*2 BREYER, Before BOWNES LAGUEUX,* Judges, Circuit Judge. District BOWNES, Judge. Circuit statutory interpre- This case involves 212(a)(27) Immigra- tation of Section Act of 8 U.S.C. 1182(a)(27) pow- It addresses the § er of the under the Act to presence whose in the exclude aliens mere judgment government, pose potential foreign pol- icy dispute arises instant concerns. out of from the exclusion the United States Allende of Hortensia de under subsection nonim- applied after Mrs. Allende for a migrant speak- in response tourist visa ing from invitations various scholastic community groups. The court below granted plaintiffs’ summary motion for judgment, holding the exclusion ex- statutory authority ceeded the of the State Department. govern- misapplied ment 27 in its treat- ment Allende. af- of Mrs. We therefore court, judgment firm the district although on the basis somewhat differ- ent reasoning. I. FACTUAL BACKGROUND Nomkin, Appellate Staff,
Joel W. Civil Div., Justice, Dept, of with whom The underlying controversy Michael dates to Feb- Staff, Jay Singer, Div., Appellate ruary 22, 1983, applied Civil when Mrs. Allende Dept, Justice, Willard, Richard K. nonimmigrant Asst. for a tourist visa to the Unit- Gen., D.C., Atty. Washington, Allende, and Frank L. ed Dr. States. Mrs. widow McNamara, Jr., Acting Boston, Allende, Atty,, democratically Salvador elect- Mass., brief, defendants, were on appel- president ed of Chile 1970 to from lants. currently City. lives in exile in Mexico She * Island, sitting by desig- Of the District of Rhode nation.
1H3 application Depart- in mitted Allende’s Embassy States to the United applied advisory opinion for an ment State response to for an City Mexico ineligibility a waiver should be whether California the Northern from invitation 1182(d)(3). sought pursuant to 8 U.S.C. (NCEC) speak dur- Council Ecumenical provides for That section the admission of of International ing planned celebration otherwise excludible recom- Francisco. The invi- inWeek San Women’s State, Secretary mendation numer- followed *3 from NCEC was tation Attorney approved General.2 engagements speaking for requests ous institu- educational religious and from both ineligibility 28 The waiver intended Mrs. Allende tions in California. Amendment, is controlled the McGovern issues groups on various those to address Amendment, 2691.3 Under the 22 U.S.C. § political and contemporary by the raised Secretary of State should recommend a America, including in Latin situation social ineligibility any for alien denied a waiver struggle for hu- in the of women the role organizational due to subsection visa exile, in plight of women rights, man Secretary unless the certifies to affiliation to the options available different Congress impli- and the that such a waiver would policies toward in its security States interests of the United United cate America. of Latin States. nations Embassy Al- Department found set aside the States of State
The United
a visa because
of subsection 28 waiver. Under-
ineligible
question
to receive
lende
Eagleburger
secretary
Peace Coun-
of State Lawrence
with the World
her affiliation
advisory opinion informing the
(WPC)
International
issued an
and the Women’s
cil
(WIDF).
Embassy
City that Mrs. Allende
The con-
at Mexico
Federation
Democratic
ineligible for a visa under subsection
ap-
Allende’s
was
responsible for
sular official
entry to the
Immigra-
27—a
which bars
provision of the
cited a
plication
following
of aliens:
Act,
class
8 U.S.C.
1182(a)(28),
bars the admission of
consular officer or the
Aliens who the
§
af-
communism or are
has reason to
Attorney
aliens who advocate
General knows or
organizations.1
States
filiated with communist
seek to enter
United
believe
incidentally
en-
principally,
considers both
or
solely,
of State
preju-
gage
international
in
which would be
the WPC and the WIDF
activities
interest,
endanger
or
Party of the So-
dicial to the
fronts for the Communist
welfare,
security
safety, or
finding,
Subsequent
viet Union.
City
United States.
Embassy in Mexico
sub-
United States
should,
Secretary
within
part,
of State
provides,
pertinent
[T]he
in
for
1. Subsection
application
days
receiving
for a nonim-
of visas to aliens
denial
by any
migrant
who is excludible
of or affiliated with ...
who are members
party
any
other totalitarian
reason of member-
Communist or
any
state,
from the
States,
any foreign
orga-
proscribed
State of the
ship
with a
in or affiliation
geographical
any political or
sub-
or of
admissible
nization but who is otherwise
section,
any
any foreign state [or]
division of
subsidiary,
that the Attor-
recommend
the United
branch, affiliate,
or subdivision of
necessary
grant
approval
ney General
any
party....
or
such association
alien,
unless
the issuance of a visa to
1182(a)(28)(C).
