Houston v. CotterHouston v. Cotter
- Reporters:
- , ,
- Before:
- Bianco
MEMORANDUM AND ORDER
Plaintiff Robert Houston (“Houston” or “plaintiff’) brings this action against defendants Thomas Cotter (“Cotter”), John Weiss (“Weiss”), and the County of Suffolk (“the County”) (collectively, “defendants”) pursuant to
The parties cross-move for summary judgment pursuant to
I.BACKGROUND
A. Factual Background
The Court takes the following facts from the parties’ affidavits, depositions, exhibits, and
On January 11, 2007, an altercation occurred between Houston, then an inmate housed on the disciplinary tier at SCCF,
Upon placing Houston on suicide watch, ' SCCF took away Houston’s clothing and required him to wear a suicide-safe garment: a sleeveless smock made of coarse, tear-resistant material and Velcro. (Id. ¶ 8.) SCCF officers — and Houston — have referred to the garment as a suicide “dress” or “skirt.” (Id. ¶ 8; Houston Aff. ¶ 3.) Plaintiff, like other suicide watch in
Dr. Troiano observed Houston on January 11 and noted that Houston was “on SW for reasons unknown; apparently he had confrontation w 2 officers today; doesn’t appear suicidal and he denies he is — will remain on sw for now.” (January 11 Progress Notes, Pl. Ex. 30.) Plaintiff remained on suicide watch for fourteen days, from January 11 until January 24, 2007. (Pl. 56.1 ¶ 11.) SCCF medical personnel, however, found no medical basis for Houston to remain on suicide watch as of January 16. Specifically, Dr. Troiano noted that Houston was alert, verbal, coherent, and with no signs of mental illness. (January 16 Progress Notes, Pl. Ex. 17.) James Graziano, a social worker, stated that Houston “does not appear suicidal and will be removed from suicide watch.” (Id.) For unknown reasons, an unknown individual overruled the recommendation to remove Houston from suicide watch. (See Def. Counter 56.1 ¶ 12.) On January 21, Nurse Practitioner Jane Frith saw Houston, noted that he “states he was [discontinued] from SW [on] 0111607,” and contacted classification. (January 21 Progress Notes, Pl. Ex. 18.) Houston remained on suicide watch. On January 24, Dr. Troiano and Graziano saw Houston again, noted that he continued to deny “suicidal ideations,” and stated that they would “write another slip attempting to remove him from suicide watch.” (January 24 Progress Notes, Pl. Ex. 19.) Houston left suicide watch on January 24.
B. Procedural Background
Plaintiff, proceeding pro se, filed the complaint alleging excessive force by Cotter, Weiss, Gubitosi, Thomas, and Reynolds on July 26, 2007. Defendants answered on September 19, 2007. Plaintiff requested counsel on November 16, 2009, and the Court denied that motion on November 23, 2009. Counsel was appointed in December 2010, after the case was to proceed to trial on the excessive force claim.
After additional discovery, plaintiff filed an amended complaint on December 16, 2013, alleging, inter alia, that the County “knowingly enforced a policy or custom whereby classification officers were permitted to and did overrule, without justification, directives of mental health professionals that an inmate be removed from suicide watch,” and “knowingly enforced a policy or custom whereby classification officers kept inmates from suicide watch for reasons other than legitimate mental health concerns, which reasons include to punish an inmate.” (Amended Complaint ¶¶ 92-93.) After the Court denied defendants’ motion to dismiss on August 10, 2012, defendants answered on September 10, 2012.
Defendants moved for summary judgment on July 26, 2013. Plaintiff filed his cross-motion for summary judgment and his opposition on September 6, 2013. Defendants filed their reply to plaintiffs’ opposition and their opposition on October 4, 2013. Plaintiff replied on October 21, 2013. The Court held oral argument on
II. STANDARD OF REVIEW
Pursuant to
Once the moving party has met its burden, the opposing party “‘must do more than simply show that there is some metaphysical doubt as to the material facts.... [T]he nonmoving party must come forward with specific facts showing that there is a genuine issue for trial.’ ” Caldarola v. Calabrese,
III. DiscussioN
Plaintiff claims the County violated his constitutional rights under
To state a claim under
The Court first considers whether the statute of limitations bars the Monell claim. Because the Court concludes that there is, at the least, a genuine issue of material fact as the timeliness of plaintiffs amendment, the Court then proceeds to address the merits.
