Lead Opinion
SUHRHEINRICH, J., dеlivered the opinion of the court, in which ALAN E. NORRIS, J., joined. NATHANIEL R. JONES, J. (pp. 698-706), delivered a separate dissenting opinion.
OPINION
Plaintiffs, a group of female student athletes attending Kentucky high schools, appeal following remand from the district court’s order granting summary judgment to Defendant state school board and school athletic association on Plaintiffs’ claim of sexual discrimination under Title IX of the Education Amendments of 1972, as amended by the Civil Rights Restoration Act of 1987 (20 U.S.C. § 1681) (“Title IX”). Plaintiffs also appeal the denial of their post-judgment motion for attorneys’ fees. We AFFIRM.
I. BACKGROUND
In 1992, Plaintiffs sued Defendants Kentucky High School Athletic Association (“Association”) and the Kentucky State Board for Elementary and Secondary Education (“Board”), claiming that the Association’s failure to sanction fast-pitch softball violated the Equal Protection Clause of the Fourteenth Amendment, 42 U.S.C. § 1983, Title IX, Section 3 of the Constitution of the Commonwealth of Kentucky, and Title XXVII, Labor and Human Rights, Chapter 344, Civil Rights (Ky.Rev. Stat.Ann. § 344.020(l)(b) (Banks-Baldwin
The Board and Association defended on the basis of its “25 percent” rule, whereby a new sport would not be sanctioned unless at least 25 percent of the member schools indicated a willingness to participate. At the time the lawsuit was filed, two surveys, in 1988 and 1992 respectively, revealed that the member schools indicated only a 9 percent (1988) and a 17 percent (1992) interest in fast-pitch softball for girls.
The district court granted Defendants’ motions for summary judgment, holding that: (1) Defendants had complied with Title IX because they had offered equal opportunities in accordance with the interests and abilities of students; and (2) Defendants had complied with the Equal Protection Clause because they permitted students to participate in sanctioned sports without gender restriction. Plaintiffs appealed, and this Court affirmed in part and reversed in part. See Horner v. Kentucky High School Athletic Ass’n,
Homer I affirmed the judgment for Defendants on Plaintiffs’ equal protection claim because Plaintiffs failed to prove that Defendants intentionally discriminated against them, as required by the Equal Protection Clause. See id. at 276. The сourt held that Plaintiffs had not alleged that Defendants adopted or adhered to the 25 percent rule because of rather than in spite of its disparate impact on females and that sheer disparate impact is insufficient to demonstrate an equal protection violation. The Homer I panel reversed the judgment for Defendants on Plaintiffs’ Title IX claim, however, finding that issues of fact “abound[edj.” See id. at 275.
While Plaintiffs’ first appeal was pending in this Court, the Kentucky General Assembly amended the statute regulating high school sports. See Ky.Rev.Stat. § 156.070(2) (Banks-Baldwin 1995) (effective July 15, 1994). Where a school offered one of two similar sports,- the amended statute directed the Board and the Association to promulgate regulations to offer the sport for which the National Collegiate Athletic Association (“NCAA”) offers athletic scholarships. In response to the passage of § 156.070(2), the Association amended its Bylaw 40, to state:
If a member school sponsors or intends to sponsor an athletic activity that is similar to a sport for which NCAA members offer an athletic scholarship, the school shall sponsor the athletic activity or sport for which the scholarships are offered. The athletic activities which are similar to sports for which NCAA members offer scholarships are: Girls’ fast pitch softball as comрared to slow pitch.
KHSAA Bylaws, Div. IV, Bylaw 40.
On remand, the district court again granted summary judgment for Defen
Plaintiffs moved to alter judgment and also moved for attorneys’ fees. The district court denied both motions. Regarding attorneys’ fees, the district court found that Plaintiffs had received no relief on the merits of their claim, and that there was no proof that Plaintiffs had been the catalyst for Defendants’ policy change. Plaintiffs appeal.
II. DISCUSSION
On appeal, Plaintiffs challenge the district court’s refusal to grant money damages under Title IX and its denial of then-request for attorneys’ fees.
A. Compensatory Damages
Plaintiffs argue that the district court erred in granting summary judgment because the Homer I panel did not hold that there was no evidence of intentional discrimination by Defendants regarding Title IX. Plaintiffs further contend that Title IX does not require intentional discrimination to recover damages. Finally, Plaintiffs argue that if monetary damages are premised upon a finding of intentional discriminatiоn, Defendants’ gender-based classification meets that standard. We address Plaintiffs’ second argument first.
1. Intent Requirement
Plaintiffs contend that a lack of intentional discrimination does not always preclude a plaintiff from recovering money damages under Title IX. Plaintiffs’ claim notwithstanding, proof of intent, however defined, is the sine qua non to compensatory relief for any type of Title IX violation. A brief history of the key Title IX cases makes that clear. In all of the relevant cases, the Supreme Court has consistently invoked a “contract” rationale: that under Spending Clause legislation, the relationship between the government and the federal funding recipient is consensual. A recipient should therefore not be subject to money damages unless it has notice that it will be liable for the conduct at issue.