§
8 U.S.C.
Secretary
that the admission
determines
security
1182(d)(3)
contrary
permits
ineligi-
to the
such alien would be
2. 8 U.S.C.
waiver of
§
bility for aliens excludible under
or more of
States and so certifies
one
interests of the United
212(a)
categories
Representa-
detailed in Section
the 33
Speaker
House of
to the
and Naturalization
8 U.S.
of the Committee
tives and the chairman
1182(a),
exception C.
with the
aliens ex-
§
Nothing
Foreign
of the Senate.
Relations
cludible under subsections
29 or 33.
authorizing
be construed
this section
requiring
to the United
the admission
Congress adopted the McGovern Amendment
for rea-
alien who is excludible
States of
promote
in order to
freedom of move-
membership
affiliation
in or
sons other than
ment across international borders in accord-
organization.
proscribed
with a
goals
ance with the
of the Helsinki Accords.
provides
pertinent part:
The Amendment
Mandel,
dienst
1182(a)(27). Eagleburger
set
8 U.S.C. §
L.Ed.2d 683
for the
reasons
forth two
(1) membership
her
Allende:
ineligibility of
II.
HISTORY
PROCEDURAL
at
conferences
in and attendance
determination that
WPC,
his official
court issued three memoran-
The district
States at
into the United
opinion
Allende’s
first
considered
da and orders.
Its
application “would have
her
government’s
time of
to dis
and denied
motion
inter-
alternative,
prejudicial
miss,
summary
been
States_”
Shultz,
See Partial-
F.Supp.
Allende v.
judgment.
ests
of Lawrence S.
ly
(D.Mass.1985).
opinion
Affidavit
Declassified
The second
reprinted
Appendix
Joint
of mootness. Al
Eagleburger,
question
concerned
Shultz,
168,171.
ineligibility
(D.Mass.
F.Supp.
lende
Subsection
1182(d)(3). 1985).
opinion,
subject
under 8 U.S.C.
not be waived
And
third
supra
plaintiffs'
appeal, granted
mo
See
note
current
*4
v.
Allende
summary judgment.
tion for
1983,
Allende received
Mrs.
August
Shultz, No. 83-3984-C
(D.Mass.
31,
March
from
and civic
scholastic
further invitations
WESTLAW,
1987)
1987 WL
[Available
in the United States —includ-
organizations
9764],
on Latin
ing
Area Council
the Boston
opinion
(BACLA)
mem-
The initial
of the
court
address their
district
America
—to
standing,
addressed three distinct issues:
concerning Latin American affairs.
bers
subject
jurisdiction
matter
and the suffi-
accepted those invitations.
Mrs. Allende
First,
however,
complaint.
the court
ciency
application,
her visa
The denial of
Al-
held that
the denial of a visa to Mrs.
participation.
and
precluded her attendance
plaintiffs’
implicated
first
lende
amendment
filed suit in the United States
Plaintiffs
rights
receive
ideas and
information and
for the District of Massachu-
District Court
thereby
injury
inflicted
to meet
sufficient
setts
December
contest
Second,
standing
requirement.
plaintiffs
The
include
visa denial.
named
court held that
action
Allende,
only
symbolic party,4
Mrs.
a
is not immune from
area of
affairs
representative
but also
scholars and civic
scrutiny.
finally,
judicial
And
speaking
leaders
extended
who
invitations
that the
had not met its
found
complaint,
Allende.5 The
seeks
proof
summary
burden
for dismissal or
relief,
declaratory
injunctive
charges
and
since it
failed
judgment
had
to advance
that
of subsection 27
facially legitimate
for
and bona fide reason
Department
State,
its applica-
Kleindienst
required by
as
exclusion
Allende,
regard
tion in
to Mrs.
exceed the
Mandel,
753,
408 U.S.
H15
grant
thereby
could
single
visa
of a
issuance
motion followed
judicial
Allende on October
evade
review.
court refused to
to Mrs.
entry visa
despite
held that
The lower court
such a result.7
sanction
request
for
grant Allende’s
the decision
opinion,
third and final
In its
lower
failed to
admission,
government had
cross motions for summa-
court considered
by County
carry
as established
its burden
submitted a
ry judgment.
