,] an accused, ... having expressed his desire to deal with the police only through counsel, is not subject to further interrogation by the authorities until counsel has been made available to him, unless the accused himself initiates further communication, exchanges, or conversations with the police.
Id. at 484-85,
Polk, to whom Howard initially confessed, did not testify at Howard’s trial. The only confessions which Howard seeks to exclude are those made to Agent Battle and Lieutenant Hitchins. Every reviewing court has found that Howard initiated contact with Agent Battle through his probation officer Polk, and that he voluntarily made self-incriminating statements to both Agent Battle and Lieutenant Hitchins. See Howard v. State, No. 90-CP-23-3829 (S.C.1991) (state post-conviction relief court finding that Howard “requested to talk to the F.B.I. about certain crimes”); Howard v. Evatt, C.A. No. 3:93-2361 (D.S.C.1993) (district court finding that Howard “told Polk that he wanted to talk with the FBI” and that Howard’s subsequent “October 7 and 8 statements were made voluntarily after initiation of communication by petitioner”). Even more telling, Howard concedes that “[t]here is ample support in the record for the factual finding that” he “initiated contact with [the] FBI.” (Petitioner’s Reply Br. at 1.) In fact, he “does not contest that finding” on appeal. (Id.)
Based upon the aforementioned findings and Howard’s concession, it is not surprising that Howard does not contend that his confessions to Agent Battle and Lieutenant Hitchins were made in violation of Edwards.
Howard invoked his Fifth Amendment right tó counsel prior to his. interview with Polk, thereby triggering the protections of Edwards. See Edwards,
We conclude, however, that it is immaterial whether Polk’s interrogation of Howard constituted an Edwards violation (because either Howard initiated contact with Polk and then inyoked his right to counsel, triggering his rights under Edwards anew, or Polk initiated contact with Howard after he invoked his right to counsel) because Howard’s subsequent confessions to Agent Battle and Lieutenant Hitchins are not inadmissible “tainted fruits.”
the prophylactic protections that the Miranda warnings provide to counteract the “inherently compelling pressures” of custodial interrogation and to “permit a full opportunity to exercise the privilege against self-incrimination,” are implemented by the application of the Edwards corollary that if a suspect believes that he is not capable of undergoing such questioning without advice of counsel, then it is presumed that any subsequent waiver that has come at the authorities’ behest, and not at the suspect’s own instigation, is itself the product ,of the “ ‘inherently compelling pressures’ and not the purely voluntary choice of the suspect.”
Id. at 681,
The Fifth Amendment guarantees that “[n]o person ... shall be compelled in any criminal case to be a witness against himself ... without due process of law.” U.S.’ Const. Amend. V. Whether a statement is voluntary within the meaning of the Fifth Amendment is a mixed question of law and fact subject to de novo review. See Miller v. Fenton,
Howard admitted that Polk did not promise him anything and specifically denied that Polk “coerced” him in return for his cooperation. (App. at 1105.) In addition, Howard previously had numerous prior en
2.
Howard next contends that when the trial court decided to admit the confessions in the guilt phase of the trial, it violated his Fifth Amendment right not to testify and the rule of completeness by failing to admit the statements in their entirety.
Due to Bruton considerations, the- trial court directed Agent Battle and Lieutenant
It would impair both the efficiency and the fairness of the criminal justice system to require, in all these eases of joint crimes where incriminating statements exist, that prosecutors bring separate proceedings, presenting the same evidence again and again, requiring victims and witnesses to repeat the inconvenience (and sometimes trauma) of testifying, and randomly favoring the last-tried defendants who have the advantage of knowing the prosecution’s case beforehand.... Even apart from these tactical considerations, joint trials generally serve the interests of justice by avoiding the scandal and inequity of inconsistent verdicts.
Richardson v. Marsh,
Agent Battle took handwritten notes of Howard’s October 8, 1985, confession. He later memorialized these notes in a typed report as' follows:
HOWARD noticed that there was “a lot of plastic in the ear, like a seat cover or whatever.” HOWARD “had the bright idea of using that to put her out — not kill her, just put her out.”
HOWARD placed the plastic over the female’s head. RICK [Weldon] hit her several times in the stomach. When HOWARD “took the bag off, she was still, like maybe she was ‘playing possum’.” HOWARD thought that he felt a pulse. RICK then “reapplied pressure.” HOWARD “thought she was knocked out” but added, “I don’t think I really cared, to be honest.” He did not realize that she was .dead until he was driving around looking for a place tо leave her. At that time he touched her body, which felt cold, and realized that she was dead. HOWARD insisted “I’m being honest — I don’t know if he killed her or I killed her.”
(J.A. at 559.) Over Howard’s objection, the trial court instructed Agent Battle not to testify as to the portions of the confession inculpating Weldon, unless the inculpatory statement had been corroborated by Weldon’s own statement. Agent Battle then testified:
Q. What did Mr. Howard do next?
*417 A. Well, he said he noticed that there was a lot of plastic in the car, like seatcov-ers or something like that, and that he had the idea of using those plastic— that plastic material to — to put her out. He said not to kill her, just to put her out.
