Lead Opinion
This appeal challenges a judgment against the City of Dallas for violation of the plaintiff’s due process rights under federal civil rights law and against Donald Milliken and the city for slander under state law. We vacate the judgment, upholding the recovery on the civil rights claim, and remand for modification of damages.
In March 1984, Amy Bradley, a Dallas police officer, received several harassing and obscene telephone calls. Bradley named the plaintiff, Howard M. Rosen-stein, a fellow police officer, as the person who made the calls. An Internal Affairs Department investigation concluded that Rosenstein had made the calls, and Rosen-stein was terminated from his position as a Dallas police officer. Rosenstein had been employed by the City of Dallas for less than one year and was a probationary employee at the time of his termination. Shortly thereafter, police Captain Milliken made public the charges against Rosen-stein in statements to the press concerning the discharge. Rosenstein sought to challenge the decision of the police department but was denied further consideration or hearing on the ground that no appeals procedure was available to one in his status as a probationary employee.
Rosenstein denied that he made the telephone calls and brought this action in the
The Denial of a “Name-Clearing” Hearing
It is now beyond any doubt that discharge from public employment under circumstances that put the employee’s reputation, honor or integrity at stake gives rise to a liberty interest under the Fourteenth Amendment to a procedural opportunity to clear one’s name. See Bishop v. Wood,
The city argues that the plaintiff did not request a hearing. It is undisputed, however, that Rosenstein requested access to the police department’s established appeal procedure to contest the charges. On May 10, 1985, Rosenstein wrote to the Dallas City Manager that “I was fired from the Dallas Police Department for something that I did not do,” and he “requested] an appeal from this decision.” In this case where the only issue was Rosenstein’s guilt or innocence of the particular charge that stigmatized him, his request to participate in established grievance, appeals, or other review procedures to contest defamatory charges was sufficient to state a request for a name-clearing hearing. A discharged employee need not use the term “name-clearing hearing.” Cf Owen,
The governmental employer need not grant the discharged employee access to its established appeals procedures, but may provide an alternative procedure, or even an ad hoc hearing, solely for the purpose of allowing the employee to clear his name. An employer electing to implement a special procedure, however, must notify the discharged employee that it will give him access to the special name-clearing procedure if he chooses to take advantage of it; the state must “make known to the stigmatized employee that he may have an opportunity to clear his name upon request.” In re Selcraig,
Municipal Liability
The City of Dallas complains of the district court’s refusal to instruct the jury to the effect that the city’s liability for the civil rights violation depended upon Rosenstein proving that the city council had delegated policy-making authority to the officer who denied him a name-clearing hearing. That instruction was unnecessary in the state of this record. The Chief of Police testified that he set all of the policies for the police department, and the city attorney neither questioned the Chief upon that statement nor raised an issue to the contrary. The city is liable for the action of the official responsible for establishing policy with respect to the matter. Pembaur v. City of Cincinnati,
The Slander Cause of Action
Rosenstein also sued under state slander law for damages caused by the publication of the defamatory charges. Under Texas law municipalities are granted broad immunity from liability when performing governmental functions. Gates v. City of Dallas,
Damages
The district court awarded damages to the plaintiff for lost earnings, mental anguish and suffering, harm to the plaintiff’s reputation and career, and punitive damages against Captain Milliken. The Supreme Court has held that when only a liberty interest is infringed, the plaintiff is entitled to only nominal damages or to any actual damages, such as emotional distress, that can be proved to result from the infringement of the liberty interest. Carey v. Piphus,
An employee may not recover directly under § 1983 for slanderous statements made by his employer, but he is entitled under federal law to a hearing to clear his name if the statements were made in connection with termination of his employment. We can find no appellate court opinion that directly addresses the question
Other Matters
Appellants urge that the § 1983 claim and the state law slander claim are separate and independent claims and that the district court erred by awarding attorneys’ fees for time spent on the now unsuccessful slander claim. See Hensley v. Eckerhart,
The appellants also argue that the district court erred in denying their motion for new trial on the grounds that the court erroneously admitted irrelevant evidence concerning Officer Rosenstein’s commendations, that the district court submitted an improper instruction to the jury regarding custom and policy, that the district court refused to submit a separate issue on whether Rosenstein requested a name-clearing hearing, and that the district court’s errors confused the jury and prejudiced the defendants. Evidence of Officer Rosenstein’s previous commendations was relevant as background and as evidence of his professional reputation, which was harmed by the stigma of the false charges. The appellants’ other grounds are answered above.
The judgment is VACATED and the case is REMANDED to the district court for modification of damages against the City of Dallas consistent with this opinion and for the award of attorneys’ fees.
Notes
. Reputation alone is not a constitutionally protected interest. Paul v. Davis,
. See Codd v. Velger,
The dissent accuses us of attempting "to obliterate the term 'stigmatize' from the printed books.” We have not been so bold. We do believe that the term "stigmatize” has proven unnecessarily confusing, but by characterizing the type of charge that triggers a liberty interest as "defamatory," we in no way change the law. The meaning of "defamatory” is well settled and familiar; it better addresses the range of meanings intended by the Supreme Court; and it provides better direction for trial courts. Furthermore, our use of the term "defamatory” in this manner is hardly unprecedented. See Owen v. City of Independence,
.The charges must be connected with the discharge but need not actually cause the discharge. Owen,
. Codd,
. Campos,
. Bishop v. Wood,
. Campos,
. A name-clearing hearing is not a prerequisite to publication, and the state is not required to tender one prior to disclosing the charges or discharging the employee. In re Selcraig,
.The rule of Paul v. Davis,
While Roth recognized that governmental action defaming an individual in the course of declining to rehire him could entitle the person to notice and an opportunity to be heard as to the defamation, its language is quite inconsistent with any notion that a defamation perpetrated by a government official but unconnected to any refusal to rehire would be actionable under the Fourteenth Amendment....
