*1 mistakenly If the IRS government. foreign valid for a tax deny application
credit, be side would equation one mis- if the IRS were Similarly,
violated. credit, tax
takenly grant foreign violated on the other
equation essentially position. This is Field’s
side. in tax parity
He claims that his interests import foreign
with his who oil competitors implicit 901(b) the structure § arguably his interests are therefore protected the zone to be
within of interests the section. history 901(b) is silent legislative § congressional concern those in
about readily circumstances. The foresee-
Field’s foreign tax credit consequences
able however, situation, competitive Field’s support posi- for his claim. His
powerful indistinguishable from that
tion travel Arnold Tours
plaintiff agents companies investment plaintiff I there-
in Investment Co.Institute. would grant Field. standing appellant
fore al. V. et
Honorable Ronald DELLUMS -, also, U.S.App.D.C. See -, U.S.App.D.C. and 184 F.2d POWELL, Chief, United States M. James F.2d 231. Police, Appellant, Chief, Jerry Wilson, Metropolitan V. Department, et al.
Police 75-1974.
No. Appeals,
United Court States
District of Circuit. Columbia
Argued Jan. 4, 1977. Aug.
Decided Nov.
Rehearing Denied *6 in a civil to arrest and
engaged
conspiracy
the purpose
with
detain
class members
right
frustrating
their First Amendment
Liability was
against
to
the war.
protest
Justice,
Linder,
Dept, of
Atty.,
Dennis G.
“First, Fourth, Fifth,
under the
asserted
Lee,
Rex E.
C.,D. with whom
Washington,
Sixth,
the Con-
Eighth
and
Amendments
Gen.,
Kopp
and Robert E.
Atty.
Asst.
States;
the Civil
stitution of
United
Justice,
Anderson, Attys., Dept, of
J.
David
et
Act,
seq.;
Rights
§§
U.S.C.
briefs,
C.,
for
D.
were on the
Washington,
Columbia,” and
law of the District of
appellant.
in excess of
alleged
be
damages were
C.,D.
Washington,
Kaplan,
K.
Warren
and class mem-
$10,000
plaintiff
for each
Mirel, Ralph J.
Lawrence H.
with whom
ber.2
McReynolds,
Kenneth
Mary
Temple,
A.
plain-
that the class
stated
complaint
C.,
on
D.
Handal, Washington,
V.
2,000 persons on
some
tiffs had met with
brief,
appellees.
Capitol
the United
the Mall near
States
5,1971.
At that
early
afternoon of
WRIGHT,
LEVEN-
TAMM and
Before
plans
protest against
made
meeting
THAL,
Judges.
Circuit
by staging
public
war in Vietnam
by
court filed
J.
Opinion for the
SKELLY meeting
Congressman
at the
with
Capitol,
WRIGHT,
Judge.
Circuit
Congress
Dellums and other Members
and to address the assem-
attendance
Concurring
by
filed
LEVEN-
opinion
protestors.
agreement
bled
Pursuant
THAL,
Judge.
Circuit
officials,
police
those assembled on the
TAMM,
Dissenting
filed
Cir-
opinion
groups
three abreast in
of 21
Mall walked
Judge.
cuit
their
on the Mall to the
meeting place
from
Grounds,
signals
traffic
obeying
WRIGHT,
Judge:
Circuit
J. SKELLY
along
officers
the directions
11, 1971 this suit was
On November
At
way.
the leaders were
District Court
brought in the United States
Capitol Police,
stopped by an officer
individually and
Dellums
Congressman
were allowed to enter
the Grounds
but
seeking
represent
class
persons
nine
appeared
Congressman Dellums
when
steps
persons
all
arrested on
.arrangements
meeting
explained
5,May
1971 while
Capitol on
United States
Capitol steps.
against
in a
the war in
engaged
protest
assembled on the
group subsequently
in-
named as defendants
Vietnam. Persons
steps
on the House side
East
the United States
cluded various officials of
“began to make and to listen to
*7
and
of
and the
of the District
Columbia
speeches concerning
People’s Peace
predicated on an
itself.1
was
District
Suit
While Con-
Treaty and related matters.”3
allegation that
the defendant officials had
interposed
privilege
filed,
following
of
complaint
claim
dent Nixon
1. As
named the
Powell,
discovery
elucidating
against
M.
of the
aimed at
certain
defendants:
James
Chief
Wilson,
Police; Jerry
challenged
V.
in
events
United States
Mitchell’s involvement
Metropolitan
Powell,
generally
of
suit. See
Dellums v.
Chief of
District
Columbia
in this
Hardy,
(1977),
Department;
Di-
U.S.App.D.C.
Police
Kenneth L.
175 fact, of lawful. former issue and the District is one of by Chief Wilson raised subject jury. opinion potentially be the Under law of will Columbia 75-1975; Columbia, plaintiffs’ appeal the District of in No. unlawfulness 75-2117; objec- presumed allega- in and of a detention is once “an by order No. treated certain named the reinstatement of tion that a was plaintiff arrested tions made] [is opinion in discussed in an imprisoned process.” will be and without Clarke v. plaintiffs 76-1419. Columbia, 76-1418 & 508, Nos. District of 311 A.2d 511 The burden then shifts to (D.C.App.1973). to the class Powell was held liable Id.; justify the defendant the arrest. arrest, law false for common false plaintiffs 547, accord, e.g., Ray, v. Pierson prosecution and malicious imprisonment, 556-557, 1213, 87 18 S.Ct. L.Ed.2d 288 on violations claim based and a Bivens7 (1967); Director General of Railroads v. Amendments. First and Fourth Kastenbaum, 27, 52, 263 44 68 U.S. S.Ct. Congressman addition, liable to he was held (1923); see, e.g., L.Ed. 146 Restatement on the Bivens claim based Dellums a (Second) (especially of Torts 10 comment §§ begin by discussing We First Amendment. c), (1965). Justification can be estab- false surrounding the a of issues cluster by showing probable lished that there was Amend- imprisonment-Fourth arrest-false plaintiff cause for arrest re- hereafter be (which ment claim shall grounds charged. E.g., Shaw v. De arrest), then and simply false ferred Co., partment (D.C. Stores 268 A.2d concerning liability points consider raised App.1970). showing A lesser can also be and of the class prosecution for malicious made, namely arresting that the had officer class liability to both the First Amendment grounds reasonable to believe crime Congressman Dellums. and plaintiff’s been committed and that arrest ARREST, IMPRISON- I. FALSE FALSE purpose securing made for MENT, AMENDMENT FOURTH (i.e., of the law administration the offi-
VIOLATION
faith).
cer
in
Wade v. Dis-
good
acted
See
Columbia,
trict of
310 A.2d
862-863
in
The tort action
false arrest
(en banc), citing Pierson v.
