Lead Opinion
The defendant, Robert Hornung, appeals
The record reveals the following facts and procedural history. The plaintiff and the defendant were married in Greenwich in 1997 and have four minor children. The defendant earns $970,000 per year from employment and investments, and received $37 million from the sale of a software program in 2000. The plaintiff, a full-time homemaker and the primary caretaker of the children, presently earns no income. She suffers from a thyroid condition and is borderline diabetic.
Shortly before their marriage, the parties entered into the agreement. The agreement provided for sole ownership
of separate property acquired before the marriage, which would not be subject to equitable distribution in the event of dissolution.
In 2011, the plaintiff brought the present action seeking a legal separation, and later amended her complaint to seek a dissolution of the marriage. After trial, the trial court ordered the defendant to pay, inter alia, $40,000 per month in periodic unallocated alimony and child support, and $7.5 million in lump sum alimony.
The plaintiff subsequently moved for an award of appellate attorney's fees. After a hearing, the trial court ordered the defendant to contribute an additional $40,000 toward the plaintiff's appellate attorney's fees. The court stated that the plaintiff needed "reasonable access to the court system [to] defend an appeal that [the defendant] made" and that she "does not have ample liquid assets" or "resources that are readily available" to pay the fees because several of the trial court's orders were stayed pending the defendant's appeal. Thereafter, the defendant filed an amended appeal challenging the trial court's award of appellate attorney's fees. Additional facts and procedural history will be set forth as necessary.
On appeal, the defendant contends that: (1) the lump sum alimony award constitutes a functional property distribution in violation of the agreement; and (2) the trial court abused its discretion in ordering him to pay the plaintiff's attorney's fees. We address each claim in turn.
I
The defendant first claims that the lump sum alimony award is actually a property distribution in violation of the agreement because: (1) in making the award, the trial court considered two factors-the plaintiff's opportunity to acquire assets in the future and her contribution to the marital estate-that appear in the property distribution statute, General Statutes § 46b-81,
The question of whether the trial court properly applied the law when fashioning the lump sum alimony award is a question of law subject to plenary review.
See
Crews
v.
Crews
,
We conclude that the trial court properly awarded lump sum alimony, and not a property distribution in violation of the agreement, for two reasons: (1) the trial court unambiguously characterized the lump sum award as alimony and, as such, its incidental consideration of two factors in § 46b-81, the property distribution statute, does not demonstrate that the award is a functional property distribution; and (2) the fact that the combined alimony and child support awards apparently exceed the plaintiff's claimed expenses does not demonstrate that the award is actually a property distribution, in light of the standard of living of the marriage and the equitable and statutory factors considered by the trial court.
A
First, the trial court consistently described the lump sum award as alimony in its decision, articulation, and comments. From the beginning of its decision, the trial court distinguished between the property distribution allowed under the prenuptial agreement and its broad authority to award alimony.
In light of this language, the trial court's mere mention of two factors in the property distribution statute, namely, the plaintiff's opportunity to acquire assets in the future and her contribution to the marital estate, did not render the lump sum award an improper property distribution.
We have repeatedly acknowledged that the statutory factors for awarding alimony and distributing property are "virtually identical."
Greco
v.
Greco
, supra, at 354 ; see, e.g.,
Blake
v.
Blake
,
Although the defendant points to the fact that the trial court considered two factors that appear in the property distribution statute but not the alimony statute, he does not mention that the trial court also considered one factor that appears in the alimony statute, but
not
the property distribution statute. In awarding lump sum alimony, the trial court emphasized the plaintiff's "primary child care responsibilities for four children, which limits her ability to enter the workforce on a full-time basis ...." The alimony statute lists as a factor, "the desirability and feasibility of [the] parent's securing employment" in the case of parents to whom the custody of minor children is awarded. General Statutes § 46b-82 (a). The property distribution statute contains no such factor.
The trial court's articulation also supports the characterization of the award as alimony and not a property distribution. The plaintiff sought an articulation as to whether the trial court "considered, applied, or intended to apply" a factor in § 46b-81 when it awarded lump sum alimony. The trial court responded: "In making an equitable division of marital property or an award of alimony, whether periodic or lump sum, the court must, as it did, consider the statutory criteria set forth in ... §§ 46b-81 and 46b-82 respectively ." (Emphasis altered.) The word "respectively" indicates the court's understanding that each statute applies to each type of financial order. This language therefore confirms the trial court's application of § 46b-82, not § 46b-81, when awarding lump sum alimony. The trial court also acknowledged its equitable power to consider "any appropriate additional factors, statutory or otherwise" in its articulation, noting that those powers gave "the court the authority to consider all the circumstances that may be appropriate for a just and equitable resolution of the marital dispute." (Emphasis omitted; internal quotation marks omitted.)
The trial court further differentiated between the lump sum alimony award and its property distribution orders at a hearing on the plaintiff's motion to terminate an appellate stay on several of its orders. The court stated, "I crafted this order ... [a]nd I specifically separated what I consider property settlement from ... lump sum alimony ." (Emphasis added.) The court explained that it awarded both periodic and lump sum alimony in consideration of how the defendant's income "comes in" and "flow[s]" from his various income streams. The court noted that "there's a method to the ... madness in terms of how the decree is crafted." Thus, the court evidently did not intend to effectuate a functional property distribution by awarding lump sum alimony, but intended to account for the fact that the defendant received some components of his income only a few times per year.
B
Second, we disagree with the defendant's contention that, because the combined alimony and child support payments exceed the plaintiff's claimed expenses, the lump sum alimony award is a functional property distribution, in light of the standard of living of the marriage and the equitable factors considered by the trial court.
See footnote 10 of this opinion. The plaintiff attested
to having $65,444
per month in expenses at the time of trial.
First, it is not clear from the record to what extent the trial court considered the plaintiff's expenses, as stated in her financial affidavit, to represent the standard of living of the marriage.
The parties apparently maintained a high standard of living during the marriage. The defendant valued the marital home at $6.75 million
The trial court acknowledged that his employment has "proven to be very lucrative." In 2006, for example, he earned $1,687,677, which equates to approximately
$140,640 per month. The following year, he earned $1,253,766, or approximately $104,480 per month. He also received an additional $37 million from the sale of a software program three years into the marriage. At the time of trial, the defendant's bank account contained $84,238. Because the plaintiff's efforts as a homemaker and the primary caretaker of the children increased the defendant's earning capacity at the expense of her own, she is entitled to maintain this standard of living after the divorce, to the extent possible. See, e.g.,
Dan
v.
Dan
, supra, 315 Conn. at 11,
In addition to the marital standard of living, the trial court must also consider the factors in § 46b-82 when awarding alimony. See
Golden
v.
Mandel
,
Accordingly, the plaintiff's expenses do not represent the only factor that the trial court must consider when awarding alimony. On the contrary, § 46b-82 lists
thirteen
other factors that the court
must
consider when awarding alimony, in addition to the "needs" of the recipient spouse. The court must not only examine the spouse's financial situation at the time of trial, but look ahead to his or her ability to generate income in the future. See General Statutes § 46b-82 (instructing court to consider spouse's "age, health, station, occupation ... earning capacity, vocational skills, education, [and] employability"). Several of the factors relate in no way to the spouse's expenses, such as the length of the marriage and the cause of the breakdown of the marriage. The trial court must also look to the
payor
spouse's financial situation, in addition to that of the recipient spouse. Specifically, the trial court must consider the
payor's
age, health, station, occupation, amount and sources of income, earning capacity, vocational skills, education, and employability. These factors have nothing to do with the recipient spouse's claimed expenses. Thus, it cannot be said that the trial court was constrained by the plaintiff's claimed expenses in awarding alimony. The trial court instead had "wide discretion" to ensure that the plaintiff and the parties' children continued to enjoy the standard of living of the marriage for years to come. (Internal quotation marks omitted.)
Brody
v.
Brody
, supra, 315 Conn. at 313,
The trial court's resolution of these factors in the present case further militates against characterizing the lump sum alimony award as a property distribution.
The parties were married for seventeen years and have four minor children. The children, now ages eleven, fourteen, fifteen, and seventeen, three of whom have learning issues, primarily reside with the plaintiff. The defendant was fifty years old at the time of trial and in "general good health." Although he described a "painful bout of neuropathy " at one point during the marriage, the trial court found that he "is not prevented from working full-time." The defendant has a business degree from Syracuse University, and his primary employment is with his family's window company and its subsidiaries. At the time of trial, the defendant earned nearly $1 million per year from his employment and investments. By contrast, the plaintiff was forty-five years old at the time of trial, suffers from a thyroid condition, and is borderline diabetic. She has a college degree from Emerson College, but did not work for the "greater portion" of the parties' seventeen year marriage. When she did work, she earned approximately $30,000 per year, with a maximum of $65,000 to $70,000 per year. She earned no income at the time of trial and claimed $65,444 per month in expenses. Significantly, the trial court also found that the defendant caused the breakdown of the marriage,
Moreover, the agreement left the defendant with significant assets as compared to the plaintiff. See General Statutes § 46b-82 (trial court "shall consider the ... estate ... of each of the parties");
Golden
v.
Mandel
, supra,
In light of these principles, we disagree with the defendant's contention that, because the combined alimony and child support payments exceed the plaintiff's claimed expenses, the lump sum alimony award is functionally a property distribution. The agreement's waiver of equitable distribution of property does not change this result. Although the agreement limited the court's discretion to distribute property, it did not limit the trial court's discretion to award alimony
in any way
. The agreement simply stated that "a court of competent jurisdiction shall address the issues of alimony and/or child support ... in the event [of] ... divorce ...." Indeed, the Appellate Court recently rejected a nearly identical argument in
Brody
v.
Brody
, supra,
Id., at 788,
II
We now turn to the defendant's claim that the trial court abused its discretion in ordering him to pay $100,000 of the plaintiff's trial attorney's fees and $40,000 of her appellate attorney's fees, in light of its other awards to her.
Section 46b-62 (a) authorizes the trial court to award attorney's fees in a dissolution action when appropriate in light of the "respective financial abilities" of the parties and the equitable factors listed in § 46b-82.
Turgeon
v.
Turgeon
,
"Whether to allow [attorney's] fees, and if so in what amount, calls for the exercise of judicial discretion" by the trial court. (Internal quotation marks omitted.)
Anderson
v.
Anderson
, supra,
In the present case, the trial court ordered the defendant to pay $100,000 of the plaintiff's trial attorney's fees and $40,000 of her appellate attorney's fees. The trial court reasoned, with respect to the trial attorney's fees award, that "to require the [plaintiff], who has minimal earning capacity and the responsibility for the
primary care of four minor children age nine through fifteen, three of whom have learning issues, to pay these fees from her portion of the financial award ... would undermine the purposes of [the] same" and that "it would be fair and equitable for the [defendant] to pay [those fees]." After the defendant filed an appeal, the trial court awarded the plaintiff an additional $40,000 in appellate attorney's fees, stating that the plaintiff needed "reasonable access to the court system [to] defend an appeal that [the defendant] made." The trial court noted that several of its financial awards to the plaintiff, including the $2,082,000 payment under the agreement, the $375,000 biannual lump sum alimony payments, and the $100,000 trial attorney's fees award, were automatically stayed pending the defendant's appeal. See Practice Book § 61-11 (a). The $40,000 per month periodic alimony and child support payments were not stayed, however, and the plaintiff continued to receive those payments. See Practice Book § 61-11 (c) ("no automatic stay shall apply ... to orders of periodic alimony, [or child] support"). The trial court also noted that the plaintiff had only $3700 in her bank accounts at that time and, thus, she was "land rich but cash poor."
