Horvath v. ThompsonHorvath v. Thompson
- Reporters:
- , ,
- Before:
- Huvelle
MEMORANDUM OPINION
Plаintiff, who was employed in 1997 as a staff attorney at the Department of Health and Human Services’ (“HHS”) Departmental Appeals Board (“DAB”), has filed a
pro se
reverse gender discrimination suit against his employer,
1
alleging his non-selection for promotion to Chief of the DAB’s Civil Remedies Division (“CRD”) violated Title VII of the Civil Rights Act of 1964, as amended,
BACKGROUND
In 1997, plaintiff was employed as a staff attorney by the DAB, a component of HHS. The DAB reviews decisiоns made by other HHS components, which administer a wide range of programs under various statutory provisions. Originally, the DAB’s jurisdiction was limited to disputes arising under large public assistance grants, such as Medicaid and Aid to Families with Dependent Children. In the late 1980s, DAB was given additional responsibility for adjudicating civil money penalties and exclusions under a wide range of fraud and abuse authorities. The DAB was then organized into two divisions — the Appellate Division and the CRD. The Appellate Division performs a number of functions including: (1) providing staff support for the DAB’s Board Members; (2) providing de novo review of HHS determinations under certain grant programs; and (3) providing appellate review оf certain types of Administrative Law Judge (“ALJ”) decisions, including decisions of ALJs assigned to the CRD. In contrast, the CRD provides staff support for the DAB’s ALJs, who conduct evidentiary hearings involving fraud and abuse determinations and civil monetary penalty determinations. In the 1990s, two additional divisions were added to the DAB — the Alternative Dispute Resolution (“ADR”) Division and the Medicare Operations (“MOD”) Division.
Plaintiff began his tenure with the DAB in 1978. As a staff attorney in the Appellate Division, plaintiffs primary function was to advise Board Members on questions of law and administrative policy and to research and write draft decisions in cases assigned to Board Members. (Def.’s Statement of Material Facts Not in Genuine Dispute [“Def.’s Stmt.”] ¶ 9.) With the exception of a brief detail to the CRD from November 1996 to April 1997 (id. ¶ 8), plaintiff was assigned to the Appellate Division until February 2003, when he was transferred to the CRD as a senior attorney. (Def.’s Mot., Ex. A [Horvath Dep.] at 26.)
Plaintiff filed an administrative complaint. Defendant investigated, and after a heаring, an EEOC Administrative Judge issued a bench decision finding no discrimination. (See Def.’s Mot., Ex. R.) On November 26, 1999, defendant issued a final agency decision adopting the decision of the Administrative Judge. (Def.’s Mot., Ex. S.) Plaintiff appealed that decision to the EEOC’s Office of Federal Operations. On August 5, 2002, that office affirmed. (Def.’s Mot., Ex. T.) Plaintiff sought reconsideration, which was denied. (Def.’s Mot, Ex. U.) Plaintiff commenced this action on November 4, 2002, and after the parties conducted discovery, defendant has moved for summary judgment.
ANALYSIS
I. STANDARD OF REVIEW
Under
The non-moving party’s opposition, however, must consist of more than mere unsupported allegations or denials and must be supported by affidavits or other competent evidence setting forth specific facts showing that there is a genuine issue for trial.
II. DISCRIMINATION CLAIM
Defendant seeks summary judgment, thus triggering the application of the
McDonnell Douglas
three-part “shifting burdens” test.
McDonnell Douglas Corp. v. Green,
“At this stage, if [plaintiff] is unable to adduce evidence that could allow a reasonable trier of fact to conclude that [defendant’s] proffered reason was a pretext for discrimination, summary judgment must be entered against [plaintiff].”
Paquin v. Fed. Nat’l Mortgage Ass’n,
Moreover, the law recognizes that a reverse discrimination claim, such as presented by plaintiff in this ease, is difficult to establish. In addition to setting forth the usual prima facie case, a reverse discrimination plaintiff must demonstrate “additional background circumstances [that] support the suspicion that the defendant is that unusual employer who discriminates against the majority.”