Davis,
Angeles
Los
Eagle-
declassified version of the
partially
(1979).6 The
argued
burger affidavit8 which it
satisfied
request
de
plaintiffs’
that
court noted
Mandel
facially legit-
of a
standard
merely on the
rested not
claratory relief
fide reason for exclusion.
imate and bona
on the
rather
of a visa to Allende but
denial
affidavit,
Undersecretary
In his
27 to her
policy applying subsection
belonged
that Allende
State testified
government had not
and the
application,
WPC,
in-
acted as a covert
that
WPC
Further,
the court
policy.
that
disavowed
manipulate
of Soviet
strument
controversy had
if the actual
held that even
public opinion in the United
presented an
the case
lapsed, nonetheless
Reagan
deny
had decided to
Administration
evading
yet
re
capable
repetition
issue
members,
pursuant
entry to
and that
WPC
plain
policy burdened
Defendants’
view:
Eagleburger had determined
precluding
rights by
amendment
tiffs’ first
to the United
that the admission
Allende
engage
speaking
planning
from
contrary to the nation’s
States would be
Allende,
plain
yet any
time
ments
found
denial,
foreign policy interests.
The court
challenged
particular
tiffs
*5
631,
Davis,
(state
concerning
policy
public assistance for
Angeles
U.S. at
99
City
440
6.
Los
upon
of strike
prerequisites for
strikers not moot
conclusion
two
S.Ct. at
established
activity
challenged government
...
where "the
mootness:
evaporated
disap-
contingent, has not
is not
(1)
reason-
be said that "there is no
it can
and,
brooding
by
continuing
peared,
its
alleged
expectation_”
viola-
that
able
may
presence,
well be a substantial
casts what
tion will recur ...
petitioning
(2)
completely
effect on the interests of the
adverse
or events have
interim relief
parties.”)
irrevocably
the effects of the
eradicated
alleged violation.
Contrary
expressed in the concur-
to the view
(Citations omitted).
rence,
passage of
do not think the recent
we
Foreign
Authoriza-
Relations
section 901
appeal,
government
has not raised
7. On
(1987), affects this
Pub.L. No. 100-204
mootness,
question of mootness. Since
how-
power
analysis.
limits the
Section 901
ever,
jurisdictional
issue which
is a threshold
government
to exclude an alien from
may
sponte,
raise sua
we have con-
this court
beliefs,
upon
asso-
that individual’s
States based
question
light
develop-
of recent
sidered the
speech-related
new
activities. The
ciations or
Although Mrs. Allende did receive a
ments.
entry versus ac-
address the
does not
through August
multiple entry visa valid
by
tivity
at bar. Ab-
raised
the case
distinction
1987, after the consideration of the motion to
court,
may
government
ruling by
a
this
sent
below,
mootness
the court
dismiss for
excluding
policy
aliens
persist
current
in its
informed the decision of the
concerns which
entry
allegation
upon
alone will
the mere
that
finding
preclude
district court continue
adversely
foreign policy.
his concur-
affect
declaratory judg-
Plaintiffs seek a
mootness.
rence,
govern-
Breyer
Judge
points out that the
excluding
policy
ment that the current
applications
that future visa
ment has stated
allegation
the mere
under subsection
approved.”
“presumably
would
Mrs. Allende
given
prejudice
time
for-
that
at a
not, however,
its
government
revised
has
authority granted
eign policy exceeds the
under
vol-
interpretation
27. The mere
of subsection
Nationality
Although
Immigration and
Act.
activity
challenged
untary
does
cessation of its
specific application
policy against
of that
not,
controversy.
moot,
opinion,
See
in our
moot the
validity
Allende in March 1983
Co.,
U.S.
v. W.T. Grant
general
that
remains a live controver-
894, 897,
632-33,
L.Ed. 1303
sy.
S.Ct.
