Lead Opinion
Hоrtencia Bohen, a former employee of the City of East Chicago Fire Department, brought the action below claiming that she was fired on the basis of her national origin or sex or in retaliation for filing discrimination charges with the Equal Employment Opportunity Commission. She also alleged she was the victim of sexual harassment on the job. Her complaint maintained that the discharge and sexual harassment violate Title VII of the Civil Rights Act of 1964 and the equal protection clause of the fourteenth amendment to the United States Constitution. The district court denied Bo-hen all relief and entered judgment accordingly.
On appeal Bohen alleges four errors by the district court. She maintains that (1) the district court erred in determining that she was not fired on the basis of national origin or sex or in retaliation for filing discrimination charges with the EEOC but rather was fired for just cause, (2) the district court erred in holding that Bohen was not entitled to nominal damages, costs, and attorney’s fees under Title VII for sexual harassment that did not result in discharge, (3) the district court erred in denying her leave to amend her complaint, and (4) the district court erred in holding that sexual harassment is not compensable as a violation of the equal protection clause.
We agree with Bohen that the sexual harassment she endured and proved at trial is compensable under the equal protection clause. We,' therefore, reverse the district court’s contrary holding and remand the case for a determination of damages. In all other respects, however, we disagree with Bohen’s arguments and affirm the judgment below.
I.
Hortencia Bohen is a Hispanic woman. She was hired by the City of East Chicago Fire Department as a dispatcher on December 3, 1979. On May 9, 1983, she was discharged.
Throughout the duration of her employment with the City, Bohen was the victim of sexual harassment. On Bohen’s first night of work (the 11:00 P.M. to 7:00 A.M. shift), she took a short nap and awoke to find the senior dispatcher’s hands pressed against her crotch. Bohen fought the dispatcher off and later complained to an assistant chief. This incident was but the first of many as found by the district court.
The same senior dispatcher (who later became Head Dispatcher and thus Bohen’s immediate supervisor) was the source of most of the abuse. He constantly spoke to Bohen in a lewd way, not just using profanity in the course of discussing other subjects, but speaking to her еntirely of sexual matters and describing his preferred sexual positions, Bohen’s participation, and his expectations for her behavior. He would rub his pelvis against her rear when she stood and would spread his legs so that he was always touching her when she sat. When Bohen used the bathroom, this same dispatcher forced her to leave the door open (although the bathroom was down a hall
Others at the fire department also enjoyed tormenting Bohen with sexual abuse. She was a continual target for obscene comments by firefighters and other male employees and was forced to listen to their filthy talk and descriptions of their sexual fantasies of which she was the object. On one occasion, a captain in the department informed Bohen (in words of another color) that a forcible rape in some nearby flora would improve her disposition. Bohen’s fellow employees were also apparently much amused by implying that Bohen’s cool reception to their constant invitations to engage in deviate sexual conduct was evidence of lesbian tendencies.
Although Bohen was a favorite target, she was not the sole victim of sexual harassment by the East Chicago Fire Department. The record shows that other female dispatchers endured similar, and in some instances more egregious, abuse.
While the conditions at the East Chicago fire department were outrageous, Bohen brought problems of her own to the work place. The evidence revеals Bohen was a chronic complainer given to obstreperous conduct, personal grievances, and temperamental outbursts of anger directed towards her fellow employees and superiors. She spread rumors about others. She made frequent unsupported accusations against others, including allegations of violent physical abuse. She even brought unfounded criminal charges against superiors. In short, although Bohen was competent at the fundamentals of her job (relaying information regarding fires and dispatching the proper equipment), she was less than a model employee when it came to getting along with fellow workers, especially her superiors.
In addressing Bohen’s claims, the district court sorted through the evidence and made the following key findings. Most importantly, the district court found that, although Bohen undoubtedly endured extreme and ongoing sexual harassment, she was not fired because she is a woman, she
was not fired because she is Hispanic, and she was not fired in retaliation for her filing charges of discrimination with the EEOC (which she did in 1982). Bather, the district court, specifically found that Bohen was fired for “obstreperous and insubordinate conduct.” Bohen,
II.
Bohen argues the district court incorrectly determined that she was fired for cause and not because of her sex or national origin or in retaliation for filing charges of discrimination with the EEOC. We disagree.