Harding v. Gray,
Since defendant “assume[s] for purposes of this motion that Plaintiff can establish a
prima facie
case” (Def.’s Mot. at 6), the burden shifts to defendant to articulate a legitimate nondiscriminatory reason for not promoting plaintiff.
See Morgan,
In particular, Mr. Settle, the selecting official, testified at the EEOC hearing that he considered Ms. Williams to be the best candidate. He found that Mr. Horvath and Ms. Williams — along with the other two applicants' — each met the basic job requirements. (Def.’s Mot., Ex. H [EEOC Hearing Tr.] at 83-84.) However, bеcause the position was a managerial one, Mr. Settle placed value on a “commitment to excellence.” (Id. at 86.) He believed Ms. Williams possessed such qualities, including being “a real aggressive go-getter, ... extremely competent, [and] the kind of person who gives 110 percent.” (Id. at 87.) He noted that her substantive work was “excellent” (id. at 89), that she received “outstanding” performance evaluations {id.), and was highly regarded by the previous Chief of the CRD, {id. at 87). He also noted that she was well-respected by the ALJs {id. at 87), had relevant experience co-acting as manager in the position {id. at 88), was proactive {id. (“[s]he was in front of the issues.”)), and was assertive (id. (“she was more than willing to stand up to me, tell me what she thought”)).
In contrast, Mr. Settle viewed plaintiff as someone who “did a good, competent, wоrkmanlike job.” {Id. at 84.) With respect to competency, direction, and commitment, he rated Mr. Horvath’s work a “C plus.” {Id.) Based on his experience working with Mr. Horvath for seventeen years, he felt there were times when Mr. Horvath did good work, but at times he would “do what he had to do and go home.” (Id. at 84-85.) He noted that Mr. Horvath was “never an overly enthusiastic worker.” (Id. at 85.) Further, he noted that Mr. Horvath had spent the “vast majority of his time in working with grant appeals,” with “only a few months” experience working in the civil remedies area. (Id.)
Because defendant has proffered a legitimate nondiscriminatory reason for its promotion decision, plaintiff must adduce evidenсe sufficient to convince a trier of fact that defendant’s reason was merely a pretext.
Burdine,
Besides, contrary to Mr. Horvath’s claim that the “selecting official completely manipulated the selection process in order to discriminate against Plaintiff, the lone male applicant” (PL’s Stmt, at 15), the affidavit of Peggy McFadden-Elmоre, one of the female applicants, demonstrates that Mr. Horvath was treated no differently than she was during the interview process. Both were given the option to take a few minutes to prepare for their interviews, which lasted about ten minutes. (See PL’s Ex. 13 [McFadden-Elmore Aff.] at 2; Def.’s Mot, Ex. I [Horvath Aff.] at 2; PL’s Ex. 14 [Rosalie Horvath Decl.] at 1.) Indeed, the selecting official testified that all four candidates were given approximately the same amount of time for their interviews. (Def.’s Mot., Ex. H [EEOC Hearing Tr.] at 90.) 3
Additionally, Mr. Horvath attempts to establish discrimination by arguing that he was better qualified than the successful candidate (PL’s Resp. to Def.’s Mot. for S.J. [“Pl.’s Opp.”] at 5); and based on statistical evidence, the “Departmental Appeals Board in general, and the Civil Remedies Division in particular, had a practice of favoring females over males in employing attorneys.” (Id. at 6.) However, these arguments are not sufficient to support an inference of discrimination.