A. Statute of Limitations
The statute of limitations for a
The County asserts that plaintiffs Mo-nell claim accrued no later than January 24, 2007, when Houston was removed from suicide watch. The County argues that plaintiff knew, or at least had reason to know, of the custom or policy that allegedly underlies his injury because of his (1) deposition testimony that he believed in January 2007 that he was put on suicide watch as a punishment and to cover up the assault; and (2) August 2007 letter to the Court, in which he said he was “obviously being punished” through his placement on suicide watch. (Def. Motion, at 5-6.) Plaintiff counters that he had no reason to know of SCCF’s “suicide watch policy that permitted officers to override the advice of mental health professionals and use suicide watch as punishment” until the deposition of Dr. Troiano in 2011. (PI. Opp., at 14-16.)
According to the Second Circuit, the discovery rule is not always appropriate for Monell claims. In Pinaud v. County of Suffolk,
Since an actionable claim under§ 1983 against a county or municipality depends on a harm stemming from the municipality’s “policy or custom,” a cause of action against the municipality does not necessarily accrue upon the occurrence of a harmful act, but only later when it is clear, or should be clear, that the harmful act is the consequence of a county “policy or custom.”
Id. at 1157 (internal citation omitted). Thus, a
Applying the “delayed accrual” theory and viewing the evidence and drawing all inferences in the light most favorable to Houston, the Court concludes that a genuine issue of material fact exists with respect to whether plaintiff knew or should have known of the County’s policy or custom before January 24, 2010. Therefore, the Court cannot grant summary judgment to the County on statute of limitations grounds. See Eagleston v. Guido,
Defendants first point to plaintiffs testimony that he thought he was put on suicide watch as a form of punishment and cover up. If all the evidence is construed most favorably to plaintiff, however, a reasonable factfinder could conclude that, although Houston thought he was on suicide watch as a punishment, he did not know the County had a policy of placing inmates on suicide watch as a form of punishment. Houston testified that he “didn’t know” that the County had such a policy (Houston Dep. at 154:23-155:10), and only found out about a policy after Dr. Troiano’s deposition in July 2011 (id. at 155:11-22). Dr. Troiano testified that SCCF uses suicide watch as a punishment in certain circumstances, and that classification officers have the authority to remove inmates from suicide watch and sometimes disregard the advice of mental health personnel regarding when to remove an inmate from suicide watch. (Troiano Dep. at 21:21-22:6, 78:12-24, 81:17-82:7.)
Defendants next point to an August 2007 letter. Houston, then pro se, wrote:
I went down to Mental Health again today & was again cleared by Mental Health doctor T who says again Mental Health never placed me on suicide watch to begin with. So why am I still on suicide watch? ... I’m obviously being punished for som[e] reason.... Why am I made to walk around the jail in a suicide watch smok [sic], cuffs & shackles? This treatment is humiliating & unconstitutional], (August 8 Letter, PI. Ex. 2, at MITCH 22 (emphasis in original).) Again, if this letter is construed most favorably to plaintiff in light of the entire record, a reasonable factfinder could conclude that, although Houston knew he was being punished, he never thought that suicide watch was used to punish other inmates, too. Houston never mentions other inmates or SCCF practices. Thus, plaintiff can argue, as in Ruiz, where the plaintiffs discovered facts supporting- an independent Monell claim during the deposition of actors involved in the underlying harm, that defendants present no facts clearly suggesting that, until 2011, Houston knew or should have known of the County’s potential involvement in the underlying injury.12
B. Merits of Plaintiff1s Due Process Challenge
Plaintiff alleges that the County unlawfully deprived him of his liberty interest without due process of law by “implementing a policy whereby corrections officers were permitted to place and keep [plaintiff] on restrictive and degrading suicide watch without any reasonable basis, solely as malicious retaliation, over the contrary recommendations of mental health professionals.” (PI. Motion, at 9.) To prevail on this procedural due process claim under
For the reasons discussed in detail below, to the extent plaintiff argues that the stigmatization from suicide watch automatically creates a liberty interest arising directly under the Due Process Clause any time a prisoner is placed on suicide watch, the Court disagrees. The Court concludes, however, based on the record before it, that a genuine dispute of material fact exists as to whether plaintiffs conditions of confinement on suicide watch imposed an atypical and significant hardship on him in relation to the ordinary incidents of prison life, such that it implicates his state-derived liberty interest as described under Second Circuit case authority.