In 1979, the Supreme Court first construed an implied private right of action under Title IX. See Cannon v. University of Chicago,
The relationship between monetary damages and proof of intent emerged in Guardians, a Title VI case. Thére, Black and Hispanic police officers sued for damages under Title VI, alleging that then-layoffs under the police department’s last-hired, first-fired policy were discriminatory. The plaintiff officers claimed that the policy disproportionately affected them because they had lower scores on qualifying examinations than White applicants and accordingly were hired later than higher scoring White applicants. Thus, when it
The plaintiffs appealed the issue of whether Title VI requires proof of discriminatory intent. See id. at 584,
We have also indicated that “make whole” remedies are not ordinarily appropriate in private actions seeking relief for violations of statutes passed by Congress pursuant to its “power under the Spending Clause to place conditions on the grant of federal funds.” Pennhurst State School v. Halderman,451 U.S. 1 , 15,101 S.Ct. 1531 , 1539,67 L.Ed.2d 694 (1981). This is because the receipt of federal funds under typical Spending Clause legislation is a consensual matter: the State or other grantee weighs the benefits and burdens before accepting the funds and agreeing to comply with the conditions attached to their receipt....
Id. at 596,
In Franklin v. Gwinnett County Public Schools.,
Though the multiple opinions in Guardians suggest that the difficulty of inferring the common ground among the Justices in that case, a clear majority expressed the view that damages were available under Titlе VI in an action seeking remedies for an intentional violation, and no Justice challenged the traditional presumption in favor of a federal court’s power to award appropriate relief in a cognizable cause of action.
Id. at 70,
Justice White, this time writing for the majority, applied the same Spending Clause analysis to Title IX that he used in Guardians under Title VI:
In Pennhurst State School and Hospital v. Halderman, ... the Court observed that remedies were limited under such Spending Clause statutes when the alleged violation was unintentional. Respondents and the United States maintain that this presumption should equally apply to intentional violations. We disagree. The point of not permitting monetary damages for an unintentional violation is that the receiving entity of federal funds lacks notice that it will be liable for a monetary award.... This notice problem does not arise in a case such as this, in which intentional discrimination is alleged.
Franklin,
Gebser v. Lago Vista Independent School District,
Title IX’s contractual nature has implications for our construction of the scope of available remedies. When Congress attaches conditions to the award of federal funds under its spending power, as it has in Title IX and Title VI, we examine closely the propriety of private actions holding the recipient liable in monetary damages for noncompliance with the condition. Our central concern in that regard is with ensuring “that the receiving entity of federal funds [has] notice that it will be liable for a monetary award.” Justice White’s opinion announcing the Court’s judgment in Guardians Assn. v Civil Serv. Comm’n of New York City, for instance, concluded that the relief in an action under Title VI alleging unintentional discrimination should be prospective only, because where discrimination is unintentional, “it is surely not obvious that the grantee was aware that it was administеring the program in violation of the [condition].” We confront similar concerns here. If a school district’s liability for a teacher’s sexual harassment rests on principles of constructive notice or respondeat superior, it will likewise be the case that the recipient of funds was unaware of the discrimination. It is sensible to assume that Congress did not envision a recipient’s liability in damages in that situation.
Gebser,
This Court has indeed recognized an implied private right of action under Title IX, see Cannon v. University of Chicago, supra, and we have held that money damages are available in such suits, Franklin v. Gwinnett County Public Schools,503 U.S. 60 ,112 S.Ct. 1028 ,117 L.Ed.2d 208 (1992). Because we have repeatedly treated Title IX as legislation enacted pursuant to Congress’ authority under the Spending Clause, however, see, e.g., Gebser v. Lago Vista Independent School, supra, at 287,118 S.Ct. 1989 (Title IX); Franklin v. Gwinnett Public County Schools, supra, at 74-75, and n. 8,112 S.Ct. 1028 (Title IX), see also Guardians Assn. v. Civil Serv. Comm’n of New York City,463 U.S. 582 , 598-99,103 S.Ct. 3221 ,77 L.Ed.2d 866 (1983) (opinion of White, J.) (Title VI), private damages actions are available only where recipients of federal funding had adequate notice that they could be liable for the conduct at issue. When Congress acts pursuant to its spending power, it generates legislation “much in the nature of a contract: in return for federal funds, the States agree to comply with federally imposed conditions.” Pennhurst State School and Hospital v. Halderman,451 U.S. 1 , 17,101 S.Ct. 1531 ,67 L.Ed.2d 694 (1981). In interpreting language in spending legislation, we thus “insistt] that Congress speak with a clear voice, ‘recognizing that “[t]here can, of course, be no knowing acceptance [of the terms of the putative contract] if a State is unaware of the conditions [imposed by the legislation] or is unable to ascertain what is expected of it.” ’ ” Ibid; see also id., at 24-25,101 S.Ct. 1531 .