Q. What did Mr. Howard do at that point?
A. Well, he placed the plastic over the woman’s head.
Q. According to Howard what did Rick do at that time?
A. He told me that Rick hit the woman in the stomach several times.
Q. Did Mr. Howard eventually take the plastic off the victim’s head?
A. Yes. He said he took the bag off her head or the plastic off her head and that the woman was still. He thought then that she was, and he used the words, I have them in quote [sic], “playing possum.” He thought at that time that he had felt a pulse, that she was still alive. He said he thought that she was knocked out, but he said, “I don’t think I really cared to be honest.”
(J.A. at 626-27.) This modified version omits Howard’s statement that Weldon “reapplied pressure.”
Lieutenant Hitchins also drafted a typed report of Howard’s October 16, 1985, confession, based on his handwritten notes taken during the interview. His report stated:
[Howard] grabbed the girl and pushed her into her car and got in behind the wheel, and Rickey was driving their ear. He stated that he drove to a place that had no houses around, and parked on the side of the road where he put a plastic bag over her head, and was going to make her pass out. He stated that he was holding the bag until she quit fighting and was going to turn [her] loose but Rickey grabbed the bag and held it. He stated that he got in the back seat and he grabbed and pulled her over the seat into the back while Rickey was helping him get her over the seat. They started to drive and that is when he noticed she was not breathing, and they stopped.
(J.A. at 553.) At trial, however, Lieutenant Hitchins, following the trial court’s redaction instructions, testified as follows:
Q. What did they do when they got to the area where there were no houses around? Did they stop or keep going or—
A. They stopped the vehicles, and at that point in time Mr. Howard placed the plastic bag over the victim’s head.
Q. Did he ever release the plastic bag from over the victim’s head?
A. Yes, sir. He said that he held the bag over her head until she quit fighting, and then he released the bag.
Q. What did they do or what did Mr. Howard say he did with the victim after he — after she quit fighting and he took the plastic bag off her head?
A. Said that he got into the back seat of the victim’s vehicle, started pulling the victim into the back seat, and at that time Mr. Weldon helped him put the victim in the back seat of her vehicle.
(J.A. at 573.) The redaction excludes Howard’s statement that he “was going to turn [the bag] loose but Rickey grabbed the bag and held it.”
Howard argues that the unredacted portions of both statements show that Howard lacked the intent to kill because he released the plastic when he thought that Le was still alive. Moreover, Howard claims that the jury could have concluded from his original statements that Weldon, not Howard, actually killed Le. Even accepting Howard’s argument that the jury could have concluded from his complete confessions that Howard did not intend to, and in fact did not, kill Le, this assertion would not in -any way diminish Howard’s culpability for Le’s murder. As the trial court charged the jury under South Carolina law:
When one does an act in the presence of and with the assistance of another, the act is considered to have been done by both, and where two or more acting with a common design or intent are present at the commission of the crime, it matters not by*418 whose immediate agency the crime is committed, all are guilty. The hand of one is the. hand of all.
(J.A. at 656.) In other words, the State had to prove only that Howard and Weldon, working together and with malice aforethought, were jointly responsible for Le’s death. See S.C.Code Ann. § 16-3-10 (Law Co-op.1985) (defining murder as “the killing of any person with malice aforethought, either express or implied”). Therefore, because South Carolina does not require that a defendant have specific intent to commit murder, nothing in Howard’s original confessions was exculpatory for Fifth Amendment purposes and in no way diminished Howard’s legal blameworthiness for the murder. See State v. Foust,
3.
Although we have determined that the redactions did not violate Howard’s Fifth Amendment right not to testify, a different issue arises when we consider whether the exclusion of the redacted statements during the sentencing phase violated Howard’s Eighth Amendment rights. A defendant may present all relevant mitigating circumstances to the sentencer for its consideration of whether to impose the death penalty. See Lockett v. Ohio,
Howard argues that the omitted portions of his confessions implicate Weldon as Le’s actual murderer, and therefore, although these omitted portions may not be exculpatory under South Carolina law, they nonetheless constitute mitigating evidence that Howard should have been allowed to present to the jury during his cross-examination of Agent Battle and Lieutenant Hitchins in the penalty phase of his trial. Whether the trial court’s rulings limited the jury’s consideration of mitigating evidence is a mixed question of law and fact. See Kennedy v. Herring,
In his confession to Agent Battle, Howard stated that he placed the plastic over Le’s
Similarly, in the unredaeted version of Howard’s confession to Lieutenant Hitehins, Howard stated that “he put a plastic bag over [Le’s] head, and was going to make her pass out.” Again, he claimed that he held “the bag until she quit fighting and was going to turn loose but Rickey [Weldon] grabbed the bag and held it.” (J.A. at 553.) Howard did not tell either Agent Battle or Lieutenant Hitehins that Weldon actually killed Le. Rather, he simply stated that it was not until they drove away, after both men had assaulted her, that he realized she was not breathing. (J.A. at 553.)