(D.C.App.1973)
var
law and constitutional
both its common
Ray,
Unknown
supra; Bivens v. Six
Named
the interest
protects
iants
vindicates
Narcotics,
Federal Bureau of
Agents of the
interference
freedom from unwarranted
1972);
(2d
1347-1348
Cir.
F.2d
personal
liberty.
point
The focal
Rowland,
(4th
Hill v.
474 F.2d
ar
question
the action is the
whether the
Restatement,
1973).
supra,
also
Cir.
See
justified
ordering
officer was
resting
121, 127.
§§
so,
arrest of the
if
the conduct
plaintiff;
and the
arresting
privileged
officer is
-
The mechanics of
pleading
fails. While the central issue of-the
action
proof in Bivens action for
arrest are
false
stated,
simply
parties
action
judgment
our
identical
those sketched
divergent
somewhat
views on
mechan
Although we know of no case delin
above.
ics
thе allocation of the burden
pleading,
parameters
prima
eating
facie case
elements' of
scope
and the
proof,
theory,
under a Bivens false arrest
Pierson
arrest action.
defenses available in
false
supra,
v.
indicates that
the details of
Ray,
reason,
analysis,
to aid later
For this
shaped
constitutional
tort actions
should
we
features of both
now sketch
salient
law.
parallel
reference
common
law
constitutional action.
the common
556-557,
See
prima
litigation.9
facie case
arresting plaintiffs and whether his actions
point,
On a different
there can be no doubt
the circum
light
reasonable in
of all
that state and federal
officers sued
Supreme
stances. The
has delineated
Court
Bivens,
1983
respectively,
under Section
be made in
considerations which must
them a qualified
available to
immuni-
resolving this issue:
defense,
ty
privilege
based on
faith
good
grounds
It is the existence of reasonable
reasonableness,
but that
the burden is
for action exist-
cause
belief
on the defendant
prove
officers to
it.10 See
[that
light
at
time and in
of all
formed
Pierson
Ray, supra,
555-557,
v.
386
at
ed]
U.S.
circumstances,
1213;
coupled
good-
with
87 S.Ct.
Bivens v.
Unknown
Six
belief,
Federa]
faith
for quali-
affords
basis
Agents
Named
Bureau of
* * *
immunity.
fied
Narcotics,
1347-1348;
supra, 456 F.2d at
Rowland, supra,
Hill v.
177
his favor because the
Strickland,
321,
directed in
evidence
supra, at
v.
Wood
the
overwhelmingly
plaintiffs
shows that
Particularizing
these
at 1000.
95 S.Ct.
Capitol
in
of the
were
violation
Grounds
case,
Powell
present
to
Chief
the
standards
statute,
(1973),12 at
the
9 D.C.Code
124
§
that
had an honest belief
show that he
must
Plaintiffs
arrests.13
answer
time of their
violating
group
as a
the
plaintiffs
the
that
argument by contending
the evi-
this
and,
the
fur-
assembling
at
by
law
light
in the
most favorable to
dence taken
lignc
ther,
this
was reasonable
that
belief
that
support
finding
a
them would
Chief
the scene of
facts
to him at
the
available
of
reasonably
have believed
Powell could
law it then existed.
of the
as
the arrests and
124
definitively
9
as
con-
D.C.Code §
Verdict
A. Directed
Nicholson,
strued in United States
v.
Nos.
a l.
20210-69A et
(D.C.
fact
Notwithstanding
the
Ct. Gen.Sess. June
aff’d,
19, 1969),
263
56 (D.C.App.1970)
A.2d
persuasion
the burden of
Chief Powell has
parties
agree
—which all
controls
this
immunity,
official
qualified
on the issue of
by
case14 —was violated
the activities of
have been
a verdict should
argues
he
clearly
stand,
theory
parade,
or move in
Powell’s
is
incorrect
to
Chief
It is forbidden
assemblages
acquittal
processions
United
since a motion for directed verdict of
or
[the]
Grounds,
display
sufficiency
or to
therein
States
any flag,
tests
the
evi-
the
Government’s
banner,
adapt-
designed
conviction,
device
or
or
dence
trial to sustain a
whereas
at
any party,
bring
public
or-
by
to
into
notice
question
immunity
ed
qualified
raised
movement, except
ganization,
as herein-
or
defense is whether the facts available to Chief
provided in
and 9-129.
after
sections 9-128
5,May
Powell at
support
the scene on
would
provides:
§
9 D.C.Code
a conclusion that there were reasona-
observance
grounds
order to admit
the due
supposing probable
for
ble
cause
States
Grounds of
Rhodes,
within
United
See
arrest existed.
Scheuer
becoming
interest
occasions
cognizance
national
247-248,
40 L.Ed.2d
Congress,
entertainment of
and
York,
(1974); Broughton
supra
v. New
Speaker
the Senate and
the President of
455-458,
note
at
(a)
present purposes.
relevant for
particularly
At the
outset we note
Chief Powell’s
Quakers
In Nicholson 13
were arrested
argument has a serendipitous quality about
it,
standing
steps
Capitol
while
on the
for the record shows that Chief Powell
reading names of Vietnam War dead from
unquestionably
steps
took some
to order the
and, moreover,
Congressional
They
crowd to
5
Record.
disperse May
violating
he
with
22
practice
charged by
testified that standard
at the
information
Capitol
would be for such orders to be
in that
failed to leave
D.C.Code 3102
§
experience
Capitol
because it was the
Capitol
Capitol
requested
when
Quakers
Police that many people
policeman
were not aware of
to do so. The
moved to
governing
Capi-
ground
statutes
conduct at the
dismiss the
information
would,
tol
not constitutional-
upon being
22 D.C.Code 3102 could
notified of
§
violation,
their activi-
potential
bring
ly
applied
their conduct into
to them because
addition,
line with the law.16 In
ties were
the First Amend-
regulations
protected
* * *,
thereon,
pant
being
arrest under 9
124 de novo —in
or
or
§
D.C.Code
therein
teaching
Ray
authority
violation of the
of Pierson v.
to remain therein or
without
lawful
policemen
“charged
predicting
are not
quit the same on the
thereon shall refuse to
law,”
future course of constitutional
occupant, or
demand of the lawful
547, 557,
(1967)
1219
S.Ct.
thereof,
lawfully
charge
person
—we
unconstitu-
shall be
* *
have to conclude that
124 was
§
guilty
deemed
of misdemeanor
*.
pursuant
tional on its face and arrests
to that
per
section unconstitutional
se. See Jeannette
2096, 2099-2100,
16. Tr.
JA
1289-1290.
Police,
Brigade
Rankin
v. Chief of
court)
F.Supp.
(D.D.C.)
(three-judge
17. See note 44 infra.
aff'd,
(McGowan,
J.),
(1972).