Id. at 639-40,
In sum, although the Supreme Court has not yet expressly ruled on the point, we think that it would likely hold that proof of intentional discrimination is a prerequisite for money damages under Title IX when a facially neutral policy is challenged under a disparate impact theory. As the preceding discussion illustrates, the Supreme Court has consistently applied Justice White’s Spending Clause analysis as first articulated in Guardians in its Title IX decisions. Given the consensual relationship between federal agency and recipient, the recipient must be aware of the conditions attached to the receipt of those funds. As Justice White remarked in Franklin, “The point of not permitting monetary damages for an unintentional violation is that the receiving entity of federal funds lacks notice that it will be liable for a monetary award.” Franklin,
This leaves the question of what standard to apply to determine intent when a
This ease is the Title IX equivalent of Guardians. In Guardians, the district court acknowledged the disparate impact of the defendant police depаrtment’s employment policies but did not impose liability for damages because the policies were not intentionally discriminatory. However, as the dissent notes, only Justice White advocated a standard for intentional discrimination when a facially neutral policy is challenged, that of “discriminatory animus.” See Guardians,
We can envision various scenarios in which the discriminatory animus and deliberate indifference tests might help establish “intent” under Title IX when a facially neutral policy is challenged.
2. Plaintiffs’ Proofs
In holding that Plaintiffs’s Title IX claim for compensatory damages failed for lack of proof of intentional discrimination, the district court held that:
It is clear, as a matter of the law of the case; that there was no intentional disсrimination by defendants in this case. Horner v. Kentucky High School Ass’n.,43 F.3d 265 , 276 (6th Cir.1994).3
[FN]3 The Sixth Circuit determined that plaintiffs failed to offer sufficient evidence on the issue of intentional discrimination to defeat defendants’ motion for summary judgment on the Equal Protection Claim. Plaintiffs have not offered any additional evidence regarding intentional discrimination since the case was remanded from the Sixth Circuit.
(J.A. 340.)
Plaintiffs are correct that the ruling in Homer I regarding intentional discrimination pertained only to their equal protection claim. Thus, the district court was technically incorrect in holding that the original panel’s decision was “law of the case” as to Plaintiffs’ Title IX claim. Given the Homer I panel’s holding that there were genuine issues of fact regarding a Title IX violation in the first place, a ruling that there was no evidence of intentional discrimination under Title IX would have been premature. This, however, brings us to Plaintiffs’ contention that our previous decision found that they had stated a prima facie case under Title IX. That is not correct, as an examination of our original decision reveals.
Initially, Homer I discussed the analysis to be used in determining whether Defendants had complied with Title IX’s equal opportunity mandate.
In making this assessment, the Homer I panel deferred to the Department of Health, Education, and Welfare’s Policy Interpretation of 1979. See id. To satisfy the effective accommodation requirement of 34 C.F.R. § 106.41(c)(1), “an institution must effectively accommodate the interests of both sexes in both the selection of the sports and the levels of competition, to the extent necessary to provide equal athletic opportunity.” Id. (citing Policy Interpretation, Section VII.C.l., 44 Fed.Reg. at 71,417) (emphasis added).
The district court found that plaintiffs have an unrestricted opportunity to compete based upon the interests of the member schools. ■ However, the interests of the member schools is not necessarily identical with that of the students, a question on which the record is completely silent. At best, the record reflects that 17 percent of the member schools were interested in having fast-pitch softball sanctioned. The interest of female students at other schools is unknown, because there is no information regarding whether the member schools polled their students before responding, or failing to respond, to the KHSAA’s survey.
Id. (emphasis added).
Regarding the selection of sports, the Homer I panel noted that Title IX Plaintiffs must establish that:
(1) The opportunities for members of the excluded sex have historically been limited;
(2) There is sufficient interest and ability among the members of the excluded sex to sustain a viable team and a reasonable expectation of intercollegiate competition for that team; and
(3) Members of the excluded sex do not possess sufficient skill to be selected for a single integrated team, or to compete actively on such team if selected.
Id. at 274 (quoting Policy Interpretation, Section VII.C.4.b., 44 Fed.Reg. at 71,418).
Regarding these factors, the Homer I panel held that there was record evidence to support the first requirement, but not the second or third:
With respect to subsection (1), there is evidence in the record that the opportunities for girls were, and are, more limited than those for boys. With respect to subsection (2), the level of interest of all high school girls in fast-pitch softball is unknown. With respect to subsection (3), the record reflects only that girls are not prohibited from playing on the boys’ baseball teams. The record does not disclose whether and to what extent girls actually play.
