53 A.D.2d 420 | N.Y. App. Div. | 1976
Lead Opinion
In this medical malpractice action the Special Term denied the defendant’s motion to dismiss the first cause of action in which the plaintiffs allege that they suffered mental distress and emotional disturbances as a result of their infant daughter being afflicted with, and eventually dying of, Tay-Sachs, a fatal genetic disease.
The defendant, an obstetrician and gynecologist, first treated plaintiff Laura Howard in March, 1968, and continued to treat her for two pregnancies, through February, 1973. With respect to the child Melisa who eventually died of the disease, the defendant treated and rendered medical services
Both in the first cause of action asserted in the plaintiffs’ complaint, and in their bill of particulars, they allege that the defendant knew or should have known that, being of Eastern European background, they were potential carriers of TaySachs, and that tests were available both to determine whether they were carriers, and also whether the fetus was afflicted with it. It is further alleged that the defendant was negligent in the treatment of the mother in that he failed, inter alia, either to take a proper (genealogical) history of the plaintiffs or to properly evaluate the history that he did take, and that he also failed to advise them of the possibility of the taking of tests of them and of the fetus with regard to the disease. According to the plaintiffs, had they been advised that the fetus had Tay-Sachs, they would have terminated the wife’s pregnancy by means of a legal abortion.
Not challenged on appeal is a second cause of action in which the plaintiffs seek damages for moneys expended by them in connection with the child’s medical, hospital, nursing and funeral expenses. Thus, the sole issue presented on appeal is whether, under the facts alleged in the first cause of action, damages are recoverable for any emotional harm sustained by the plaintiff parents. The Special Term held that such damages are recoverable in this State. We disagree, and reverse the order under review and grant the motion to dismiss the plaintiffs’ first cause of action.
In its decision, the Special Term cited Johnson v State of New York (37 NY2d 378), in support of its conclusion that the claim for emotional distress is viable. In Johnson, the daughter of a patient in a State hospital received a telegram from the institution which falsely stated that her mother had died. In holding that the daughter could recover for any emotional harm resulting from such mistake, the Court of Appeals pointed out, inter alia, that she was not indirectly harmed by an injury caused to another, as in Tobin v Grossman (24 NY2d 609), but instead, she was the one to whom a duty was directly owed by the hospital, and the one who was directly injured by the breach of that duty. The same court had earlier held in Tobin (supra) that no cause of action lies for an unintended harm sustained by one solely as the result of injuries inflicted
After a close reading of both Johnson and Tobin in tandem, we are constrained to the view that the law in this State is that in order for a claimant to recover damages for emotional harm, not only must there be a duty owed the claimant by the tort-feasor, but also the claimant must be the person who is directly injured by the tort-feasor’s breach of that duty. While in this case the defendant may or may not have treated the plaintiff wife, or advised her and the plaintiff husband according to accepted medical standards of his profession, the fact is that the injury from which their alleged emotional harm stemmed was suffered by the child. The risk of indirect harm from the loss or injury of loved ones is pervasive and inevitably realized at one time or another. Only a very small part of that risk is brought about by the culpable acts of others. This is the risk of living and bearing children. It is enough that the law establishes liability to those directly or intentionally harmed (Tobin v Grossman, supra, p 619; cf. Hair v County of Monterey, 45 Cal App 3d 538).
Furthermore, in a similar case (Stewart v Long Is. Coll. Hosp., 35 AD2d 531), this court dismissed a cause of action seeking relief identical to that sought by the plaintiffs herein in their first cause of action. In Stewart, the mother had, during the pregnancy, contracted rubella, as a result of which her child was born malformed. The infant plaintiff sued the defendant hospital for its failure to abort her mother and thus terminate her life. The parents also sued, alleging that they had been made to suffer physical pain and mental anguish by virtue of the defendant’s failure to perform an abortion. This court, in setting aside a verdict in favor of the parents, stated that the cause of action asserted by the parents, like that of the child, was not one previously known to the law, and, as such, should await legislative sanction and should not be accepted by judicial fiat, citing, inter alia, Tobin v Grossman (supra). Our determination was subsequently affirmed by the Court of Appeals (30 NY2d 695). Assuming that the legalization of abortion within 24 weeks from the commencement of a
Suits seeking recovery of damages due solely to the existence of life, or "wrongful life”, rather than no life, have not met favor with the courts (see, e.g., Rieck v Medical Protective Co., 64 Wis 2d 514; Williams v State of New York, 18 NY2d 481; Aronoff v Snider, 292 So 2d 418 [Fla]; 22 ALR3d 1441, 1443). This is especially true where the claimant seeks damages for emotional distress or harm resulting from a "wrongful birth” (see Stewart v Long Is. Coll. Hosp., supra; Gleitman v Cosgrove, 49 NJ 22; Jacobs v Theimer, 519 SW2d 846 [Tex]).
