HOUSING AUTHORITY OF THE CITY OF NEW BRITAIN v. CALVIN W. NEAL
(AC 44720)
Cradle, Suarez and Bear, Js.
Argued February 1-officially released April 19, 2022
Michael S. Wrona, for the appellant (plaintiff).
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Syllabus
The plaintiff housing authority sought, by way of a summary process action, to regain possession of certain premises leased to the defendant tenant. The plaintiff served a notice to quit possession for nonpayment of rent on the defendant and, thereafter, filed a summary process action. Subsequently, the plaintiff and the defendant entered into a stipulated agreement pursuant to which the trial court rendered a judgment of possession in favor of the plaintiff and a stay of execution. In accordance with the stipulated judgment, the plaintiff agreed to allow the defendant to remain in the premises provided that the defendant made reasonable use and occupancy payments to the plaintiff and satisfied other conditions. Thereafter, the plaintiff filed an affidavit of noncompliance requesting an order for execution for possession on the ground that the plaintiff had not received payment from the defendant in accordance with the terms of the stipulated agreement and for the alleged serious nuisance that he committed because he had been arrested for various drug offenses at the premises. The trial court denied the plaintiff‘s request following a hearing and sustained the defendant‘s objection thereto, and the plaintiff appealed to this court. Held:
- The trial court‘s finding that the defendant was not a tenant at sufferance was clearly erroneous because it was unsupported by the facts in the record; the defendant, who continued to reside at the premises after the lease agreement was terminated as a result of the plaintiff having served on the defendant a notice to quit possession of the premises, recognized his change of status when he entered into the stipulated agreement and agreed to make use and occupancy payments instead of rent payments to the plaintiff so long as he continued to occupy the premises.
- The trial court erred in holding that the requirements of the applicable statute (
§ 47a-11 ) concerning the obligations of a tenant did not apply to the defendant because the stipulated agreement did not include an express condition to that effect; even in the absence of express language in the stipulation, a tenant at sufferance must fulfill all of the statutory obligations otherwise applicable to the tenant. - The trial court erred in concluding that an affidavit of noncompliance filed pursuant to the applicable rule of practice (§ 17-53) was not the proper method for the plaintiff to seek the issuance of an execution based on the alleged serious nuisance committed by the defendant because such proceeding would not allow for the defendant to be fully heard on that issue:
- The plaintiff was not required to institute a second summary process action to obtain an execution against the defendant for his alleged commission of a serious nuisance as such an action against the defendant would not have survived a motion to dismiss for lack of subject matter jurisdiction because the plaintiff had satisfied the statutory (
§ 47a-15 ) requirement when it served on the defendant a valid notice to quit, which effectively terminated the lease between the parties, making the defendant a tenant at sufferance, and the court rendered judgment in favor of the plaintiff thereafter. - The plaintiff‘s allegation that the defendant allegedly committed a serious nuisance was properly before the trial court and should have been considered at the hearing on the plaintiff‘s affidavit of noncompliance filed pursuant to Practice Book § 17-53: although the trial court expressed concerns about the defendant‘s due process rights, the hearing on the plaintiff‘s affidavit of noncompliance could have included evidence pertaining to the defendant‘s violations of
§ 47a-11 and/or the stipulation because of the separate obligations imposed on him pursuant to the stipulation and§ 47a-11 ; moreover, although Practice Book § 17-53 does specifically reference a scenario in which the landlord seeks an executionbased on a serious nuisance included in a statute but not included in a stipulation, Practice Book § 17-53 should be interpreted liberally where the court‘s narrow interpretation and misapplication of § 47a-11 and Practice Book § 17-53 denied the plaintiff recourse to address the serious nuisance allegedly committed by the defendant on the premises in violation of§ 47a-11 and the ability to obtain relief by way of execution of possession; furthermore, the defendant had notice of the plaintiff‘s claim that he violated§ 47a-11 because of his arrest for the sale and possession of drugs; accordingly, the case was remanded for a new hearing at which the trial court should consider the plaintiff‘s affidavit of noncompliance in light of this court‘s conclusions that the defendant was a tenant at sufferance, the requirements of§ 47a-11 applied to the defendant, and the serious nuisance issue was properly before the court.