L.Ed.2d
arresting
officers made the
“[N]one
who,
Any person
authority,
without
lawful
opportunity
gave that
last
statement
enter,
enter, any
attempt
public or
shall
people
being
leave to the
who were
arrested
* * *
private dwelling, building
property
or other
.”
JA 1295.
Tr.
* * * against
will of
lawful
occu-
orders, rules,
regulations,
set of
or stan-
holding
Judge
agreed,
Greene
ment.19
consult,
conse-
forum and
which he can
and the
public
was a
dards
invalid
3102 was
that Section
administration themselves
quently
precedents of
it set
stan-
since
no
applied
at the
contradictory
uncertain.23
Not-
its
enforcement.20
dards whatever
Notwithstanding
findings
these
that Section
withstanding the conclusion
conclusions, Judge
held that 9
Greene
vague, Judge
unconstitutionally
3102 was
124 could be
from consti
D.C.Code
saved
§
accepted
part
Greene considered
limiting
infirmity by
construc
tutional
by the
argument pressed
Government —that
tion. The
the construction
language
Quakers could
against
the indictments
*12
important
quote,
we
it in
adopted is
the
could show that
be saved if
Government
full:
violating 9 D.C.Code
Quakers were also
therefore,
It is
appropriate,
under
from
ordered
at the time
§
Capi-
statute to bar or to
from the
order
apparently
It was
the Govern-
Capitol.
Grounds,
noisy,
which
any group
tol
is
either
that 9
theory
ment’s
D.C.Code §
behavior,
violent, armed,
disorderly in
or
oi; could
unconstitutionally vague
was not
any
has a
to inter-
group
purpose
which
limiting con-
subjected
appropriate
to an
processes
Congress,
fere with the
of the
struction.
any
Congress, congressional
Member of
further
on
124 created
Reliance
Section
tourist,
visitor,
employee,
group
оr
any
statute,
however,
difficulties,
since
effect, by
presence,
which has the
its
of
Capitol
public
all
of the
as a
which bans
use
interfering
processes
of
with
the Con-
the dis-
it is
except
suspended
forum
as
gress,
of
any
Congress, congres-
Member
and the
cretion
the House
Speaker,
visitor,
tourist;
employee,
or
sional
Senate,21
also
was
found
President
any
any part
which
group
damages
Worse,
as written.
be unconstitutional
or
building, shrubbery,
plant life.22
Judge
suspension
found that
Greene
category, the
would have
conduct
each
interpreted
which the
had
power,
(in
disruptive or
substantial
more
more
to be
system,22
“permit”
allow creation of a
normally engaged
number)
degree
than that
or
routinely permitted
selectively
and that
been used
by
and others
tourists
on the Grounds.24
rules; permits like-
written
there are no
writing;
usually
wise are
not
members
Judge
ruled
Greene then
indictment
knowing
no
way
public
of 22 D.C.Code 3102
charging
violation
§
they might be in violation of
whether
applied
as
constitutionally
valid
except
law how avoid violations
or
could
Capitol
if the
only
if
Government
by inquiries
or
to Mem-
prior experience
of 9
show a simultaneous violation
D.C.Code
Capi-
Congress
bers of
or members
124 as limited.
§
tol
Force.
Police
sfc
[*]
%
[*]
[*]
(c)
appli-
We
our consideration of the
that,
begin
as
inescapable
The conclusion is
cation
to the instant
administered,
of Nicholson
case
is
it is impossible
law
noting that
Greene’s
Judge
opinion express-
to know whether his
anyone
presence,
124 is unconsti-
ly
or
his
stated that D.C.Code
presence
group,
Capitol
on
§
lawful,
except
no
as ground
Hill
or unlawful. There is
tutional
when
is used
is
19. United States v.
aff’d,
[1]-[2].
et al.
Even terms, until its suspension expired by an give oppor need to order and sive on the dispersal one of which was that a order be before arrest under disperse Sec tunity given. 124, to this case would peculiar tion facts First, such order. required have Second, protestors were un Speaker Albert in fact undisputed that questionably granted “per an unwritten suspended prior any 124 to the time Section mit,” Nicholson, as described in to assemble testified were made.32 Chief Powell arrests Be steps.34 on the Grounds and * * * understanding Speaker his Albert’s “police cause officials effect protestors was that the were to instructions they told the demonstrators could meet to remain while Members of be allowed did,” they where “to sustain [plaintiffs’] the crowd Congress speaking unless demonstrating later conviction for where disorderly, eventuality became in which they they] told could be to ‘would [them leave; people “we if should ask these entrapment sanction an indefensible sort leave, that we would have they refused to convicting a citizen for exer State — With steps necessary.”33
to take whatever
cising
privilege
which the
had clear
State
”
suspended,
the statute
there was no law
him was
him.’
ly told
available to
Cox v.
plaintiffs
which the
could have been violat
Louisiana,
559, 571,
476,
85
U.S.
S.Ct.
ing even if
conditions were in
484,
the Nicholson
(1965),
citing Raley
L.Ed.2d 487
v.
and,
therefore,
present
Ohio,
423, 426,
fact
there
no
probable
(1959).35
cause for arrest —and no reasona-
In these
L.Ed.2d
circum-
reasonably likely
tion,
keep
prote-
notice
to have
all
reached
no efforts were made to
despite
assembling
steps.
the crowd
noise the demonstrators
stors from
on the
See Tr.
may
making.
Washington
quoted
supra.
been
See
Mo-
JA
at note 29
See
Cullinane, supra,
563-564,
bilization
407-408,
Committee
also Tr.
JA
594. There
at-,
U.S.App.D.C.