Howard extracts two single phrases from the nine typed pages of notes transcribed by Agent Battle and Lieutenant Hitehins and construes them as a statement that Weldon, not Howard, actually killed Le. To accept this characterization of the record requires a tortured and speculative interpretation of two phrases lifted out of Howard’s confessions and complete disregard of the remainder of the statements and the context of the phrases within them. In determining whether the extracted phrases constitute “relevant mitigating evidence,” we cannot ignore the rest of Howard’s account. When both statements are reviewed in context, the alleged assertion of innocence is completely negated by Howard’s admission that he did not know whether he or Weldon killed Le and that he thought she was “just knocked out,” even after Weldon assaulted her. Moreover, Howard admitted to Agent Battle that he drove the car that “bumped” Le; that he brandished the .357 magnum handgun and forced Le back into her automobile; that he had the “bright idea” to cover Le’s face with plastic to “put her out”; that he put the plastic over Le’s face; that he stated, “Maybe it was because of the black beauties,
And finally, in response to Howard’s argument that it was important for the jury to know who actually killed Le, a reading of Howard’s unredacted confession readily reveals Howard’s own uncertainty as to whether he or Weldon committed the final act of murder. (J.A. at 559 (“Howard insisted ‘I’m being honest — I don’t know if [Weldon] killed her or I killed her.’ ”).) There is simply no evidence upon which a reasonable juror could conclude who killed Le.
C.
Howard also contends that the trial court erroneously failed to instruct the jury on the lesser included offense of manslaughter when it recharged the jury on the elements of murder. The trial court originally charged the jury on both murder and manslaughter. During deliberations the jury requested “the interpretation of the charge of murder you previously provided.” The trial court complied with the request and repeated only the murder instruction. Howard did not object. “Errors at trial not objected to, in contravention of State contemporaneous objection rules, are not cognizable in federal habeas corpus proceedings, absent a showing of cause for non-compliance and prejudice.” Satterfield v. Zahradnick,
D.
Next, Howard contends that hе was denied effective assistance of counsel in violation of the Sixth Amendment because trial counsel failed to investigate and present mitigating evidence during sentencing eoncern-
E.
Howard claims that he was unduly prejudiced when the prosecutor, during closing arguments in the sentencing phase of Howard’s trial, violated his Fifth Amendment right against self-incrimination by improperly commenting on his failure to testify. The prosecutor made the following rеmarks:
In order to rehabilitate it must come from the heart. It’s like an alcoholic. An alcoholic, you have to admit your problem before you can get treated. You’re half way there if you admit your problem. For you to be able to rehabilitate, you must start with remorse. Where is the remorse in this case? There is no remorse in this case. There is no remorse in the actions of Dana Weldon and Ronnie Howard, because one week later, they’re out on another crime spree in Asheville, North Carolina. Where is the remorse? There is no remorse in Ronnie Howard. He told these witnesses, “I don’t think I really cared.” He told Mr. Lee Warren, the detective from Asheville, “Well, the first one bothered me some, but after that I really didn’t care.” WThere is the remorse? There is none.
■ (App. at 1612-13.)
Although the Fifth Amendment forbids comment by the prosecution on a defendant’s failure to testify, see Griffin v. California,
Finally, Howard claims that his due process rights were violated when the prosecution allowed the jury to use as scrap paper the reverse side of outdated form letters, used by a previous prosecutor to thank former jurors for their service. Howard claims that this action was an impermissible ex parte communication bеtween the prosecutor and the jury. This argument is meritless.
In Remmer v. United States,
any private communication, contact, or tampering directly or indirectly, with a juror during a trial about the matter pending before the jury is, for obvious reasons, deemed presumptively prejudicial, if not made in pursuance of known rules of the court and the instructions and directions of the court made during the trial, with full knowledge of the parties. The presumption is not conclusive, but the burden rests heavily upon the Government to establish, after notice to and hearing of the defendant, that such contact with the juror was harmless to the defendant.
Id. at 229,
Years prior to Howard’s trial, a former prosecutor printed numerous copies of a form letter, which he sent to former jurors thanking them for their service. Apparently in an effort to conserve resources, the county clerk bound the unused form letters and used them, reverse side up, for notepads. While the jury in Howard’s trial was deliberating, they made notes on the scrap paper that had been provided. The state PCR court, after conducting a full evidentiary hearing, found that there was no evidence to suggest that any member of the prosecutor’s office attempted to contact any juror, directly or indirectly, or to influence them. Moreover, there was no evidence presented to show that the prosecutor, at any time prior to the state PCR hearing, had any knowledge that the reverse side of the form letters had been used as scrap paper. Accordingly, the state PCR court dismissed Howard’s claim, finding that no impropеr ex parte contact occurred.
The state PCR court’s factual findings are entitled to a presumption of correctness. See Rushen v. Spain,
III.
In conclusion, finding no constitutional errors, we refuse to disturb- the conviction and
AFFIRMED.