Plaintiff argues that he has “demonstrated that he was better qualified for the position of Chief of the Civil Remedies Division than the successful candidate.” (Pl.’s Opp. at 5.) However, Mr. Horvath’s claim that he was the better candidate is both factually unsupported, as well as legally insufficient. In two opinions, the D.C. Circuit has explained that, in a dispute involving relative job qualifications, discrimination will not be inferred absent a showing that plaintiffs qualifications were far superior to the successful candidate’s. In Aka v. Wash. Hosp. Ctr., the Circuit noted:
If a factfinder can conclude that a reasonable employer would have found the plaintiff to be significantly better qualified for the job, but this employer did not, the factfinder can legitimately infer that the employer consciously selected a less-qualified candidate — something that employers do not usually do, unless some other strong consideration, such as discrimination, enters into the picture.
In contrast, in
Stewart v. Ashcroft,
Stewart’s pointing to differences in qualifications that merely indicate a “close call” does not get him beyond summary judgment. This Court will not reexamine governmental promotion decisions where it appears the Government was faced with a difficult decision between two qualified candidates, particularly when there is no other evidence that race played a part in the decision.
Id.
at 430;
see also Edwards v. Principi,
Mr. Horvath’s evidence utterly fails to demonstrate superiority, no less a stark one. Instеad, his argument amounts to an invitation to second guess defendant’s promotion decision involving qualified candi
Plaintiff also engages in an extensive comparison of his experience with that of Ms. Williams. (Pl.’s Stmt, at 7-11.) For example, he compares his 20 years’ experience at the DAB with Ms. Williams’ seven years within the CRD, and his experience in all three DAB divisions with Ms. Williams’ experience only in the CRD. (Pl.’s Stmt, at 5.)
5
However, it was within the selecting official’s prerogative to place greater value on Ms. Williams’ managerial experience and her more extensive experience within the CRD.
6
Stewart,
Additionally, plaintiff inexplicably makes much of his performance evaluations, as compared to those of Ms. Williams. Those evaluations show that, in the three years immediately preceding the promotion, Ms. Williams consistently received outstanding ratings while plaintiff received two outstanding ratings and one excellent rating. (See Def.’s Mot, Ex. L-N [Williams Evaluations]; Ex. O-Q [Horvath Evaluations].) Mr. Horvath attempts to discredit the evaluations by, for example, noting that one of Ms. Williams’ forms was not signed, and that his “excellent” rating was only one point from “outstanding.” (PL’s Stmt, at 8-9.) But even so, at most, this shows that both had strong performance evaluations, and thus, this factor lends absolutely no credence to a claim of discrimination.
Plaintiff also contends that the use of “subjective promotion criteria, such as ‘initiative’ ... may in itself be evidence of pretext.” (PL’s Opp. at 8.) The D.C. Circuit in
Aka
recognized that use of subjective selection criteria
may
lead to a jury question “[particularly in cases where a jury could reasonably find that the plaintiff was otherwise significantly better qualified than the successful applicant, an employer’s asserted strong reliance on subjective feelings about the candidates may mask discrimination.”
Here, Mr. Settle was choosing a managerial employee, and he was entitled to emphasize the need for initiative, a quality listed in the job description. (Def.’s Mot., Ex. F at 6 (“The incumbent must also be able to ... exercise initiative”).) He articulated his reasons for choosing Ms. Williams, noting that she was a “go-getter” and was “in front of the issues,” anticipating action items before Mr. Settle broached them, and that she co-acted as division chief without extra pay. 7 (Def.’s Mot., Ex. H [EEOC Hearing Tr.] at 87-88; Def.’s Mot., Ex. V [Settle Aff.] at 3; Def.’s Reply, Ex. A [EEOC Hearing Tr.] at 155.) Unlike Aka, plaintiff was not a-markedly better candidate than Ms. Williams such that Mr. Settle’s reference to initiative could support an inference of masked discrimination. And perhaps more importantly, Mr. Settle relied on non-subjective factors as well, including Ms. Williams’ managerial experience and lengthy experience in the relevant department. (Def.’s Mot., Ex. H [EEOC Hearing Tr.] at 88 (“I put all those qualities together”).) Thus, there can be no argument that reliance on “initiative” constitutes proof of pretext.