We conclude that the trial court abused its discretion in making the attorney's fees awards because the plaintiff received ample liquid funds as a result of the trial court's judgment, and the trial court's determination that not awarding attorney's fees to the plaintiff would undermine its other awards was unreasonable. See, e.g.,
Koizim
v.
Koizim
, supra,
First, the trial attorney's fees award represents a very small portion of the liquid assets awarded to the plaintiff in the trial court's judgment. Pursuant to the judgment, the plaintiff would receive: $2,082,000, the amount owed to her under the agreement, within sixty days of the judgment; $40,000 per month in periodic alimony and child support, starting twelve days from the judgment; and $7.5 million in lump sum alimony, payable in biannual installments of $375,000, starting two and one-half months from the judgment. Thus, the plaintiff would receive liquid assets totaling $2,577,000 within three months of the judgment.
Viewed another way, the trial attorney's fees award in the present case represents less than 2 percent of the lump sum alimony award alone, not including the $2,082,000 payment under the agreement or the $40,000 per month periodic alimony and child support payments. Similar to the comparison with the payee's liquid
assets, attorney's fees awards that represent a small portion of the payee's lump sum alimony award have been held improper, because the payee could easily pay his or her own attorney's fees out of that award, even in the wake of strong equitable factors. See, e.g.,
Turgeon
v.
Turgeon
, supra, 190 Conn. at 270, 279-81,
In the present case, given the vast liquid assets awarded to the plaintiff, and the modest nature of the attorney's fees when compared with those assets, the equitable factors in § 46b-82, as incorporated into § 46b-62, do not justify the award. See
Koizim
v.
Koizim
, supra,
Lastly, the plaintiff argues that the $40,000 appellate attorney's fees award was, at least, proper, because the $2,082,000 payment under the agreement and the lump sum alimony payments were stayed pending the defendant's appeal. Thus, she claims that she did not have ample liquid funds with which to defend the appeal. We are unpersuaded that the stay on these orders justifies the appellate attorney's fees award. The plaintiff always had the option of seeking to terminate the stay.
See Practice Book § 61-11 (c). As stated previously, the plaintiff did, in fact, successfully move to terminate the stay several months after the trial court's award of appellate attorney's fees. Furthermore, the trial court had the discretion to terminate the stay sua sponte at any time. See Practice Book § 61-11 (d). Additionally, although the plaintiff's amended financial affidavit showed only $3700 in her bank accounts, she was still receiving
$40,000 per month in periodic alimony and child support, and attested to having personal property worth $305,810, a home worth $2.1 million, and other assets worth $79,794.
We, therefore, conclude that the trial court abused its discretion in awarding the plaintiff attorney's fees under these circumstances, thus requiring reversal of the trial court's judgment with respect to those awards.
The judgment is reversed only with respect to the attorney's fees awards to the plaintiff, and the case is remanded with direction to deny the plaintiff's motions for trial and appellate attorney's fees; the judgment is affirmed in all other respects.
In this opinion ROGERS, C. J., and PALMER and VERTEFEUILLE, Js., concurred.
The defendant appealed to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-2. Although the plaintiff has also filed an appeal from the judgment of the trial court, we need not address the issues raised therein. See footnote 2 of this opinion.
The plaintiff also filed a "contingent" cross appeal; see
Fortin
v.
Hartford Underwriters Ins. Co
.,
The agreement provides: "It is the intention of the parties that the disposition of property in this [a]greement be deemed a disposition of property which would fully satisfy any claims which each party may have against each other under the laws of any jurisdiction including their rights to equitable distribution and that the parties hereby specifically waive any equitable distribution."
In 2008, the parties entered into a modification of the agreement. The modification clarified that the marital home remained the defendant's separate property and that, in the event of divorce, the defendant would pay the plaintiff an additional $3.5 million, representing her interest in the home. All other provisions of the original agreement remained intact.
The trial court's other orders included a $2,082,000 payment to the plaintiff, which represented the outstanding balance owed to her under the agreement, and the defendant's contribution to the children's extracurricular fees, medical and dental expenses, and college education. The defendant does not challenge these orders in this appeal.
In response to the plaintiff's challenge to the enforceability of the agreement, the trial court held that the agreement was valid and enforceable. See footnote 2 of this opinion.
General Statutes § 46b-82 (a) provides in relevant part: "In determining whether alimony shall be awarded, and the duration and amount of the award, the court shall consider the evidence presented by each party and shall consider the length of the marriage, the causes for the annulment, dissolution of the marriage or legal separation, the age, health, station, occupation, amount and sources of income, earning capacity, vocational skills, education, employability, estate and needs of each of the parties and the award, if any, which the court may make pursuant to section 46b-81, and, in the case of a parent to whom the custody of minor children has been awarded, the desirability and feasibility of such parent's securing employment."
General Statutes § 46b-62 (a) provides in relevant part: "In any proceeding seeking relief under the provisions of this chapter ... the court may order either spouse ... to pay the reasonable attorney's fees of the other in accordance with their respective financial abilities and the criteria set forth in section 46b-82...."
We note that, although § 46b-62 has been amended since the events underlying the present appeal; see, e.g., Public Acts 2014, No. 14-3, § 5; those amendments have no bearing on the merits of this appeal. In the interest of simplicity, we refer to the current revision of the statute.
General Statutes § 46b-81 (c) provides: "In fixing the nature and value of the property, if any, to be assigned, the court, after considering all the evidence presented by each party, shall consider the length of the marriage, the causes for the annulment, dissolution of the marriage or legal separation, the age, health, station, occupation, amount and sources of income, earning capacity, vocational skills, education, employability, estate, liabilities and needs of each of the parties and the opportunity of each for future acquisition of capital assets and income. The court shall also consider the contribution of each of the parties in the acquisition, preservation or appreciation in value of their respective estates."
We note that the defendant does not argue that the size of the lump sum alimony award itself constitutes an abuse of discretion; only that the excessiveness of the award makes it a property distribution. All of the defendant's statements with respect to the amount of the award are connected to his argument that the amount of the award indicates that it is a property distribution. He argues that "[b]ecause the lump sum [award] far exceeds what the record shows is necessary for the plaintiff's support ... the lump sum 'alimony' award is, in fact, a property [distribution] ...." Specifically, the defendant contends that, because "the total amount of support far exceeds the plaintiff's claimed expenses ... the only reasonable view of the lump sum award is that it is functionally a property [distribution]." Put a different way, the defendant asserts that, because the lump sum alimony award is "far more than the record shows is necessary for the plaintiff's support," the "only reasonable conclusion is that the trial court ordered a property distribution ...."
Because we are not asked to determine whether the lump sum award, properly characterized as alimony, is so excessive that it constitutes an abuse of discretion standing alone, we make no judgment to that effect. As such, all references in this opinion to the claimed excess in the amount of the award are for the sole purpose of determining whether the amount of the award renders it a property distribution, and not whether the award itself constitutes an abuse of discretion. Although we rely on cases in which the alimony award, itself, constituted an abuse of discretion for guidance, we limit our analysis to the question presented by the defendant.
The defendant also argues that the lump sum alimony award has features of a property distribution because it is nonmodifiable, nontaxable, nondeductible, and survives the death of either party or the remarriage of the plaintiff. It is well settled, however, that alimony awards may-in lump sum form-be nonmodifiable, nontaxable, nondeductible, and survive the death or remarriage of the parties. See, e.g.,
Tremaine
v.
Tremaine
,
The trial court stated: "[T]he parties had agreed that in the event of divorce, the [defendant] would pay the [plaintiff] pursuant to the original prenuptial agreement, in accordance with a formula ... the agreement does not prohibit the award of alimony ...."
The trial court cited
Dombrowski
v.
Noyes
-
Dombrowski
, supra,
The trial court listed § 46b-81 as one of the statutes it considered in fashioning its orders, but apparently only in reference to the enforceability of the agreement. The court noted that it was "mandated to take into consideration a dozen specific factors as set forth in ... § 46b-81 " when contemplating the enforceability of the agreement. Thus, the trial court's citation to § 46b-81 in another part of its decision does not indicate that it considered § 46b-81 in awarding lump sum alimony.
Both §§ 46b-81 (c) and 46b-82 (a) list the following factors to be considered when distributing property or awarding alimony: the length of the marriage; the cause of the breakdown of the marriage; and the age, health, station, occupation, amount and sources of income, earning capacity, vocational skills, education, employability, estate, and needs of each of the parties. Three additional factors appear exclusively in § 46b-81 (c) : "the opportunity of each [party] for future acquisition of capital assets and income"; "the contribution of each of the parties in the acquisition, preservation or appreciation in value of their respective estates"; and the "liabilities ... of each of the parties ...." Section 46b-82 (a) lists two additional, but different, factors: "the award, if any ... [made] pursuant to section 46b-81, and, in the case of a parent to whom the custody of minor children has been awarded, the desirability and feasibility of such parent's securing employment."
A spouse's ability to acquire future assets also appears related to the concept of the spouse's "station, occupation, amount and sources of income, earning capacity, vocational skills, education, [and] employability ...." General Statutes § 46b-82 (a). Moreover, a spouse's contribution to the marital estate may be implicit in the court's consideration of the parties' "estate ...." General Statutes § 46b-82 (a) ; see
Smith
v.
Smith
,
The defendant argues that the agreement restricted the trial court's discretion to consider the equitable factors that appear in the property distribution statute. The agreement's language pertaining to alimony, however, does not restrict the trial court's discretion in any way: "The parties agree that a court of competent jurisdiction shall address the issues of alimony and/or child support ... in the event [of] ... divorce ...." See also
Brody
v.
Brody
,
See Regs., Conn. State Agencies § 46b-215a-5c (b) (3) (A) (listing "significant visitation expenses" as factor in awarding child support).
The fact that this court has not prohibited the trial court from considering the needs of the parties' children when dividing marital property further undermines the defendant's argument. See, e.g.,
Blake
v.
Blake
, supra,
Justice Zarella argues in his dissent that, when a prenuptial agreement distributes all of the property in a dissolution action, an alimony award functions as a property distribution that violates that agreement when it: (1) exceeds the recipient spouse's expenses, plus, if appropriate, a reasonable amount based on the trial court's resolution of the equitable factors; and (2) exceeds the payor spouse's income, thus apparently requiring the spouse to dip into his or her assets. Even if we agree with this formulation of a functional property distribution, we disagree that it applies to this case for two reasons.
First, the defendant does not claim that he must invade his assets to make the alimony and child support payments and, accordingly, he does not argue that his need to do so indicates that the lump sum award is a functional property distribution. He simply argues that, because the alimony and child support awards apparently exceed the plaintiff's claimed expenses, the award is actually a property distribution. As acknowledged by Justice Zarella, "this fact alone does not make the lump sum alimony award a functional property distribution." We respectfully disagree, however, with Justice Zarella's subsequent assertion and consideration of the defendant's purported need to dip into his assets-the second factor in his two part test-in concluding that the lump sum alimony award is a functional property distribution. The defendant did not raise or brief this claim and, as such, the plaintiff did not have an opportunity to address whether the defendant had to invade his assets to pay the awards or the effect that it would have on this court's determination of whether the lump sum award is a functional property distribution.
We respectfully disagree with Justice Zarella's contention that the defendant's argument that he must invade his assets is "necessarily subsumed" within his claim that the award is a functional property distribution. The defendant's argument may reasonably be understood as being that, because the award exceeds the plaintiff's claimed expenses, the award is actually a property distribution, regardless of how he
pays
the award-out of his income
or
assets. Cf.