Notes
. Although the State contends that it became eligible for the procedures outlined in § 107 of the AEDPA as of June 18, 1996, with the enactment of the Effective Death Penalty Act of 1996, 1996 S.C. Acts 448, we need not decide whether those procedures satisfy the statutory opt-in requirements of § 107 because, whatever the merits of South Carolina’s appointment system, § 107 is inapplicable to this appeal since Howard's state habeas petition was finally denied by the South Carolina Supreme Court before June 18, 1996. See Bennett v. Angelone,
. In addition to the murder of Le, Howard confessed to Polk and later to Agent Battle that he had murdered Mary Duncan in Oconee Counly, South Carolina. During the Duncan trial, Howard's confession to Agent Battle was admitted into evidence over Howard’s objections. On direct appeal, Howard challenged the admissibility of the confession to Agent Battle on numerous grounds, including an argument that the confession was the "tainted fruit” of a custodial interrogation conducted by Poik in violation of Miranda. The South Carolina Supreme Court affirmed Howard's conviction and life sentence, concluding that Polk's questioning of Howard did not constitute a "custodial interrogation” triggering the safeguards of Miranda. See State v. Howard,
. Kudzu. is a.-green leafy vine of Japanese origin found in the .southeastern, part of the United States. It. is used primarily for forage and erosion control. , In August, kudzu provides a thick vegetative cover over many fields and wooded areas in South Carolina.
. On direct appeal, Howard challenged his conviction, claiming that the trial court erroneously (1) refused to quash the jury panel pursuant to Batson v. Kentucky,
. On direct appeal, the South Carolina Supreme Court concluded that Weldon was unduly prejudiced during the penalty phase of the trial by the exclusion of his complete confession. The trial court had redacted portions of Weldon's confession in compliance with Bruton v. United States,
. In the state PCR court, Howard argued that (1) he received ineffective assistance of counsel; (2) the trial court erroneously failed to admit Howard's complete confessions; (3) the- trial court erroneously failed to appoint experienced counsel; (4) the trial court erroneously admitted Howard’s unconstitutionally obtained confessions; (5) the trial court erroneously failed to provide a meaningful psychiatric evaluation; (6) the trial court erroneously denied Howard funds for a jury expert; (7) his trial counsel had a conflict of interest; (8) the trial court erroneously admitted Howard’s guilty plea to the unrelated robbery charge in North Carolina, because it was involuntary; (9) the prosecutor failed to disclose favorable mitigation evidence prior to trial in accordance with Brady v. Maryland,
. To establish a prima facie violation of racial discrimination in the use of peremptory challenges, a defendant must demonstrate that (1) “he is a member of a cognizable racial group”; (2) “that the prosecutor has exercised peremptory challenges to remove the venire members of the defendant’s race”; and (3) “that these facts and any other relevant circumstances raise an inference that the prosecutor used that practice to exclude the veniremen from the petit jury on account of their race.” Batson v. Kentucky,
. "J.A.” indicates,a reference to the Joint Appendix. “App.” indicates a reference to the State Supreme Court Appendix.
. Before Howard gave his oral statement to Agent Battle, he signed a paragraph, handwritten by Agent Battle, which stated:
I, Ronnie Howard, have requested through my federal probation officer, Mr. Haywood Polk, to be interviewed by the F.B.I. about my involvement in criminal activities. I do not want the lawyer present who is representing me on Asheville armed robbery charges and understand that the F.B.I. agents will ask me no questions about those charges. Signed Ronnie Howard.
(App. at 867.)
. As previously discussed at n. 2, supra, in Howard's direct appeal of his conviction for the murder of Mary Duncan, Howard claimed that his waiver of his right to counsel during his meeting with Polk was ineffective because Polk violated his Fifth Amendment right against self-incrimination when he questioned Howard at the Buncombe County Jail on October 3, 1985. The South Carolina Supreme Court rejected Howard’s claim, concluding that Polk did not “interrogate” Howard during his visit to the jail. While Howard steadfastly challenged the admissibility of thе confessions to Agent Battle and Lieutenant Hitchins throughout his trial for the murder of Le and on direct appeal on various grounds, he did not argue that the confessions were “tainted fruit” directly resulting from Polk’s “custodial interrogation” until his state habeas proceeding. Therefore, Howard’s Edwards claim is arguably procedurally defaulted by virtue of his failure to raise it on direct appeal. The State, however, has waived the procedural default issue by failing to argue it before this Court. See United States ex rel. Bonner v. DeRobertis,
. Although Howard argues that the district court implicitly found that Polk initiated the meeting with him, we conclude that neither the magistrate judge nor the district court made a specific finding on that issue. It appears that both assumed, without deciding, that Polk initiated the meeting, but then rejected Howard’s claim by finding that the meeting did not constitute a "police-initiated custodial interrogation.”
. The dissent inexplicably criticizes the majority for failing to focus upon whether Howard’s confessions to Agent Battle and Lieutenant Hitchins were made in violation of ’Edwards. See post at 425. The dissent, however, blatantly disregards the state court's finding that Howard initiated contact with the FBI. In fact, Howard concedes that the state court’s finding is supported by ample evidence. (Petitioner's Reply Br. at 1.) Howard’s concession is undoubtedly based in no small part upon a statement he signed prior to his confessions. The statement provides that:
I, Ronnie Howard, have requested through my federal probation officer, Mr. Haywood Polk, to be interviewed by the F.B.I. about my involvement in criminal activities. I do not want the lawyer present who is representing me on Asheville armed robbery charges and understand that the F.B.I. Agents will ask me no questions about those charges.