could be that it was rea Nicholson; required to dis was to establish that orders (2) under tol that constituted apprised plaintiffs to believe sonable given been had perse an and more noisy under that was more group it was as a whole crowd leave; reasona (3) groups that a than other allowed on the disruptive obligation plain this issue Chief been On opportunity Grounds.36 ble conclusion, This Capitol. primarily leave the relies on his own testimo tiffs to Powell Cox, the lan Nicholson, with an drawn from the effect that he was faced ny to predating sources 124—all of guage Section mob from the unruly, noisy, out-of-control represents judgment our steps. 1971—in he arrived at moment Powell was Chief hand, law which Plaintiffs, well settled on the other introduced quali his losing pain obliged to know noisy, unruly events equally evidence that Strickland, Wood immunity. fied See no Capitol steps had been held 321-322, 95 S.Ct. supra, being police. taken adverse action addition, on behalf of testifying In' officials the Evidence of Review 2. Standard the demonstra the defendants stated that no viola indicated, “fairly mild”37 Pow- tion already Chief As we statute had tion of the Grounds on the issue proof ell bears the burden Wilson, Indeed, even Chief not rule out occurred.38 does While this immunity. his co-defendant, “it was a reason stated that in his directing verdict possibility crowd,” by only “a orderly marred few ably to dem- favor, Powell require it does Finally, plain particular misbehaviors.”39 each element the facts on onstrate that out-of-court introduced evidence defense, light tiffs taken in the immunity Congressman statement Chief Powell nonetheless appellees, most favorable to evening May Rangel, made on favor that “rea- in Chief Powell’s clearly so one of the more doubt with entertain no men could demonstration] sonable “[the Capitol steps, see notes 30 & 34 strik- block the Judge 124 is § construction Greene’s Cox, supra, recognized plaintiffs, like Reverend In Nicholson ingly he similar. being rely legitimate free on the administrative construc- Congress interest entitled had a interference and to assume business without tion of statute conduct its *16 and, further, assembled, lawfully told otherwise. violence until be secure from were and to being public in able to an interest had that supra. 36. See text at note 24 safety free from unrea- in visit the pathways. of roads sonable obstruction Fergu- Captain Testimony 37. Police Nicholson, supra note 19, v. See United States son, 3480, Tr. JA 1846. Appendix What constituted at [11] [16].— Congress or the interference with unreasonable testimony 38. See United States of Assistant judgment public left to the administrative was 540, Larimer, 709, 735, 741, Attorney JA Tr. police, subject set out to the construction 566, 572. Thus, supra. Inspector when 24 in text at note plaintiffs onto the to come allowed the Xander 1589, JA 962. 39. Tr. grounds no efforts were made and when 184 regulations. Chief Powell’s required seen on crowds
peaceful
[Powell]
powerful police
made of a
was use
was the Nor
Thus not
steps.”40
was
at
apparently
truck that
sound
the events of
characterization
actual
scene,
any attempt
nor was
made to use the
Pow-
veracity of Chief
contested, but
system of
demonstra-
public
in
address
directly
was
as he did
testifying
ell
leaders;
indeed, an offer from
evidence,
Con-
tion’s
state
this
Given
issue.
to make announcements
gressman Dellums
jury.
one
indisputably
was
issue
system
specifically
refused
over that
similarly in con
The evidence
Powell.42
Chief
Powell
whether Chief
question
on
flict
Finally,
jury
judg
would in our
sure the
to make
fide effort
made a bona
be entitled to conclude that Chief
ment
Although
order.
dispersal
his
heard
crowd
acting
good
Powell was not
faith. As we
jury
evidence that
certainly
there
noted,
already
Chief Powell’s out-of-
that Powell made
to the effect
could credit
Congressman Rangel
admission to
each
court
the crowd and was
to inform
attempts
good
claim of
faith.
out,
would belie Powell’s
there
down and drowned
time hooted
inaction after
also would Chief Powell’s
Powell realized
So
that Chief
was also evidence
his remark to Chief Wilson which indicates
warnings
heard his
crowd had not
Powell
that notice to the
the situa
was aware
steps
no
to correct
took
yet
Buttressing
inadequate.
at
crowd had been
reporter present
example,
For
tion.
the further
the inference of bad faith43 is
he had overheard
the scene testified
Powell,
relying exclusive
“that he
faсt that Chief
Wilson
say
Powell
Chief
Chief
over a
ly
dispersal
on
orders shouted
hand-
they
whether
wasn’t
sure
[the
[Powell]
notice,
give
attempting
held bullhorn in
him or not or
heard
[that]
demonstrators]
Handling
him.41 violated his own “Procedure for
a lot of them heard
think
he didn’t
Groups”44
regulation issued over
this,
warnings
further
Protest
no
Regardless
—a
signature.
Powell’s
made,
warnings
such
although
horns,
which is the small audio handler that
also text at note 75
JA 2166. See
40. Tr.
they
people claimed
could not hear distin-
infra.
guished
over the roar
the crowd.
819-820, JA 644-645.
41. Tr.
guaranteed
The curdler was
to be heard for
* *
very
at least a mile
*.
works
well
[I]t
578;
Tr.
JA 335. Chief
42. 'Tr.
JA
getting
message
as far as
out to a crowd.
urges
one
in brief that the fact
no
Powell
Testimony
Zanders, Commanding
of Theodore
warnings
was due
loudness
heard his
Officer, Metropolitan
Department Spe-
Police
and, therefore,
fault.
was not his
the crowd
Division,
2349-2350,
Operations
cial
Tr.
impressed
argument.
We are not
Washington
disperse
Mobilization Committee v. Culli-
order to
can
in which an
situation
nane,
F.Supp.
(D.D.C.1975), rev’d,
constitutionally
there will be substan-
75-2010,
disorder, Washington
-,
(No.
U.S.App.D.C.
see
Mobiliza-
F.2d 107
tial noise or
tion
Cullinane,
supra
note
1977).
April
Committee
unit was
decided
apparently
This curdler
-,
U.S.App.D.C.
Capitol.
120. For
566 F.2d at
at the
See Tr.
JA 578.
police
have to warn each
Parenthetically,
will either
this reason
it should be noted that Zan-
individually
through
work
testimony
demonstrator
ders’
in Cullinane would tend to indi-
to the extent
leaders of a demonstration
cate that Chief Powell should have been aware
public
sys-
powerful
address
have access to
that the hand-held bullhorn he testified he used
Alternatively,
44 infra.
tems. See text at note
powerful enough
give
orders was not
his
appears
called a “sound cur-
that a device
reach the crowd.
which can make the
dler” is available
Hupart
Higher
v. Board of
Education
Cf.
most tumult:
heard over
York,
City
F.Supp.
of New
you
curdler that
referred
What is the
Q.
(S.D.N.Y.1976).
to?
we had
A. That is an audio curdler that
regulation
Exhibit 11. This
states
Federal
car,
top
of the barricade
installed
that:
kept
yard
wagon
in the
a converted Brinks
ranking
ARRESTS the
particular
PRELIMINARY TO
up at the Tactical Unit. This
cur-
charge
bought
Applied
at the scene
this case
Elec-
official
[in
dler was
in 1970 from
approach
shall
the demonstra-
of the fact
Chief Powell]
tronics over in Alexandria because
*17
explain
leadership
given
bull-
the law violations
we had
a lot of instructions on
tion
per
se
point
belief on
Nicholson
in
Powell’s
conflicts
Notwithstanding
the obvious
highly
above,
The law here was not
Powell
reasonable.
out
Chief
evidence set
with the
technical,
if at all
theory
penetrable
on the
direct a verdict
have us
controlling
case was
absolute de-
of counsel.
help
counsel
is an
advice of
that
Nicholson,
Powell was
conclusively
show
with
Chief
that
the facts
fense and
addition,
the central
present
In
fully acquainted.
relied on counsel
that he
both as
fact: were
is untenable
issue was one of
position
probable
This
cause
Capitol.
directing
than
noisy
disruptive
of law and as a basis
more
or
plaintiffs
a matter
case.