Michael T.
v.
Commissioner of Correction
,
Second, even if the defendant
had
briefed this claim, we cannot presume that he
must
invade his assets to pay the alimony and child support awards based upon this record. The posture of this case presents us with a significant anomaly. Although the trial court made findings as to the defendant's income at the time of trial, our review of the record indicates that the court did not make any determination as to whether its finding of the defendant's income was also a finding of his
earning capacity
. See General Statutes § 46b-82 (a) (in awarding alimony trial court "shall consider the ... earning capacity ... of each of the parties");
Auerbach
v.
Auerbach
, 113 Conn.App. at 318, 334-35,
Although Justice Zarella states that the trial court was "entitled to rely on the truth and accuracy of [the parties'] affidavits," he calculates the plaintiff's expenses to be $45,000 per month. Using this figure, in conjunction with the defendant's expenses and the plaintiff's pendente lite alimony and child support award, he concludes that the parties need "approximately $45,000 per month" to maintain the marital standard of living. As Justice Zarella acknowledges, however, "[t]he trial court made no finding regarding the marital standard of living or the monthly marital expenses."
The parties did not move for an articulation as to whether the trial court considered the plaintiff's financial affidavit to accurately portray the standard of living of the marriage. Cf.
Matza
v.
Matza
,
The plaintiff, however, estimated the fair market value of the marital home to be $10 million.
The record reflects that the defendant earned $1,249,989 in 2004, $902,025 in 2005, $1,687,677 in 2006, $1,253,766 in 2007, and $575,262 in 2008.
We look to the standard of living of the marriage and the equitable factors in § 46b-82 to help us determine whether the lump sum alimony award is a functional property distribution. In concluding that these considerations support the characterization of the award as alimony and not a property distribution, we do not suggest that award is "not excessive or improper at all," as Justice Zarella contends in his dissent. As stated previously, we make no judgment as to the excessiveness or propriety of the alimony award as alimony . See footnote 10 of this opinion. Although we utilize the same considerations, we do so in an effort to discern whether the lump sum alimony award is actually alimony or a disguised property distribution.
The plaintiff admitted to a one year long affair late in the marriage, but the trial court determined that it did not lead to the breakdown of the marriage. The trial court stated that "ample evidence exists that, while both parties have contributed to said breakdown, the [defendant] must bear the greater share."
Specifically, the trial court stated: "As to the breakdown of the marriage, the [plaintiff] testified at length about the [defendant's] frequent use of inappropriate language and his bizarre behavior, toward her and others, that was both demeaning and ... crude. In addition, he frequently mimicked her tendency to stutter when placed in stressful situations. She admitted to a [one year] long affair late in the marriage. That relationship, now long since ended, was not the cause of the breakdown. Evidence supports a finding that the cause for the breakdown is primarily attributable to the [defendant]. It is abundantly clear that right from the beginning, with the execution of the ... agreement, that [the defendant] was not looking for a true marital partner, and has shut the [plaintiff] out both fiscally and emotionally. He is a controlling, emotional bully, who has failed to appreciate [the plaintiff's] true worth as a wife, let alone her contributions. He offers her the minimum, which he believes that he can, in order to preserve the greater bulk of his assets for himself. The [defendant], she said, engaged in frequent, long-winded arguments about his plans, and badgered her to go along with his ideas, such as the ... agreement. She told the court that she had a hard time being heard, that [the defendant] ignored her important requests, and that she did not feel that she was a real partner."
This figure accounts for the defendant's $2,082,000 payment to the plaintiff.
This figure includes the $2,082,000 payment owed to the plaintiff under the agreement.
We acknowledge Justice Zarella's concerns with the "practical consequences" of this opinion. To the extent that trial courts, however, may be tempted to circumvent a lopsided property distribution contained in an otherwise enforceable prenuptial agreement by awarding large amounts of alimony, "[j]udicial restraint counsels us to commend the issue to the attention of the legislature for further review ...."
Connecticut Podiatric Medical Assn.
v.
Health Net of Connecticut, Inc.
,
We further note that when a trial court awards a spouse alimony exceeding his or her claimed expenses in the wake of a prenuptial agreement distributing all of the parties' property, the award may still be challenged as excessive alimony , rather than a functional property distribution. Today's result does not change this fact. As noted previously, the defendant did not ask us to proclaim the lump sum award as excessive even if we determine that the award is not a functional property distribution. See footnote 10 of this opinion.
The defendant also claims that the agreement prohibits an award of attorney's fees. The plaintiff argues that this claim is unpreserved because the defendant did not raise this claim at trial, he raised it for the first time in his objection to the plaintiff's postjudgment motion for appellate attorney's fees. See, e.g., Practice Book § 60-5 ("[an appellate] court shall not be bound to consider a claim unless it was distinctly raised at the trial or arose subsequent to the trial");
Cunniffe
v.
Cunniffe
,
In connection with the plaintiff's motion for appellate attorney's fees, the trial court also addressed, for the first time, the defendant's argument that the agreement barred an award of attorney's fees. See footnote 31 of this opinion. The trial court found that the defendant had waived or was equitably estopped from asserting this claim by previously agreeing to pay some of the plaintiff's attorney's fees. See
Glazer
v.
Dress Barn, Inc.
,
The trial court's judgment, dated March 20, 2014, ordered the defendant to pay to the plaintiff: $40,000 per month commencing April 1, 2014; $375,000 every six months commencing June 1, 2014; and $2,082,000 within sixty days of the judgment.
The combined trial and appellate attorney's fees awards represent less than 6 percent of this amount.
We respectfully disagree with Justice Eveleigh's argument in his dissent, that
Maguire
is "easily distinguishable" from the present case. Justice Eveleigh argues that, contrary to
Maguire
, the following equitable factors justify the attorney's fees awards in the present case: the parties' seventeen year marriage; the defendant's mistreatment of the plaintiff, which caused the breakdown of the marriage; and the plaintiff's limited earning capacity. All of these factors, however, weighed heavily in
Maguire
-some even more so than in the present case-but this court nonetheless determined in
Maguire
that the attorney's fees award constituted an abuse of discretion.
Maguire
v.
Maguire
, supra,
Justice Eveleigh asserts in his dissent that
Blake
is distinguishable based on the trial court's attempt to punish the husband with the attorney's fees award. We disagree. In
Blake
, the court did not reverse the award of attorney's fees based solely on the trial court's attempt to "punish" the husband. See
Blake
v.
Blake
, supra,
But see
Emanuelson
v.
Emanuelson
,
Although this court and the Appellate Court did not actually calculate the percentage of the alimony award that the attorney's fees award represented in these cases, they did compare the size of the attorney's fees award to the alimony award. In fact, they could not avoid such comparisons in order to determine whether the spouses had "ample liquid funds" with which to pay the attorney's fees, or whether an award of attorney's fees was necessary to avoid undermining their alimony awards.
Anderson
v.
Anderson
, supra,
But see
Devino
v.
Devino
, supra, 190 Conn. at 38-39,
We disagree with Justice Eveleigh's characterization in his dissent of our analysis as a "purely mathematical calculation ...." We simply use percentages to place our prior case law into perspective, in light of the massive financial awards rendered in this case. We do not contend that attorney's fees awards amounting to 4 or 6 percent of a spouse's assets constitute a per se abuse of discretion. See, e.g.,
Damon
v.
Damon
,
Furthermore, we see no reason why such calculations should be barred in the attorney's fees context when both this court and the Appellate Court have used similar calculations to evaluate divisions of property under § 46b-81 and alimony awards under § 46b-82, in conjunction with the equitable factors listed in those statutes, which are the same as those applicable under § 46b-62. See footnote 15 of this opinion; see also, e.g.,
Greco
v.
Greco
, supra,
Ultimately, not including these percentages in our opinion, and simply listing the panoply of financial awards in our prior cases, along with the equitable factors, would be unhelpful to the bench, bar, and members of the public who rely on our opinions for meaningful guidance.
In
Misthopoulos
v.
Misthopoulos
, supra,
The plaintiff, however, claimed monthly expenses of $44,332 and liabilities of $68,142, not including the attorney's fees.
But see
Ehrenkranz
v.
Ehrenkranz
, supra,
Like Justice Eveleigh, "[w]e are fully cognizant of the reluctance of appellate courts in Connecticut to disturb the discretionary findings of the trial court in dissolution cases. ... Delay and uncertainty create hardship for all concerned, more frequently for the recipient of the disputed award. ... Reluctance to reverse the trial court's exercise of discretion, however, should not mean that the door is entirely closed to successful appeals in dissolution cases. Limited appellate review in dissolution cases must not be a mere shibboleth on the basis of which the appellate court makes such review a ity. ... This practice does not establish the proposition that such an award should never be disturbed, but rather that it should be disturbed only under the clearest circumstances." (Footnote omitted; internal quotation marks omitted.)
Ehrenkranz
v.
Ehrenkranz
, supra,
Dissenting Opinion
I fear that the majority's opinion in the present case is the beginning of a grave
and perilous road for matrimonial law in Connecticut, and, therefore, I respectfully dissent. By upholding the trial court's $7.5 million lump sum alimony award, the
majority eviscerates the parties'
enforceable
I
LUMP SUM ALIMONY AWARD
In the present case, the majority upholds the trial court's financial order awarding the plaintiff, Marjorie Hornung, lump sum alimony of $7.5 million. The defendant, Robert Hornung, claims that, in light of the periodic alimony award, the property settlement resulting from the premarital agreement, and the trial court's express reliance on statutory criteria pertaining to property division, the lump sum alimony award was an improper property distribution in contravention of the parties' premarital agreement. More specifically, the defendant claims that the parties intended that all property matters be settled by the premarital agreement. He argues that the lump sum alimony award subverted such intention because it was, either in fact or function, a disguised property distribution. To support his contention that
the alimony award is a property distribution, the defendant argues, among other things, that the support award far exceeds what the plaintiff requires for her support and maintenance.
An understanding of the premarital agreement is essential to the resolution of the defendant's claim. On July 14, 1997, the plaintiff and the defendant executed a
premarital agreement. The agreement defines and identifies each party's separate property. It also defines marital property as "all property that is acquired by either or both parties subsequent to the marriage ...." In the event of dissolution of the marriage, the agreement provides that each party shall retain his or her separate property, the defendant will retain the marital property, except for certain personal property, and the plaintiff will receive from the defendant a property settlement payment. A formula for determining the amount of the property settlement payment is provided in the agreement. The payment amount increases with the length of the marriage and the number of children of the marriage. It was the express intention of the parties that the property distribution effectuated by the agreement fully satisfy both party's claims to property under Connecticut's equitable property distribution statute, General Statutes § 46b-81. The agreement also provides that "a court of competent jurisdiction shall address the issues of alimony and/or child support, both temporary and permanent ...."
In addressing alimony and child support, the trial court ordered the defendant to pay the plaintiff periodic unallocated alimony and child support, as well as lump sum alimony. The court awarded $40,000 per month in periodic unallocated alimony and child support, which the parties do not challenge on appeal. That award is time limited, ending upon the death of either party, the plaintiff's remarriage, or in March, 2029, at which time the plaintiff will be sixty years old. In addition, the periodic award provides the plaintiff with an income safe harbor of $50,000.
The trial court's $7.5 million award, despite being characterized by the court as lump sum alimony, operates as a property distribution and subverts the premarital agreement. The award functions as a property distribution because it (1) exceeds the plaintiff's support and maintenance needs,
and
(2) requires the defendant to invade the assets he retained pursuant to the premarital agreement in order to meet the claimed alimony obligation.