We may only overturn the district court’s determination of the motivation for Bo-hen’s discharge if it is clearly erroneous. Batson v. Kentucky, — U.S. -,
III.
We also disagree with Bohen’s contention that the district court erred in denying her damages, costs, and attorney’s fees under Title VII. The statute clearly provides that under Title VII “the court may ... order such affirmative action as may be appropriate, which may include, but is not limited to, reinstatement ..., back pay ..., or any other equitable relief as the court deems appropriate.” 42 U.S.C. § 2000e-5(g). Since damages are not equitable relief, most courts have held that damages are not available to redress violations of Title VII that do not result in discharge. Muldrew v. Anheuser-Busch,
Several circuits have begun to suggest in dicta that nominal damages could be awarded in situations like these to create a remedy on which to tack an award of costs and attorney’s fees. Katz v. Dole,
IV.
We also disagree with Bohen’s contention that the district court erred in denying her leave to amend her complaint. Although we feel it is a very close case, we cannot find that the district court abused its discretion in denying Bohen’s motion.
Bohen filed her complaint on August 4, 1983. She did not undertake any significant discovery, however, until early 1985. She moved to amend her complaint to add additional state law claims and seek additional forms of relief on March 6, 1985. (Bohen’s amended complaint added the claim that the defendants’ actions constituted “tortious conduct under the laws of Indiana” and sought new relief including a declaratory judgment and injunction.) At that point, the court had already ordered that discovery conclude on March 18, 1985, had set final pretrial conference for March 29, 1985, and had set trial for April 8,1985.
We review a district court’s ruling on a motion to amend a complaint only to determine whether the judge has abused his discretion. Zenith Radio Corp. v. Hazeltine Research,
The district court judge examined Bo-hen’s amendment in light of many factors. He noted the prejudice it would cause defendants if granted and the harm it would cause Bohen if denied. The court also pointed out that Bohen’s prosecution of the case had been less than diligent, and right
A trial judge is particularly well-situated to judge the worthiness of a plaintiff’s motion to amend his complaint, having been involved in the progress of the case throughout its development and having viewed first-hand the party’s diligence or lack thereof. The district court judge here looked at the proper factors when considering Bohen’s motion to amend. See Foman v. Davis,
V.
Finally, Bohen argues that the district court erred when it determined that sexual harassment does not constitute actionable sex discrimination under the equal protection clause of the fourteenth amendment to the United States Constitution. We agree.
A.
The Supreme Court and this court have held that the equаl protection clause contains a “federal constitutional right to be free from gender discrimination” that does not “serve important governmental objectives” and is not “substantially related to those objectives.” Davis v. Passman,
Sexual harassment of female employees by a state employer constitutes sex discrimination for purposes of the equal protection clause of the fourteenth amendment. Creating abusive conditions for female employees and not for male employees is discrimination. See Meritor Savings Bank v. Vinson, — U.S. -,
B.
Having determined that a constitutional right to be free from sexual harassment by a state exists, the next and more difficult issue is defining the scope of that right. Fоrtunately, we are not without guidance in this inquiry. The Supreme Court has recently examined the scope of the analogous right under Title VII, the lower courts have undertaken some initial examination of the equal protection right, and many general equal protection principles apply to a sexual harassment claim.
In Meritor Savings Bank v. Vinson, — U.S. -,
The courts that have addressed the equal protection right to be free from sexual harassment at the hands of a state employer have had only minimal opportunity to outline the scope of the right. Some basic principles with which we agree have been determined, however. “[E]very passing overture made by a male public official to a female public employee because of her gender” is not a denial of equal protection. Skadegaard v. Farrell,
As a final guidepost, we turn to an examination of principles that are generally apрlicable to all equal protection claims. The core of any equal protection case is, of course, a showing of intentional discrimination. Batson v. Kentucky, — U.S. -,
With these legal guideposts in mind, several broad outlines for a claim of sexuаl harassment under the equal protection clause become discernible. First, the ultimate inquiry is whether the sexual harassment constitutes intentional discrimination. This differs from the inquiry under Title VII as to whether or not the sexual harassment altered the conditions of the victim’s employment. That standard comes from the regulations promulgated under Title VII. See Vinson, — U.S. at -, 106 S.Ct. at-. Second, a plaintiff can make an ultimate showing of sex discrimination either by showing that sexual harassment that is attributable to the employer under § 1983 amounted to intentional sex discrimination or by showing that the conscious failure of the employer to protect the plaintiff from the abusive conditions created by fellow employees amounted to intentional discrimination. Accord Meritor Savings Bank v. Vinson, — U.S. -,
C.