Id. at 274 (emphasis added). Thus, contrary to Plaintiffs’ assertions on appeal, this court did not hold in Homer I that Plaintiffs had met their initial burden.
The panel also set forth the factors in the Policy Interpretation to assess an institution’s effective accommodation of the students’ interest in the selection of the levels of competition:
(1) Whether the intercollegiate level participation opportunities for males and female students are provided in numbers substantially proportionate to their respective enrollments; or
(2) Where the numbers of one sex have been and are underrepresented among intercollegiate athletes, whether the institution can show a history and continuing practice of program expansion which is demonstrably responsive to the developing interest and abilities of the members of that sex;
(3) Where the members of one sex are underrepresented among intercollegiate athletеs, and the institution cannot show a continuing practice of program expansion such as that cited above, whether it can be demonstrated that the interests and abilities of the members of that sex have been fully and effectively accommodated by the present program.
Id. (quoting Policy Interpretation, Section VII.C.5.a, 44 Fed.Reg. at 71,418).
Regarding these factors, the original panel noted that:
The plaintiffs bear the burden of proof on subsection (1), that of showing statistical disparity.[FN8] Roberts,998 F.2d at 828 ; Cohen,991 F.2d at 901 . Substantial proportionality provides a safe harbor for recipients of federal funds.... If the plaintiffs prove disparity, then the institution must show that it satisfies subsection (2). If it fails here, the plaintiffs may prevail by sustaining their burden of proof under subsection (3) and demonstrating an unmet interest on the part of the underrepresented sex. Roberts, 998 F.2d at 830-31 ; Cohen,991 F.2d at 901 . Subsection (3) “ ‘sets a high standard: it demands not merely some accommodation, but full and effective accommodation. If there is sufficient interest and ability among members of the statistically underrepresented gender, not slaked by existing programs, an institution necessarily fails this prong of the test.’ ” Roberts,998 F.2d at 831-32 (quoting Cohen,991 F.2d at 898 ).
FN8. Although the record is silent on this point, the court was informed at oral argument that 33,891 boys (65 percent) participate in sanctioned sports in Kentucky, while only 18,860 girls (34.8) percent participate.
Id. at 275 (emphasis added). We therefore concluded that:
It is evident that genuine issues of material fact abound in this case, and preclude any determination thаt defendants have complied with Title IX’s equal opportunity mandate. We therefore reverse the district court’s entry of summary judgment on plaintiffs’ Title IX claims.
Id. Again, the Homer I panel did not hold that Plaintiffs had met their burden under Rule 56 of the Federal Rules of Civil Procedure. In fact, we specifically noted that the record was silent on statistical disparity. The only proof Plaintiffs offered on remand was that of statistical disparity, in support of their statements at oral argument. Plaintiffs offered no proof on remand that their interests were not being met, despite the policy allowing them to play on boys’ fast-pitch softball teams. As the dissent in Homer I observed: “Title IX, when read with the implementing regulation and the policy interpretation, places the burden of proving statistical disparity and unmet interest squarely on the shoulders of the plaintiffs.” Id. at 277 (Batchelder, .J., dissenting) (citing Roberts v. Colorado State Bd. of Agric.,
In sum, the Homer I panel did not hold that Plaintiffs made out a prima facie case of a Title IX violation, but merely held that Plaintiffs had established the first requirement of their prima facie case. Notably, the Homer I panel specifically advised Plaintiffs of the proof necessary to prevail on their Title IX claim, and granted a remand for further development of the record. Notwithstanding, upon renewed motions for summary judgment by Defendants, other than proof of statistical disparity, Plaintiffs still failed to offer any additional evidence that Title IX’s equal opportunity mandate had been violated, let alone intentionally violated. Absent a predicate violation, it is axiomatic that there can be no intentional violation of Title IX. Thus, in the language of the dissent, there can be no “actual notice” and “deliberate indifference” to Plaintiffs’ unmet interest. We therefore affirm the district court’s grant of summary judgment, although on slightly different grounds.
Nevertheless, even if we assumed that Plaintiffs had established their prima facie case, we would still hold that they failed to establish an intentional violation. Certainly, on this record, there is no evidence of discriminatory animus. See Bray v. Alexandria Women’s Health Clinic,
This reasoning is flawed because it reads Title IX as requiring perfect parity. However, as just discussed, all the statute and implementing regulations require is equality of athletic opportunity. The statute itself does not require gender balance. See 20 U.S.C.A. § 1681(b)(West 1990) (providing that “[njothing contained in subsection (a) of this section shall be interpreted to require any educational institution to grant preferential or disparate treatment to the members of one sex on account of an imbalance which may exist with respect to the total number or percentage of persons of that sex participating in or receiving the benefits of federally supported program or activity, in comparison with the total number or percentage of persons of that sex in any community, State, section, or other area”); Roberts,
3. Gender Classification
For the first time on appeal, Plaintiffs argue that Defendants violated Title IX because the KHSAA classifies its sports by gender. For the reasons stated, classification by gender is not a per se violation of Title IX. In any event, the claim is forfeited.