I will first address the excessiveness of the alimony, beginning by setting forth the legal principles that govern this determination. Generally, trial courts enjoy broad discretion when equitably distributing property and entering alimony orders in a marital dissolution case. E.g.,
Greco
v.
Greco
,
With respect to § 46b-81, the Superior Court is empowered to "assign to either spouse all or any part of the estate of the other spouse." General Statutes § 46b-81 (a). The purpose of such property distribution "is to unscramble existing marital property in order to give each spouse his or her equitable share at the time of dissolution."
Smith
v.
Smith
,
Pursuant to §§ 46b-81 and 46b-82, trial courts may balance property distributions and alimony awards to achieve a fair and equitable result in dissolving a marriage. See
Sunbury
v.
Sunbury
, supra,
The existence of a premarital agreement in a dissolution action implicates additional statutory provisions, namely, the Connecticut Premarital Agreement Act (act), General Statutes § 46b-36a et seq. The act authorizes premarital agreements and provides for the form and permissible content of such agreements. See General Statutes §§ 46b-36c and 46b-36d. It also sets forth the factors that courts are to consider in determining whether premarital agreements are enforceable. See General Statutes § 46b-36g. When divorcing spouses invoke these statutory provisions to seek enforcement of a premarital agreement in a dissolution proceeding, these provisions come into tension with §§ 46b-81 and 46b-82. In such cases, therefore, we must harmonize the dissolution court's broad discretion, conferred by §§ 46b-81 and
46b-82, with the parties' right and intention to settle the property distribution and/or alimony issues privately, as permitted by the act. Cf.
Rainforest Cafe, Inc
. v.
Dept. of Revenue Services
,
This case presents this court with its first opportunity to clarify the impact that a premarital agreement has on a trial court's discretion to structure financial orders pursuant to §§ 46b-81 and 46b-82. In the presence of a premarital agreement that distributes the parties' property but leaves open the question of alimony, the trial court's broad discretion in fashioning financial orders, by necessity, becomes limited. See, e.g.,
Walker
v.
Walker
,
Conversely, when the parties have entered into a premarital agreement that divides the separate and marital property, but does not address or prohibit alimony, the court's discretion necessarily narrows.
My view of the interrelationship between § 46b-81, § 46b-82, and a premarital agreement is supported by the legislative history of the act. See Public Acts 1995, No. 95-170 (P.A. 95-170). The purpose of the act was to "serve as a guideline and standard for planning for people who are entering into a marriage ... [and] to provide certainty as to the enforceability of the provisions in premarital agreements ...." Conn. Joint Standing Committee Hearings, supra, p. 2492; see also 38 H.R. Proc., Pt. 9, 1995 Sess., p. 3210, remarks of Representative Ellen Scalettar ("This bill establishes standards and guidelines for premarital agreements. It includes what the agreements may have in them, what they can include, and also under what conditions the agreements will be unenforceable."). Thus, the act provides
prospective spouses with the necessary tools to ensure that, in the unfortunate event of a divorce, they, themselves, may settle their financial affairs and that the trial court will honor their expectations. Such an objective is consistent with the noted public policy of this state to encourage the private resolution of family matters and to foster the "private settlement of the financial affairs of estranged marital partners ...." (Internal quotation marks omitted.)
Billington
v.
Billington
,
With respect to the present case, for the first ten years following the divorce, the plaintiff will receive $102,500 in monthly support through periodic and lump sum alimony. Thereafter, she will continue to receive monthly periodic unallocated alimony and child support until March, 2029, unless she has remarried or she or the defendant has died. The trial court found, in relation to the alimony award, that time limited alimony was proper and that the purpose of both periodic and lump sum alimony was to provide for the continued support of the plaintiff. In addition, the trial court decided that, "under all the circumstances, an award of lump sum alimony payable over time, in addition to the award of periodic alimony, [was] appropriate to provide for [the] continuing support of the [plaintiff] ... given the [plaintiff's] health issues, her lack of recent employment, her primary child care responsibilities for four children, which limits her ability to enter the workforce on a full-time basis, and her limited opportunity to acquire assets in the future."
In light of the more limited discretion trial courts have to fashion alimony orders when the parties have entered into a premarital agreement, reviewing courts
should carefully evaluate such awards. In this case, the record reveals that the plaintiff's monthly support need is approximately $45,000.
I agree that divorcing spouses are entitled, to the extent practicable, to maintain the standard of living they enjoyed during the marriage and that alimony may be awarded for such purpose.
The trial court made no finding regarding the marital standard of living or the monthly marital expenses. Nevertheless, pursuant to Practice Book § 25-30 (a), both the plaintiff and the defendant submitted financial affidavits to the trial court, which cataloged their current incomes, expenses, assets, and liabilities around the time of the dissolution. Our cases have made clear that courts are entitled to rely on the truth and accuracy of such affidavits. See, e.g.,
Billington
v.
Billington
, supra,
Next, the majority notes, and correctly so, that the marital standard of living, or station, and expenses, or needs, of the parties are but two of the statutory factors that the trial court is to consider when entering alimony orders. Consideration of all the factors, the majority states, "militates against characterizing the lump sum alimony award as a property distribution." Text accompanying footnote 25 of the majority opinion. I presume this means that the majority has concluded, in light of the statutory factors set forth in § 46b-82, that the alimony award is not excessive or improper. See footnote 18 of this opinion. I disagree.
First, the majority mistakenly assumes that the § 46b-82 factors go exclusively to the alimony award amount, and, therefore, because that statute includes factors in addition to "station" and "needs," an alimony award may properly exceed the recipient's support and maintenance
needs. Section 46b-82 does direct the trial court to consider factors other than station and need, such as "the length of the marriage, the causes for the ... dissolution of the marriage ... the age, health ... occupation, amount and sources of income, earning capacity, vocational skills, education, employability, [and] estate ... of each of the parties ...." General Statutes § 46b-82 (a). These factors are not only relevant for determining the amount of an alimony award, but they must also be considered "[i]n determining
whether alimony shall be awarded, and the duration ... of the award
...." (Emphasis added.) General Statutes § 46b-82. To be sure, not all factors go to the cost of maintaining the recipient's lifestyle. Nonetheless, they do relate to the recipient's support and maintenance needs. More specifically, the factors
help the trial court determine, in light of the recipient's assets and income, the amount and duration of alimony necessary for the recipient to maintain the lifestyle that he or she enjoyed at the time of dissolution. For example, the court is to consider the age, health, occupation, amount and sources of income, earning capacity, vocational skills, education, and employability of the parties. These factors, as they relate to the recipient spouse, inform the court of the recipient's current income or potential future income and, therefore, his or her ability or inability, as the case may be, to provide for his or her own support needs, at least in part. For example, if the recipient did not work for the greater portion of the marriage, like the plaintiff in the present case, such recipient's age, health, vocational skills, education, and employability may lead the trial court to conclude that he or she, despite having been unemployed during the marriage, can, in time, find employment, potentially reducing the amount, or shortening the duration, of the alimony needed.
The alimony award is also justified, the majority suggests, due to the disparity in the premarital agreement's distribution of the marital assets. The majority emphasizes that the defendant received more than $25 million in assets as a result of the divorce, compared to the approximately $4.5 to $5 million in assets that the plaintiff
received.
Because the monthly alimony obligation of $102,500 unreasonably exceeds the plaintiff's monthly support need of $45,000, and despite the arguments advanced by the plaintiff and the majority, I conclude that the lump sum alimony award, in conjunction with the periodic alimony award, is excessive. I concede, however, that this fact alone does not make the lump sum alimony award a functional property distribution. Indeed, for the alimony award to function as a property distribution, it must result in the transfer to the plaintiff of property that the defendant was awarded pursuant to the premarital agreement. The lump sum alimony award in the present case results in such a transfer.
The defendant has a monthly income of approximately $80,833. The alimony obligation, however, is $102,500 per month. Thus, the defendant's monthly income is insufficient to satisfy the monthly alimony obligation, and, therefore, the defendant will necessarily need to invade his assets-assets that he was awarded under the premarital agreement-to cover the balance of the obligation, nearly $22,000 per month. Of course, the need to invade assets, in and of itself, does not make the lump sum alimony award a functional property distribution. See
Simms
v.
Simms
, supra,
In the present case, the alimony order results in the plaintiff receiving at least $6.9 million in excess of her support and maintenance needs. Thus, the award goes beyond the purpose of alimony. Moreover, the award is nearly 127 percent of the defendant's monthly income, and, therefore, he will need to invade his assets to satisfy the court order. Thus, under the trial court's current financial support orders, the defendant must transfer to the plaintiff assets that he was awarded under the premarital agreement, assets that are
unnecessary
for the plaintiff's support and maintenance. The only logical conclusion is that the trial court has effectuated, whether intentional or not, a transfer of the defendant's assets to the plaintiff, contrary to the intention of the parties as represented in their premarital agreement.
In
Walker
, the wife, Debra Sue Walker, and the husband, Edward Walker, Jr., entered into a similar agreement in that each waived any right or interest in the premarital property of the other. See
Walker
v.
Walker
, supra,
Even if the lump sum alimony award in the present case was not a functional property distribution, I would still find it to be improper under the circumstances. As I already discussed, the award far exceeds the plaintiff's needs for support and maintenance. For that reason alone, I believe it undermines the premarital agreement.
When the parties agreed to allow the court to set alimony in the event of a divorce, they intended for the court to award an amount that would provide for the recipient spouse's support; after all, that is what alimony is. According to the plaintiff's own financial affidavit, that amount is approximately $45,000 per month. When the trial court entered an order requiring the defendant to pay alimony in considerable excess of the plaintiff's needs, the order provided the plaintiff with a windfall that was not contemplated by the parties' premarital agreement. In doing so, the trial court defeated that agreement.
In light of the foregoing facts, I conclude that the lump sum alimony award in the present case is a functional property distribution because it far exceeds the plaintiff's need for support and requires the defendant to invade assets to satisfy the obligation. The lump sum alimony award is also improper because the parties' bargain allowed for the court to set alimony-an award that would provide for the support and maintenance of the recipient. The award in this case goes far beyond that purpose. Moreover, "[b]ecause the financial orders in an action for dissolution of marriage are of necessity interwoven and because the rendering of judgment in an action for the dissolution of marriage is a carefully crafted mosaic ... each element of which may be dependent on the other"; (internal quotation marks omitted)
Wiegand
v.
Wiegand
,
In sum, I reiterate my concern with the practical consequences that are likely to follow from the majority's opinion in the present case. In light of that opinion, trial courts can effectively undermine premarital agreements entered into by prospective spouses by making excessive alimony awards.
ENFORCEABILITY OF PREMARITAL AGREEMENT
The plaintiff filed a cross appeal challenging the enforceability of the premarital agreement. Her appeal, however, was contingent on the defendant prevailing on his claims or this court otherwise remanding the case for the entry of new financial orders. Because I would reverse the trial court's financial orders and remand the case for a new hearing on the financial matters, I reach the plaintiff's cross appeal. The plaintiff claims that the trial court incorrectly concluded that the premarital agreement entered into by the parties in 1997, and amended in 2008, was enforceable. In essence, she argues that the agreement is unenforceable because (1) the defendant did not make a fair and reasonable disclosure of his income when the agreement was amended in 2008, (2) the defendant did not make a fair and reasonable disclosure of the value of certain software in which he had a proprietary interest when the parties married, and (3) the agreement was unconscionable when entered into in 1997, when amended in 2008, and when the defendant sought enforcement of the agreement in 2014. I agree that the defendant did not make a fair and reasonable disclosure of his income in 2008, when he and the plaintiff amended the premarital agreement, and, therefore, I need not address the plaintiff's other arguments. In light of the defendant's unfair and unreasonable disclosure of his income, I conclude that it was improper for the trial court to enforce the amended agreement.