Applying these principles to Bohen’s claim, it is clear that she was the victim of sexual harassment and that the sexual harassment amounted to sex discrimination for purposes of the equal protection clause. The district court’s specific findings of fact make this conclusion inescapable. The court found that Bohen suffered many instances of sexual harassment and often complained of them through official channels, but that nothing was done. Bohen,
[B]efore she took the job, [Bohen] was warned in an office interview with [the Chief] that the fire-fighters were “kind of nasty” and would “try anything;” as a result, the chief informed her, she must not socialize with the men, must not enter the apparatus room, and must dress*1188 to cover herself from neck to toe. Sexual problems lay ahead, and the department put the entire burden on the female dispatchers.
Bohen,
I am convinced that Bohen was the victim of sexual harassment, just as she described it. Her testimony was strongly corroborated____
I find that [the Head Dispatcher] touched Bohen offensively and repeatedly, that [he] insisted that Bohen keep the bathroom door open, that [a Captain in the fire dеpartment] made a veiled threat of rape, that the conversation in the fire station was filled with lurid sexual descriptions, and that when Bohen declined to take part in all this good fun some officers spread a rumor that Bohen is a lesbian____ [Supervisory officials knew the general picture if not the details; more, [the Head Dispatcher] is himself a supervisor____ The sexually offensive atmosphere ... made working as a dispatcher a great deal more aggravating and humiliating; had Bohen been male, she would not have suffered as she did.
Id. at 1239-1240.
While we may rely on the district court’s findings of fact to determine that Bohen has suffered sexual harassment constituting sex discrimination for equal protection purposes, we have no findings that would allow us to determine the amount of damages necessary to fully compensate Bohen for her injury. The district court indicated that “an award of at least $20,000.00 in compensatory damages” might be appropriate, Bohen,
D.
Because some issue has been made of it on appeal, we also find it necessary to address the question of whether the sexual harassment that Bohen endured was harassment by the East Chicago Fire Department itself under 42 U.S.C. § 1983. The district court judge specifically found that the individual acts of harassment engaged in by supervisory personnel in the course of their duties were “properly attributable to the department.” Bohen,
The district court did not make any specific finding that the harassment inflicted upon Bohen was or was not attributable to the fire department and city for § 1983 purposes. In the only passage that can be said to address this question, the trial judge stated without citing a case that the “government” had not sexually harassed Bohen; the “government” had merely refused to protect Bohen from harassment by her fellow employees. Bohen,
Assuming that this off-hand observation amounts to a finding that the acts of individuals in the fire department are not attributable to the City, we must disagree. When the lower court determined that the fire department itself was not harassing Bohen but was simply failing to protect her from harassment (with the same lack of protection it gave all employees, male and female), it had already assumed that the harassment was done by individual employees and was not attributable to or done by the department or city. The court failed to undertake the appropriate inquiry, well-established in the case law, to determine whether employees’ actions are attributable to their state agency/employer under § 1983 as actions of the agency itself.
Under § 1983, actions of a state entity’s employees are attributed to the state entity itself if those actions are in furtherance of the entity’s “policy or custom.” Pembaur v. City of Cincinnati,— U.S. -,
Applying these principles to the trial court’s underlying findings of fact, it is clear that Bohen has an actionable § 1983 claim against all defendants, including the fire department and the City of East Chicago. The district court found that individual acts of harassment were engaged in by supervisory personnel in the course of their supervisory duties. Other management officials responsible for working conditions at the fire department “knew the general picture if not the details” of the pattern of sexual harassment. Bohen,
VI.
To repeat: we find that the district court’s determination that Bohen was not fired on the basis of sex or national origin or in retaliation for filing charges of discrimination with the EEOC was not clearly erroneous, the district court did not err in denying Bohen damages, costs, and attorney fees under Title VII for sexual harassment that did not result in discharge, and the district court did not abuse its discretion in denying Bohen’s motion to amend her complaint. We also find, however, that the district court erred in determining that the sexual harassment suffered by Bohen does not constitute actionable sex discrimination under the equal protection clause. The district court’s judgment denying Bo-hen all relief is, therefore, reversed in part and her cause remanded for a determination of damages.