In order to determine the parents’ compensatory damages herein, a court would have to evaluate the denial to them of the intangible, unmeasurable and complex human benefits of motherhood and fatherhood and weigh these against the alleged emotional injuries. When the parents say that the child should not have been born, they make it impossible for a court to measure their damages in being the mother and father of a defective child (see Gleitman v Cosgrove, supra; Jacobs v Theimer, supra). To elaborate upon what this court stated in Stewart v Long Is. Coll. Hosp. (supra, p 532), it is virtually impossible to evaluate as compensatory damages the anguish to the parents of rearing either a malformed child, or a child born with a fatal disease, as against the denial to them of the benefits of parenthood. Damages which are uncertain, contingent or speculative in their nature, cannot be made the basis of a recovery (25 CJS, Damages, § 26).
In addition, recognition of the claim for emotional harm herein would, in my opinion, constitute an unwarranted and dangerous extension of malpractice liability. Under the plaintiffs’ theory as to what the law should be, an obstetrician in our ever-expanding heterogeneous and pluralistic society would have an absolute duty to conduct an exhaustive genealogical profile of both parents in order for him to counsel them as to the wisdom of the wife obtaining an abortion. If such should be the law today, then it might follow that tomorrow courts would require a physician to advise parents when extraordinary means of sustaining the vital processes of their child should be terminated (see Matter of Quinlan, 70 NJ 10).
Unavoidably, the claim for damages for emotional harm in
An illustration of the lengths to which causes of action arising out of "wrongful birth” may reach if such theory is ever adopted by the courts is set forth in Cox v Stretton (77 Misc 2d 155, 156). In Cox the wife became pregnant and bore a child subsequent to the performance by the defendant physician of a vasectomy upon her husband. In the action charging the physician with malpractice, a cause of action was interposed on behalf of the two other children of the marriage. It was alleged therein that, as a result of the physician’s malpractice, each of the two other children had been and would be deprived "of a portion of the care, affection, training and financial support each would have received except for the birth of their unplanned brother” (supra, p 156).
Dissenting Opinion
Tay-Sachs disease is an inherited fatal disorder caused by the absence of a vital enzyme which essentially results in the destruction of the nervous system. It is a progressive, degenerative nervous system affliction which invariably causes death prior to the age of five years.
Under classic common-law principles of negligence the plaintiffs should be entitled to establish at trial the customary elements of duty, negligence, proximate cause and damages, and, if those are found, the wrong-doing physician should not be granted immunity which, in effect, allows the injuries to go unredressed. In a malpractice action, " 'the person responsible for the injury must respond for all damages resulting directly from and as a natural consequence of the wrongful act according to common experience and in the usual course of events, whether the damages could or could not have been foreseen by him’” (Ziemba v Sternberg, 45 AD2d 230, 231, citing Steitz v Gifford, 280 NY 15, 20; Jacobs v Theimer, 519 SW2d 846 [Tex]; Dumer v St. Michael’s Hosp., 69 Wis 2d 766; Coleman v Garrison, 327 A2d 757 [Del]). The defendant’s patient had the right to information adequate for her to exercise an informed consent or refusal of the continuation of her pregnancy. As such, Dr. Lecher owed a duty to compile adequate information so that subsequent Tay-Sachs tests could have been conducted. Upon being advised of the results of those tests, Mrs. Howard should have then been given the option to terminate the pregnancy or to proceed to childbirth (see Jacobs v Theimer, supra; Canterbury v Spence, 464 F2d 772; Cobbs v Grant, 104 Cal Rep 505; see, also, 79 ALR2d 1028).
Tay-Sachs disease was first identified 91 years ago as a progressive mental and motor deterioration with onset in infancy and subsequent fatality in early childhood.