(App. at 867). Because Howard admits that he initiated contact with the FBI, there was simply nothing upon which to "focus.”
In addition, the dissent’s assertion that "Polk convinced Howard to talk to the FBI in an attempt to get a deal,” see post at 424, is simply unfounded. See Howard v. State, No. 90-CP-23-3829 (S.C.1991) (state post-conviction relief court noting that Howard's trial counsel, upon investigation of the admissibility of the confessions, learned “that no promises either oral or written were made to [Howard], that [Howard] confessed to the authorities in the hope that he would get some type of concession or recommendation and in the hope that they would not seek the death penalty, and that for reasons only known to [Howard] he felt compelled to reveal information”). A review of the record reveals, and Howard does not dispute, that he initiated contact with the FBI, thereby waiving his rights under Edwards. See Oregon v. Bradshaw,
. As we previously noted, once a defendant invokes his Fifth Amendment right to counsel, any subsequent police-initiated custodial interrogation would violate Edwards. This circuit has not addressed whether custodial questioning by a probation officer constitutes a police-initiated interrogation under Edwards v. Arizona,
' Nevertheless, we address the dissent's apparent resolution of both of these issues. According to the dissent, whether an Edwards violation occurred turns upon who initiated the discussion between Polk and Howard. The dissent, therefore, necessarily finds, without any analysis' or explanation, both that Polk was acting as an agent of the police and that the conversation between Polk and Howard constituted á "custodial interrogation” for Edwards purposes. Neither of these conclusions, however, is self-evident. ’
First, it is fa'r from clear that Polk/ a federal probation officer, was acting as an agent of the police when he met with Howard, his probationer. Unfortunately, the Supreme Court has not directly addressed this issue. In Minnesota v. Murphy,
Second, even assuming that Polk was acting on behalf of the police when he met with Howard, an argument rejected by both the federal magistrate judge, (J.A. at 213), and the district court, (J.A. at 301-02), the1 dissent offers no factual support for its conclusion that Polk "interrogated” Howard. See Rhode Island v. Innis,
. In his Reply Brief, Howard contends for the first time that his rights under Edwards were initially violated by Detective Warren, prior to Howard's meeting with Polk. This assertion is barred by his failure to raise it earlier. See Keeney v. Tamayo-Reyes,
. The dissent claims that we have "disembow-elled] Edwards by dismissing [whether Howard initiated the discussion with his probation officer] as immaterial.” See. post at 424-25. Of course, we have done no such thing. Whether Howard initiated the discussion with his probation officer is material to whether his confession to Polk violated Edwards. Whether Howard’s confession to Polk violated Edwards, however, is immaterial to the ultimate question of whether his subsequent confessions, which were not made in violation of Edwards, must be suppressed as fruit of the poisonous tree.
. The dissent claims that our analysis "misses the whole point of Edwards," because "[t]he "Edwards rule operates even absent a constitutional violation.” See post at 425. Unfortunately, the dissent's criticism misses the whole point of this case. We do not dispute that even a voluntary confession made in violation of Edwards must be suppressed. As a result, Howard's confession to Polk, albeit voluntary, was inadmissible if obtained in viоlation of Edwards. The question presented in this case, however, is whether a statement made in violation of Edwards taints a subsequent confession not made in violation of Edwards. It is the tainted fruits doctrine, not the Edwards rule, that does not operate absent a constitutional violation.
. The dissent suggests that " Edwards is now all but gone in the five states of the Fourth Circuit.” See post at 423. It is safe to say, however, that the reports of Edwards ' demise have been greatly exaggerated. Notwithstanding today’s decision, direct evidence obtained in violation of Edwards is still inadmissible. As a result, had Howard not initiated contact with the authorities, his subsequent confessions would have been inadmissible. What the dissent inexplicably ignores, however, is that Howard initiated the discussions with Agent Battle and Lieutenant Hitch-ins, thereby waiving his previously invoked rights. Therefore, as clear Supreme Court and Fourth Circuit precedents dictate, these subsequent confessions were admissible absent a constitutional violation. See Oregon v. Elstad,
. In United States v. Wenzel,
When a confession is admissible, the whole of what the accused said upon the subject at the time of making the confession is admissible and should be taken together; and if the prosecution fails to prove the whole statement, the accused is entitled to put in evidence all that was said to and by him at the time which bears upon the subject of the controversy including any exculpatory or self-serving declarations connected therewith.