And since the existence of the
contin-
ues to effect the actions of the
who
contained
partially
affidavit
8.The
declassified
reasonably expect
government
that the
previously
as a document
the same information
oppose
plans
speaking
future
extend
invita-
Allende,
government for in camera
submitted
we find the Article III case or
tions
inspection,
exception of one sentence
controversy
requirement
Super
satisfied. See
McCorkle,
public
partially
doc-
Engineering
excised in the
which was
Tire
Co. v.
U.S.
1694, 1698,
1H7
Stores,
Tribe,
Drug
olina v. Catawba Indian
Chip Stamps Manor
Blue
v.
U.S.
1935,
1917,
723, 756,
498,
2039,
22,
421 U.S.
106 S.Ct.
2046 n.
90 L.Ed.2d
J., concurring)).
(1975) (Powell,
L.Ed.2d
ordinary
given
words
their
must be
Viewing subsection 27 in the context of
Tobacco
id.
American
meaning,
(quoting
statutory
other
classifications further
Patterson,
63,
68, 102 S.Ct.
Co.
meaning.
clarifies its
The 33 categories of
1537,
(1982)),
1534,
1H9 ted); accord id. at 1066 (Bork, J., F.2d n. 2 Reagan, v. at 1049 dissent- Abourezk (“The sweeping proclamation (“Had ing) nothing President’s us we before but the safeguard against the power provides a ... language might I the statute ... be danger any particular case posed by adopt proposed inclined to the construction by not covered one class of cases that is plaintiffs.”). plain Despite the lan- 1182(a).”) (citation categories in section guage statute, the Abourezk of the omitted).15 legislative went on to consider both 27, language as plain of subsection history agency practice. After a thor- statutory by the and clarified confirmed review, ough legislative the court found the context, inquiry unneces- renders further (“The inconclusive. Id. at 1054 history leg- Safety Product Com- Consumer sary. In history islative on this issue ... terse 102, Sylvania, v. GTE U.S. mission tugs direction.”). one more than 2051, (1980), S.Ct. (Bork, J., dissenting) But see id. at 1066 starting point in- for Court stated: “[T]he (finding support government position language terpreting is the a statute legislative history). Similarly, the majority clearly expressed Absent statute itself. practice found the administrative undevel- contrary, that legislative to the intention Id. at 1055-56. oped and inconclusive. ordinarily regarded as language must The court therefore remanded the case for 108, conclusive.” Id. at at 2056 findings agency further on the nature of (overturning agency interpretation of Con- practice. Act). Safety sumer Product 1043, Reagan, Abourezk F.2d inquiry into the find such ad Appeals for the United States Court unnecessary. Con practice ministrative Circuit considered a District of Columbia Safety sumer Commission estab Product meaning scope of sub- challenge to the presumptive lishes the conclusiveness of the case section 27 similar to at bar. language Here of the statute. that government denied visas unambiguous, language is clear and both 27, claiming Abourezk subsection standing read in the context of alone and entry into the their Hospital St. Luke’s the entire Act. Cf. foreign policy. would The court prejudice Services, Secretary and Human Health considered whether subsection 27 autho- Cir.1987) (“[W]e (1st 810 F.2d sim grounds. rized First it exclusion says; mean what it ply read the statute to language of the stat- determined literally, interpret language and we we position: plaintiffs’ “A supported ute itself ambiguity.”). Because the find no initial statutory familiar canon of construction not establish a legislative history does interpreting court to avoid cautions the see contrary, clearly expressed intent to way part in such a as make of it statute Abourezk, must en at we 785 F.2d guide meaningless.... This basic and the meaning of the statute. force literal language plain thrust subsection requires a plainly reasonable Subsection 27 heavily against govern- weigh ... (citation specific Id. at reading.” that an alien will omit- belief ment’s very necessarily discretion which the organization would would not re- we reinsert Department sought "soft" on flect State communism: to diminish and McGovern Amendment provision open "One effect of the would be to 27 exclusions hence imbue subsection way to visits Eurocommunist leaders message diplomatic very which with the kind of leaders execu- Communist labor without the defendants fear. having politically tive to make diffi- branch might imply cult change individual decisions Furthermore, recognized the court be- toward Commu- in overall low, F.Supp. State Cong., S.Rep. No. 95th 1st Sess. nism." using against 27 as itself has warned Cong. reprinted in U.S.Code & Admin. refusing visas a catch-all By reading subsection 27 to News permit clearly of the other 32 into one who do fall exclusions status-based where the State categories. Department determines that would harm interests of the United *9 government’s opposi- the public