Gеorge E. HOPKINS, Jr., Plaintiff-Appellant, v. BALTIMORE GAS AND ELECTRIC COMPANY, Defendant-Appellee. American Civil Liberties Union Foundation; American Civil Liberties Union of Maryland, Inc.; Women‘s Legal Defense Fund; National Women‘s Law Center; Equal Employment Opportunity Commission, Amici Curiae.
No. 95-1209.
United States Court of Appeals, Fourth Circuit.
Argued Sept. 28, 1995. Decided March 5, 1996.
77 F.3d 745
Before WILKINSON, Chief Judge, and NIEMEYER and HAMILTON, Circuit Judges.
Affirmed by published opinion. Judge NIEMEYER wrote the opinion for the court only in parts I, III, and IV and wrote separately in part II. Chief Judge WILKINSON and Judge HAMILTON join in parts I, III, and IV of the opinion. Chief Judge WILKINSON wrote a conсurring opinion in which Judge HAMILTON joins.
OPINION
NIEMEYER, Circuit Judge, writing for the court only in parts I, III, and IV:
George E. Hopkins, Jr., alleges in his complaint in this case that his male supervisor‘s comments and actions created a sexually hostile work environment in violation of
I
From 1985 until 1993, Hopkins worked in the Photographic Services Unit of Baltimore Gas & Electric Company (BG & E) as a color photographic technician. His immediate supervisor was Ira Swadow. In October 1993, as part of a reduction in force and a company-wide reorganization, BG & E eliminated the Photographic Services Unit and its 13 positions, including those held by Hopkins and Swadow.
Hopkins contends that throughout his term of employment at BG & E, Swadow subjected him to discriminatory sexual harassment, creating a hostile work environment. Hopkins bases his claim on the following incidents:
- Swadow frequently entered the men‘s bathroom when Hopkins was there alone. On one occasion in 1986, while Hopkins was at the urinal, Swadow pretended to lock the door and said, “Ah, alone at last.” He walked towards Hopkins, making Hopkins feel “very uncomfortable.”
- In 1987, Swаdow wrote “S.W.A.K., kiss, kiss,” and drew small hearts on internal mail Hopkins received from his fiancee, a BG & E employee. On another occasion, Swadow added the word “Alternative” in front of the company name “Lifestyles” on a piece of mail addressed to Hopkins.
- In February 1988, during a party given by Hopkins, Swadow suggested to a BG & E employee that Hopkins and his fiancee were getting married because she was pregnant. Upon Hopkins’ engagement, Swadow told him that he would be “counting the months” to see when the baby arrives. Before Hopkins’ marriage, Swadow occasionally asked him if he had gone on dates over the weekend and whether he had sex with anyone. Swadow also mentioned repeatedly that his children called him “Daddy,” that it took a special person to be called “Daddy,” and that he was sure Hopkins’ son would never call Hopkins “Daddy.”
- At Hopkins’ wedding on June 25, 1988, Swadow was the only man who attempted to greet Hopkins in the receiving line by kissing him.
- Sometime before 1990, while Hopkins was leaning back on a table and speaking on the telephone, Swadow pivoted an illuminated magnifying lens over Hopkins’ crotch, looked through it while pushing the lens down, and asked “Where is it?”
- Sometime before 1990, Swadow asked Hopkins, “On a scale of one to ten, how much do you like me?” Hopkins felt that the question was inappropriate. He had previously told Swadow that he objected to Swadow‘s “sexual overtones.”
- Sometime before 1990, Swadow bumped into Hopkins and said, “You only do that so you can touch me.”
- Sometime before 1990, during a conversation with Hopkins and a vendor about a recent airplane crash, Swadow looked at Hopkins and said that in order to survive with burning fuel on the surface of the water, Swadow would “find a dead man and cut off his penis and breathe through that.” Hopkins told Swadow that he was offended by such a “sick” statement.
- In 1989 or 1990, while Hopkins was showing the color darkroom to a supervisor‘s female guest, Swadow came in and asked “Are you decent?”
- In 1991, while preparing to leave on a business trip from Hopkins’ home, Swadow found an unloaded gun in the house and pointed it at Hopkins.
On August 1, 1991, Swadow squeezed into the one-person revolving door to the darkroom with another employee. Upon exiting the door, Swadow looked at Hopkins, who was in the darkroom, and asked, “Was it as good for you as it was for me?” The other employee looked very uncomfortable. Later, Swadow attempted to force himself into the same revolving door with Hopkins. He had made physical contact with Hopkins’ back before Hopkins pushed Swadow away and told him that he “objected to it” and did not want to be in the darkroom with him. - Throughout 1993, Swadow regularly commented on Hopkins’ appearance. For example, Swadow would say, “You look nice today,” “You have a really pretty shirt on,” or “You loоk so distinguished.” Once he turned over Hopkins’ tie and examined it.