1. Violation of a Protected Liberty Interest
Inmates’ liberty interests derive from two sources: (1) the Due Process Clause itself or (2) state statutes or regulations. Arce,
State statutes and regulations also confer liberty interests on prisoners. Arce,
Plaintiff claims that (1) his placement on suicide watch exposed him to the humiliation of erroneous mental health confinement and thus violated his rights under the Due Process Clause itself; and (2) in the alternative, his confinement imposed atypical and significant hardships compared with normal prison life. The County counters that nothing indicates Houston endured unusual conditions on suicide watch. The Court addresses each prong.
a. Liberty Interest Arising Under the Due Process Clause
According to plaintiff, placing him on suicide watch violated his liberty interests under the Due Process Clause because the “stigmatizing nature of suicide watch is exactly the kind of qualitatively different restraint that gives rise to a protected liberty interest.” (PI. Reply, at 7.) Under this theory, any placement on suicide watch inherently implicates the Due Process Clause because of the stigmatization alone. The Court disagrees as a matter of law.
According to the Supreme Court, the challenged restraint must “exceed[ ] the sentence in such an unexpected manner ... to give • rise to protection by the Due Process Clause of its own force.” Sandin,
In Vitek, the Supreme Court held that a felon “is entitled to the benefit of procedures appropriate in the circumstances before he is found to have a mental disease and transferred to a mental hospital.” Id. The Court reasoned that “the stigmatizing consequences of a transfer to a mental hospital for involuntary psychiatric treatment” and “the subjection of the prisoner to mandatory behavior modification as a treatment for mental illness[] constitute the kind of deprivations of liberty that requires procedural protections.” Id. at 494,
Viewing the facts and drawing inferences in the light most favorable to the County, the Court concludes that plaintiff cannot establish the deprivation of a liberty interest arising directly under the Due Process Clause. The Court does not discount that being on suicide watch stigmatized plaintiff and, in general, engenders adverse consequences. Standing alone, however, the stigmatization from being assigned to suicide watch at a prison facility does not make that classification “exceed[ ] the sentence in such an unexpected manner ... to give rise to protection by the Due Process Clause of its own force.” Sandin,
Therefore, as a matter of law, plaintiffs stigmatization from the suicide watch did not, in itself, create a liberty interest arising directly under the Due Process Clause.
b. “Atypical and Significant Hardship”
The Court next considers whether Houston’s experience on suicide watch violated a state-derived liberty interest. As set forth below, as in Palmer, there are genuine issues of disputed fact in the instant case regarding his conditions of confinement that preclude this issue from being decided on summary judgment.
i. Legal Standard
A prisoner’s liberty interest is implicated by a disciplinary or administrative confinement only if the confinement “imposes [an] atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life.” Palmer,
ii. Application
According to plaintiff, his confinement in suicide watch gave rise to a protected liberty interest because, unlike inmates in the general population, he was deprived of all clothing and bedding except for a suicide smock and a blanket made of similar material; was subjected to constant observation, including one day with Weiss; remained on suicide watch for fourteen days, including eight days after mental' health personnel recommended that he leave suicide watch; and felt stigmatized and “less than human,” especially because he knew he was not suicidal. (PI. Motion, at 21-23.) The County counters that, because of the duration of the suicide watch, the Court must (1) consider whether plaintiffs conditions on suicide watch are unusual as compared to the conditions normally experienced by an inmate on suicide watch or (2) compare plaintiffs conditions to those on SCCF’s disciplinary tier — where plaintiff was housed before being placed on suicide watch — and not to those in the general population. (Def. Motion, at 9-10.) Under either analysis, the County argues that the confinement was constitutional.