The following facts are relevant to this claim. The plaintiff and the defendant executed a premarital agreement on July 14, 1997, approximately three weeks before they were married. As I previously noted, the agreement provided that, in the event of dissolution of the marriage, each party would retain their separate property, the defendant would retain the marital property, with the exception of certain personal property, and the plaintiff would receive a property settlement payment, which increased with the length of the marriage and the number of children. Both parties made financial disclosures in connection with the agreement, including a disclosure by the defendant of his proprietary interest in a certain software program. At that time, the defendant valued that interest at between $285,000 and $570,000. Within three years of marrying, the defendant sold the software and received approximately $37 million for his interest in it.
In July, 2008, the parties amended their premarital agreement. The amendment ratified and confirmed the terms of the original agreement. In addition, it granted the plaintiff a separate interest in the marital home and provided that, in the event of a legal separation or a divorce, the plaintiff would receive $3.5 million for such interest, along with any payment due pursuant to the formula set forth in the original agreement. The parties again made financial disclosures in connection with the amendment. Among other things, the defendant listed his taxable income for 2004, 2005, and 2006 in the amounts of $1,249,989, $902,025, and $1,687,677, respectively. He did not, however, disclose his 2007 income or his income in 2008 as of the date of the amendment, namely, July 10.
I will begin with the standard of review and governing legal principles. A trial court's determination of whether a premarital agreement is unenforceable under § 46b-36g is a mixed question of fact and law, and, therefore, this court's review of such determination is plenary. E.g.,
Friezo
v.
Friezo
,
Premarital agreements entered into on or after October 1, 1995, such as the agreement in the present case, are governed by the Connecticut Premarital Agreement Act (act), General Statutes § 46b-36a et seq.
The plaintiff contends, among other things, that the defendant's financial disclosure in connection with the 2008 amendment to the premarital agreement was not fair and reasonable because he did not disclose his 2007 and 2008 income. In response, the defendant argues that he provided the plaintiff with a three year income history, including 2004, 2005, and 2006. He further contends that he generally does not know his exact annual income until he has filed his income tax returns and that, as of July, 2008, he had not filed his 2007 income tax return; therefore, he could not have disclosed his 2007 and 2008 income at the time the parties amended their premarital agreement. Under these circumstances, the defendant claims that his financial disclosure was fair and reasonable.
Friezo is our seminal, and only, case addressing what constitutes a fair and reasonable disclosure under § 46b-36g (a) (3). In that case, we began by noting that the question was a matter of statutory interpretation, and, as such, we first looked to the plain meaning of the statutory text.
Friezo
v.
Friezo
, supra,
Finding no further guidance in the text of the statute, we turned to the legislative history. See id., at 183,
Finally, we considered the case law of this and other jurisdictions. We began with
McHugh
, noting that the
act was intended to clarify and not supplant it.
After reviewing cases from other jurisdictions, we agreed with the position taken by a majority of other states, which was consistent with
McHugh
and our reading of the statute. See id., 188-91,
After determining the meaning of "fair and reasonable," we turned to the facts in
Friezo
. See id., at 191-93,
Although this court has not had the opportunity to revisit this issue since
Friezo
, the Appellate Court has twice addressed the question of fair and reasonable disclosure under § 46b-36g (a) (3) since this court's decision in
Friezo
. See
Beyor
v.
Beyor
,
The Appellate Court disagreed, however, and determined that the husband's disclosure was not fair and reasonable. Id., at 616,
The Appellate Court next considered this question in
Beyor
v.
Beyor
, supra,
The defendant argues that he disclosed three years of historical income and that such a disclosure was sufficient to provide the plaintiff with a "general approximation" of his income. (Emphasis omitted; internal quotation marks omitted.) A disclosure of historical income information, however, does not provide a general approximation of the defendant's
current
income.
The defendant also argues that he could not have disclosed his 2007 and 2008 income when the parties executed the 2008 amendment because he did not have the tax information for those periods at that time and, thus, was not aware of his precise income for those tax years. This argument is unavailing. First, as the defendant has acknowledged, an exact disclosure of
his income is not necessary. Indeed, all that is required for a fair and reasonable financial disclosure is that the defendant provide the plaintiff with "a general approximation of [his] income, assets and liabilities ...."
Friezo
v.
Friezo
, supra,
Finally, the defendant contends that, if he had provided a "snapshot" of his 2008 income at the time the parties amended their premarital agreement, and had that snapshot turned out to be substantially higher than his actual 2008 income, the plaintiff would still be challenging the accuracy of his disclosure. Even if that were true, it does not excuse him from making such a disclosure. The defendant had a duty to disclose information that would provide the plaintiff with a general approximation of his income. If, for whatever reason, the disclosure subsequently appeared to the plaintiff to be inconsistent with the defendant's actual 2008 income, and she wanted to challenge the accuracy of such disclosure, that is her prerogative. In such a case, she would carry the burden of establishing that the disclosure was inaccurate when it was made. See General Statutes § 46b-36g (a) (allocating burden of establishing unenforceability of premarital agreement to party against whom its enforcement is sought).
In sum, the defendant did not make a fair and reasonable financial disclosure when the parties executed the 2008 amendment to their 1997 premarital agreement, and I therefore conclude, pursuant to § 46b-36g (a), that their amended premarital agreement is unenforceable.
For the foregoing reasons, I respectfully dissent.
EVELEIGH, J., with whom ESPINOSA, J., joins, dissenting.
I agree with and join part I of the majority opinion, which affirms the judgment of the trial court with respect to the award of lump sum alimony to the plaintiff, Marjorie Hornung. I respectfully dissent, however, from part II of the majority opinion, which concludes "that the trial court abused its discretion in awarding attorney's fees to the plaintiff." Specifically, I would conclude that the trial court did not abuse its discretion by ordering the defendant, Robert Hornung, to pay attorney's fees to the plaintiff where it determined that "to require the [plaintiff], who has minimal earning capacity and the responsibility for the primary care of four minor children age nine through fifteen, three of whom have learning issues, to pay these fees from her portion of the financial award ... would undermine the purposes of [the] same ...." Accordingly, I would affirm the judgment of the trial court with respect to the award of attorney's fees to the plaintiff.
I agree with the facts and the procedural history set forth by the majority. Additional facts are set forth as necessary.
Contrary to the majority's representation, I can find no example of where this court has employed a purely mathematical calculation to determine whether the trial court abused its discretion in awarding attorney's fees. Furthermore, I would conclude that merely analyzing the percentage that the award of attorney's fees represents in the overall financial award is contrary to the mandates of General Statutes §§ 46b-62
Before addressing whether the trial court abused its discretion by awarding attorney's fees to the plaintiff in light of its other awards to her, I must address the defendant's claim that the trial court improperly awarded attorney's fees to the plaintiff because the parties' prenuptial agreement (agreement) bars the award of attorney's fees. In response to this claim, the plaintiff asserts that the defendant failed to preserve this claim for review as it relates to the $100,000 trial attorney's fees because he did not assert that the agreement barred the award at trial. Furthermore, the plaintiff asserts that the defendant waived his right to claim that the agreement barred the award of attorney's fees because he entered into stipulations that explicitly allow the plaintiff to apply for attorney's fees. I agree with the plaintiff.
First, despite the fact that the issue of attorney's fees was addressed at the trial in this matter, the defendant never claimed that the agreement barred the award of attorney's fees. Specifically, the trial court heard testimony relating to counsel fees and an affidavit of fees was submitted as an exhibit. Furthermore, the defendant had already agreed to pay $250,000 of the plaintiff's attorney's fees pendente lite. The defendant never contested the court's authority to award attorney's fees at trial. To the contrary, the defendant's claim that the agreement barred the award of attorney's fees was first raised well after trial, and only in relation to the motion for appellate attorney's fees. "It is well settled that [o]ur case law and rules of practice generally limit [an appellate] court's review to issues that are distinctly raised at trial." (Internal quotation marks
omitted.)
Travelers Casualty & Surety Co. of America
v.
Netherlands Ins. Co.
,
Second, I would conclude that the doctrines of waiver and estoppel bar the defendant from claiming that the agreement bars the award of $40,000 in appellate attorney's fees. Specifically, the trial court concluded that the defendant had waived his right to claim that the agreement barred the award of attorney's fees because he had entered into numerous stipulations allowing for attorney's fees. Specifically, prior to judgment, the defendant entered into a stipulation in which he agreed to pay $250,000 of the plaintiff's attorney's fees and $100,000 of her expert fees. The stipulation also permitted the plaintiff to seek additional counsel fees in the future. The defendant also entered into four separate stipulations providing for payment of the plaintiff's counsel fees in order to induce the plaintiff to sign gift tax returns and joint income tax returns. The trial court properly recognized that this conduct constitutes a waiver of any right to claim that the agreement precluded an award of attorney's fees. It is well established
that "waiver and estoppel are questions of fact" and that this court "will not disturb the trial court's findings unless they are clearly erroneous." (Internal quotation marks omitted.)
New Haven
v.
Local 884, Council 4, AFSCME, AFL
-
CIO
,
Section 46b-62 (a) governs the award of attorney's fees in dissolution proceedings and provides that "the court may order either spouse ... to pay the reasonable attorney's fees of the other in accordance with their respective financial abilities and the criteria set forth in section 46b-82." The criteria set forth in § 46b-82 (a) include: "the length of the marriage, the causes for the ... dissolution of the marriage or legal separation, the age, health, station, occupation, amount and sources of income, earning capacity, vocational skills, education, employability, estate and needs of each of the parties and the award, if any, which the court may make pursuant to section 46b-81...." In awarding attorney's fees under § 46b-62, "[t]he court is not obligated to make express findings on each of these statutory criteria." (Internal quotation marks omitted.)
Grimm
v.
Grimm
,
"Courts ordinarily award counsel fees in divorce cases so that a party ... may not be deprived of [his or] her rights because of lack of funds. ... Where, because of other orders, both parties are financially able to pay their own counsel fees they should be permitted to do so. ...
Koizim
v.
Koizim
,
In its memorandum of decision, the trial court predicated its factual findings with the following statement: "The court, having heard the testimony of both parties, and having considered the evidence presented
at [the] hearing, as well as, inter alia, the factors enumerated in [§ 46b-82 ] ... hereby makes the following findings ...." The trial court then proceeded to make the following factual findings in relation to its award of attorney's fees: "That the court has reviewed the affidavit of attorney's fees ... filed by the attorney for the [plaintiff] dated October 17, 2013; that the attorney's fees incurred by the [plaintiff] through October 16, 2013,
in the amount of $116,103.24, are fair and reasonable under all the circumstances; that to require the [plaintiff], who has minimal earning capacity and the responsibility for the primary care of four minor children age nine through fifteen, three of whom have learning issues, to pay these fees from her portion of the financial award ... would undermine the purposes of same; and that it would be fair and equitable for the [defendant] to pay same.
Maguire
v.
Maguire
,
The majority concludes that "the trial court abused its discretion in making the attorney's fees awards because the plaintiff received ample liquid funds as a result of the trial court's judgment, and the trial court's determination that not awarding attorney's fees to the plaintiff would undermine its other awards was unreasonable." I disagree.