B. Attorneys’ Fees
Plaintiffs also claim that they are prevailing parties for purposes of awarding attorneys’ fees. This Court reviews the factual determination that a party is a prevailing party for clear error. See
To recover attorneys’ fees under 42 U.S.C. § 1988, a party must be a prevailing party. To be a prevailing party, a party must receive at least some relief on the merits of his claim such as a judgment, an injunction, or a consent decree. See Hewitt v. Helms,
Plaintiffs claim that Defendants changed their policies and practices because of their lawsuit. The District Court, however, found no evidence for this claim. The record reflects that Defendants changed their policies only after the Kentucky General Assembly amended Ky.Rev. Stat. § 156.070, directing Defendants to promulgate regulations to provide fast-pitch softball. Plaintiffs offered no record evidence that their lawsuit caused the Kentucky General Assembly to amend Ky. Rev.Stat. § 156.070. The district court’s finding that Plaintiffs were not prevailing parties is, therefore, not clearly erroneous.
Nevertheless, a plaintiff who is not a prevailing party under § 1988, may also recover attorneys’ fees if the lawsuit was the primary “catalyst” for causing a defendant to change its conduct favorably toward the plaintiff. See Payne,
Plaintiffs have not demonstrated that their lawsuit was a necessary and important factor in changing the twenty-five percent rule. Plaintiffs offer an affidavit from a member of the Kentucky General Assembly stating that Plaintiffs’ counsel advised her on amending Ky.Rev. Stat. § 156,070. However, Plaintiffs did not enter this affidavit into the record and it is not properly before this Court. See USA Petroleum Co. v. Atlantic Richfield,
In short, Plaintiffs have not shown that they are prevailing parties because .they did not obtain an enforceable judgment,.an injunction, a declaratory judgment, or a consent decree altering the legal relationship between them and Defendants. Further, based on the record, Plaintiffs have not demonstrated that their lawsuit was an important and necessary factor in changing the law.
III. CONCLUSION
Accordingly, the judgment of the district court is AFFIRMED.
Notes
. The following language was added to this bylaw, effective for the 1995-96 school year:
To qualify as having "sponsored” a sport, a school must be able to demonstrate the following:
(1) If similar versions of a particular sport exist and there are differences in the scholarship opportunities at the NCAA level in that sport, a survey must be taken of the student population at reasonable times and places to determine the level of interest in the sport(s).
(2) If said survey reveals sufficient interest to field the normal squad required for play in the particular sport and if any version of the sport is to be played, the school shall make facilities, staff, and other allowances to properly field a team in the version of the sport for which the NCAA members offer scholarships.
. Justice White explained the fractured votes as follows: •
Despite the numerous opinions, the views of at least five Justices on two issues are identifiable. The dissenters, Justices BRENNAN, MARSHALL, BLACKMUN, AND STEVENS, join with me to form a majority for upholding the validity of the regulations incorporating a disparate-impact standard. See n.2, supra. A different majority, however, would not allow compensatory relief in the absence of proof of discriminatory intent. Justice REHNQUIST and I reach this conclusion directly. See Parts II and IV, supra; post,103 S.Ct. at 3237 (REHNQUIST, J., concurring in the judgment). Justice POWELL, joined by THE CHIEF JUSTICE, post103 S.Ct. at 3235 , believe that no private relief should ever be granted under Title VI under any circumstances. Justice O’CONNOR, post,103 S.Ct. at 3237 , would hold that all relief should be denied unless discriminatory intent is proven. It follows from the views of these latter three Justices that no compensatory relief should be awarded if discriminatory animus is not shown.
Id. at 607 n. 27,
. The Gebser court also explained the distinction between Title IX and VII:
That contractual framework distinguishes Title IX from Title VII, which is framed in terms not of a condition but of an outright prohibition. Title VII applies to all employers without regard to federal funding and aims broadly to "eradicat[e] discrimination throughout the economy.” Landgraf v. USI Film Products,511 U.S. 244 , 254,114 S.Ct. 1483 , 1491,128 L.Ed.2d 229 (1994) (internal quotation marks omitted). Title VII, moreover, seeks to "make persons whole for injuries suffered through past discrimination.” Ibid, (internal quotation marks omitted). Thus, whereas Title VII aims centrally to compensate victims of discrimination, Title IX focuses more on "protecting” individuals from discriminatory practices carried out by recipients of federal funds. Cannon, supra, at 704,99 S.Ct., at 1961-62 . That might explain why, whenthe Court first recognized the implied right under Title IX in Cannon, the opinion referred to injunctive or equitable relief in a private action, see 441 U.S., at 705 , and n. 38, 710, n. 44, 711,99 S.Ct., at 1962 , and n. 38, 1964, n. 44, 1965, but not to a damages remedy.