In short, none of the supposed disparities cited by plaintiff amounts to a showing that he was
significantly
more qualified than Ms. Williams. At most, as in
Stewart,
“[t]his case is about a dispute over job qualifications,” and any arguable distinctions cited by plaintiff аre simply “too fine” a reed to support an inference of gender discrimination.
Stewart,
B. Statistical Evidence
In an effort to fill in the gaps, plaintiff offers statistical evidence as proof of pretext. (Pl.’s Opp. at 6-8; Pi’s Stmt, at 14-15.) He has presented evidence showing that, at the time of the promotion decision in December 1997, only 27.3% (six out of twenty-two) of the DAB’s employees were male (Pl.’s Ex. 15 [Report of Investigation (“ROI”) ] at 8), and that during that year, “there was a manifest imbalance for white males in both professional and administrative positions,” (Pl.’s Ex. 18 [EEO 1997 Report] at 6). His evidence of the gender disparity at CRD includes a CRD telephone directory composed entirely of thirteen women (Pl.’s Ex. 16), nine of whom plaintiff claims are attorneys. (Pl.’s Stmt, at 14.) He also claims, without support, that “the Civil Remedies Division had at one time or the other employed a total of 16 staff attorneys, only two of which were males.”
(Id.)
Finally, Mr. Horvath presents evidence that, while Mr. Settle was Chair of the DAB, 82.8% of the 29 DAB staff attorneys hired were women and only five (17.2%) were men. (Pl.’s Ex. 15[ROI] at 8.) By comparison, he offers a Census
Generally, in determining whether an employee has been the subject of discrimination, “the courts have consistently emphasized that the ultimate issue is the -reasons for
the individual plaintiff’s
treatment, not the relative treatment of different
groups
within the Workplace.”
Brown v. Henderson,
Defendant challenges the reliability and accuracy of plaintiffs statistics. For example, he notes that plaintiffs evidence that, at the time of the job vacancy announcement, all nine CRD attorneys were female consists of an undated phone list. (Def.’s Reply at 24-25.) While defendant’s challenges may cast some doubt on the reliability of plaintiffs data, the far more important point is that plaintiff has failed to show how the proffered statistics support an inference of discrimination. First, evidence that merely indicates an under-representation of males in the workforce does not itself establish pretext. Plaintiff offers, as evidence of discrimination, a 1997 EEO report that noted a “manifest imbalance for white males in both professional and administrative positions” at DAB. (Pl.’s Ex. 18 at 6.) The Northern District оf Illinois, in considering similar evidence found that, without more, statistics “indicating nothing more than an under-representation of Hispanic males in the at-issue jobs” were insufficient to demonstrate discrimination.
Caro v. Principi,
No. 00-7792,
Moreover, absent a showing of their significance, plaintiffs numbers are simply irrelevant.
See, e.g., Thomas v. Chao,
And, “comparisons must be made among comparable individuals.”
Farrokhi v. Laura Ashley, Inc.,
Plaintiffs citation to the Tenth Circuit’s decision in
Brooks v. Barnhart
is to no avail.
Plaintiff has failed to demonstrate that a significantly smaller percentage of men were hired for supervisory positions in the CRD or DAB when compared to the number of men qualified for those positions. Indeed, he has failed to explain other relevant circumstantial evidence that weighs strongly against a finding of discrimination — namely, that the outgoing Chief of the Civil Remedies Division was a man whom Mr. Settle selected. (Def.’s Reply, Ex. C [Horvath Dep.] at 69.) Further, plaintiff fails to account for other attorney hires during Mr. Settle’s tenure (including ALJs, Board Members, and Division Chiefs), some of whom were men. (Id. at 69, 81; Def.’s Reply, Ex. A [EEOC Hearing Tr.] at 108; Def.’s Mot., Ex. V [Settle Aff] at 3.)
For these reasons, plaintiffs reliance on statistics do not, as a matter of law or of fact, permit a jury to find that defendant’s proffered nondiscriminatory reason was pretextual.