Id. at 168 (citations omitted). The rule enunciated in Wenzel, partially codified as Rule 106 of the Federal Rules of Evidence, is simply an evi-dentiary rule, not a rule of constitutional law. See United States v. Wilkerson,
. Howard and Weldon were tried jointly over their motions to sever. Because Howard chose not to testify in the guilt or penalty phase of the trial, his confessions were admissible as statements against interest. His statements inculpated Weldon, however, and so although the statements were admissible against Howard, their admission in the absence of Howard’s availability for cross-examination violated Weldon’s rights under the Confrontation Clause of the Sixth Amendment. The trial court resolved the conflict by admitting Howard’s statements, only after..redacting the portions implicating Weldon.
. "Black beauties” are the street name for a type of amphetamine drug.
. The South Carolina Supreme Court's finding that Howard’s confessions indicated that "Howard played the major role” in Le’s murder was not inconsequential. As a result of this finding, the court vacated Weldon's sentence, concluding that the exclusion of the statements at issue prevented Weldon from presenting relevant evidence in mitigation.
. The only possible mitigating circumstance that could be inferred from Howard’s confession is that he lacked the intent to kill Le. In other words, that he wanted only to render her unconscious and he released her when he thought she was still alive. Howard presented his alleged lack of intent to kill Le to the jury numerous times through the testimony of Agent Battle and Lieutenant. Hitehins. Agent Battle testified that Howard’s original plan was merely to steal Le’s car and not to harm her. Agent Battle further stated that Howard reported that he intended to ■use the plastic bag " 'not [to] kill [Le], [but] just to put her out'.’ " (J.A. at 636.) Similarly, Lieutenant Hitehins testified that both Howard and Weldon consistently stated that their only pur
. At this point, we must take issue with the dissent’s dramatic, yet unfounded, assertion that the majority holds that the identity of the actual killer in a crime involving multiple defendants is irrelevant for sentencing purposes. No one disputes that a defendant should be allowed to present evidence demonstrating that he was not the "triggerman.” However, in this case, as the dissent acknowledges, Howard admitted that he did not know who actually killed Le. The dissent, therefore, argues that evidence should have been admitted that simply does not exist, i.e., that Weldon actually killed Le.
. For example, Howard was convicted of armed robbery while serving as a military policeman.
Dissenting Opinion
dissenting:
Under Edwards v. Arizona,
In addition, the majority ignores well-established Eighth Amendment precedent that governs the admission of mitigating evidence at sentencing. The state trial judge allowed only part of Howard’s later confessions to be introduced. The redacted confessions were admitted for their truth, both at trial and at sentencing. Because of the redactions, the jury never heard the climax of Howard’s chilling story, when he described how Weldon reapplied pressure to make sure the victim died. The judge correctly excluded the redacted portions in the guilt phase of the trial pursuant to Bruton v. United States,
I.
On September 12, 1985, Howard was arrested and jailed in North Carolina for a robbery unrelated to the Chinh Le murder. Immediately thereafter, South Carolina authorities sought to question Howard, but his lawyer told them on September 18 and 24 that Howard could not be interrogated unless he (the lawyer) was present. Howard and his lawyer did meet with the South Carolina authorities on October 2, but after an unsuccessful attempt to obtain immunity, Howard invoked his right to counsel and refused to talk. The very next day Howard’s federal probation officer, Heywood Polk, came to the Buncombe County Jail to see Howard. The majority claims • it is immaterial whether Howard or Polk initiated this meeting. In any event, Howard’s lawyer was not notified about the meeting, and Polk did not give Howard the Miranda warnings. Howard proceeded to confess to Polk “about everything,” including the Le murder and several other crimes.
The ultimate question is whether Edwards makes Howard’s confessions to the FBI and the deputy sheriff inadmissible.
The rule of Edwards supplements Miranda with added protection for exercising the Fifth Amendment privilege against self-incrimination. Before a jailed suspect has asked for a lawyer, he receives only the basic Miranda protection, the irrebuttable presumption that any unwarned statement to the police is involuntary (for Miranda purposes) and therefore inadmissible. Once the suspect invokes the right to counsel, however, he receives the added Edwards protection:
if a suspect believes that he is not capable of undergoing [custodial] questioning without advice of counsel, then it is presumed that any subsequent waiver that has come at the authorities’ behest, and not at the suspect’s own instigation, is itself the product of the “inherently compelling pressures” and not the purely voluntary choice of the suspect.
Arizona v. Roberson,
In this case, we know little about what Howard was thinking as he sat in the Buncombe County Jail. But we do know one thing: he invoked his right to counsel on October 2, 1985, and he flatly refused to talk to the police. Thus, unless Howard himself initiated further discussions with the authorities, the confessions he made in response to questioning by his probation officer, the FBI, and the deputy are all inadmissible. That is the clear command of Edwards.
The first question is whether Howard initiated the discussion with his probation officer. The majority disembowels Edwards by dismissing this question as immaterial. As Justice Kennedy, writing for the Court, has explained, “[t]he merit of the Edwards decision lies in the clarity of its command and the certainty of its application.” Minnick,
The. majority’s approach misses the whole point of Edivards. The Edwards rule operates even absent a constitutional violation. See Roberson,
We now hold that when an accused has invoked his right to have counsel present during custodial interrogation, a valid waiver of that, right cannot be established by showing only that he responded to further police-initiated interrogation even if he has been advised of his rights.
