John Edward Hooper was convicted of two counts of second degree rape and was sentenced to five years’ imprisonment on each conviction. Although Hooper raises nine issues in this appeal from his convictions, we need address only two.
Hooper was originally tried and convicted of these crimes in September 1985. His convictions were subsequently reversed because the prosecutor had asked improper questions of character witnesses on cross-
The prosecutrix was the first witness to testify at the retrial. At the request of the State and over Hooper’s objection, she was called as the court’s witness and, in response to specific questions posed by the court, flatly denied that Hooper had committed the acts with which he was charged. Hooper then made a motion for judgment of acquittal, which was denied. The State was thereafter permitted to cross-examine the prosecutrix with respect to her testimony at the first trial. In this manner the State elicited that the prosecutrix had previously testified that Hooper did engage in sexual intercourse with her on the dates alleged in the indictment. The State also elicited the prosecutrix’s testimony from the first trial concerning the details of these acts and other sexual acts between her and Hooper.
At the second trial, a school counselor, a social worker, and three friends of the prosecutrix testified that the prosecutrix had previously told them that Hooper had engaged in sexual intercourse with her. A clinical psychologist, who had interviewed the prosecutrix only once, was called by the State and testified that the prosecutrix exhibited characteristics of a sexually abused child. There was no eyewitness testimony and the medical evidence indicated only that the prosecutrix’s physical condition was consistent with having engaged in sexual intercourse.
Hooper’s renewed motion for judgment of acquittal, made after the prosecution rested, was denied by the trial court. In his defense, Hooper denied raping or otherwise sexually molesting his daughter.
I
Hooper contends, and we agree, that the trial court erred in giving the following instruction to the jury:
“Now, the prior testimony of [the prose-cutrix] given in September of 1985 while she was under oath and subject to cross-examination can be used by you as substantive evidence of the facts stated by her during her prior testimony to prove or disprove the innocence or guilt of the Defendant John Edward Hooper of the offenses alleged in the indictment.”
This instruction was given at the State’s request and in reliance on dicta contained in this court’s opinion in Randolph v. State,
Contrary to the dicta contained in Randolph,
The rationale advanced by the Alabama courts for holding prior inconsistent statements, even those given as testimony in a prior proceeding, inadmissible as substantive evidence is that such statements are “purely hearsay.” Corona Coal & Iron Co. v. Callahan,
In Randolph v. State,
“(a) [T]he prior statement was made nearer in time to the occurrence, event, or other matter to which it relates, and therefore when the witness’ recollection would be fresher and better, and
“(b) [T]he prior statement is less likely to have been influenced by pressure arising from the controversy, including the cajolery or corruption of, or other tampering with, the witness.” Id.
However, our reversal of Randolph’s conviction was grounded on existing Alabama law and the remainder of our discussion in that case was purely dictum. Dictum, of course, is merely persuasive and has no
II
Hooper asserts that the evidence was insufficient to sustain his convictions. In light of our discussion in Part I, above, we are constrained to agree.
In order to convict Hooper of second degree rape, the State had to prove that Hooper engaged in sexual intercourse with the prosecutrix while she was between the ages of 12 and 16. See § 13A-6-62, Ala. Code (1975). As previously noted, the only evidence incriminating Hooper was the prosecutrix’s prior inconsistent testimony and her prior inconsistent statements made to a school counselor, a social worker, and three of her friends.
Where an appellate court concludes that the evidence is insufficient to sustain the jury verdict, the Double Jeopardy Clause of the Fifth Amendment prohibits a retrial of the defendant on the same charge. Burks v. United States,
In Lockhart, there was other evidence, aside from the inadmissible evidence, against the defendant. The defendant, Nelson, was given an enhanced sentence under an Arkansas statute which required the prosecutor to prove beyond a reasonable doubt four prior felony convictions. The prosecutor introduced evidence of four prior convictions; however, one of these convictions had been pardoned by the governor, and was therefore null and void. Although Nelson stated at the sentencing hearing that he thought the conviction had been pardoned, there was no actual objection to the introduction of the conviction.
“Permitting retrial in this instance is not the sort of governmental oppression at which the Double Jeopardy Clause is aimed; rather, it serves the interest of the defendant by affording him an opportunity to *obtai[n] a fair readjudication of his guilt free from error.’ Had the defendant offered evidence at the sentencing hearing to prove that the conviction had become a nullity by reason of the pardon, the trial judge would presumably have allowed the prosecutor an opportunity to offer evidence of another prior conviction to support the habitual offender charge. Our holding today thus merely recreates the situation that would have been obtained if the trial court had excluded the evidence of the conviction because of the showing of a pardon.”488 U.S. at 42 ,109 S.Ct. at 291 (citations omitted) (emphasis added).
In the case at bar, the only indication that Hooper had committed the crime with which he was charged (in fact, the only indication that a crime had been committed at all), was the prior inconsistent testimony of the prosecutrix. While this evidence was admissible for impeachment purposes, it was not admissible as substantive evidence and on this ground Hooper objected numerous times to its admission. Had the trial court properly excluded this evidence from consideration as substantive evidence, the State, in this particular rape trial, simply had no case. The substantive evidence contained in the record is the pros-ecutrix’s testimony that there were no acts of sexual intercourse between her and Hooper.
Remanding a case for retrial under Lock-hart “recognizes that the State may have additional evidence that it did not produce in reliance upon the strength of the erroneously admitted evidence.... However, where it appears from the record that the State produced all available significant evidence at trial and the State does not suggest it has more, an appellate court should remand for the entry of a judgment of acquittal.” State v. Baker,
For the reasons stated above, the judgment of the Escambia Circuit Court is reversed and the cause remanded for the entry of a judgment of acquittal.
REVERSED AND REMANDED.
Notes
. The prosecutrix had initially made a complaint against Hooper in January 1985, at which time she was 13 years old. It appears from the record that, beginning the month after making her complaint, she has periodically recanted her story.
. The prosecutrix testified at the second trial that, prior to 1985, she had had sexual intercourse three or four times with one of her brother’s friends. This friend was called as a prosecution witness and denied having ever engaged in sexual intercourse with the prosecu-trix.
. As discussed in Randolph, the original proposal of Rule 801(d)(1)(A) required that the prior inconsistent statement have been made under oath and subject to cross-examination.
. The Supreme Court denied the petition for writ of certiorari filed by the State in Randolph, without opinion or comment. Ex parte State ex rel. Attorney General,
.The extrajudicial statements to the counselor, social worker, and friends clearly were admissible only for impeachment purposes and not as substantive evidence. E.g., Ex parte Brown,