- On July 2, 1993, while Swadow and Hopkins were discussing a photographic negative, Swadow, with a “very peculiar” look on his face, commented that “orientation is subjective.”
Late in 1989, Hopkins complained to his supervisors about Swadow‘s sexual harassment, particularly his inappropriate sexual comments and jokes. He identified the events described above in paragraphs 5 and 7. In response, BG & E conducted an internal investigation, which included interviews of Hopkins, Swadow, and nine other employees in the Photographic Services Unit. A manager‘s report concluded that “practically all of the Sections‘s employees engagе in joking and comments of one kind or another” but that such comments were “not offensive” and were not “intended to be so.” An employee case analyst, who could not conclude that Swadow‘s behavior was “sexually motivated,” felt that Hopkins was trying to “hang” Swadow.
The matter was then referred to higher management, which assured Hopkins that Swadow was “under close scrutiny” and that “none of this would happen in the future.” At the time, Hopkins appeared satisfied with BG & E‘s response. Without ultimately taking a position on whether Hopkins’ charges were true, BG & E offered to interview him for a transfer to two different positions in other departments. Hopkins declined the offer out of a concern that his transfer would give his cоworkers the impression that he was the one at fault.
Over a year later, Hopkins filed a charge of sexual discrimination with the Equal Employment Opportunity Commission (EEOC), and the EEOC issued a right to sue letter in September 1993. Hopkins filed this action in December 1993, alleging sexual harassment and retaliation in violation of
Following discovery, the district court granted BG & E‘s motion for summary judgment on both of Hopkins’ claims. Hopkins v. Baltimore Gas & Elec. Co., 871 F. Supp. 822 (D. Md. 1994). The court concluded that same-gender sexual harassment is not actionable under
II
Hopkins first argues that the district court erred in holding that same-gеnder sexual harassment is not actionable under
Title VII prohibits discriminatory conduct on the basis of gender and “evinces a congressional intent ‘to strike at the entire spectrum of disparate treatment of men and women.‘” Where, as here, the alleged harasser and the alleged victim are both of the same gender, the language of the statute would be strained beyond its manifest intent were the Court to hold that
under these facts there has been discriminаtion “because of... sex“.
Id. (alteration in original) (citations omitted).
In deciding the question of whether same-gender sexual harassment is actionable under
In the context of
Just two days before the House of Representatives passed
While Congress’ particular focus in amending
In 1986, the Supreme Court expanded the scope of
While the Supreme Court has interpreted
The EEOC Compliance Manual states that the respective sexes of the harasser and the victim are irrelevant in determining whether
The victim does not have to bе of the opposite sex from the harasser. Since sexual harassment is a form of sex discrimination, the crucial inquiry is whether the harasser treats a member or members of one sex differently from members of the other sex. The victim and the harasser may be of the same sex where, for instance, the sexual harassment is based on the victim‘s sex (not on the victim‘s sexual preference) and the harasser does not treat the employees of the opposite sex the same way.
EEOC Compliance Manual, § 615.2(b)(3). Although the courts are not bound by the EEOC‘s interpretation of
The District of Columbia Circuit has acknowledged the possibility of actionable sexual harassment under
Thus far, only the Fifth Circuit has expressly refused to recognize a cause of action for same-gender sexual harassment. See Garcia v. Elf Atochem North America, 28 F.3d 446, 451-52 (5th Cir. 1994). In Garcia, the court held, without any discussion, that “[h]arassment by a male supervisor against a male subordinate does not state a claim under
District courts across the country are deeply divided on whether
In addressing this issue, I do not find persuasive the reasoning of the Fifth Circuit in Garcia and those district courts that have concluded categorically that same-gender sexual harassment can never be actionable under
It follows that in prohibiting sex discrimination solely on the basis of whether the employee is a man or a woman,
Moreover, since the language of
The more difficult question arises as to what proof is necessary to demonstrate that harassment is because of the employee‘s gender and not for some other reason, particularly when the harasser and the victim are the same gender.
When someone sexually harasses an individual of the opposite gender, a presumption arises that the harassment is “because of” the victim‘s gender. This presumption is grounded on the reality that sexual conduct directed by a man, for example, towаrd a woman is usually undertaken because the target is female and the same conduct would not have been directed toward another male. See, e.g., Barnes, 561 F.2d at 990 (plaintiff “became target of her superior‘s sexual desires because she was a woman.... [N]o male employee was susceptible to such an approach“). But when the harasser and the victim are the same gender, the presumption is just the opposite because such sexually suggestive conduct is usually motivated by entirely different reasons.