on the facts of this
routinely
verdict
allowed onto
those
Powell,
issue Chief
On this
Grounds?
on which advice
only point
charge
and a man
officer in
is the
claimed as a defense
counsel
expert
as
obviously
was
long experience,
plaintiffs
constituted
whether
question
might give
who
him advice.
any
counsel
Capi
from the
be ordered
that cоuld
group
It is
opinion.
the Nicholson
to
pursuant
tol
addition,
raised a seri
appellees
In
Pow
advised Chief
that counsel
not claimed
concerning
fact
whether
question of
ous
without
plaintiffs
arrest
he could
ell that
fully
had
disclosed the House
Powell
Chief
ac
disperse;
an order to
them
giving
first
advisor,
legal
to his
Assist
Speaker’s orders
was
counsel’s advice
scope
cordingly,
Zimmerman,
Attorney
ant United States
defense.
complete
create a
enough to
own
asking
his advice. Powell’s
prior
be a defense
would advice of counsel
Nor
testimony
conclusively
piece
shows
good
faith.45 Since
sought
it was
unless
Pow
primarily
of advice
relied on
Chief
have been
would not
verdict
a directed
Powell
agreement
ell—Zimmerman’s
with
follows,
issue,
faith
good
proper
that “this
upon arriving
Capitol steps
at the
given
verdict could be
that no such
directly
flagrant violation of 9-124” —was
is a most
of advice of counsel.
strength
Powell was
rendered before
advised
event,
Speaker
suspended
this is not a case
had in fact
any
Section
reasonably
Powell could not
counsel should
Chief
124.46 Chief
where advice of
make
being
request
at 4-5. At trial Chief
maintained
Id.
Powell
committed. He shall
which are
any
im-
ascertain who the leaders of
be corrected
that he could not
and all violations
that
mediatly
were,
complied
although
request
he further
If such
the demonstration
[sic].
any
attempt
with,
be taken.
admitted that he made no
locate
action shall
no further
group
comply
congressmen
the re-
who had invited the
do not
with
If the leaders
2094-2095,
steps.
publicy
See Tr.
JA 1284-
quest,
an-
onto the
the official shall
[sic]
attempt
amplifi-
apparently
through
made
1285. Nor
crowd
a voice
nounce to the
* *
amplification equipment of
following
to use the sound
*:
cation
* *
hereby
give dispersal
per-
all
orders.
“I am
*. I
inform
the demonstrators
you
that he never identified
are in violation
Powell admitted
sons assembled
Chief
alleged
general
(state
regulation
to have been violated. Tr.
terms
the statute
2103,
Powell admitted that he
give
if
JA 1293. Chief
number
Code
and
known).
stature [sic]
arresting
States
knew for a fact that “none
In the name of the United
you
Board,
or be
made the statement
leave
[to
all of
officers
Police
I command
gave
opportunity
last
disperse
arrested]
leave to the
***.***
here assembled to
being
people
charge
arrested
reasona-
who
shall wait a
The official
* *
compliance.
length
If
*.” Tr.
JA 1295.
after
of time
ble
nothing develops the
first announcement
this
(Second)
E.g.,
of Torts
Restatement
repeat the aforstated
order.
[sic]
Official shall
(1970).
666(1)(a)
§
* *
*
******
Powell testified that this advice
46. Chief
given to him between 2:56 and 3:00 P.M. on
accompany
shall
ARRESTING OFFICERS
1951-1952,
JA 1175-1176.
Imme-
5. Tr.
proximity
transporting
officers to the
gave
diately
this
Powell
the first of
after
to be arrested. The
individuals about
disperse.- Tr.
JA
of orders to
a series
arresting
shall state to the violator
officer
Inspec-
testified that
Powell later
you
(give
1176. Chief
law violat-
are in violation of
him
the information
Xander reached
applicable
tor
ed).
“You are re-
state
When
Speaker
suspended
124 after he
§
had
please depart
that the
quested
area immediate-
this
warnings.
Tr.
subject
first set of
you
ly
peacable
shall
[sic]
* * *
yourself
JA 1223.
immediate arrest.”
*18
instructing
jury
respect
erred in
to act on that advice once
continued
immunity
defense.
qualified official
Speaker’s
of the
wishes.
aware
he became
disposes
discussion thus far
of most of
offer
Our
on counsel
would reliance
Nor
objections
we will not
Chief Powell’s
Powell had disclosed to
unless Chief
defense
responses
our
objections
rehearse those
the facts and circumstances
attorney all
his
remains,
here.
however.
point
One
Yet on
surrounding
Speaker’s
orders.47
Attorney
of whether
question
the critical
parts
Focusing on selected
Speaker’s
of the
Zimmerman was informed
instructions,
complains
Powell
jury
Chief
124, Attorney Zim-
suspension
Section
erroneously
that
instructed
jury
testified:
“I have no recollection
merman
if
immunity
that
could be made out
suspension] being
fact of
told
of that [the
there
probable
agree
we
cause. While
Indeed,
question.”48
the time in
me at
liability
Chief Powell could defeat
being told of
although Chief Powell admits
showing
believe that
grounds
reasonable
orders, he did not claim at
Speaker’s
course,
probable
plus,
cause
existed —
conveyed
he
this information to
trial that
subjective good
agree
faith —we do not
Viewing
Zimmerman.
this evi-
Attorney
jury
with his
of the
instruc
interpretation
light
dence in the
most favorable to
originally
tions. As the instructions were
inference can be drawn that
plaintiffs, an
given,
the trial court did use the terms
Attorney Zimmerman
counselled Chief
“probable cause”
grounds
and “reasonable
in
of critical material
ignorance
Powell
probable
to believe
cause existed” inter
Accordingly,
validity
facts.
of the ad-
changeably. Upon objection, however, the
properly
ques-
vice of counsel defense was
jury
court
further
instructed the
the jury.
tion for
‘probable
no difference between
“[t]here
grounds
cause’ and ‘reasonable
to bel
Jury
B. New Trial —Defective
Instruc-
objection.
There was no further
ieve.’”49
tions
instruction,
supplemental
obviously
in
argument
As a first alternative to his
in
general proposition,
correct as a
ef
verdict,
favor of a directed
Powell
in
equating “probable
fect
context of
cause”
argues
regardless
sufficiency
of with the trial court’s extended instruction
evidence,
required
qualified
a new trial is
on
official
No men
immunity.50
judge
stringent
false arrest claim because
trial
tion of a different or more
mean-
See,
Restatement,
e.g.,
supra
note
circumstances
and the information available
White,
666(1)(b).
Anthony
gave
See also
to Powell at
the time he
the order.
§§
F.Supp.