Notes
. A sexual harassment plaintiff need not show, as the district cоurt suggested, that the sexual harassment furthered some illegitimate governmental purpose. Bohen,
Concurrence Opinion
concurring.
I concur in the decision and in all of the/ majority opinion except the part about the equal protection claim. I find the clmm more troublesome than my brethren do, and although ultimately I agree that it/is a valid claim I would characterize it differently from them: not as a claim of sexual harassment but as a claim of failure to protect the plaintiff against such harassment. The difference is important because the male employees who actually harassed her are not the people she has sued.
In rejecting her claim, the district court relied primarily on the principle, enunciated in a number of recent decisions of this court, that the state has no general federal constitutional duty to protect the health or welfare of its people; the Constitution (with immaterial exceptions) is a charter of negative rather than positive liberties. Ellsworth v. City of Racine,
Now this suit is not against the employees who actually harassed Miss Bohen, but against the city itself and high city officials. Therefore, so far as the harassment itself is concerned, it is as if it had been done by private persons. Thus the issue as I view it is not whether sexual harassment violates the equal protection clause. Miss Bohen is not complaining about sexual harassment as such; she has not named as defendants the people who harassed her; she is complaining about the defendants’ failure to take steps to prevent such harassment. Her legal theory is that by failing to take steps against harassment by her male coworkers the city wаs guilty of a selective, deliberate withdrawal of police protection from a female employee because of her sex. The district court rejected this theory because the court viewed the city’s policy as one of blanket nonprotection against sexual harassment whether the victims were male or female — viewed the case in short as one where a woman was complaining about lax police protection not for women as such but for all citizens. However, sexual harassment of men by women is extremely rare and there is no suggestion that it ever occurred in the fire department or any other municipal office in East Chicago. A policy of never responding to complaints about sexual harassment can therefore be analogized to a police department’s policy of never responding to complaints of rape. Such a policy would violate the equal protection clause if no effort were made to justify the policy; it would not be saved by pointing out that men sometimes rape other men and that (depending on the specific wording of a state’s rape law) a woman might in principle rape a man.
There must, though, be a policy of non-response to complaints of harassment, or an authoritative decision not to respond; no more than in Title VII cases (even less, I shall argue) is the employer automatically liable for acts of harassment by employees. See Hunter v. Allis-Chalmers Corp.,
If there were a reason for this disparity, the disparity would not be actionable discrimination. In General Electric Co. v. Gilbert,
There is another way of looking at this case, but it leads to the same conclusion. By taking no steps to prevent sexual harassment, the city created a worse working environment for women than for men, and this lowered the women’s wages (net of all disamenities and other costs of work) relative to the mеn’s. That is discrimination, though in a constitutional analysis it might be excusable on various grounds— for example, that the cost of preventing sexual harassment without overly intrusive surveillance of workers was prohibitive; but no effort at excuse or justification was made. It is as if the city decided to provide restrooms for male but not female employees, and when pressed for a reason said it simply didn’t care whether its female employees were comfortable or not. That is a fair summary of the city’s position in this case. Hostility to women was not shown, but did not have to be; indifference to their welfare was enough.
The district court thought that one reason that the city’s failure to protect Miss Bohen against sexual harassment did not violate the equal protection clause was that such harassment serves no bona fide municipal purpose. Probably that is true. If such harassment is rampant, the сity will have to pay higher wages to attract female employees. It is unlikely to reap an offsetting gain in lower wages for male employees who obtain along with their jobs a license as it were to harass female workers. Many, perhaps most, men don’t want such a license; and among those who do, still most don’t value it as much as women disvalue being harassed. More important, the productivity of both male and female employees must suffer if harassment is common. But to infer from the fact that sexual harassment is not in the employer’s best interests that the amount of harassment is no more than the irreducible residue after all reasonable efforts are taken to prevent it would be perilous on three grounds. First, the record discloses no efforts. Second, public agencies do not have as strong incentives as private firms to follow efficient practices. Compare American Nurses’ Ass’n v. Illinois, supra,