CONCLUSION
For the reasons stated above, plaintiff has failed to show that defendant’s proffered reason for failing to promote him was discriminatory. Accordingly, defendant’s motion for summary judgment will be granted. A separate Order accompanies this Memorandum Opinion.
Upon consideration of the pleadings and the entire record herein and for the reasons stated in the accompanying Memorandum Opinion, it is hereby
ORDERED that Defendant’s Motion for Summary Judgment [# 14] is GRANTED; and it is
FURTHER ORDERED that the case is DISMISSED WITH PREJUDICE. This is a final and appealаble order.
IT IS SO ORDERED.
Notes
. Plaintiff withdrew his claim against the Equal Opportunity Employment Commission ("EEOC”), and thus, it is no longer a party to this action.
. In addition, Local Civil Rule 7(h) provides that "[a]n opposition to such a motion shall be accompanied by a separate concise statement of genuine issues setting forth all material facts as to which it is contended there exists a genuine issue necessary to be litigated, which shall include references to the part of the record relied on to support the statement."
. Further, plaintiffs attempts to discredit Mr. Settle’s assessment of his experience are to no avail.
(See, e.g.,
Pl.'s Stmt, at 6.) Not only is there a lack of evidence that Mr. Settle was aware of the additional relevant experience that plaintiff cites to, but additionally, plaintiffs own subjective assessment of his "extensive” experience does not suffice to show pretext. "[P]laintiff's perception of h[im]self, and of h[is] work performance, is not relevant. It is the perception of the decisionmaker which is relevant.”
Waterhouse v. Dist. of Columbia,
. The job posting listed several "ranking factors,” which included, inter alia: (1) thorough knowledge of a wide body of case law, and (2) thorough knowledge of DAB program goals, policies, and operations. (PL's Ex. 1 at 3.)
. Notably, Mr. Horvath's experience in the ADR division consisted of training from that division. (Pl.’s Ex. 2 [Horvath Deck] ¶ 7.)
. Mr. Horvath's statement that he should have been selected because he "ha[d] prior experience as a supervisor” because he was "left as the acting supervisor” in the absence of his supervisor (Def.’s Mot., Ex. I [Horvath Aff.] at 4), is inapposite. This experience was not in the CRD (Def.'s Mot., Ex. A [Horvath Dep.] at 117, 126), and most importantly, it was for Mr. Settle to evaluate the relative value of the candidates' managerial or supervisory experiences.
Stewart,
. Plaintiffs recollection of one comment by Ms. Williams when she declined to participate in a project — "Who nee'ds the extra work?” (Pl.’s Ex. 2 [Horvath Deck] ¶ 6) — simply does not suffice, without further explanation or context, to support an inference that Mr. Settle knew or should have known that she did not demonstrate initiative on the job. Further, plaintiff argues that Ms. Williams’ seven months' experience as co-acting Chief of the CRD was not a. crediblе basis for the promotion decision, as her "selection as co-acting chief was in itself a violation of Defendant's own policies.” (Pl.’s Stmt, at 10-11.) Regardless of whether this is correct, it is irrelevant to the determination of whether Mr. Settle relied in good faith on Ms. Williams’ experience and proven track record as to the co-acting Chief of the division.
. There, plaintiff offered studies showing a “manifest imbalance” and "conspicuous absence” of Hispanic males in "certain professional and supervisory positions” but without more, the court could not "follow [plaintiff] in taking the leap from raw statistical data indicating under-representation to the existence of 'obvious' discrimination.” Id.
. In fact, defendant concedes that the pool of applicants seems to have consisted of more women than men. (Def.’s Reply, Ex. A [EEOC Hearing Tr.] at 106.) Similarly, plaintiff’s comparison to Census Bureau statistics regarding the percentage of male attorneys in the entire nation is irrelevant because it does not take into account the relevant labor market or the pool of qualified applicants.
Frazier v. Consol. Rail Corp.,
. Moreover, the sample used is probably too small to provide reliable statistical results. See, e.g.,
Fallis,