(D.Del.1974)
(applying
you
If
find that Chief Powell acted reason-
ably
Restatement
rule to
1983 action
false
ordering
dispersal,
your
§
then in
imprisonment).
arrest and false
determination
as to whether
these arrests
lawful, you
must also decide whether
48. Tr.
JA 2045.
good
Chief Powell acted in
faith.
simply
Good faith
this context
means
70-71,
49. Tr.
JA 2352-2353.
that Chief Powell ordered the Plaintiffs to
disperse
purpose
enforcing
for the
50. You are
if
instructed
Chief Powell
Capitol grounds statute rather than for some
good
reasonably
faith and
believed
other reason which cannot be the basis of a
[plaintiffs]
properly
could
be characterized as
disperse,
lawful order
or cannot be the
groups
in the
one
described
Nicholson
disperse
basis
lawful order to either
case,
justified
then Chief Powell was
in or-
somebody.
arrest
dering
dispersal.
their
determining
whether Chief Powell acted
If
that he
Defendant Powell has established
orderly
reasonably
dispersing
[sic]
good
acted on the
faith
basis of a reasonable
them, you are instructed that
Chief Powell
circumstances,
light
belief in the
of all of the
rely
entitled to
on traditional
sources for the
* * * then he is not liable for false arrest.
his
information on which he based
decision
he is.
Otherwise
disperse.
to order the Plaintiffs to
18-23,
Tr.
JA 2300-2302. These instructions
Your determination
as to whether Chief
impeccable.
pp.---of
See
reasonably
Powell
should not be based
acted
F.2d,
App.D.C., pp.
supra.
176-177 of 566
hindsight,
facts and
but
rather on the
*19
657,
(1974);
malice issue ensure orders will be entered to appropriate members, which was of party class its adequately prepare can that defendant policeman “I saw an unidentified form: Wolfinbarger, see case). But Fischer while ar- unidentified demonstrator beat an (N.D.Ky.1971). F.R.D. is not to Prejudice only him.” said resting inflammatory depo nature of such did get That Chief Powell not rest intimately is to be who testimony, but also said from absentee class members sitions therefore, litigat- suit witnesses, the fact that this under linked to would be Frankly, find the he made effort to class action. we the fact that no ed as a scores extremely dif- such witnesses. objection any discovery muddled from latter take understand, attempt we will Indeed, but and the District of ficult Chief Wilson discovery as we can. took Yet anyone. best Columbia no address of all members were in the the names class Apparently position Chief Powell’s These hands of District Columbia. that, through is because the witnesses to plaintiffs’ names were made available testimony whom this introduced some in the summer of 1973— counsel time members, he was unnamed class mostly began conjunc before trial months —in surprise deposed since he had not caught by members. sending tion with notice class since even if he had persons these Moreover, there is no indication in the rec discovery the Federal Rules of Civil sought Powell or other defend ord that Chief Procedure not have allowed it. Chief prospective ant ever asked for a list of reading is Powell’s of the Federal Rules witnesses. Because the defendants in this it is patently incorrect. While true elementary steps suit failed to even take discovery against absentee class members protect surprise, they themselves from can Rules 33 and 34 cannot be had as under complain. not now heard course, majori overwhelming matter de Having that he was argued ty of courts which considered evidence, prived of discovery of relevant against absentees have scope discovery available, argues opposite propo Chief Powell also discovery concluded that such testimony sition: assaults regarding requested when the at least information by policemen was and batteries committed ques of common relevant decision as have been tions, irrelevant should excluded interrogatories when or document ar inflammatory. difficulty with this good are tendered in faith and requests be burdensome, gument objection in is that was taken unduly and when the no not low on now repre grounds is not from the asserted formation available grounds Ap were not stated below valid. parties. sentative Clark v. Universal See Builders, Inc., (7th pellants was none surprise; F.2d 340-341 asserted there their failure denied, 95 S.Ct. other than that own Cir.), cert. caused issue,54 cut off damages he additional class coun- Reacting to discovery. to seek information was challenged that such and in- argument testimony repetitious sel’s damages, the level of circumstances, to determine In these flammatory.55 relevant we the rele- objected to properly appellants see ground no for reversal. score, on that but did evidence vance the court ruled object when Appro- D. Trial —Failure New to Create to the issue of testimony was relevant priate Subclasses malice of Chiefs Powell and faith bad As a final alternative *20 Indeed, time of the arrests.51 at the Wilson of the false argues Powell that trial arrest cautionary own instruction— appellants’ him to lose by claim class action caused virtually by verbatim the given was which have had if might defenses he otherwise the relevance of judge52 recognized trial — proceeded against him indi plaintiffs had limited pur- evidence for the challenged the if subclasses had Moreover, vidually appropriate or faith.53 bad showing of pose been, formed at the time this case was sub rejected class judge the trial after soon argument jury.56 on mitted to the This raises concerning relevance argument counsel’s 932-934, police is entitled whether the defendant officer JA 721-723. 51. See Tr. immunity. pp.-- qualified to official See - Jury Compare federal Instruc- defendants’ U.S.App.D.C., pp. of 184 174-177 of with JA 2309. F.2d, tion JA supra. only relating That is the issue liability actually for false which was to presented arrest given jury of instruction the The text the jury qualified to the in this suit. The was: immunity by issue would be tried sub- official considering liability the of the defendants [I]n stantially the same evidence no matter who case, you may not take into considera- in this brought brought suit or whether suit was indi- involving any any the evidence of tion vidually, by joined plaintiffs, byor a class. The battery] by un- acts assault and those [of commonality of evidence relevant to a belief police officers or other unnamed and named in that a crime had been committed the instant persons, except you deter- unidentified by the fact that case is further attested they committed under the mine that were Attorney, trying in the criminal United States supervision guidance the defendant. or members, against eight class told class case added). subjec- (emphasis Since the JA 2309 any eight counsel that individuals could be good put been tive faith of the defendants had and that used as test case defendants defense by affirmative in assertion of an defense issue pick eight. counsel could See Tr. 4130- immunity, agree good we that evidence faith precisely JA 2136-2137. It is this situa- policemen guided in as- the defendants tion—in which each class member would have directly relevant. saults on demonstrators present proceed to individually the same case were he to 931-934, 720-723. 54. See Tr. JA 23(b)(3) which Rule is ad- —to dressed since a action would in suсh cir- class 996-999, 755-758; Tr. JA Tr. 1047- 55. See cumstances consolidate otherwise identical ac- 1048, JA 777-778. single tions into a efficient unit. Nor do we think that determination of dam- argument Powell also makes 56. Chief ages requires in this case individualization. As improperly certified at the outset this case tried, damages the suit was were fixed either “questions of law or fact common to the since by class as a whole or subclass. See predominate members of the class [did not] supra. Assignment plaintiffs ap- note 6 to any affecting only questions individual over propriate apparently * * subclasses can be made 23(b)(3), Rule members Fed.R. review court records. Chief proposition is a cita- Civ.P. The basis for objected Powell has nowhere to this mode of Advisory to the Rules Committee’s com- tion determining damages, and we see no difficul- 1966 amendments of Rule 23: “A ments to the ties with it. injuries resulting in numer- ‘mass accident’ to Moreover, Pow- whatever the merits of Chief ordinarily appropriate persons is for a ous they arguments might ell’s have been been sig- the likelihood that class action because of * * * judge pretrial during directed to the trial questions present, would be nificant case, not, they stage ways.” affecting of this which were those individuals in different substantially appeal (1966). merits are diminished on F.R.D. only appellate an since the issue before court is overly accept Powell’s me- We cannot Chief judge trial whether the abused his discretion equating of with a “mass chanical false arrest granting liability, class status. See Bermudez v. United question accident.” As to Department Agriculture, generally States