In the usual negligence or malpractice case the matter would require no further discussion. However, the issues of whether the plaintiff mother has been directly injured by the defendant’s alleged professional negligence, whether the damages resulting therefrom are capable of legal evaluation, and whether the potential use of a therapeutic abortion, in fact, gives rise to an action in "wrongful life” on behalf of the mother, obscure the essentially clear outlines of this negligence action. It is now settled that there may be recovery for injuries sustained solely as the result of an initial mental or psychological impact, if there is ensuing mental or physical injury (see Johnson v State of New York, 37 NY2d 378; Tobin v Grossman, 24 NY2d 609; Battalla v State of New York, 10 NY2d 237; Ferrara v Galluchio, 5 NY2d 16). The problem is whether the scope of the duty owed by the obstetrician here flowed directly to the mother or whether her role is more akin to that of a bystander to an accident who witnessed severe physical injury to a third person. In this perspective, it presents a case of first impression in our State. Unlike the interested bystander who witnessed serious injuries to her child (see Tobin v Grossman, supra), or the parents who suffered mental anguish when their son was the subject of an unauthorized circumcision (see Kalina v General Hosp. of City of Syracuse, 13 NY2d 1023), the duty here was owed directly by the doctor to his patient, although the ultimate physical injury, not caused by the defendant but preventable by him, was inflicted upon a third party. The defendant owes a duty,
The harm for which damages are now sought by the mother occurred at the time of the birth of the fatally flawed child, and the effect of that birth, with the ensuing physical deterioration, proximately resulted from the breach of duty arising during pregnancy when there was no such entity as Melisa Howard. Viewed in this light, the "wrongful life” issue is hardly relevant. We are not asking whether the infant would have preferred to choose between life in a handicapped state
No new duty is created to one who does not sustain any physical impact or fear for his own safety as a result of witnessing injury to a third person (cf. Tobin v Grossman, 24 NY2d 609, 613, supra). Nor need this court expand a tort concept to include the mother of the Tay-Sachs child. Here, unlike what the Court of Appeals was asked to do in the Tobin case, the range of liability need hardly be extended in order to uphold the validity of the cause of action under review. In Tobin, the mother did not herself witness the accident though it occurred in her presence and she heard the screech of automobile brakes. Judge (now Chief Judge) Breitel, in writing for the majority, noted (p 617) that the courts, for the most part, have refused to extend the duty of the negligent actor to cover the mother of the small child. However, unlike the Tobin case, where policy considerations caused the court to limit liability, no such limitation exists here. Unlike the eyewitness situation, which provided "no rational practical boundary for liability” (see Tobin v Grossman, supra, p 618), the injured plaintiff here was the sole subject of the defendant’s treatment and was not an inadvertent, unknown and fortuitous observer. In the absence of this State’s former public policy against abortion, there is no longer any compelling reason to inhibit the mother’s action
Of paramount significance here is the fact that the defendant has moved to dismiss the first cause of action sounding in damages for emotional and mental anguish and has not attacked the sufficiency of that branch of the action which seeks reimbursement for medical expenses incurred as a result of the alleged malpractice. Thus, the defendant has impliedly conceded that the sole issue is whether the plaintiffs can establish damages, as a matter of law, for mental pain and suffering. It is this issue that has vexed the courts which have faced similar problems arising out of prenatal negligence (see Stewart v Long Is. Coll. Hosp., 35 AD2d 531, affd 30 NY2d 695; Greenberg v Kliot, 47 AD2d 765, mot for lv to app den 37 NY2d 707; Johnson v Yeshiva Univ., 53 AD2d 523; Gleitman v Cosgrove, 49 NJ 22). In addressing itself to that issue, the Gleitman court wrote (supra, pp 29-30):
"A considerable problem is raised by the claim of injury to the parents. In order to determine their compensatory damages a court would have to evaluate the denial to them of the intangible, unmeasurable, and complex human benefits of motherhood and fatherhood and weigh these against the alleged emotional and money injuries. Such a proposed weighing is similar to that which we have found impossible to perform for the infant plaintiff. When the parents say their child should not have been born, they make it impossible for a court to measure their damages in being the mother and father of a defective child.