As set forth below, the Court concludes that it cannot resolve the issue of atypicality at this juncture, because the conditions plaintiff suffered are unclear. See Palmer,
As a threshold matter, there is no evidence that the confinement affected the length of plaintiffs incarceration. In addition, the duration of plaintiffs stay on suicide watch does not in itself implicate a liberty interest. See, e.g., Ortiz v. McBride,
Although the Second Circuit has not “delineatefd] the precise contours of ‘normal’ SHU confinement,” it has noted that, “ordinarily, SHU prisoners are kept in solitary confinement for twenty-three hours a day, provided one hour of exercise in the prison yard per day, and permitted two showers per week.”
It is clear that whether these types of conditions, in combination, are sufficient to implicate a liberty interest is a very fact intensive inquiry. Compare Palmer,
Moreover, plaintiff also asserts that, while in the BMHU, he could not shower, make telephone calls, keep food or drink, have access to the law library, or receive prescription medications. (See PL Counter 56.1 ¶ 17; August 8 Letter, at MITCH 21-23 (stating, inter alia, that he was denied these items and was in cuffs and shackles).) He also felt humiliated, degraded, and “less than human” because of the stigmatization, other inmates’ knowledge of his situation, Weiss’s presence,
Therefore, given the factual disputes regarding the precise conditions of plaintiffs comparatively short confinement, it cannot be determined at this juncture whether plaintiff endured unusually harsh conditions that constituted an “atypical and significant” deprivation under Sandin. Both sides have provided sufficient evidence to create genuine issues of disputed fact that must be resolved a trial before such a determination can be made. Accordingly, the Court denies the cross-motions for summary judgment on this ground,
c. Existence of a Municipal Policy, Custom, or Deliberate Indifference That Caused Plaintiffs Injury
Plaintiff argues that summary judgment is warranted in his favor on the Monell claim because, according to him, “there is no genuine question of material fact that while Mr. Houston was incarcerated at Suffolk County Correctional Facility (“SCCF”), he was subjected to abusive treatment that rose to the level of a constitutional violation.” (PI. Motion, at 1.) For the reasons set forth supra and below, the Court disagrees and concludes this claim cannot be resolved on summary judgment.
A municipal entity may be held liable under
The entity, however, is only liable where the entity itself commits a wrong; “a municipality cannot be held liable under
According to plaintiff, the County’s policy or custom “enabled any SCCF employee to put an inmate on suicide watch as punishment with no meaningful oversight, and allowed classifications officers — not mental health professionals — complete, unsupervised control over when inmates were removed from suicide watch.” (PI. Motion, at 1.) Plaintiff also argues that the County is deliberately indifferent to the need for and lack of training of SCCF officers with respect to suicide watch because the need for more training is so “obvious,” especially given how classifications officers govern suicide watch. (Id. at 14-16.)
Because plaintiff has failed to establish a protected liberty interest as a matter of law at this juncture, he cannot demonstrate on summary judgment that constitutional violations occurred pursuant to a custom or policy at SCCF. See Mercado v. City of New York, 08 Civ. 2855(BSJ)(HP),
i. Initial Classification
First, to the extent that plaintiffs claim is premised on SCCF’s initial removal of inmates to suicide watch, the Court finds genuine issues of material fact regarding the nature of any policy and causation.
Plaintiff does not seriously challenge SCCF’s use of a CF-11 form (see generally PI. Motion, at 11-17 (focusing on removal from suicide watch)), mental health personnel evaluate inmates as soon as possible after removal (e.g., January 11 Progress Notes (taken on day of removal)), and courts recognize that “it is important that prison officials be encouraged to attend to mental health considerations rather than be penalized for having done so,” Nwaokocha,
Thus, construing the evidence most favorably to defendants, there is a sufficient basis to create a dispute as to the propriety of plaintiffs or other inmates’ initial removal to suicide watch, such that plaintiff is not entitled to summary judgment on this issue. Accordingly, at this juncture, the Court cannot conclude as a matter of law that SCCF’s initial classification policy exists, is deficient, and injured plaintiff.