to be tried in a false arrest suit persons who were across originally of 100 Chief Powell whether questions: two or- Capitol steps street heard by way from pressed the theories now presented instruction, yet do so.59 disperse or ders to failed to motion, ob- proposed jury writers, asserts he in a manner As climbers jury instructions jection to valid unquestionably there were judge trial of his apprised likely to Preiss, As Powell grounds was irretriev- for arrest. before the case contentions actually suggests jury and whether instructions ably jury57 submitted there was no event were erroneous because now tendered are theories an willfully that Preiss refused question evidence intro- supported by correct probable cause Similarly, trial.58 order to leave. duced at group protestors arrest second short, argument, is that Powell’s alleged be found order persons shows to five record that four Board to clear the Capitol Police climbing lampposts, group to this which was communicated writing on the persons one two willfully disobeyed. plain- named Capitol, walls of the that one what extent begin considering L. We warnings tiff —David Preiss —heard *21 by waived fail- so, arguments not that a these have been disperse yet group did do 150, 157, 718, 725, App.D.C. at trial would 490 F.2d cert. him unless evidence introduced denied, jury. 94 S.Ct. L.Ed.2d to the warrant submission of issue accord, LaPrade, (1973); Thus, Paton v. 524 F.2d 559 862, if trial of a defense would theoreti- even (3d 1975); Stamp Cir. Gold Strike Co. cally subclassing, require be no there would Christensen, (10th v. 436 F.2d 792-793 Cir. sup- need to unless the defense was subclass Therefore, 1970). showing a the absence of ported by evidence. certification that rights affected “substantial 61, Fed.R.Civ.P., parties,” of the Rule it trial 59. Chief Powell also asserts error in the ap is peal that doubtful reversal of certification on mitiga- rejection his court’s instruction on appropriate. ever be would Our discus consequent damages failure to cre- tion fully points in text deals with all sion which plaintiffs allegedly a those who ate subclass for rights might affect such substantial of Chief by cooper- damages refusing enhanced their to Powell. promptly “processing” with at the ate brief, Contrary appellants’ suggestions to trial court that there was Coliseum. The ruled plaintiffs’ obligation counsel have an does not pro- linking cooperate in refusal no evidence cessing to anticipate 23 to under Rule affirmative defens- and, the duration of detention may es be raised to class claim which a and to therefore, predicate no laid there was factual subclassing motions for should he sus- make pect damages mitigation We for a instruction. put theory a that defendants will in issue appellants agree. Although that now assert decomposition requiring class. of the If an cooperate much to were held those who failed affirmative defense not raised defend- they processed quickly, longer who than those ant, purpose it is not tried and no useful would any to have not able to draw our attention been plaintiff obliga- burdening with an served claim, supporting evidence in the record such a putting posture try tion class suit in a to Indeed, we none. have found a number that a defendant never assert. In claims addition, they among plaintiffs that testified were decomposition may need for class yet they process first to held until depend proofs the nature to on of the be ten- May early day 6 or hours late into the support of an affirmative dered defense. proof, 7. See Dellums Powell [District defendants will control such it Since the n -, Appeal], U.S.App.D.C. Columbia only require to sensible defendant to -, (decided August 225 n.30 566 F.2d bring and the to the attention of the court other 4, 1977). anything, the evidence it If discloses parties any proof require which will de- class by appellants indicated, to pp.-- is that no effort made composition. weAs see - pp. bring processed promptly U.S.App.D.C., 174-177 of arrestees before of 184 Court, sitting F.2d, going judges Superior supra, arguments to all immu- who session, nity probable alternatively cause warrantless for a arrest or that in continuous congestion Accordingly, major per- defenses. great are affirmative in the courts was that so is whether defendants ade- they issue to be resolved arraigned not be fast as sons could as quately below substantive defenses case, raised their plaintiffs processed. In could be either procedural needs. and related their of incar- could not have reduced duration moving through processing ceration lines assessing whether Chief Powell lost pace. a faster rights,” supra, we see note 56 need “substantial theoretically defenses available to not consider it first became clear proce- take that the trial court was appropriate to ure of appellants Wilson and the below. Chief to rule that an steps going disperse dural order (but no federal defend- District of Columbia mandatory element of the offense for motion plaintiffs’ ant) opposition filed an plaintiffs had Appel- been arrested. opposition This did for class certification. pointed plaintiff lants’ counsel out that one for subclasses and did a need suggest —Preiss, among group who was the initial appel- critical element of that a not indicate of arrestees —had testified that he heard per- that some proof case would be lants’ warnings disperse and willfully refused Instead, warnings disperse. sons heard point to do so. At this class counsel indi- the claims of the alleged generally cated that a subclass for Preiss should be battery assault and particularly class—and However, created.62 there was no mention claims, before tri- which were abandoned arrestees, of the second group or the class action deter- al—were not suitable for writers, climbers and no indication by was to days mination. Two before trial appellants’ they try counsel that wished to begin, years complaint and three after groups separate claims of these sub- suit, was filed in this the federal defendants classes. certifica- moved for reconsideration of class For reasons known only parties, again challenged tion. This motion agreement as to reached Preiss was overall of class action treatment propriety never written jury into the instructions ten- did, subclassing. It request and did not dered by any objec- either side. Nor was however, indicate “[c]ertain tion subclassing to the absence of such a plaintiffs they warning admit heard instruction made by defendants. We can depart Capitol steps; from oth- [sic] er contends heard' no such surmise defendants made tacti- [sic] warning.”60 It was further indicated that any attempt cal decision to abandon *22 members of the class were arrested prove giving this defense for fear of the “[s]ome approximately p.m., at 3:30 while in the impression jury the that their case as to the members presence of of Congress; 1,199 other class [sic] members was weak or to other members class were arrested avoid giving jury opportunity the to later, after all considerably the initial arrest “compromise” by holding for defendants on * * completed *.”61 No been [sic] liability one claim while for the imposing attempt was made in this two-page memo- 1,199. claims of the other Whatever the randum to alleged relate these facts to any reasons, the trial judge never became aware Indeed, legal theory. relevant throughout concern, existed, of any defendants’ if then this lawsuit Chief Powell has contended subclassing im- instructions had been dispersal that no order was any needed for properly omitted from his extended and and, theory arrest had this been accepted, it complicated charge. Nor he become did would have been immaterial some aware that anyone charge wanted a as to members of the class heard warnings the arrestees, any group jury other since no of short, and some did not. pretrial these indicating instructions were tendered this requested pleadings, decertification which. to the objections and no were raised ab- subclassing, and not were insufficient to sence aof subclass. put anyone on notice that defendants to the sought jury to submit defenses re- circumstances, In these we do quiring subclassing. sufficiently apprised not think Chief Powell position court of his At the close of all the evidence trial appellants —which made a series of motions for based on a few shreds of evidence in a directed ver- dicts, and in colloquy complicated on those motions six-week trial —before case 60. Points and 61. Memorandum of Authorities Id. Support of Motion to Reconsider Class Actiоn Determination, 2, 1974, filed December Docket JA 2239. Tr. Item No. $3,000 awarded class members Accordingly, eight and jury. to the
was submitted
Fed.R.Civ.P.,
consid-
bars our
charges
now
the criminal
and
who stood trial on
Rule
points.63
of these
eration
all other class members. On this
$50
challenges
Powell
suffi-
appeal Chief
Moreover,
objections
Powell’s
Chief
evidence to show that his
ciency
No
theoretical.