In support of its position, the majority reasons that "the plaintiff would receive liquid assets totaling $2,577,000 within three months of the judgment. The trial attorney's fees award represents only 4 percent of this amount." (Footnote omitted.) The majority further reasons that "[t]he combined trial and appellate attorney's fees awards represent less than 6 percent of this amount." See footnote 34 of the majority opinion. This analysis is misplaced.
I also disagree with the majority that the appellate stay on the trial court's financial orders does not justify the appellate attorney's fees award "because the trial court could have terminated the stay sua sponte, and because the plaintiff did, in fact, successfully move to terminate the stay on several of those orders."
In analyzing the defendant's claim that the trial court's award of attorney's fees was unreasonable, we must be mindful that "[a]n abuse of discretion in granting counsel fees will be found only if [an appellate court] determines that the trial court could not reasonably have concluded as it did." (Internal quotation marks omitted.)
Unkelbach
v.
McNary
, supra,
I respectfully disagree with the majority's conclusion that the plaintiff had ample liquid assets to pay her attorney's fees at the time the trial court made the award. Specifically, the majority reasons that "although the plaintiff's amended financial affidavit showed only $3700 in her bank accounts, she was still receiving $40,000 per month in periodic alimony and child support, and attested to having personal property
worth $305,810, a home worth $2.1 million, and other assets worth $79,794." First, the majority relies on the plaintiff's home and furnishings as available liquid assets that she could have used to pay her attorney's fees. This position is contrary to our case law. In
Anderson
v.
Anderson
, supra,
Second, the majority relies on the $2,082,000 payment due under the agreement. That payment was not available to the plaintiff because it was stayed pending the appeal. Although, as the majority states, the plaintiff could have moved to terminate the stay on that order or the trial court could have, sua sponte, terminated the stay on that order, the trial court was required to award the attorney's fees based on the total assets at the time the award was made. The possibility of terminating the stay is not a reason to consider that payment as liquid funds available to the plaintiff. Furthermore, the fact that the stay on that award was terminated after the award of attorney's fees was made is not relevant to our review of whether the trial court could have reasonably made the award of attorney's fees at that time.
At the time the trial court made the award of attorney's fees in the present case, the only liquid assets available to the plaintiff was the $40,000 in monthly alimony and child support. The majority fails to acknowledge that, after taxes, the plaintiff's net
monthly alimony and child support award was $23,600. In her affidavit, the plaintiff averred that she had $44,332 in monthly expenses and approximately $219,487 in attorney's fees. Accordingly, the trial court could have reasonably concluded that requiring the plaintiff to pay the attorney's fees out of the monthly alimony and child support would have undermined that award. This court has previously concluded that a trial court's award of attorney's fees was proper where "the [wife] would have been required to [forgo] a portion of the alimony award in order to satisfy her obligations to her attorney, thereby undermining its other orders."
Holley
v.
Holley
, supra,
As the majority recognizes, § 46b-62 (a) "authorizes the trial court to award attorney's fees in a dissolution action when appropriate in light of the 'respective financial abilities' of the parties and the equitable factors listed in § 46b-82." Indeed, the trial court based its finding that not awarding attorney's fees would undermine the other financial awards in this matter on those equitable factors and the respective financial abilities of the party. Despite recognizing that those are the proper considerations, the majority appears to ignore those factors and rely entirely on a mathematical calculation of what percentage of the assets awarded to the plaintiff the attorney's fees represent.
The majority further states that "[w]e have previously held attorney's fees
awards amounting to a low portion of the payee's liquid assets to constitute an abuse of discretion, since the payee could easily have paid the fees out of those assets ...." The majority cites to
Maguire
v.
Maguire
, supra,
In
Maguire
, this court did not rely on the percentage of the liquid assets that the award of attorney's fees represented, but instead concluded that "the [trial] court abused its discretion in awarding $50,000 for counsel fees to the plaintiff because ... in this case the trial court made no finding that such an award was necessary in order to avoid undermining its other financial awards. Moreover, there is nothing in the record that would support such a finding."
Maguire
v.
Maguire
, supra,
In fact, the evidence in the record supports the award of the attorney's fees on the other equitable factors, as well. First, the parties were married for seventeen years. Second, the trial court found as follows: "As to the breakdown of the marriage, the [plaintiff] testified at length about the [defendant's] frequent use of inappropriate language and his bizarre behavior, toward her and others, that was both demeaning and sophomorically ... crude. In addition, he frequently mimicked her tendency to stutter when placed in stressful situations. She admitted to a [one year long] affair late in the marriage. That relationship, now long since ended, was not the cause of the breakdown. Evidence supports a finding that the cause for the breakdown is primarily attributable to the [defendant]. It is abundantly clear that right from the beginning, with the execution of the ... agreement, that [the defendant] was not looking for a true marital partner, and has shut the [plaintiff] out both fiscally and emotionally. He is a controlling, emotional bully, who has failed to appreciate [the plaintiff's] true worth as a wife, let alone her contributions. He offers her the minimum, which he believes that he can, in order to preserve the greater bulk of his assets for himself. The [defendant], she said, engaged in frequent, long-winded arguments about his plans, and badgered her to go along with his ideas, such as the ... agreement. She told the court that she had a hard time being heard, that [the defendant] ignored her important requests, and that she did not feel that she was a real partner." Third, the trial court further found that "[t]he [defendant] is [fifty] years old and in general good health. He described a painful bout of neuropathy at one point during the marriage, but he is not prevented from working full-time. The [defendant] has a business degree from Syracuse University. His primary employment is with a family window company and its subsidiaries, which he operates along with his father and
mother. It has proven to be very lucrative. He earns nearly $650,000 per annum from employment, and an additional $320,000 from his investments. The [plaintiff] is [forty-five] years old. She told the court that she suffers from a thyroid condition that affects her metabolism ... and that she is borderline diabetic. The [plaintiff] has a degree from Emerson College. She was employed at the time of the marriage, but for the greater portion, she has been a full-time homemaker, and, at least up to the filing of the action, she has
been the primary caretaker of the children. When she was employed outside of the home, principally prior to and during the early years of her marriage, her average earnings were approximately $30,000 per annum, with a maximum of between $65,000 and $70,000 per year." These significant findings on the equitable factors in § 46b-82 in the present case support the trial court's conclusion that failure to award attorney's fees would undermine the other financial awards and make this case easily distinguishable from
Maguire
, particularly where the trial court in that case "made no finding that [the award of attorney's fees] was necessary in order to avoid undermining its other financial awards."
Maguire
v.
Maguire
, supra,
Furthermore
, Maguire
is also distinguishable from the present case because, in
Maguire,
the wife had more than $500,000 in liquid assets prior to any financial awards from the dissolution action. Id., at 44,
Next, the majority relies on
Blake
v.
Blake
, supra,
Although
Blake
appears to provide the majority with some support, it is distinguishable. In
Blake
, prior to making the award of appellate attorney's fees, the trial
court stated "that part of the appeal was a pressure technique by [the husband], particularly and frivolous." (Internal quotation marks omitted.)
Furthermore, unlike the husband and wife in
Blake
, in the present case there is an approximate $21 million disparity in assets between the plaintiff and the defendant. Section 46b-82 (a) requires the trial court to consider the "amount and sources of income ... estate and needs of each of the parties ...." This court has repeatedly affirmed an award of attorney's fees where the evidence presented demonstrates that one party " 'has greater income available for support of the children than [the other]' and 'has greater income available to him than does [the other party] for purposes of paying counsel fees.' "
Unkelbach
v.
McNary
, supra,
The majority also similarly reasons that "the trial attorney's fees award in the present case represents less than 2 percent of the lump sum alimony award
alone, not including the $2,082,000 payment under the agreement or the $40,000 per month periodic alimony and child support payments. Similar to the comparison with the payee's liquid assets, attorney's fees awards that represent a small portion of the payee's lump sum alimony award have been held improper, because the payee could easily pay his or her own attorney's fees out of that award, even in the wake of strong equitable factors. See, e.g.,
Turgeon
v.
Turgeon
, [
I would also conclude that
Koizim
v.
Koizim
, supra, 181 Conn. at 500-501,
Instead, I would conclude that the case law of this state supports the conclusion that the trial court did not abuse its discretion in making the award of attorney's fees in the present case, where it found that failing to make such an award would undermine the other financial awards in the case. In examining our case law regarding the award of attorney's fees, it must be remembered that this court has long recognized that "[s]ince the trial court fashioned the other financial awards, it [is] uniquely qualified to determine whether those awards would be undermined by rejecting [a party's] request for counsel fees and expenses. All the awards were made at the same time and were predicated on the assumption that the total of all the awards regardless of the items to which they were apportioned, was reasonable in the light of the respective financial abilities of the parties and the criteria set forth in § 46b-82." (Internal quotation marks omitted.)
Misthopoulos
v.
Misthopoulos
, supra,
For instance, in
Eslami
v.
Eslami
, supra,
Similarly, in
Holley
v.
Holley
, supra,
In 2010, this court again affirmed the award of attorney's fees in
Misthopoulos
v.
Misthopoulos
, supra,
In
Misthopoulos
, this court first reasoned that $2.6 million of the $3.2 million in assets awarded to the wife consisted of the family home in which the wife and the parties' three minor children resided. Id., at 386-87,
This court's analysis in
Misthopoulos
did not end there, however. This court then considered the husband's separate claim that there was not sufficient evidence in the record to support a finding that denying the wife's request for attorney's fees would undermine the other financial orders in the case. In doing so, this court explained as follows: "The record demonstrates that the [husband] has a significantly higher earning capacity than the [wife], and that during the parties' eighteen year marriage, the [wife] had been a stay-at-home mother for the last ten years of the marriage. This court has previously noted that '[s]ince the trial court fashioned the other financial awards, it [is] uniquely qualified to determine whether those awards would be undermined by rejecting [a party's] request for counsel fees and expenses. All the awards were made at the same time and were predicated on the assumption that the total of all the awards regardless of the items to which they were apportioned, was reasonable in the light of the respective financial abilities of the parties and the criteria set forth in § 46b-82.' " Id., at 387-88,
This court further reasoned that "the financial orders of the trial court required the [wife] to pay a share of
many expenses, including the medical, day care, summer camp and extracurricular activities of the children, attorney's fees for the guardian ad litem and a portion of her own attorney's fees, including for her appellate counsel. All of the other financial awards, however, clearly required the [husband] to pay a larger portion of the expenses presumably in light of his significantly higher earning capacity. Accordingly, we conclude that the record supports a finding that the order requiring the [husband] to pay a portion of the [wife's] attorney's fees in this case was necessary so as not to undermine the other financial orders." Id., at 388,
In
Weiman
v.
Weiman
,
I would affirm the judgment of the trial court in its entirety. Therefore, I respectfully dissent from part II of the majority opinion.
The trial court in the present case determined that the parties' premarital agreement is enforceable. Because the challenge by the plaintiff, Marjorie Hornung, to the trial court's enforcement of the premarital agreement is contingent on whether the defendant, Robert Hornung, prevails on appeal; see footnote 2 of the majority opinion; I assume, for purposes of the defendant's challenge to the lump sum alimony award, that the parties' premarital agreement is enforceable.
One would think that this court would encourage prospective spouses to leave issues of alimony open for the courts. When a couple begins their marital journey, there is no way of knowing what life has in store. The couple may live happily together until death, divorce after twenty years, or their marriage may last mere months. Serious illness may befall one spouse and fame and fortune the other. They may have no children or four children. The possibilities are endless, and the needs of the potential alimony recipient are unknowable. But, instead, the majority encourages the settlement of alimony issues before any couple weds because leaving alimony awards to the court, as the present case demonstrates, may result in a circumvention of the property division that the parties reached in their premarital agreement.