n. Continued Confinement to Suicide Watch
Second, Plaintiff argues that there is no genuine dispute that SCCF has a policy to ignore mental health professionals and use suicide watch as a punishment, or is deliberately indifferent to a need for suicide training to avoid such decisionmak-ing, because: (1) officers do not speak with mental health professionals before overriding a removal order; (2) thirty-nine percent of all inmates on suicide watch remained on it for at least one day after a removal recommendation; (3) inmates on suicide watch who were also in disciplinary housing were left on suicide watch on average three-and-a-half times as long as other inmates, especially if they were repeat offenders; and (4) Dr. Troiano stated that SCCF officers used suicide watch to punish. (PL Motion, at 12-14.) The Court disagrees, and again concludes that this issue cannot be decided on summary judgment.
The County has argued that there are gaps in plaintiffs evidence and the reasonable inferences that could be drawn from that evidence. For instance, a correlation between the amount of time an inmate
Further, the Court does not consider Dr. Troiano’s testimony to be an “ample faet[] concerning [inmates’] treatment at the hands of [corrections officers] from which the jury, in conjunction with the statistical evidence,” could only infer that an intent to punish resulted in prolonged confinement on suicide watch. Sorlucco,
In short, based upon the record, there is a material question of fact as to whether there is a policy to leave disciplinary tier or general population inmates on suicide watch as punishment and not for a legitimate reason. Accordingly, the Court must deny summary judgment to plaintiff because there is a genuine dispute as to whether the County had a custom or policy, or was deliberately indifferent to a practice, to use suicide watch as “malicious retaliation.”
Such disputed factual issues also preclude a finding, at the summary judgment stage, that the County was deliberately indifferent to a need to further train or supervise its employees. First, there is a disputed factual issue as to whether the statistics could not put the County on notice of any deficiency in SCCF’s policy or custom. Further, although plaintiff argues that the training at SCCF failed to meet industry standards in effect in 2007, NYSSA accredited SCCF in 2005 and re-accredited it in 2013. Moreover, at this juncture, there is no basis to conclude that the suicide watch policy inherently is unconstitutional in any application, such as where there is clear evidence of suicidal ideations or a classification officer makes a reasonable judgment based on an inmate’s
For similar reasons, there are genuine disputes as to causation. There are no documents as to who left plaintiff on suicide watch, and why. The absence of any documentary evidence, standing alone, cannot establish plaintiffs case beyond question. Although there is sufficient evidence in the record, if plaintiffs evidence is credited and all reasonable inferences are drawn in plaintiffs favor, to conclude that plaintiff was placed and maintained on suicide watch for punitive purposes pursuant to a SCCF policy, that is not the only reasonable inference from the facts, especially if they are construed in the light most favorable to defendants. In other words, there is sufficient evidence in the record to create a material issue of fact as to whether the confinement was punitive- — • placing it within the ambit of the alleged policy — or the result of negligence — taking it outside of the ambit of the alleged policy or liability for deliberate indifference. See Salahuddin v. Goord,
In sum, although plaintiff proffers evidence and arguments that could establish that a deficient municipal policy or custom, or deliberate indifference, caused the deprivation of his liberty interests without due process in January 2007, the Court must consider the facts and draw all reasonable inferences in favor of the County at the summary judgment stage. Under that standard, there is sufficient evidence — and a lack of evidence — to raise genuine issues of material fact concerning the causes of plaintiffs confinement to suicide watch. Accordingly, the Court denies summary judgment to plaintiff on this ground as well.
IV. CoNClusion
For the foregoing reasons, the Court denies the cross-motions for summary judgment in their entirety.
SO ORDERED.
Notes
. Plaintiff originally also asserted claims against Douglas Gubitosi, Arthur Thomas, and Gerard Reynolds. Because the amended complaint only brings claims against Cotter, Weiss, and the County, the Court formally dismisses Gubitosi, Thomas, and Reynolds from this action.
. Although the parties’
. Inmates on the disciplinary tier have restricted privileges, such as a combined one half hour for a shower and telephone call, and up to one hour in the yard. (Def. 56.1 ¶ 14.) They cannot order commissary nor have certain items in their cell, such as a television. (Id. ¶ 15.) They have access to medical treatment, the law library, and food. (Id. ¶ 16.).