Gebser,
. For example, a deliberate indifference test might be appropriate when Plaintiffs claim that defendant school officials had actual knowledge of the disparate impact of their policies, either at the time of enactment or when subsequently brought to their attention post-enactment, and turn a blind eye. We can also perceive school officials adopting a policy simply because of gender bias, without empirical evidence of disparate effect. In this situation, we do not think that the deliberate indifference test works, because it would be difficult for Plaintiffs to prove actual knowledge of disparаte impact. The discriminatory animus test, albeit a stricter standard, might help Plaintiffs establish the requisite intent.
Recently, the Fifth Circuit held that the deliberate indifference test applied in Title IX sexual harassment cases “ha[s] little relevance” in determining whether an academic institution intentionally discriminated on the basis of sex by failing to accommodate female athletes. See Pederson v. Louisiana State Univ.,
. For this reason, we disagree with the dissent’s contention that "[a]n answer to [the] question [of whether the district court correctly concluded that the plaintiffs produced no evidence of ‘intentional discrimination'] will depend entirely on the definition of 'intentional discrimination’ within the meaning of Title IX."
. In the first appeal of this case, this Court, relying on Personnel Administrator v. Feeney,
Applying this rule, the Homer I panel ruled that:
Plaintiffs did not allege that defendants adopted or adhered to the 25 percent rule because of rather than in spite of its disparate impact on females. Nor did they come forward with evidence of discriminatory intent, such as a tainted historical background of the rule, or a circumstantially suspicious sequence of events leading up to the rule. In short, plaintiffs claimed only that sheer disparate impact was sufficient to demonstrate an equal protection violation. This simply was not enough to defeat the defendants' motion for summary judgment.
Id. (internal citation omitted).
. Title IX provides that “[n]o person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance!.]” 20 U.S.C. § 1681(a).
. As we noted in the equal protection context in Horner I:
Determining whether invidious discriminatory purpose was a motivating factor demands a sensitive inquiry into such circumstantial and direct evidence of intent as may be available. The impact of the official action — whether it "bears more heavily on one race than another,” — may provide an important starting point. Sometimes a clear pattern, unexplainable on grounds other than race, emerges from the effect of the state action even though the' govеrning legislation appears neutral on its fact. The evidentiary inquiry is then relatively easy. But such cases are rare.
Horner I,
Dissenting Opinion
dissenting.
The majority finds it unnecessary to remand this case despite the magistrate court’s clear error in applying this Court’s holding in Horner I. The majority also suggests in dicta that we use a discriminatory animus standard, rather than a deliberate indifference standard, in assessing the deprivation of educational opportunities to Kentucky’s female high school softball players. In my view, Supreme Court precedent clearly dictates that we use a deliberate indifference standard in assessing Plaintiffs’ claim. I also believe that Plaintiffs should be afforded the opportunity to meet this deliberate indifference standard below — an opportunity of which they were deprived by the magistrate court’s misreading of this Court’s decision in Homer 1. Accordingly, I respectfully dissent.
I.
We have already delineated the contours of this lawsuit in a previous decision. Although defendant Kentucky High School Athletic Association (“Association”) sane-
Recently, a district court observed in a similar case that “[f]or too long, the girls’ softball team has been denied athletic opportunity equal to the boys’ baseball team.” Daniels v. School Bd. of Brevard Co., Fla.,
The majority suggests in dicta that Defendants are likely correct in their choice of standard, but holds that Plaintiffs lose as a matter of law in either case. I disagree with both conclusions. First, the Supreme Court has determined that a “deliberate indifference” standard governs whether Title IX is intentionally violated. See Davis v. Monroe Co. Bd. of Ed.,
II.
The starting point for our analysis should be the seminal decision of Bell v. Hood,
where federally protected rights have been invaded, it has been the rule from the beginning that courts will be alert to adjust their remedies so as to grant the necessary relief. And it is also well settled that where legal rights have been invaded, and a federal statute provides for a general right to sue for such invasion, federal courts may use any available remedy to make good the wrong done.
