Lead Opinion
Opinion by Judge LARSON; Partial Concurrence and Partial Dissent by Judge MILAN D. SMITH, JR.
Steve Houston, a Nevada state prisoner, appeals from the district court’s judgment denying his petition for habeas corpus pursuant to 28 U.S.C. § 2254. Houston’s ha-beas petition challenges his 2000 jury trial conviction for conspiracy to commit murder, three counts of attempted murder with the use of a deadly weapon, and three counts of discharging a firearm out of a motor vehicle.
Houston contends that his Sixth Amendment rights were violated when the state trial court denied his motion to continue the trial so he could be represented by retained counsel, and denied his appointed counsel’s motion to withdraw based on a
I
We review de novo the denial of habeas relief by a district court. Polk v. Sandoval,
II
We first consider whether Houston’s Sixth Amendment rights were violated by the trial court’s denial of his motion to continue the trial.
To establish a Sixth Amendment violation based on the denial of a motion to continue, Houston must show that the trial court abused its discretion through an “unreasoning and arbitrary ‘insistence upon expeditiousness in the face of a justifiable request for delay.’ ” Morris v. Slappy,
The record supports the state court’s conclusion that the trial judge acted within his broad discretion in denying Houston’s motion for a continuance to retain counsel. Specifically, he confirmed that counsel was able to proceed to trial, evaluated Houston’s diligence in timely retaining private counsel, and weighed the potential impact a continuance may have had on the victims and witnesses. The continuance was sought just four days before trial was scheduled to begin. See Slappy,
Ill
Next, we consider whether Houston’s right to conflict-free counsel was violated.
A
Attorney Craig Jorgenson was appointed from the Clark County Public Defender’s office to defend Houston against charges that he fired shots from his car into a car driven by Terrance Chadwick and occupied by two of Chadwick’s sisters. Both the state and the defense agreed that there was a history of “bad blood” between Houston and Chadwick’s family. This history included the murder of Chadwick’s grandmother and the shooting of his brother, for which Houston was tried and acquitted.
After the jury had been empaneled, Jor-genson discovered for the first time that the Clark County Public Defender’s office had represented the victim and key prosecution witness, Chadwick, in a factually-related case charging Chadwick with multiple counts of attempted murder with the use of a deadly weapon. Ultimately, Chadwick pled guilty to firing a gun into a house.
The next morning, before opening arguments, Jorgenson immediately moved to withdraw from Houston’s case because he felt conflicted by his office’s prior representation of Chadwick. Jorgenson explained that the earlier case involving Chadwick was “tied, factually, to the state’s theory of retribution and the motive” in Houston’s case and that Houston’s defense theory implicated Chadwick as the aggressor. Jorgenson told the judge that his “heart is going to be with Mr. Chadwick,” and that he believed Chadwick had not committed the crimes in the earlier case, for which Chadwick had been convicted and served a prison sentence. Such wrongful conviction, Jorgenson explained, may have given Chadwick a motive to act as the aggressor toward Houston or to lie in order to convict Houston out of revenge. Jorgenson also expressed concern that, under his cross examination, Chadwick may admit facts which would expose him to criminal liability or impact his parole status.
The judge denied the motion to withdraw, finding that no actual conflict existed because Jorgenson had not personally represented Chadwick in the previous proceeding. The judge further found that Chadwick had waived any potential conflict that may have existed by waiving his attorney-client privilege. Notably, the trial court did not seek nor require a conflict waiver from Houston.
At trial, Chadwick was the only witness who testified that Houston fired shots into the van occupied by Chadwick and his sisters. As such, his credibility was paramount.
Houston argues that the Clark County Public Defender’s prior representation of Chadwick in a factually-related case created a conflict, which adversely affected Jor-genson’s trial performance by limiting his impeachment of Chadwick through his pri- or conviction, his parole status, and his failed polygraph exam.
Based on the trial record alone, the Nevada Supreme Court denied relief on this claim because Jorgenson had not personally represented Chadwick, Chadwick had
The district court acknowledged that Chadwick’s earlier case was “somewhat related” to Houston’s prosecution, but concluded that Jorgenson performed as any non-conflicted attorney would have. Without discussing the trial court’s failure to obtain a waiver from Houston, the district court denied relief because Houston failed to present evidence demonstrating that a conflict adversely affected counsel’s performance.