- The plaintiff was not required to institute a second summary process action to obtain an execution against the defendant for his alleged commission of a serious nuisance as such an action against the defendant would not have survived a motion to dismiss for lack of subject matter jurisdiction because the plaintiff had satisfied the statutory (
Procedural History
Summary process action, brought to the Superior Court in the judicial district of New Britain, Housing Session, where the court, Shah, J., granted the parties’ motion for a stipulated judgment of possession in favor of the plaintiff subject to a stay of execution, and rendered judgment thereon; thereafter, the court, Shah, J., denied the plaintiff‘s motion for execution and sustained the defendant‘s objection thereto, and the plaintiff appealed to this court. Reversed; further proceedings.
Opinion
The following undisputed facts and procedural history are relevant to our resolution of this appeal. Pursuant to a lease agreement between the parties, the defendant resided at 67 Martin Luther King Drive, Apartment 504 in New Britain (premises). On January 13, 2020, the plaintiff served on the defendant a notice to quit possession of the premises stating that their lease agreement had been terminated for the following reasons: “(1) [The defendant] failed to keep [the premises] in a safe and sanitary condition. Such unsanitary conditions constitute a violation of [the] [l]ease [a]greement, the [defendant‘s] responsibilities pursuant to
On October 22, 2020, the parties entered into a stipulated agreement. Pursuant to this agreement, judgment for possession would enter in favor of the plaintiff with a stay of execution through October 31, 2021, on the conditions that the defendant (1) pay a reasonable use and occupancy fee of $209 to the plaintiff on or before the tenth day of each month, (2) acknowledge owing the plaintiff a total arrearage in the amount of $718.50, and (3) make arrearage installment payments of $59.87 to the plaintiff on or before the tenth day of each month. The stipulated agreement also included the following additional conditions: “The defendant is to keep the
On April 22, 2021, the plaintiff filed an affidavit of noncompliance requesting the issuance of a summary process execution for possession of the premises. In its affidavit, the plaintiff stated that it had not yet received payment from the defendant in accordance with the stipulation, and noted that the defendant was arrested on April 5, 2021, arising from his alleged possession and sale of illegal drugs and narcotics at the premises.5 On April 26, 2021, the defendant filed an affidavit and objection to the plaintiff‘s affidavit of noncompliance. On May 13, 2021, the court held a hearing on the plaintiff‘s affidavit of noncompliance and the defendant‘s objection thereto. During the hearing, the court concluded that the plaintiff‘s affidavit of noncompliance was not the appropriate vehicle for the plaintiff to seek the eviction of the defendant for the alleged serious nuisance that he committed because “[t]he sale of drugs . . . [was not] within the scope of the [original] complaint that [the plaintiff] filed or the stipulation.” The court also stated that addressing that issue at the hearing would implicate the due process rights of the defendant because the issue would not be fully heard and addressed by the court. Finally, in concluding that the defendant‘s due process rights would be implicated, the court also found that the defendant was a tenant. After the hearing, in its order denying the plaintiff‘s affidavit of noncompliance and sustaining the defendant‘s objection thereto, the court found “that the plaintiff has not prove[n] the defendant‘s noncompliance with the terms of the written stipulation. Therefore, the parties are still obligated to perform their respective obligations under the stipulated [agreement] entered on October 22, 2020.”