Id. at 684,
The majority opinion is replete with references to Title IX, but nowhere does it examine closely the statute’s provisions. I submit that to engage in a proper analysis, we must look to the Act itself. The pertinent language of Title IX states: “No person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or aсtivity receiving Federal financial assistance!!]” 20 U.S.C. § 1681(a). When Title IX was enacted in 1972, it was patterned after Title VI of the Civil Rights Act of 1964, 42 U.S.C. § 2000d et seq., which banned racial discrimination in federally funded programs. See Cannon v. University of Chicago,
An implied cause of action exists under Title IX. See Davis,
In dicta, the majority appears to agree with Defendants’ argument that the “discriminatory animus” standard is appropriate here. The Supreme Court has defined' a discriminatory animus towards women as having “a purpose that focuses upon women by reason of their sex ... directed specifically at women as a class.” Bray v. Alexandria Women’s Health Clinic, 506
The excuses for not maintaining gender equity in scholastic athletic programs are all too familiar. School administrators usually justify differences in athletic opportunities between the sexes because of a misperceived lack of interest or ability among female athletes, or because of a belief that altering the status quo in athletic programs is not worth the inconvenience or expense. See generally Cook v. Colgate Univ.,
Yet, purported “unintentional” violations of Title IX are pervasive in our educational institutions even a quarter-century after the statute’s enactment. While much has changed for female athletes since the passage of Title IX, much remains the same. According to the Department of Education, in 1997,
[a]t the high school level, there are still about 24,000 more boys’ varsity teams than girls’ teams; in college, women receive only one-third of all athletic scholarships; and, between 1992 and 1997, overall operating еxpenditures for women’s college sports programs grew only 89 percent, compared to 139 percent for men, representing only 23 percent of the total operating expenses.
United States Department of Education, Title IX: 25 Years of Progress, Part 6 (1997). Another study conducted on Title IX’s Silver Anniversary concluded that while there had been “significant gains” in athletic opportunities for female college students,
these gains still leave girls and women without their fair share of opportunities to compete. Only 9 percent of Division I colleges provide athletic opportunities for women within 5 percentage points of women’s share of enrollment. Even among Division I schools that do not sponsor football, only 16 percent even come close to providing women with athletic opportunities in proportion to women’s enrollment in the student body.
National Women’s Law Center, Title IX at 25: Report Card on Gender Equity (1997). This study gave educational institutions an overall grade of “C” for Title IX compliance in athletic programs. Id.
Despite these recent statistics, I am not aware of any Title IX athletic-equality case in which the plaintiff could have met the overdemanding “animus” standard of intentional discrimination. As explained above, gender inequities in athletic opportunities are more often-if not always the result of misperceptions, ignorance, or an unwillingness to alter the stаtus quo rather than a conscious decision to treat women differently because they are women. Because the “animus” standard ensures that Title IX defendants will be virtually impervious to a money judgment, they have little incentive to rectify any inequities in their athletic programs until judicially directed. Instead, the “animus” standard allows defendants to remain blissfully ignorant of their Title IX obligations with little fear of having to pay damages for depriving their students of equal athletic opportunities. For this reason, I believe the standard is antithetical
III.
Moreover, I believe the standard itself rests on flimsy legal ground. The sole source for the “discriminatory animus” standard is Justice White’s plurality opinion in Guardians,
The issue in Guardians was “whether proof of discriminatory intent [was] required to establish a violation of Title VI[.]” Id. at 615,
My position that Justice White’s opinion must be kept within its proper bounds is further supported by subsequent Supreme
Finally, and mоst significantly, the Court was recently presented in Davis with an opportunity to apply the animus standard as a requisite for monetary recovery under Title IX, but instead ruled that a “deliberate indifference” standard would support a finding of intentional discrimination. In Davis, the plaintiff brought a Title IX action after her complaints of sexual harassment by a fellow classmate were ignored by school officials. See Davis,
The majority suggests that the meaning of Gebser and Davis is unclear because they “are not readily analogous to the present situation.” Ante at 692. On the other hand, the majority concludes, Guardians is this case’s “equivalent.” Id. Given that Davis holds that Title IX’s regulations put federal funding recipients on notice of their contractual dutiеs, and given that the regulations state that Title IX is violated when a school’s athletic policies are discriminatory in effect, the majority’s distinguishing of Davis is without significance. Furthermore, I can discern no practical difference between Defendants’ “neutral policy” and a university’s failure affirmatively to gauge the interest for fast-pitch softball among its student body. I find it incongruent that liability under the former should be measured by an “animus” standard while the latter by a “deliberate indifference” standard even though both violations arise under the same statute.
I also believe that such a distinction finds no support in Davis, as the Court again reminded us that Title IX protects students, not schools:
Consider, for example, a case in which male students physically threaten their female peers every day, successfully preventing the female students from using a particular school resource-an athletic field or a computer lab, for instance. District administrators are well aware of the daily ritual, yet they deliberately ignore requests for aid from the female students wishing to use the resource. The district’s knowing refusal to take any action in response to such behavior would fly in the face of Title IX’s core principles, and such deliberate indifference may appropriately be subject to claims for monetary damages.
Davis,
Finally, I disagree with the majority’s decision to overlook the district court and magistrate court’s error below, an error which I believe deprived Plaintiffs of the opportunity to satisfy the deliberate indifference standard. Our reviewing responsibility is to correct error, not rationalize it.