.During his deposition, Urban could not remember if plaintiff made this statement, but he testified that the CFT11 form "[i]ndicates that that's what I heard an inmate state to me at that date and time." (Urban Dep. at 94:11-24.) Urban "interpreted that the inmate wanted to die.” (Id. at 95:4-5.) Houston denies making this statement. (Houston Aff. ¶ 3.)
. According to John Koelbel, the County’s Rule 30(b)(6) witness, the constant supervision ensures that an inmate "doesn’t kill himself.” (Koelbel Dep. at 158:14-17.)
. When asked if SCCF had any policy that would allow a corrections officer involved in an altercation with an inmate to supervise that inmate on suicide watch, Koelbel stated: "That would be at the discretion of the duty lieutenant, but I'll tell you right now that wouldn't happen.... It’s common sense.” (Koelbel Dep. at 234:4-18.) There is no evidence that Weiss observed Houston again.
.According to plaintiff’s expert, Jorge Baez, Houston remained on suicide watch for more days after a recommendation to remove than ninety-five percent of other inmates who received such a recommendation. (Pl. 56.1 ¶ 14.) Baez’s analysis, however, takes into account an earlier period in November 2006 when a mental health professional recommended that Houston be removed from suicide watch the day he was assigned to suicide watch. (See Baez Expert Report ¶ 10.) Plaintiff, however, does not challenge the constitutionality of that confinement. It is unclear what impact the additional days from the November 2006 period have on the analy sis as it relates to the days of confinement in early 2006, which are at issue in this case. Baez also found that inmates in disciplinary housing who are on suicide watch remained on suicide watch an average of 3.5 times longer than inmates not in disciplinary housing. (Id. at 2; ¶¶ 22-24.) The median inmate on the fourth floor (disciplinary) remained on suicide watch almost four times longer than the median inmate on the second floor (nondisciplinary): eleven days versus three days. (Id. at 2.) This statistical comparison is based upon a total of 692 inmates on the second floor, versus 22 inmates on the fourth floor. (See id. ¶ 23.)
. NYSSA accredited and certified SCCF in 2005, and re-certified SCCF in 2013. (Def. Counter 56.1 ¶ 17.)
. For instance, an inmate may be returned to suicide watch despite a recommendation to remove because upon being interviewed, the inmate will tell a classification officer that she remains suicidal. (Def. Counter 56.1 ¶ 15.)
. Other circuits reject this rule. For instance, in the Third Circuit, "[t]he discovery rule does not delay the running of the statute of limitations until a plaintiff is aware of all the facts necessary to bring its cause of action. Under the discovery rule, a claim accrues upon awareness of the actual injury, not upon awareness that the injury constitutes a legal wrong.” New Castle Cnty. v. Halliburton NUS Corp.,
. In Lawson, a summary opinion, the Second Circuit noted that the language in Pinaud is "demonstrably dictum.”
. The County also argues that the claim must have accrued because plaintiff knew, or should have known, enough of the "critical facts” of the injury and causation to protect himself by exercising reasonable diligence and seeking legal advice. (Def. Motion, at 4 (citing Guccione v. United States,
. As noted supra, the proper procedure is not to submit the legal question of the statute of limitations to the jury; rather, the Court intends to utilize a special verdict sheet that will allow the jury to decide the disputed factual issue. Once the factual issue is decided, the Court will rule on the statute of limitations question as a matter of law.
. A prisoner also must show that the state created a liberty interest before the prisoner can show that the prison infringed that interest. Palmer,
. Plaintiff does not contend that his general disciplinary tier conditions were unconstitutional.
. To the extent that the parties dispute whether Weiss observed Houston alone on January 12 {see Def. Counter 56.1 ¶ 10), the material fact is that the observation occurred after the altercation and before medical personnel cleared Houston as non-suicidal.
. To some extent, plaintiff's theory assumes both a policy with an underlying punitive motive, and a policy of deliberate indifference to any purported deficiencies in SCCF's practices. The Court considers both alleged policies.
. Indeed, plaintiff does not challenge his 2006 suicide watch even though Dr. Troiano advised that plaintiff be removed from suicide watch right away.