B
The Supreme Court has held that a criminal defendant has a constitutional right to assistance of conflict-free counsel. Strickland v. Washington,
Where defense counsel timely points out a conflict of interest in joint representation, the trial court is required to investigate further; ignoring counsel’s objection mandates automatic reversal of the resulting conviction. See Holloway v. Arkansas,
In this case, after Chadwick waived his attorney-client privilege, the trial judge concluded that no conflict existed, without ever inquiring into the impact the prior representation may have had on Houston or on Jorgenson’s performance. Indeed, the judge saw “no conflict here whatsoever” and failed to see “how Mr. Houston has a right to waive anything.” Because any conflict that existed was Houston’s either to waive or to assert, the trial judge’s exclusive focus on Chadwick was misplaced, rendering the conflict inquiry inadequate. See Lockhart v. Terhune,
C
The proceedings in Alberni v. McDaniel,
Houston argues that Chadwick’s prior conviction, parole status and failed polygraph exam were available to Jorgenson to impeach Chadwick’s credibility, but that Jorgenson chose not to use them. As support, Houston offers a number of examples in which similar evidence was admitted through various exceptions to Nevada’s evidentiary rules. The state insists, and the dissent would agree, that such evidence was inadmissable under Nevada law, so Jorgenson could not have used this information during Chadwick’s cross examination.
We are cognizant of the potential increase in litigation arising from the imputation of one attorney’s conflict to an entire public defender’s office. However, the facts of this case are unique and, therefore, unlikely to open any floodgates of imputed conflict claims. This is particularly true because this case concerns a longstanding feud between Houston and Chadwick and the prior representation at issue here was the direct result of that “bad blood.” We are confident that allowing further exploration of the fact that Jorgenson subjectively felt conflicted and expressed this to the judge will not create a broad rule of imputed disqualification.
We therefore reverse the portion of the district court’s decision pertaining to the conflict of interest and remand with instructions to conduct an evidentiary hearing to determine whether a conflict of interest adversely affected counsel’s performance and, if so, whether there is a reasonable probability that the result of the trial would have been different in the absence of that effect. See Strickland,
AFFIRMED IN PART, VACATED AND REMANDED FOR AN EVIDEN-TIARY HEARING. Each party shall bear their own costs.
Notes
. It is not clear from the record whether Chadwick was convicted of shooting into Houston’s house, but Jorgenson's representa-lions, as an officer of the court, suggest that Houston was the intended victim.
. Because Chadwick’s earlier prosecution and Houston’s case involved many of the same parties and resulted from an ongoing feud between the families, we respectfully disagree with the Nevada Supreme Court’s determination that the cases "did not involve the same facts.” See Trone v. Smith,
. While not determinative, it is worth noting that after the evidentiary hearing in Albemi, the district court concluded that an actual conflict existed. The district court reasoned that counsel's failure to impeach the victim-witness (through means very similar to those available in Houston's case and governed by the same Nevada evidentiary rules) evidenced that Alberni's attorney curtailed his performance because of a perceived conflict. See also Lewis v. Mayle,
. While the dissent correctly points out that neither party formally requested an evidentia-ry hearing, Houston raised the need for such a hearing during oral arguments. Moreover, we have previously remanded for an eviden-tiary hearing sua sponte “to assist the court in making an accurate determination.” See Butler v. Curry,
We see a legitimate need for further fact-finding in this case before an accurate determination of the issues can be made. Houston suggested that Jorgenson failed to “fully disclose what more he might know about this case,” and even counsel for respondent admitted that it is "possible that he had some knowledge” about Chadwick's prior case. During oral arguments, when asked why Jor-genson expressed sympathy for Chadwick, counsel for respondent replied "I don't have a clear record on that” and agreed that it was "odd.” These speculative responses, combined with the inadequate and confused questioning by the state court, convince us that further development of the record is required.
Concurrence Opinion
concurring in part, dissenting in part:
I concur with Part II’s holding that the trial court’s denial of the motion to continue was not contrary to or an unreasonable application of Morris v. Slappy,
I.
The Supreme Court has established that, absent a showing of prejudice under Strickland v. Washington,
A.
An evidentiary hearing regarding the adequacy of the trial court’s inquiry under Holloway clearly is not required. The record already contains a complete transcript of the December 2000 hearing during which the trial court inquired into Jor-genson’s alleged conflict of interest. Houston does not contend that additional fact-finding regarding the circumstances or substance of that hearing is necessary.