The majority concedes that the magistrate court was “technically incorrect” in holding that the Homer I opinion established that there was no intentional discrimination for Title IX purposes as a matter of law. Ante at 694. As the majority acknowledges, the original panel held “that there were genuine issues оf fact regarding a Title IX violation.” Id. Yet the magistrate court improperly applied the Homer I panel’s summary judgment on the equal protection claim to the Title IX claim, concluding, as a matter of law, that there was no intentional discrimination under Title IX. J.A. at 340. It further stated that Plaintiffs had not offered additional evidence regarding intentional discrimination since the remand, and thus declared Plaintiffs’ claim for monetary damages “not viable.” J.A. at 340. Despite this clear misreading of Homer I, rather than remanding for the district court to assess whether Defendants were deliberately indifferent to Plaintiffs’ Title IX rights, the majority still finds for Defendants.
I find this result unacceptable. First, I think the majority’s discussion improperly revisits and re-decides the dispute already resolved by Homer I. Over a dissent, the Homer I majority concluded that “genuine issues of material fact abound in this case, and preclude any determination that Defendants have complied with Title IX’s equal opportunity mandate.”
Second, contrary to the majority, I believe it is certainly possible that the standards of notice and deliberate indifference could be met in this case. Defendants were, after all, the sole entities that could sanction interscholastic sports in Kentucky, and implemented slow pitch softball in 1982. Nor can Defendants argue that they would be unfairly “surprised” by imposition of a monetary award, as were the defendants in Guardians. Three years before Defendants sanctioned slow-pitch softball, the Department of Health, Education and Welfare issued its Policy Interpretation of Title IX. See Title IX of the Education Amendments of 1972; A Policy Interpretation; Title IX and Intercollegiate Athletics, 44 Fed.Reg. 71,413 (Dec. 11,
For the foregoing reasons, I would reverse the district court’s dismissal of Plaintiffs’ claims of monetary relief and remand for a determination of whether Defendants were deliberately indifferent to Plaintiffs’ Title IX rights in acсordance with Davis. I would also reserve judgment as to whether Plaintiffs were “prevailing par-fies” for attorney fees purposes until after the remand.
V.
Because I believe that the basis for the majority’s affirmance is contrary to the remedial purposes of Title IX, I dissent.
. Justice White summarized the various votes as follows:
Despite the numerous opinions, the views of at least five Justices on two issues are identifiable. The dissenters, JUSTICES BRENNAN, MARSHALL, BLACKMUN, and STEVENS, join with me to form a majority for upholding the validity of the regulations incorporating a disparate-impact standard. See n. 2, supra. A different majority, however, would not allow compensatory relief in the absence of proof of discriminatory intent. JUSTICE REHNQUIST and I reach this conclusion directly. See Parts III and IV, supra; post, at 612,103 S.Ct. 3221 (REHNQUIST, J„ concurring in judgment). JUSTICE POWELL, joined by THE CHIEF JUSTICE, post, at 608-610,103 S.Ct. 3221 , believes that no private relief should ever be granted under Title VI under any circumstances. JUSTICE O'CONNOR, post, at 615,103 S.Ct. 3221 , would hold that all relief should be denied unless discriminatory intent is proved. It follows from the views of these three latter Justices that no compensatory relief should be awarded if discriminatory animus is not shown.
Id.
. Bartlett was vacated in light of the Supreme Court's recent decisions limiting the scope of "disability” under the ADA. See Sutton v. United Air Lines, Inc.,
. Incidentally, courts have been very hesitant to hold § 504 plaintiffs to the "animus” standard as a requisite for compensatory relief. See, e.g., Bartlett,
In each of these cases, the federal funding recipient denied equal opportunity to the § 504 plaintiff by refusing to provide an accommodation for the plaintiff's disability. Surely there was no "animus” against the disabled plaintiff either individually or as a class in these cases. Rather, these defendants were "indifferent” to their federal obligations very much like defendants in Title IX athletic cases. Nonetheless, the statutory violations were still "intentional” because the defendants had full knowledge of their own discriminatory conduct. As the Second Circuit explained:
[I]ntentional discrimination may be inferred when a "policymaker acted with at least deliberate indifference to the strong likelihood that a violation of federally protected rights will result from the implementation of the [challenged] policy ... [or] custom.” Ferguson v. City of Phoenix,931 F.Supp. 688 , 697 (D.Ariz.1996), aff'd and remanded [157 F.3d 668 (9th Cir.1998)] ...; see also Canton v. Harris,489 U.S. 378 , 385,109 S.Ct. 1197 ,103 L.Ed.2d 412 (1989).
Bartlett,
. The Policy Interpretation has been cited with approval by several courts, including this one. See Horner,
. Although similar reasoning with respect to Title Vi’s regulations failed to garner a majority view in Guardians, see