"Denial of the claim for damages by adult parents is also required by a close look at exactly what it is they are here seeking. The thrust of their complaint is that they were denied the opportunity to terminate the life of their child while he was an embryo. Even under our assumption that an abortion could have been obtained without making its participants liable to criminal sanctions, substantial policy reasons prevent this Court from allowing tort damages for the denial of the opportunity to take an embryonic life.”
Similarly, this court, in Stewart v Long Is. Coll. Hosp. (supra), reasoned that no remedy exists for being born under a
Leaving aside the question of damages for the moment, the Stewart case is quite unlike the case before us. In Stewart the parents were aware of the possible danger of rubella to the unborn child and no liability could therefore have been predicated in malpractice. Moreover, the causes of action were not dismissed until proof had been adduced at trial, whereas here it is merely the sufficiency of the complaint which is being tested. As such, all allegations contained in the complaint are deemed to be true for the purposes of this motion (see Cohn v Lionel Corp., 21 NY2d 559, 562). Also, the public policy which at the time of the Stewart case condemned the proposed abortion to be an illegal one (see former Penal Law, § 80), is no longer the public policy of our State (see Penal Law, § 125.05; Roe v Wade, 410 US 113, supra).
The difficulty presented in a "wrongful life” action is that the court is asked to compare the relative valuations of life with defects and the "utter void of nonexistence” (see Gleitman v Cosgrove, 49 NJ 22, 28, supra). It is contended that such compensation is impossible because there is no method by which one could place a valuation on nonexistence. Moreover, as the Gleitman court noted, the "preciousness” of human life outweighs the need for recovery (supra, p 31). In this society, which condemns a man who will take his own life, prohibits euthanasia, criticizes capital punishment and appreciates the precious value of a single human life, it is really another matter of public policy which determines whether a court will attempt to ascertain the value of a handicapped life as opposed to mere nonexistence. This is not the situation here for several reasons. Firstly, since Gleitman and Stewart, the Supreme Court and our Legislature have specifically condoned the right of the potential mother to abort her pregnancy if she so chooses. Moreover, the issue of nonexistence and placing an evaluation thereon is not before
Lastly, and most significantly, we are here concerned with the unique and startling results arising from the birth of a Tay-Sachs child. While not intending to discount the awesome emotional pain necessarily felt by parents of a handicapped child, including the malformed and retarded child born as a result of a rubella or a salmonella infection during pregnancy, the Tay-Sachs child is immediately doomed upon birth to a short and incredibly painful existence. There is presently no hope at all for recovery; nor can there ever be that intermittent moment of parental joy which parents of a mongoloid child must occasionally feel. The Tay-Sachs baby appears well at birth and develops normally for six to eight months and then progressive psychomotor degeneration slowly begins.
"The baby demonstrates progessive decreased awareness of his environment and decreased activity. By 18 months of age, the child is paralyzed and blind, unable to eat, becomes increasingly constipated, and develops decubitus ulcers. He subsequently exhibits frequent convulsions which increase despite anti-convulsant medication. There is progressive head enlargement because of the central nervous system accumulation of the gangliosides.
"The last few years of the child’s short existence are spent in a vegetative state and death occurs between the age of 3 and 5 years, with an average life of 40 months. Death is usually due to intercurrent infections, including aspiration pneumonia.”
It is evident then that the parents must inevitably suffer terrible mental anguish while caring for and attending to the doomed child, and while participating as witnesses to its
Tay-Sachs disease can be detected in the carrier parents, with a 25% probability that both parent carriers will produce a Tay-Sachs child.