Id. (emphasis added). Thus, even though Edwards’ confession was voluntary, it was inadmissible because he had 'not initiated the contact with the police. With respect to Howard, it makes no difference that the majority finds Howard’s confession to Polk to be voluntary under traditional Fifth Amendment standards. Voluntariness is still the wrong inquiry. The only relevant question is whether Howard himself initiated communication with Polk, thereby waiving his previously invoked right to counsel.
The whole problem with the majority’s approach is that it never' focuses on whether any of Howard’s confessions — the first to Polk and the second and third to Battle and Hitchins — were made after a valid waiver of
I am convinced that the Supreme Court did not intend for the bright line rule of Edwards to be circumvented in this way. Indeed, the Supreme Court has indicated that fresh sets of Miranda warnings in subsequent police-initiated interrogation do not overcome the presumption that the suspect who has invoked his right to counsel believes he cannot cope with interrogation without his lawyer' at his side. See Roberson,
The majority’s rationale for undermining Edwards appears to be based on a misapplication of Oregon v. Elstad,
Here the state maintains that Howard initiated the meeting with Polk, and there appears to be support for that argument in the record of state proceedings. Howard vehemently disagrees. In light of this, instead of rushing to scuttle Edwards, I would remand this case to the district court for it to determine who initiated the Howard-Polk meeting of October 3. If Howard initiated it, there is no Edwards violation.
In sum, the majority’s premature move to obliterate the bright line rule of Edwards is contrary to clear precedent. The Supreme Court has repeatedly affirmed the principle set out in Edwards that once a defendant invokes his right to counsel, any later confession resulting from police-initiated interrogation must be suppressed. See, e.g., Smith v. Illinois,
The thrust of the majority’s criticism of my dissent is that I “ignore[ ] ... that Howard initiated the discussions with” the FBI. Ante at 415 n. 17. In making this criticism, however, the majority ignores the full circumstances under which Howard “initiated” further contact with the authorities. According to the majority’s reasoning, it is immaterial if Howard’s “request” to talk with the FBI came in a statement (to Polk) obtained in violation of Edwards so long as the statement was “voluntary” in a constitutional sense. The majority’s approach thus allows police to violate Edwards in one interrogation in order'to get a waiver of Edwards for the next round of questioning. That approach is wrong, and it obliterates the clarity and protection of the bright line rule. The Edwards line of cases requires us to start with the suspect’s request for counsel- — a constitutionally significant act — and work forward from there. After the request for counsel is made; there can be no interrogation unless the suspect initiates it without any prodding from the authorities. If Howard did not initiate the meeting with Polk, his entire statement to Polk, including his “request” to speak to the FBI, was obtained in violation of Edwards. The Edwards rule is meaningless if the police can use a request gotten in violation of Edwards to prove that a confession taken a few days later satisfies Edwards.
II.
Even if the confessions (to the FBI and the sheriffs deputy) were admissible, Howard should have been able to present the unredacted versions at his sentencing. The sentencing jury was given the following, incomplete story of Howard’s confession: Howard held the plastic bag over Ms. Le’s head to make her pass out but not to kill her. He then released the bag, believing that she had simply passed out and that she still had a pulse. Pie later realized as he and Weldon drove around that Ms. Le was dead. Howard admitted that he could not say who actually killed her.
There is a big gap in Howard’s brutal story that the jury never heard. The jury was not told that when Howard released the bag, Weldon grabbed it, held it over Ms. Le’s head, and reapplied pressure. Because of this omission, the sentencing jury was not allowed to hear Howard’s assertion that Weldon likely committed the act that killed Ms. Le. Howard argues that the jury was required to consider whether this mitigated his own moral responsibility for the murder. Howard is correct that moral culpability is always relevant to sentencing: “Our capital eases have consistently recognized that’[f]or purposes of imposing the death penalty ... [the defendant’s] punishment must be tailored to his personal responsibility and moral guilt.’ ” South Carolina v. Gathers,
Howard’s effort to offer his full confession is- a perfect example of what the Supreme Court meant in Eddings v. Oklahoma,
The majority mistakenly assumes that the redacted evidence is only relevant to Howard’s intent to kill. But it has a broader relevance for sentencing purposes: it sheds light on whether Howard or Weldon committed the ultimate act that caused Ms. Le’s death. Indeed, even though Howard admitted he could not be sure who killed Ms. Le, a jury could find that Howard is less blameworthy from a moral standpoint than Weldon. This is because Weldon committed a conscious act to make sure Ms. Le would die. I readily concede that making a moral distinction here is extremely difficult. Is a murderer who chokes a victim until she loses consciousness as culpable morally as one who chokes her after she is unconscious, just to make sure she is dead? What if he chokes the murder victim, but lets go when he thinks she is just unconscious? What if he restrains the victim while another chokes her to death? The law tells us who is legally responsible for the murder in each ease. The law does not tell us whether the death penalty should be imposed in each case. It tells us only that the jury must have all the facts before making the sentencing decision.