makes clear that the interest.16 to harmful activities not suffice. Absent tion to admission of Allende stems from does the Mere alone activities, the requisite allegation pursuant of the past speech-related the activities her alien un- may not exclude an government membership: to her WPC 27.17 der subsection Administration determined in [T]he of, persons who are 1982 that members EXCLUSION IV. IDEOLOGICAL with, seek or affiliated the WPC and who mean 27 to Interpreting subsection the United States further to enter of a visa must the denial says, that what objectives, policy should be denied Soviet appli that the belief reflect reasonable States, except in the lim- prejudicial in engage cant will here. In circumstances not relevant ited in interest, not end our does public Mrs. Allende addressed the WPC- question remains whether quiry. The Assembly of Builders sponsored World activity require met government has Conference Warsaw and as- in Peace argue they seek ment. Defendants speech. in her sailed the U.S. In 1978 her not because of of Allende the exclusion WPC-sponsored World she attended be speechmaking, but activity, proposed Solidarity Chile in with Conference foreign general harm cause of Congress Madrid and in the World That concern presence. her created sponsored by the WIDF. At of Women however, integrally foreign policy, about spoke she on women’s is- meeting this trip. purpose proposed to the related and the need nuclear dis- sues for had Allende concedes that armament. A careful evaluation of relative, a sick for applied for a visa to visit February Mrs. Allende’s application example, outcome of her infor- application, light of the available Reply See different. have been well mation, her led me to conclude that Defendants-Appellants at Brief at that into the United States time to the irrefutable con admission leads That poli- foreign to the prejudicial have been Al excluded clusion that of the United States and that cy interests purpose on of her lende the basis denied. her visa should be delivery trip. purpose And that was interchange speeches of ideas. Partially Affidavit of Law- See Declassified reprinted Eagleburger, Joint rence S. partially affidavit of declassified added). (emphasis Undersecretary Eagleburger Appendix at of State analysis parties fully ques- at with 16. The have not addressed the 785 F.2d. 27 reaches activities court and find that subsection tion whether subsection the Abourezk foreign policy, question harmful to nor is that of visas to aliens whose activi- allows the denial controversy. prejudicial central However, resolution ties in the United States would plaintiffs foreign policy. since contend the term the nation’s “prejudicial interest” does not en- brief, great concerns, 17. In its attacks at compass see Brief for length independence Plaintiffs-Appellees coined at note the so-called rule of 18 n. we our dis- Abourezk, agreement. Colum- the court dismissed a court. Both the District of lower by plaintiffs: similar claim advanced court below held that the bia Circuit deny a visa to an alien under Only patently view inconsistent isolationist pub- only the threat to the where reality century of our late twentieth independent posed by entry lic interest "pub- account a belief that world could organiza- membership in fact of a subsection lic the "national welfare" were interest" and merely affil- in addition such tion and dependent, part, effective execu- 1058; Allende, Abourezk, F.2d at iation. See foreign policy. surely our 83-3984-C, Appendix reprinted in Joint No. 244, adopt on own should not initiative hold that subsection 255-56. Because we expansive counterintuitive statutory language, ineligibility requires belief that a reasonable have activities, applicant in harmful nothing legislative history identified debate. The this semantic practice suggest we need not enter that Con- administrative requirement prejudicial necessitates gress foreign policy activities intended to exclude con- apart from showing concern of conduct-based cerns from consideration under subsection ground for exclusion. status-based
H21 But, in entry subsequently, 1983. her to the visa The determination that application government granted multiple her entry time United States visa, through the “prejudicial And, valid end of 1987. in question says now that it is foreign interests United anticipa- reflects concern over that, States” by advised the State if speeches her on proposed ted content applica- Mrs. Allende were to file a visa speeches. Shapi- prior Accord basis during application presum- ro, Ideological Closing Exclusions: ably approved, just would be as all of her Dissidents, 100 HAR- Political Border to applications ap- numerous have been (1987) (“The 930, 941 VARD L.REV. proved prior subsequent both her attempt justi- this government’s to describe 1983 denial. terms not does fication Moreover, must concede government’s