Moreover, it is apparent from the existing record that Houston is not entitled to habeas relief under Holloway. “Holloway ... creates an automatic reversal rule only where defense counsel is forced to represent codefendants over his timely objection.” Mickens,
Even if Holloway applied, I would hold that the trial court took “adequate steps” to ascertain the risks presented by the alleged conflict of interest. The court held a hearing on the matter in December 2000. During that hearing, the court gave Jor-genson an opportunity to explain at length the nature of any conflict and inquired about its anticipated impact on his ability to cross-examine Chadwick. The court also inquired about the extent of Jorgen-son’s relationship with Chadwick, Jorgen-son’s knowledge of the case in which the public defender’s office had represented Chadwick, and whether Jorgenson possessed any confidential information from the prior representation. The transcript of this discussion spans twenty pages. The inquiry thus went well beyond the
The majority concludes that the state trial court’s inquiry was inadequate because it focused exclusively on whether Jorgenson’s representation of Houston would be adverse to Chadwick’s interests, rather than to Houston’s. Maj. Op. at 1081-82. The premise of that conclusion is incorrect. The trial court understood the issue to be whether Chadwick’s role as a government witness would render Jorgen-son unable “to defend [Houston] in a manner that would be otherwise his defense if another attorney was operating or deferred.” In line with this understanding, the court asked whether the public defender’s office’s prior representation of Chadwick would compromise Jorgenson’s ability to challenge Chadwick’s veracity as a government witness. The record thus shows that the trial court correctly understood the issue. Although the State Supreme Court seems to have misunderstood, Maj. Op. at 1081, it does not follow that the trial court’s inquiry was inadequate.
B.
I also disagree that an evidentiary hearing is required to ascertain whether Houston was deprived of effective assistance of counsel under the Sullivan test. To establish an “actual conflict of interest” — i.e., one that “adversely affected” his counsel’s performance, Mickens,
The trial court’s December 2000 hearing was not an evidentiary hearing, and only counsel were present, but it was nevertheless sufficient because the parties’ representations revealed that mixed personal loyalties could not possibly have affected Jorgenson’s performance. Those representations included the following: The public defender’s office for which Jorgen-son worked no longer represented Chadwick. Jorgenson never personally represented Chadwick, did not know him, and knew nothing about his prior case other than that Chadwick had failed a polygraph test. Until the day before the December 2000 hearing, Jorgenson did not even know that his office had represented Chadwick. Jorgenson also confirmed that he had no “inside information or what might be considered personal or secret information that has been imparted by Mr. Chadwick to his counsel,” and that he did not possess “any information concerning Mr. Chadwick that would not be available to any other defense attorney.” Houston does not dispute the accuracy of any of these statements. Considering them together, Jorgenson’s isolated assertion that he could not effectively represent Houston because his “heart [would] be with ... Chadwick” was, to put it mildly, incredible. We should not fault the state trial court for declining to conduct an evidentiary hearing that no one has requested, on an assertion of divided loyalty that cannot possibly be credited.
An evidentiary hearing is also unnecessary to determine whether the interest of the public defender who previously represented Chadwick can be imputed to Jor-genson in a manner that renders the rep-
Finally, Houston has failed even to allege that, due to the conflict, some “plausible alternative defense strategy or tactic might have been pursued but was not.” Foote,
Polygraph results are admissible under Nevada law only when the prosecuting attorney, the defendant, and defense counsel all stipulate in writing for the defendant’s submission to the test. Jackson v. State,
Houston also cannot claim adverse effect on the basis of Jorgenson’s cross-examination regarding Chadwick’s prior felony conviction. Evidence of such a conviction is generally admissible for the purpose of attacking witness credibility. Nev.Rev. Stat. § 50.095(1). However, “the details and circumstances of the prior crimes are ... not appropriate subjects of inquiry.”
Nor would Jorgenson have been permitted to cross-examine Chadwick about his parole status. Nevada Revised Statutes § 50.095(1) permits an opposing party to impeach a witness with evidence of a prior felony conviction, but it prohibits inquiry into the resulting sentence. Jacobs v. State,
I do not find Alberni v. McDaniel,
II.
The majority’s approach will burden district courts with evidentiary hearings even on obviously unmeritorious Sixth Amendment claims. I would affirm the denial of the petition.