Thus, when a male employee seeks to prove that he has been sexually harassed by a person of the same sex, he carries the burden of proving that the harassment was directed against him “because of” his sex. The principal way in which this burden may be met is with proof that the harasser acted out of sexual attraction to the employee. In McWilliams, 72 F.3d at 1195 n. 5, we noted that a male employee who undertakes to prove sexual harassment directed at him by another male may use evidence of the harasser‘s homosexuality to demonstrate that the action was directed at him because he is a man. But we cautioned that proof of such homosexuality must include more than “merely suggestive” conduct. Id.
I recognize that conduct directed toward an employee of the same gender as the harasser can have sexual content or innuendo and, indeed, may bе offensive. But unless such harassment is directed toward an employee “because of” his or her status as a man or a woman, it does not implicate
III
Regardless of whether Hopkins’ same-gender sexual harassment is actionable under
Not all sexual harassment that is directed at an individual because of his or her sex is actionable.
In deciding whether the harassment to which Swadow allegedly subjected Hopkins was sufficiently severe or pervasive to bring it within
For his claim, Hopkins relies on conduct by Swadow that was temporally diffuse, ambiguous, and often not directed specifically at him. First, the incidents that Hopkins recounts occurred intermittently over a seven-year period, with gaps between incidents as great as a year. That alone suggests the absence of a condition sufficiently pervasive to establish
Second, Swadow‘s alleged conduct toward Hopkins was sexually neutral or, at most, ambiguous. According to Hopkins, Swadow bumped into him, positioned a magnifying glass over his crotch, flipped his tie over to see its label, gave him a congratulatory kiss in the receiving line at Hopkins’ wedding, and stared at him in the bathroom. Notably, Hopkins has not asserted that Swadow ever made an overt sexual proposition or touched Hopkins in a sexual manner. While Swadow‘s conduct was undoubtedly tasteless and inappropriately forward, we cannot conclude that it was “of the type that would interfere
Third, several of the incidents upon which Hopkins relies occurred in group settings, and only Hopkins subjectively perceives them to have been directed solely at him. On one occasion, Hopkins was offended by Swadow‘s comment during a group discussion concerning how to use a sexual organ to survive a plane crash. On another occasion, he was offended by Swadow‘s comment—“Was it as good for you as it was for me?“—made after Swadow forced himself into a revolving door with a third party.
While we do not approve of Swadow‘s apparent willingness to offend and provoke employees with his ambiguously sexual innuendos,
Accordingly, we hold in this case that as a matter of law the conduct of which Hopkins complains, spread over seven years with significant time gaps between incidents, does not create a sufficiently hostile environment оn which to rest a
IV
Hopkins also contends that the district court erred in dismissing his claim that BG & E retaliated against him for complaining to management about Swadow‘s offensive conduct and for filing an EEOC complaint that alleged discriminatory sexual harassment. The district court concluded that Hopkins did not need to prevail on his underlying discrimination claim to succeed on his retaliation claim, but that he had failed to show that BG & E had taken any adverse employment action against him. Hopkins, 871 F. Supp. at 836-37. We agree.
The record in this case, considered in the light most favorable to Hopkins, reveals that BG & E‘s entire Photographic Services Unit, including both Swadow‘s and Hopkins’ posi-
In addition to his alleged discharge, Hopkins attempts to characterize various other employment actions as adverse. For example, Hopkins was advised by BG & E officials on more than one occasion that he should forget about Swadow‘s conduct and “put it behind” him. On another occasion, Hopkins received a formal disciplinary warning for substituting a color print for an original—conduct that Hopkins denies—but the warning was subsequently removed from his personnel record. Both Hopkins and Swadow were required to undergo a “Fitness for Duty” psychological examination. Finally, although Hopkins’ overall ratings on his evaluations remained the same after his complaints to management, Swadow wrote that Hopkins needed improvement in “job behavior” and “work relations.”
We agree with the district court that no reasonable jury could find on these facts that Swadow or any other BG & E official took any adverse employment action against Hopkins because of his complaints about alleged sexual harassment. Hopkins was not discharged from his employment and the comments in question never amounted to or resulted in any adverse employment action.
For the foregoing reasons, the judgment of the district court is
AFFIRMED.
WILKINSON, Chief Judge, with whom HAMILTON, Circuit Judge, joins, concurring in part:
We are pleased to concur in parts I, III, and IV of Judge Niemeyer‘s opinion. Those sections ably demonstrate that every example of offensive and tasteless workplace conduct does not provide the basis of a cause of action under
Moreover, the inadvisability of undertaking such a discussion is underscored by
Finally, the position taken by our good colleague in section II is in tension with this court‘s decision in McWilliams v. Fairfax County Board of Supervisors, 72 F.3d 1191, 1195 (4th Cir. 1996) (rejecting