We begin by setting forth the applicable standard of review. “It is well settled that we review the court‘s findings of fact under the clearly erroneous standard. We cannot retry the facts or pass on the credibility of the witnesses. . . . A finding of fact is clearly erroneous when there is no evidence in the record to support it . . . or when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed . . . .” (Internal quotation marks omitted.) Bozelko v. Statewide Construction, Inc., 189 Conn. App. 469, 471, 207 A.3d 520, cert. denied, 333 Conn. 901, 214 A.3d 381 (2019). “When, however, the trial court draws conclusions of law, our review is plenary and we must decide whether its conclusions are
I
We first address the plaintiff‘s claim that the court erred in finding that the defendant was not a tenant at sufferance. We begin by setting forth the applicable legal principles. “A tenancy at sufferance arises when a person who came into possession of [property] rightfully continues in possession wrongfully after his right thereto has terminated. . . . After a notice to quit has been served . . . a tenant at sufferance no longer has a duty to pay rent. He still, however, is obliged to pay a fair rental value in the form of use and occupancy for the dwelling unit.” (Internal quotation marks omitted.) Brewster Park, LLC v. Berger, 126 Conn. App. 630, 638, 14 A.3d 334 (2011). Accordingly, “use and occupancy payments . . . are paid to a landlord by a tenant at sufferance who occupies the [property] in the absence of a lease agreement. . . . They are most frequently associated with summary process proceedings to evict a tenant because, after a notice to quit possession has been served, a tenant‘s fixed tenancy is converted into a tenancy at sufferance.” (Citation omitted; internal quotation marks omitted.) Boardwalk Realty Associates, LLC v. M & S Gateway Associates, LLC, 340 Conn. 115, 122 n.8, 263 A.3d 87 (2021).
In the present case, on January 13, 2020, the plaintiff served on the defendant a notice to quit possession of the premises. The parties subsequently entered into the stipulated agreement on October 22, 2020, pursuant to which they agreed that a judgment of possession in favor of the plaintiff would enter, execution would be stayed, and the defendant would be permitted to reside at the premises so long as he made use and occupancy payments to the plaintiff and satisfied several other conditions. Accordingly, the defendant‘s status as a tenant at sufferance is clearly established by the facts that (1) the plaintiff served on the defendant a notice to quit possession and initiated a summary process action, (2) the defendant continued to reside at the premises after the termination of the lease agreement, and (3) the defendant recognized his change in status by agreeing to make use and occupancy payments instead of rent payments to the plaintiff so long as he continued to occupy the premises. We conclude, therefore, that the trial court‘s finding that the defendant is not a tenant at sufferance is clearly erroneous because it is unsupported by the facts in the record.
II
Having concluded that the defendant is a tenant at sufferance, we turn now to the plaintiff‘s claim that the court erred in concluding that the requirements of
In the present case, the court held that the requirements of
III
Finally, we address the plaintiff‘s claim that the court erred in concluding that an affidavit of noncompliance, filed pursuant to Practice Book § 17-53, was not the proper method for the plaintiff to seek the issuance of an execution based on the alleged serious nuisance committed by the defendant in this case because such a proceeding would not allow for the defendant to be fully heard on that issue. The plaintiff argues that its affidavit of noncompliance was the appropriate means of addressing the alleged serious nuisance committed by the defendant because “[t]he service of the first notice to quit terminate[d] [the] existing rental agreement and . . . any subsequent notice to quit . . . cannot survive a motion to dismiss for lack of subject matter jurisdiction.” (Citation omitted.) We agree with the plaintiff.