fact that the for- alter the not, legally cannot, deny it will directly eign from the policy concern flows person other whom Mrs. Allende speech anticipated content of alien’s] [the reasonably represent could claim to this anticipated the United States litigation. The law of the United States it_”). reaction of American audiences changed has since district court wrote Having decided some harmful activi- opinion. prohibits denying its The law now ty exclu- prerequisite is a to subsection any past, applicant a visa to an “because sion, at issue in the and that beliefs, expected or current or statements speech, go is need no exclusion we Allende protected associations which ... would be The enactment Section 901 further. Foreign under the Constitution.” Rela- Act, Foreign Relations Authorization No. 100- tions Authorization Pub.L. govern- 100-204, prohibits Pub.L. No. It such a denial—the § excluding alien from the ment from finding prej- Mrs. was Allende’s upon that individual’s based past her or udicial because of associations beliefs, speech-related activ- associations or speeches subject mat- constitutes the —that Therefore, ities.18 since present controversy. ter of the deny a Allende may not visa to Mrs. under course, Of the law the United States upon Act fail may change again. Congress could allegation of either harmful mere branch renew 901. Executive speech, or need not reach the harmful we may to earlier 1989 or thereafter revert of a visa for issue of whether the denial But, this court practices. I do see how speech-related prior pas- activities genu- (constitutionally speaking) a can find sage unlawful.19 of Section 901 was the fact that “controversy” premised ine on The decision of the district award- change. present We do know law ing summary judgment year from now. happen af- will or so what change, predict that the law will
firmed. We cannot enforce a that the next administration will BREYER, Judge (concurring). Circuit previous policy, and according law to a new view, declaratory judgment is moot. we cannot issue a my this case Mrs. meaning of the law complains having now what the Allende been denied about part: a declar- pertinent the concurrence that Section states in ideological atory judgment exclu- on the issue of Notwithstanding any other passage of sion rendered moot has been law, a visa or exclud- no be denied (d) of section 901. States, ed from admission into period to one statute of effectiveness limits subject conditions to restriction or question year, open the and thus leaves States, subject deporta- United into the past current, resume whether the will any past, expected because tion beliefs, excluding statement, practice their which, aliens based or associations if lapses, speech-related statute activities when the engaged in a United States Citizen in the prudentially moot for the protected we issue find the would be Judge Breyer. specified of the United States. Constitution reasons change. happen be, if should *11 STATES, activity” in re- Appellee, “challenged government UNITED speech-related spect to associational v. “contingent;” prior policy highly is denials MOSQUERA, Helmer brooding pres- “continuing not a is Defendant, Appellant. Engineering Co. Super v. Tire ence.” 115, 122-25, McCorkle, No. 87-1729. (em- 1698-1700, 40 L.Ed.2d prece- added) (noting Supreme Court phasis Appeals, Court applica- that found cases moot when dents First Circuit. required occur- statute tion of controversial Feb. 1988. Submitted including act of of events rence series discretion); see Executive May 3, Decided not in terms of this case moot Even were controversy” require- Ill’s “case or
Article
ment, is moot. See C. “prudentially” it Miller,
Wright Federal Practice and & A. (1969 Supp.1987). &
Procedure § remedy sought, a declar- say, is to
That remedy, discretionary
atory judgment, is precedent controlling Supreme Court here, remedy us
requires to withhold that challenged appears that a ‘con
“where is, adjudi
tinuing practice’ at the moment significant sought, undergoing is
cation its form
modification so that ultimate can confidently predicted.” A.L.
not be Mechl Lines, Barge
ing Inc. United 337, 342, 331, 82 S.Ct. The District of Columbia Cir
cuit, following Mechling, specifically has declaratory judgment that a
held
appropriately “allegedly rendered when an practice departmental
unlawful is cur- ...
rently review and never recur.” Chamber Commerce United States Energy, F.2d (D.C.Cir.1980). uncertainty surround-
ing present recurrence chal- smaller,
lenged practice greater, than uncertainty Mechling at issue in Chamber Commerce. Should challenged practice, renew situated,
plaintiff, or similarly others can speedy
obtain court review at that time. appropriate I do not believe it declaratory judgment
to issue this
case, panel majority believes the
contrary. I therefore add that I respect panel’s opinion to the merits.