The defendant also argues that the lump sum alimony award is a functional property distribution because (1) the trial court relied, in part, on the plaintiff's ability to acquire assets in the future and her contributions during the marriage to the acquisition, maintenance, and preservation of assets, which are both criteria set forth in the property division statute, General Statutes § 46b-81 (c), (2) the premarital agreement restricted the court's ability to consider additional equitable factors, and, thus, the plaintiff's contribution to the family assets and ability to acquire future assets were not appropriate additional factors for the court to consider under
Borkowski
v.
Borkowski
,
Additionally, the defendant claims that the trial court "expressly considered equitable factors such as the parties' children, even though the premarital agreement expressly contemplated children and provided for an increased property award in that event." I am not sure how consideration of the parties' children demonstrates that the alimony award is a functional property distribution. Moreover, it is unclear why a court's consideration of the minor children in awarding support to a custodial parent would be improper. It is true that the formula for dividing marital property in the premarital agreement contemplated the children. That does not, however, foreclose consideration of the same factor when support determinations are made. Indeed, General Statutes § 46b-82 (a) requires that the court consider, "in the case of a parent to whom the custody of minor children has been awarded, the desirability and feasibility of such parent's securing employment." In any event, the existence of children seems like an
appropriate
additional factor for the court to consider in determining the type, amount, and duration of an alimony award, even when such factor is also accounted for in a premarital agreement that governs the division of property. See
Borkowski
v.
Borkowski
, supra,
Because I would reverse the trial court's financial orders, insofar as the plaintiff was awarded $7.5 million in lump sum alimony, and remand the case for a new hearing regarding the financial matters, I must also address the plaintiff's contingent appeal regarding the enforceability of the premarital agreement. See footnote 2 of the majority opinion. I address that issue in part II of this opinion.
The agreement contained additional terms that are not relevant to this appeal.
In its periodic unallocated alimony and support order, the trial court stated: "It is the ... intention of [the] court that ... the amount of alimony shall be nonmodifiable by the [defendant] where the sole basis for the modification is the annual gross earnings of the [plaintiff] of [$50,000] or less." In essence, this order creates a safe harbor for the first $50,000 of the plaintiff's annual income. Stated differently, the plaintiff's income cannot constitute a substantial change in circumstances, necessary to modify an alimony award, until it exceeds $50,000 per year. See General Statutes § 46b-86 (a) ("any final order for the periodic payment of permanent alimony or support ... may, at any time thereafter, be continued, set aside, altered or modified by the court upon a showing of a substantial change in the circumstances of either party").
In March, 2014, when the trial court issued its memorandum of decision in the present case, the parties' four children were fifteen, thirteen, twelve, and nine, respectively. Thus, by the time the defendant has paid the last installment of the lump sum alimony, the children will be approximately between twenty-five and nineteen years old.
The convergence of both factors makes this purported alimony award a functional property distribution. If the award was merely excessive, but did not require the defendant to invade assets to satisfy the obligation, it would not result in the transfer of property and, therefore, would not be a functional property distribution. That does not mean, however, that such an excessive award does not otherwise undermine the premarital agreement, as I subsequently explain in this opinion. Additionally, if the award required the defendant to invade assets but was not excessive, it would not be a functional property distribution because an award that does not exceed the recipient's support and maintenance needs comports with the purpose of alimony and thus functions as alimony.
Alimony is intended to provide for the recipient's basic needs
and
to maintain the lifestyle that the recipient enjoyed throughout the marriage. See, e.g.,
Brody
v.
Brody
,
At the far end of the sliding scale, where the court's discretion is the narrowest, is the instance in which the parties have executed a premarital agreement that divides all the property, separate and marital, and sets alimony.
For example, when the parties have not executed a premarital agreement, and the trial court possesses complete discretion to equitably divide the marital estate and to award alimony, the property distribution ordered by the court has the potential of impacting each spouse's respective needs and ability to pay alimony. To illustrate, assume that a marital estate includes an asset that produces significant income. Awarding such an asset to the alimony obligor impacts his or her ability to satisfy an alimony obligation. If, instead, the asset is awarded to the alimony recipient, the asset would provide an income stream from which the recipient could provide for some, or perhaps all, of his or her support and maintenance needs, thereby impacting the necessary amount of alimony. When the parties have executed a premarital agreement, however, and have decided which spouse will receive the income producing asset, not only have they effectuated the property distribution, and consequently limited the trial court's discretion to divide the property, but they have also impacted the alimony obligor's ability to pay alimony and the alimony recipient's needs.
The plaintiff submitted a financial affidavit to the trial court, outlining her monthly income and expenses. In that affidavit, she claimed monthly living expenses of $65,444, and, because the trial court did not make any particular findings regarding such expenses, I will accept the plaintiff's financial affidavit as true. Nevertheless, some adjustments to the affidavit are necessary. The plaintiff included what appear to be one time expenses, such as $11,787 for furniture, home furnishings, and home improvements, as well as $3750 for a Bat Mitzvah for one of the children. The affidavit also includes $6559 in monthly expenses arising from property the parties owned in Vermont, which was awarded to the defendant pursuant to the parties' premarital agreement. Removing these items from the plaintiff's monthly expenditures results in expenses totaling $43,348. This figure is consistent with the affidavit the plaintiff submitted in a posttrial proceeding, in which she outlined monthly living expenses totaling $44,332. For ease of calculation, I rounded the plaintiff's monthly support need to $45,000.
I note that, even with these adjustments, the plaintiff's monthly expenses are likely overstated. She claims $2712 in monthly medical expenses for both her and the children, and $6846 for the children's monthly expenses, including various extracurricular activities (this figure excludes the Bat Mitzvah expense previously discussed). The defendant, however, was ordered to pay one half of the costs for the children's camps, tutors, lessons, and extracurricular activities, and to provide for the children's health and dental insurance and to pay 60 percent of the unreimbursed medical and dental expenses. For a period of three years, the defendant also must pay the premiums for the plaintiff's continuing health insurance coverage, should she elect to obtain such coverage.
Even if it is assumed that the plaintiff's periodic alimony and expenses remain unchanged, it appears, at first blush, that she will have a support deficit of $5000 a month, or $60,000 a year, for the five years after the lump sum alimony installments end in light of her estimated monthly support need of $45,000 per month and the court's award of $40,000 in monthly periodic alimony and support. A closer examination of her financial affidavit, however, reveals that the $40,000 in monthly periodic alimony will be more than sufficient to cover her support needs when the lump sum alimony installments end. The plaintiff's monthly expenses include approximately $15,755 in expenses relating to the children. See footnote 15 of this opinion. As I previously noted, however, when the lump sum alimony payments end in 2024, the parties' children will have reached the age of majority. See footnote 7 of this opinion. Thus, the periodic alimony and support award of $40,000 per month, if unchanged, will provide the plaintiff with nearly $11,000 more in monthly support than she needs ($45,000 less $15,755 equals $29,245, which is approximately $11,000 less than the $40,000 monthly periodic alimony and support award).
The plaintiff also argues that the lump sum alimony award is not a functional property distribution because the trial court unequivocally referred to the award as alimony and stated that the purpose of the award was for the support and maintenance of the plaintiff. The majority makes similar arguments. The mere labeling of the award as alimony and finding that the award "is appropriate to provide for [the] continuing support of the [plaintiff]" does not necessarily mean that the award was proper and did not function as a property distribution. Instead, the alimony award must actually be consistent with its purpose-support-and when the alimony award provides approximately $6.9 million more than the plaintiff needs for support, I cannot conclude that it comports with such a purpose.
I question the extent to which the $40,000 periodic award is insufficient to provide for the plaintiff's needs because her financial affidavit includes numerous expenditures that relate to the children. The affidavit includes the following monthly expenses incurred for the children: restaurant costs ($851), medical, dental, and counseling costs ($949), clothing costs ($2851), personal care costs ($222), nanny and sitter costs ($4036), and lessons and extracurricular costs ($6846, excluding Bat Mitzvah costs). If these costs are subtracted from the plaintiff's expenses, as adjusted in this opinion (approximately $45,000), the plaintiff's monthly support need totals $29,245. Thus, the monthly unallocated alimony and child support award of $40,000 per month would completely provide for the plaintiff's needs and leave approximately $11,000 per month to defray child care costs.
In addition, the lump sum alimony award is nonmodifiable. As a result, the defendant will be unable to modify the obligation as the children attain the age of majority. Of course, he can seek an adjustment to the periodic unallocated alimony and child support award pursuant to General Statutes § 46b-86.
As I previously noted in this opinion, the plaintiff's stated need-$65,444-overstates her actual monthly support need-approximately $45,000. See footnotes 12, 13 and 15 of this opinion. In addition, there is no reason to believe that the plaintiff's financial affidavit does not reflect the expense of maintaining her current lifestyle. Surely, no one could reasonably argue that the stated monthly support need, or the support need as adjusted in this opinion, merely covers the bare necessities . Moreover, it is no doubt a truism that $102,500 exceeds both $65,444 and $45,000.
The majority claims that it "make[s] no judgment as to the excessiveness or propriety of the alimony award as alimony." (Emphasis omitted.) Footnote 25 of the majority opinion. Instead, the majority insists that its consideration of the § 46b-82 factors supports "the characterization of the [lump sum] award as alimony and not a property distribution."
We have defined the statutory factor of "station" in §§ 46b-81 and 46b-82 to mean standard of living. See, e.g.,
Blake
v.
Blake
,
A trial court must also consider an alimony obligor's ability to pay alimony and still provide for himself or herself. See
Greco
v.
Greco
, supra,
The plaintiff received a $4.75 million property settlement payment pursuant to the premarital agreement, as well as other personal property, such as home furnishings, an automobile or automobiles, personal savings, checking and money market accounts.
Section 46b-215a-2b of the Regulations of Connecticut State Agencies was in effect in 2014, when the parties' marriage was dissolved. It was repealed July 1, 2015.
In the present case, the trial court found that the presumptive minimum child support obligation is $795. This finding conflicts with the amount prescribed in the schedule for a family with four minor children and a combined net weekly income of $4000. See Regs., Conn. State Agencies § 46b-215a-2b (f) (setting presumptive minimum weekly child support obligation at $765 for combined net weekly income of $4000). I assume the discrepancy is a clerical error.
The majority claims that it is improper to consider the defendant's need to invade his assets to meet the alimony obligation because (1) the defendant did not make this argument, and (2) the trial court made no finding regarding the defendant's earning capacity. See footnote 20 of the majority opinion. Both claims are unwarranted.
First, the defendant in the present case claims that the trial court's lump sum alimony award is an improper functional property distribution. In order to be a property distribution, the award must distribute some of the defendant's property to the plaintiff; therefore, necessarily subsumed in the defendant's claim is the argument that he will need to invade assets to satisfy the alimony award. Moreover, at oral argument in the present case, counsel for both the plaintiff and the defendant discussed the defendant's need to utilize assets to meet the alimony obligation and the impact, if any, that fact should have on this court's resolution of this case.
Even if I agreed that the defendant has not argued that he will need to invade his assets to satisfy the alimony obligation-which I do not-that would not prevent this court from considering such an argument in the present case. Indeed, this court generally will not consider claims that the parties have not raised; see, e.g.,
State
v.