In a California case, the complaint alleged a separate cause of action by the infant’s parents for their own mental and physical distress arising from defendant’s negligence. The trial court’s instructions, which allowed the parents recovery for physical or mental injury sustained in the course of caring for the child and responding to her needs, was upheld by the highest court of that State. However, an instruction which would have permitted recovery for injuries caused to the parents by the mere witnessing of the child’s suffering was rejected (Capelouto v Kaiser Foundation Hosps., 7 Cal 3d 889; see, also, Dillon v Legg, 68 Cal 2d 728, supra; Amaya v Home Ice, Fuel & Supply Co., 59 Cal 2d 295). In the Dillon case, the same court held that a parent may recover for witnessing a child’s distress if the parent suffers actual physical injury. Our Court of Appeals has specifically rejected the eyewitness recovery doctrine in Tobin. However, the California court’s decision is significant in that it allows some measure of recovery for physical or mental injury arising out of the witnessing of an injury to a third person. Since our Court of Appeals has specifically permitted recovery for harm sustained solely as a result of initial negligence caused by psychological trauma in the absence of physical injury (Johnson v State of New York, 37 NY2d 378, supra), it naturally follows that once that injury is inflicted directly upon the plaintiff, the injured party may seek recourse since she was not a mere eyewitness or bystander to the injury caused to another. Inasmuch as it may be found that Mrs. Howard’s injury was directly caused by the obstetrician’s breach of duty, it follows that damages are recoverable for her emotional and mental anguish. She was in the "orbit of the duty” for the breach of which the wrongdoer may be held liable (see Palsgraf v Long Is. R.R. Co., 248 NY 339, 343, supra). Additionally, the principal reason for denying recovery for emotional harm, the possibility of numerous fictitious claims, is not present here (see Tobin v Grossman, 24 NY2d 609, supra).
The very nature of the child’s condition makes certain that the mother and father will suffer grave emotional harm. In this type of case, the danger of a proliferation of fictitous claims is not present. Mrs. Howard has been damaged by the denial to her of the option to accept or reject a parental relationship with the child. Moreover, Mr. Howard is so
Accordingly, the order of the Special Term denying the defendant’s motion to dismiss the first cause of action should be affirmed.
Hopkins, Acting P. J., and Hawkins, J., concur with Titone, J.; Margett, J., dissents and votes to affirm the order with an opinion in which Damiani, J., concurs.
Order of the Supreme Court, Nassau County, dated January 15, 1976, reversed, on the law, without costs or disbursements, motion granted, and first cause of action dismissed.
. Kushnick and Diamond, Mass Screening in New Jersey for Tay-Sachs Gene, 73 J of Med Soc of NJ, pp 303-307.
. O’Brien, Tay-Sachs Disease: From Enzyme to Prevention, 32 Federation Proceedings, pp 191-199.
. O’Brien, Okada, Chen and Fillerup, Tay-Sachs Disease: Detection of Heterozygotes and Homozygotes by Serum Hexoramindase Assay, 283 New England J Med, pp 15-20.
. Edelson, The Jewish Disease, New York Daily News, Nov 9, 1971.
. Kushnick and Diamond, supra, 1; Saifer, Schneck, Perle, Valenti and Volk, Caveats of Antenatal Diagnosis of Tay-Sachs Disease, 115 Am J Obsted Gynecol, pp 553-555; Freidland, Perle, Saifer, Schneck and Volk, Screening For Tay-Sachs Disease in útero Using Amniotic Fluid, 135 Proceedings of Soc for Experimental Biology and Medicine, pp 1297-1298.
. O’Brien, supra, 2, p 195. It is estimated that the serum assay will cost $2, the amniocentesis will cost $100, and a therapeutic abortion will cost $350, yet annual hospital and medical costs for caring for the affected infant will vary from $10,000 to $50,000 annually (O’Brien, supra, 2, pp 196, 198).
. Genetics for the Community, Time Magazine, Sept 13, 1971, p 54; Loden, Zucker, Wilnensky and Shomorowski, Screening for Carriers of Tay-Sachs Disease: A Community Project, 111 CMA Journal, pp 229-233.
. Kushnick, When to Refer to the Geneticist, 235 JAMA, p 623; Gordon, Genetic Counselling: Considerations For Talking to Parents and Prospective Parents, 217 JAMA, p 1215.
. Wolfe involved a claim under the Workmen’s Compensation Law.
. 55 Minn L Rev 58, 79; see, also, Holtzman, Medical Legal Considerations of Abortion Under the New Abortion Law, 14 Clinical Obstetrics and Gynecology, pp 36-47.
. The First Department, citing the Stewart and Greenberg cases, has recently granted summary judgment dismissing the first six causes of action of a complaint apparently seeking similar relief, holding that such causes of action are not known to the law and await legislative sanction (see Johnson v Yeshiva Univ., — AD2d —, supra).
. Kushnick and Diamond, supra, 1, p 303.
. Kushnick, supra, 8, p 624.
. Mendle & Short, Maternal Rubella, The Practical Management of a Case, 2 Lancet 373.