A
After concluding that the plaintiff could not use an affidavit of noncompliance to address the alleged serious nuisance created by the defendant‘s possession and sale of drugs, the court determined that a second summary process action was the plaintiff‘s only recourse to obtain a judgment of possession based on that statutory violation. Pursuant to
We first address the plaintiff‘s argument that it could not serve the defendant a second notice to quit on the basis of such serious nuisance. We begin by setting forth the applicable legal principles. It is well established that where a notice to quit complies with all statutory requirements, it “serve[s] as the [landlord‘s] unequivocal act notifying the [tenant] of the termination of the lease.” (Internal quotation marks omitted.) Lyons v. Citron, 182 Conn. App. 725, 734, 191 A.3d 239 (2018). Furthermore, when a notice to quit effectively terminates a lease agreement between parties, “a second notice to quit . . . cannot survive a motion to dismiss for lack of subject matter jurisdiction.” Vidiaki, LLC v. Just Breakfast & Things!!! LLC, 133 Conn. App. 1, 24, 33 A.3d 848 (2012). The defendant has not challenged the validity of the January 13, 2020 notice to quit, so there is no need, or jurisdiction, for the plaintiff to serve on the defendant a second notice to quit.7
In the present case, during the hearing on the plaintiff‘s affidavit of noncompliance and the defendant‘s objection thereto, the court erroneously concluded that the plaintiff could obtain an execution based on the alleged serious nuisance committed by the defendant only by instituting a second summary process action against the defendant pursuant to
The court, therefore, erroneously concluded that, although the lease agreement had been terminated and judgment of possession had entered in favor of the plaintiff by agreement of the parties, a second summary
B
Having concluded that the plaintiff cannot properly bring a second summary process action against the defendant, we turn now to the language of Practice Book § 17-53, which provides in relevant part: “Whenever a summary process execution is requested because of a violation of a term in a judgment by stipulation or a judgment with a stay of execution beyond the statutory stay, a hearing shall be required. If the violation consists of nonpayment of a sum certain, an affidavit with service certified in accordance with Sections 10-12 through 10-17 shall be accepted in lieu of a hearing unless an objection to the execution is filed by the defendant prior to the issuance of the execution. The execution shall issue on the third business day after the filing of the affidavit. . . .”
At the hearing on the plaintiff‘s affidavit of noncompliance and the defendant‘s objection thereto, the court expressed concern that allowing the plaintiff to use its affidavit of noncompliance, filed pursuant to Practice Book § 17-53, to address the alleged serious nuisance committed by the defendant would implicate the due process rights of the defendant. Specifically, the court stated: “I absolutely understand the seriousness of the alleged criminal conduct. This is not a criminal trial, however. This is the eviction court and there needs to be proper notice and, I mean, there‘s many cases that I‘ve written about a stipulation needing to have the exact terms that need to be follow[ed]. And if there isn‘t proper notice or a provision provided in the stipulation, then it‘s not the proper basis of an eviction action to go forward, especially when the underlying action didn‘t concern any allegations of drugs or serious nuisance based on that claim. . . . It‘s about due process and whether these issues are fully heard or not. So, if [the] serious nuisance claim is based on one issue and the stipulation doesn‘t incorporate the specific conduct that you‘re alleging is violated, then you‘re kind of skirting the entire eviction process by then bringing up some new issue.” In response, the plaintiff‘s counsel argued: “I think there is due process, Your Honor. [The defendant] has his due process today. And certainly he‘s known what the issue is [before the court] today. He‘s had a copy of the police report. Certainly he knows that the sale of drugs is illegal, and [that he] shouldn‘t be doing it. I don‘t think it needs to be in a [stipulation] . . . .”
The plaintiff also argues in its appellate brief that the court‘s concerns for the defendant‘s due process rights are unfounded because “an affidavit of noncompliance
Practice Book § 17-53 clearly provides that “[w]henever a summary process execution is requested because of a violation of a term in a judgment by stipulation or a judgment with a stay of execution beyond the statutory stay, a hearing shall be required. . . .” (Emphasis added.) That hearing can include evidence pertaining to the defendant‘s violations of
Although the language of Practice Book § 17-53 does not specifically refer to a scenario in which a landlord seeks an execution based on a serious nuisance involving conduct included in a statute but not included in a stipulation, we note that the Superior Court has previously applied Practice Book § 17-53 to a violation of
Additionally, our rules of practice should be “interpreted liberally in any case where it shall be manifest that a strict adherence to them will work surprise or injustice.” Practice Book § 1-8. In the present case, application of a narrow interpretation of the language of Practice Book § 17-53 would result in an injustice to the plaintiff because, pursuant to the court‘s ruling, the plaintiff would have no means of addressing the alleged serious nuisance committed by the defendant after the defendant had stipulated to a judgment of possession. The plaintiff would be left with no relief for the defendant‘s alleged violation because it would be unable to
Because (1) the court‘s interpretation and misapplication of
The judgment is reversed and the case is remanded for further proceedings consistent with this opinion.
In this opinion the other judges concurred.