A capital defendant is given broad latitude to offer mitigating evidence because “ ‘the penalty of death is qualitatively different’ ” than any- other sentence. See Lockett,
Thus, virtually no limits are placed on a capital defendant’s ability to introduce mitigating evidence concerning his personal circumstances and the circumstances of his crime. See Eddings,
One theme underlies the Lockett and Ed-dings line of cases: the sentencing jury alone, armed with the complete story, must decide the question of the capital defendant’s moral culpability. Yet here the majority steps into the jury box, reviews the unredact-ed statements, and decides the question of moral culpability against Howard. See ante at 419-20 (“Nothing in the redactions altered Howard’s personal culpability for Le’s death. Moreover, nothing in the redactions could be construed as mitigating evidence in Howard’s favor.”). The majority’s judgment is based on three determinations that must be left for a jury. First, the majority indicates that the omitted assertion (Weldon likely lolled the victim) is negated by the rest of what Howard said. But the state introduced most of what Howard said for its truth, suggesting that he was not completely unreliable. Compare Green,
Q. And what did you feel about Pierce’s sentence?
A. Well, I understand he was the only one that they decided killed her, and the other two also participated in the crime, but I understood the reason that he was sentenced to death was because he took the initiative to kill.
Q. All right. And what was your feeling about Pierce’s sentence?
A. Well, like I said, I was not in the courtroom. I didn’t hear all the — I read the paper, I kept up, with it through Mends, and I’m sure that the — I mean I trusted the jury’s decision.
Q. Did you have any question that they all should have gotten the death penalty or none should have gotten the death penalty?
A. I wasn’t surprised that the other two didn’t get the death penalty. I can understand how they decided that.
*430 Q. Why weren’t you surprised?
A. Because Pierce was the one who killed her.
J.A. 368-69. This voir dire reveals that, if given a fully informed choice, a jury could choose to execute only the most morally culpable among a group of murderers. Howard’s jury was prevented from making that informed choice.
The jury sentenced Howard to death without hearing his whole story to the authorities about the circumstances of the crime. The jury never knew that he claimed it was Weldon who likely committed the ultimate act of murder. Howard should not be put to death unless a jury rejects the mitigating evidence that was barred from his sentencing.
III.
In sum, I respectfully dissent for two reasons. First, the majority ignores Edwards and holds that it is immaterial whether Howard (who had invoked his right to counsel) initiated the contact with authorities that led to his confessions. Second, the majority ignores the Eighth Amendment and cases such as Lockett and Eddings when it usurps the jury’s role and decides that it was not mitigating when Howard said that Weldon took the final step to kill the victim. A jury must hear that statement before it decides whether Howard should die.
. The majority assumes for purposes of its own analysis that Polk’s questioning of Howard was custodial interrogation. Yet the majority would deny me the same assumption. See ante at 412 n. 13. The assumption is sound because Miranda and Edwards protections should apply when a probation officer interrogates a suspect in custody before indictment or trial. See United States v. Andaverde,
. The majority, ante at 413, quotes Howard (from the suppression hearing) on how he “opened up to [Heywood Polk] about everything.” After that testimony Howard continued as follows:
Q ... And as a result of opening up everything to [Polk], did part of that concern these charges that you are now on trial for your life for?
A Yes, sir. I think — let’s see, Heywood’s exact words were, "You need to try to get as less time as possible off of this stuff.” This is after I told him about the murders and other armed robberies and so forth, and he said that he had a friend in the F.B.I. that he was going to call to come up and talk to me in Buncombe County Jail.
App. at 1092.
. The majority misreads Howard’s briefs when it says that “Howard does not contend that his confessions to Agent Battle and Lieutenant Hitchins were made in violation of Edwards." Ante at 411. Howard builds an argument based explicitly on Edwards, beginning with the following summary:
Howard ... invoked his right to counsel, a right that was not respected when his federal parole officer approached and interrogated him while he was still in custody on those charges. In the course of that interrogation Howard agreed to talk to other law enforcement officials, and eventually made statements to FBI Agent Battle and South Carolina Detectives Hitchins and Christie.... The admission of these statements violated Howard's Fifth Amendment right against compulsory self-incrimination.
Appellant’s Opening Brief at 49; see generally id. at 49-56; Appellant's Reply Brief at 1-8.
. I repeat that Polk did not give Miranda warnings to Howard.
. The majority’s resurrection of the "voluntariness” question tramples on the simplicity of Edwards: "Edwards conserves judicial resources which would otherwise be expended in making difficult determinations of voluntariness, and implements the protections of Miranda in practical and straightforward terms." Minnick v. Mississippi,
. Howard and Weldon were, of course, acting together. I therefore agree with the majority that Howard’s statement about Weldon's final act does not change Howard’s legal culpability for
. The majority also claims that excluding these statements was merely harmless error. The difficulty of reconstructing the moral decision that capita] sentencing demands suggests, at a minimum, that in order to be deemed harmless, the evidence must be irrelevant or trivial. In Hitchcock the unanimous Supreme Court held that the prosecution has the burden to prove that the defendant was not prejudiced by the exclusion of mitigating evidence. See Hitchcock,