Connor
,
Second, the majority's assertion that "we cannot presume that [the defendant]
must
invade his assets to pay the alimony and child support awards based [on] this record ... [because] the [trial] court did not make any determination as to whether its finding of the defendant's income was also a finding of his
earning capacity
" is inconsistent with our case law. (Emphasis in original.) Footnote 20 of the majority opinion. "It is well established that the trial court may under appropriate circumstances in a marital dissolution proceeding base financial awards ... on the earning capacity of the parties rather than on actual earned income." (Internal quotation marks omitted.)
Tanzman
v.
Meurer
,
A recent decision of the Appellate Court is instructive. In
Dumbauld
v.
Dumbauld
,
The plaintiff and the majority assert that the trial court called the award alimony and stated it was for the support and maintenance of the plaintiff. Thus, they say, it cannot be a functional property distribution. I say, "[s]uppose you see a bird walking around in a farm yard. This bird has no label that says 'duck.' But the bird certainly looks like a duck. Also, he goes to the pond and you notice he swims like a duck. Then he opens his beak and quacks like a duck. Well, by this time you have probably reached the conclusion that the bird is a duck, whether he's wearing a label or not." R. Immerman, The CIA in Guatemala: The Foreign Policy of Intervention (1982) p. 102. Of course, in this case, the alimony award has a label. That fact, however, cannot be dispositive. See footnote 14 of this opinion. The label does not change the award's function. Cf.
State
v.
Gooch
,
The majority avoids fully addressing the defendant's claim that the lump sum alimony award is a functional property distribution by expressing no opinion regarding whether the alimony is excessive-although it seems to attempt to justify the size of the alimony award-and by declining to address the defendant's need to invade assets to satisfy his alimony obligation. Instead, it states: "[W]hen a trial court awards a spouse alimony exceeding his or her claimed expenses in the wake of a [premarital] agreement distributing all of the parties' property, the award may still be challenged as excessive alimony , rather than a functional property distribution. [The] result [in the present case] does not change this fact. ... [T]he defendant did not ask [the court] to proclaim the lump sum award as excessive even if [the court] determine[s] that the award is not a functional property distribution." (Emphasis in original.) Footnote 30 of the majority opinion. This is just semantics. It seems to me that in a case in which the alimony award exceeds both the recipient's needs and the obligor's income-thereby necessitating the obligor to use assets to satisfy the alimony obligation-it should not matter whether the obligor characterizes the alimony award as excessive alimony or a functional property distribution. Under such circumstances, that is a distinction without a difference.
I am not suggesting that a court's alimony award must exactly equal a recipient's support and maintenance needs when there is an enforceable premarital agreement. There most certainly is a zone of reasonable alimony awards. An order that awards nearly $7 million in excess alimony, however, is surely beyond the outer bounds of reasonableness.
The majority appears to "acknowledge" my concerns over the practical consequences of its opinion in the present case. Footnote 30 of the majority opinion. Nevertheless, the majority contends that, if trial courts are "tempted to circumvent a lopsided property distribution contained in an otherwise enforceable [premarital] agreement by awarding large amounts of alimony, [j]udicial restraint counsels us to commend the issue to the attention of the legislature for further review ...." (Internal quotation marks omitted.)
The parties disagree on which standard should be applied to review the premarital agreement in the present case. The plaintiff contends that the agreement should be treated as a postnuptial agreement because it was amended during the marriage, and, therefore, the agreement should be subjected to "special scrutiny" in accordance with
Bedrick
v.
Bedrick
,
The plaintiff also argues that the defendant has waived the argument that § 46b-36g, rather than
Bedrick
, should govern the enforceability of the agreement. She asserts that the defendant failed to challenge the trial court's application of
Bedrick
, and, therefore, he cannot now challenge it on appeal. As the defendant correctly notes, however, he was not aggrieved by the trial court's enforcement of the premarital agreement and, thus, could not appeal the trial court's decision to apply the special scrutiny required for postnuptial agreements in accordance with
Bedrick
. See, e.g.,
Seymour
v.
Seymour
,
The plaintiff argues that the trial court found that the defendant's income disclosure was inadequate and that the defendant did not challenge that finding in his principal brief in this appeal. Thus, the plaintiff contends, the defendant has waived this claim. The defendant responds that he could not challenge such finding on appeal because, in light of the trial court's enforcement of the premarital agreement, he was not aggrieved by the finding. The plaintiff argues that, in
Bauer
v.
Bauer
,
First, I believe that the plaintiff reads the trial court's decision to establish more than it does. The finding that the plaintiff relies on must be read in context. At trial, the plaintiff argued that the defendant's disclosure of his assets was inadequate because he had valued the assets as of December 31, 2007, rather than contemporaneously with the execution of the amendment to the premarital agreement in July, 2008. In addition, she argued that the defendant had the information necessary for such valuation. The trial court agreed that the defendant could have valued the assets as of July, 2008, but nonetheless found the disclosure of the value of the assets to be adequate. The trial court reasoned that "the evidence supports a finding that the [defendant's] earlier disclosure of [the value of his] assets [was] substantially the same as the financial picture at the time the [amendment] was executed." (Emphasis omitted.) The court then went on to state: "The same, however, cannot be said for the [defendant's] failure to adequately disclose his income for the [eighteen months] preceding the execution of the [amendment] in [July] of 2008." I do not read this to be a finding that the defendant's disclosure was inadequate, in the sense that it was not fair and reasonable as required by § 46b-36g (a) (3), as the plaintiff suggests. Instead, when read in conjunction with the preceding sentence, the trial court's finding was that the defendant's income disclosure was unlike his asset disclosure in that the income disclosure did not provide the plaintiff with a current value of his income, whereas the asset disclosure, despite being based on a six month old valuation, provided a value that was substantially similar to the value of the assets at the time the 2008 amendment was executed. This reading is consistent with the ultimate conclusion of the trial court, namely, that the premarital agreement was enforceable. If the trial court had in fact found that the defendant's financial disclosure was not fair and reasonable, it could not have ultimately enforced the agreement, regardless of whether the court applied the standard set forth in § 46b-36g or in
Bedrick
v.
Bedrick
,
Second,
Bauer
is inapposite. In that case, the factual finding at issue was that "[t]he parties agree to split equally the [husband's] ... pension and annuity 403 (b) plans ...." (Internal quotation marks omitted.)
Bauer
v.
Bauer
, supra, 308 Conn. at 126,
We noted that such factors may be relevant to whether a party executed the premarital agreement voluntarily or whether the agreement was substantively fair, but they do not affect the adequacy of the disclosure.
Friezo
v.
Friezo
, supra,
Schedule E income can include real estate rental income, royalties, and income from partnerships or S corporations.
The Appellate Court's reasoning in
Beyor
is flawed for a number of reasons. First, a premarital agreement is enforceable only when it is entered into voluntarily. See General Statutes § 46b-36g (a) (1). In
McHugh
, we noted that, in order for the waivers effectuated by a premarital agreement to be voluntary and knowing, the waiving party must "be aware of any right that he [or she] possesses prior to a proper waiver of it."
McHugh
v.
McHugh
, supra, 181 Conn. at 486,
This is not to say that, in all instances, a disclosure of historical income data would not constitute a fair and reasonable disclosure of the disclosing party's current income. For example, in
Friezo
, the parties executed the premarital agreement in November, 1998, but the husband disclosed his 1997 gross income.
Friezo
v.
Friezo
, supra,
Neither party has argued that the invalidation of the 2008 amendment on the basis of an inadequate financial disclosure would reinstate the original 1997 premarital agreement. Thus, despite my grave reservations regarding the unconscionability of the original premarital agreement, I express no opinion on the validity of such agreement or the possible claim that such agreement should be reinstated in light of the invalidation of the amendment to that agreement.
I note that § 46b-62 has been amended since the events underlying the present appeal. See, e.g., Public Acts 2014, No. 14-3, § 5. As the majority notes, these amendments have no bearing on the merits of this appeal. See footnote 8 of the majority opinion. Consequently, I refer to the current revision of the statute.
The majority concludes that "these percentages elucidate the financial circumstances of the parties and help us determine whether the equitable factors justify the award of attorney's fees. ... We instead evaluate the equitable factors in the context of these percentages." See footnote 40 of the majority opinion. I respectfully disagree with the majority that the use of percentages supports its conclusion that the trial court abused its discretion in awarding the attorney's fees in the present case. First, the majority's position is contrary to the statute. The statute does not require, or even suggest, that the trial court should examine what percentage of the total financial picture the attorney's fees represents. Instead, the statute clearly requires the trial court to examine whether the statutory factors support an award of attorney's fees. Second, the majority cannot point to any other case in which this court has used percentages in examining whether an attorney's fees award is appropriate. Accordingly, in light of our deferential standard of review in the present case, I cannot conclude that the trial court abused its discretion by not employing an analysis that is not required by either statute or our prior case law.
The majority recognizes that "[a]s grounds for the trial attorney's fees award, the trial court cited the plaintiff's 'minimal earning capacity' and responsibility for caring for the parties' four minor children. The trial court further stated that it would be 'fair and equitable' for the defendant to pay the fees." But, then without analyzing the trial court's reliance on these factors, the majority summarily concludes "[a]lthough these factors strongly support the validity of the lump sum alimony award, they are outweighed in the attorney's fees context by the fact that the fees represent but a small fraction of the substantial liquid assets awarded to the plaintiff." In doing so, the majority fails to engage in any analysis necessary to support its conclusion that the trial court was unreasonable in determining that "the total of all the awards regardless of the items to which they were apportioned, was reasonable in the light of the respective financial abilities of the parties and the criteria set forth in § 46b-82." (Internal quotation marks omitted.)
Misthopoulos
v.
Misthopoulos
, supra,
The majority asserts that "[u]ltimately, not including these percentages in our opinion, and simply listing the panoply of financial awards in our prior cases, along with the equitable factors, would be unhelpful to the bench, bar, and members of the public who rely on our opinions for meaningful guidance." See footnote 40 of the majority opinion. I disagree. Instead, I would conclude that the analysis of the equitable factors as it relates to the award of attorney's fees in the present case is an essential component of this opinion. Particularly, in light of the majority's conclusion that it does "not contend that attorney's fees awards amounting to 4 or 6 percent of a spouse's assets constitute a per se abuse of discretion"; id; an analysis of the equitable factors in the present case is essential to understanding why the award of attorney's fees amounting to 4 or 6 percent of the spouse's assets is an abuse of discretion in the present case.
The majority analyzed the facts of the present case in light of the equitable factors of § 46b-82 in part I. In that part, the majority explained how the equitable factors supported the alimony award. Because their conclusion in part II necessitates a finding that the equitable factors do not support an award of attorney's fees, I would conclude that it is essential to provide a separate analysis of the equitable factors as they relate to the award of attorney's fees.
But see
Ramin
v.
Ramin
,
The majority reasons as follows: "Furthermore, we see no reason why such calculations should be barred in the attorney's fees context when both this court and the Appellate Court have used similar calculations to evaluate divisions of property under [General Statutes] § 46b-81 and alimony awards under § 46b-82, in conjunction with the equitable factors listed in those statutes, which are the same as those applicable under § 46b-62." See footnote 40 of the majority opinion. The majority then cites a number of cases from this court and the Appellate Court. See
First, in
Greco
v.
Greco
,
Second, in
Sweet
v.
Sweet
,
Third, in
Turgeon
v.
Turgeon
, supra, 190 Conn. at 279,
Fourth, although this court did use percentages in discussing an alimony award in
Koizim
v.
Koizim
, supra, 181 Conn. at 496,
Fifth, the Appellate Court also used percentages in addressing a claim that an alimony award was excessive in
Pellow
v.
Pellow
,