Paul v. Davis,
. The dissent notes that "in the years since the writing of Roth, the law has been refined to the point that, in a discharge case, the due process clause recognizes only the employee’s liberty right not to have the government bar future employment opportunities....” By "refined,” of course, the dissent means that an important part of the Roth holding has been overturned. There is simply no authority to support that conclusion. In every case in which the Supreme Court has considered the issue the right of a discharged employee to clear his name of charges that blacken his reputation, in addition to charges that foreclose future employment opportunities, has been recognized. The language in the opinions of this court which might be read otherwise is dicta and did not even address the question of damages. The question presented by this case is a simple one; what are the damages when one is denied his Fourteenth Amendment right to clear his name of charges that blacken his reputation? We believe that the answer given here is the only possible one.
. Although the jury could have found the damages for harm to reputation under both the slander cause of action and the § 1983 action, our holding that the slander claim is barred by governmental immunity does not affect those damages. Although the jury was instructed that statements charging criminal activity were "slanderous per se," the jury was not instructed to presume damages for harm to reputation. Moreover, the record amply supports Rosen-stein’s claim that his reputation and standing in the community were harmed and that his career suffered.
Dissenting Opinion
dissenting in part:
I respectfully dissent because I object to footnote 2 and because the majority allows recovery for damage to general reputation. I otherwise concur.
A.
I object to footnote 2 on two grounds; one is pragmatic, the other substantive. My first objection is that note 2 is dicta, and serves no purpose in resolving the case before us. Second, by its “deliberate” decision to obliterate the word “stigmatize” from the printed books and substitute the annointed term “defamatory” in its stead, I believe the majority has wrongly assumed the authority to rewrite earlier opinions of this court and the Supreme Court.
Judge Reavley is correct in his reading of Board of Regents of State Colleges v. Roth,
However, I am convinced that in the years since the writing of Roth, the law has been refined to the point that, in a discharge case, the due process clause reqr ognizes only the employee’s liberty right not to have the government bar future employment opportunities by publicly assigning false reasons for discharge that stigmatize the employee in obtaining employment in his line of work. The reasons offered to support the employee’s discharge must defame his professional competence in such a way as to characterize him as fundamentally unfit for that line of work.
In Paul v. Davis,
[wjhile we have in a number of our prior cases pointed out the frequently drastic effect of the “stigma” which may result from defamation by the government in a variety of contexts, this line of cases does not establish the proposition that reputation alone, apart from some more tangible interests such as employment, is either “liberty” or “property” by itself sufficient to invoke the procedural protection of the Due Process Clause.
Id.
Paul makes clear that reputation alone is not a protected liberty interest. In a discharge-from-employment case, an employee’s liberty interest is infringed only when the government’s defamatory charges stigmatize the employee in connection with his future employment opportunities. Id.,
In turning to our cases, I am thoroughly persuaded that, on the whole, we have faithfully followed the Supreme Court concept that a plaintiff must show that he has been stigmatized. In Ball v. Board of Trustees of Kerrville Independent School District, we stated that for a charge to be stigmatizing it must be worse than merely adverse; it must be such as would give rise to a “badge of infamy,” public scorn, or the like.
I do not contest the majority’s observation that the precedents are sometimes inconsistent and somewhat confusing. On at least two occasions our court appears to revive the Roth dichotomy of reputation and stigma by stating that “[t]o establish a liberty interest, an employee must demonstrate that his government employer has brought false charges against him that ‘might seriously damage his standing and associations in his community,’ or that impose a stigma or other disability ‘that forecloses freedom to take advantage of other employment opportunities.’ ” Wells v. Hico,
B.
I further part company with my distinguished brothers in their holding that Ro-senstein may recover damages for general loss of reputation. In my view, such a holding — for which the majority acknowledges there is no case authority — is clearly contrary to Paul v. Davis,
The majority acknowledges in footnote 1, as it must, that reputation alone is not a constitutionally protected interest; only damage to reputation that results in a loss of a more substantial interest, such as the loss of employment opportunity that is involved here, is actionable under the Constitution. Paul,
Even if, however, this logic is unpersuasive to the majority, it should be persuaded by the United States Supreme Court’s holding in Carey v. Piphus:
In order to further the purpose of section 1983, the rules governing compensation for injuries caused by the deprivation of constitutional rights should be tailored to the interests protected by the particular right in question — just as the common-law rules of damages themselves were defined by the interests protected in the various branches of tort law.
Id.,
. Of course, under this rule, the plaintiff effectively recovers for harm to reputation, but he recovers only for a particular and special harm done to his reputation, that is, the harm that causes loss of job opportunities. Such a result flows directly from Paul and Carey: Paul specifically holds that one’s constitutional liberty rights are violated only when the government harms one’s reputation in connection with the loss of a more substantial interest, here, the right to earn a living; Carey specifically holds that under section 1983 compensation should be tailored to redress losses for violation of the particularized constitutional right. Because I believe that the majority cuts a back door in the case law to collect damages when the front door was closed by Paul, and because I believe that the majority closes its doors on the rule established in Carey, I respectfully dissent from the majority’s allowing recovery for damage to general reputation.
C.
In conclusion, because the majority opinion, both in footnote 2 and in its creating recovery for all damage done to reputation, erodes distinctions, drawn by Supreme Court authority and by our authority, between common law defamation and deprivation of liberty under the Constitution to