largely
point
at
filing
charges
of criminal
actions caused
identify
now
that he could
testified
one
In his view the arrest at
climbing
class.
against
who
members
those class
contemporaneous
there was no
institution
writing,
and
does not constitute
could
which
any
information
recordation
as that event
defined
charges
of criminal
Similarly,
an identification.
lead to such
prosecution.65 Rath-
of malicious
in the law
persons (out
that some
plain
while
is the
er, filing of formal
informations
1,200)
after
the bulk
arrested
liability,
tort
Chief
triggers
event
made, it is also clear
been
arrests had
maintains, and an Assistant United
Powell
identifying
no
has
means
Chief Powell
Moore, allegedly ex-
Attorney, Luke
States
Arrest records
group.
of this
the members
judgment, filed the
ercising
independent
his
apparently do not differ
on the scene
made
against class members.
lodged
informations
and
the initial arrestees
between
entiate
filed
informations
nor do the
following.
The record shows the
defendants
against
plaintiffs.
Since
filing
proceed
The decision whether
discovery
any
have not even tried
take
meeting on the
informations was made in a
members, they
pos
cannot
class
absentee
5,1971.
meeting
At
night May
ab
linking individual
sess
admissions
United States Attor
Powell
Assistant
of arrestees.
group
sentees to the second
Zimmerman,
advising
who had been
ney
Thus creation of subclasses
allow
was an
eyewitness
Powell
who
present
Chief Powell’s
jury
consider
conferred with
steps,
events
meaningless ges
have been a
points would
Attorneys
Assistant United
Hannon
States
ture,
jury
the case to the
submission of
Moore.66 Powell and Zimmerman re
on a class-wide basis has not affected
and their
day,
counted
events
rights”
parties.64
“substantial
in minutes not in
story was memorialized
II. MALICIOUS PROSECUTION
basis of this
troduced into evidence. On the
information,
after some dis
apparently
jury
against Chief Pow
found
*23
plaintiffs’
prosecution
claim cussion between
three Assistant United
ell
malicious
Any
“plain
prosecution
recognition
four
error” under
Malicious
has
elements:
63.
of a
65.
Fed.R.Civ.P.,
by
(1)
must be
to
insti-
does
its
the defendant
found
Rule
rule,
against
plaintiff;
(2)
“plain
a criminal action
terms
error”
tuted
admit
such
prosecution
plain-
must
in the
be
to those circumstanc-
that
have ended
should at least
limited
favor; (3)
proba-
plain
recognized
there must have been no,
es in which
tiffs
error
proceeding;
express provisions
Rule
Fed.R.
cause to initiate the criminal
under
ble
case,
(4)
however,
mali-
Su-
defendant must have acted
Crim.P.
In a criminal
ciously.
to
preme
A defendant
is also allowed
submit
has
that
Court
indicated
jury
plaintiff
guilty
to
respec-
[o]rderly procedure requires that
acquitted,
charged
though
even
he was
offense
jury
to
tive adversaries’ views as
how the
in this
not ask for such
but
case defendants did
presented
the trial
should be instructed be
to
instruction.
an
judge
to
to
an
in time
enable him
deliver
charge
not contested.
accurate
and to minimize the risk of
The second element was
sup-
committing
ample
It
reversible error.
is the rare
There
evidence introduced to
port
proba-
improper
had no
case
will
verdict
that Chief Powell
in which
instruction
justify
plaintiffs.
of a
when
cause
This
reversal
criminal conviction
ble
to arrest
the class
sup-
objection
no
has been made in the trial court.
same evidence would also be sufficient
Kibbe,
145, 154,
jury
port a
Powell acted
97 S.Ct.
verdict
Henderson
James,
(1977)
maliciously.
(footnotes
Harper
1 F.
F.
filing stated to shared the reservations Con- liability— tort ell defeating thereby is broken — Rangel with the Assembled gressman was Unit- Attorney Moore by made decision if the Attorneys. ed States or influence any pressure independent any know- Powell and Chief exerted our Notwithstanding conclusion may have misstatements which Powell ing that there was evidence from which the May evening on the meeting made at concluded that Chief jury could have Powell tend to show the record does Although 5.73 filing of informations procured ar- against persons lodged complaints to the making misrepresentations prosecut White House or the at the rested attorneys, we think Chief Powell should ing courtesy special with are handled —which prosecution new trial the malicious get a objec- respect pause some gives instructions stated jury claim. The can evaluate prosecutors with which tivity “the jury must find that defendant protest- arrested for charges against those proceeding.”76 We instituted a criminal the Pres- Congress or policies of the ing because no think this was error instruction solicitude for com- generalized ident74 —a permissible defining the limited was un- alone and quarters, from those plaints “instituted” in meaning of the word hand, is not to the events at connected sure, To be context of this case. Chief the pre- to overcome sufficient evidence not to have appears Powell’s counsel made judg- prosecutorial independence sumed objection jury below to the in a formal Attorneys. ments made United States structions, but our review of the record Powell, by Nor has it been shown Chief colloquies number of in which indicates exerted position, virtue of his official prosecution malicious was discussed with of such judgment influence over the Powell and Chief Wil special regard to both Chief however, would, son, The record the trial Attorneys. and we are convinced sufficiently apprised was issue judge an inference that Chief Powell had support protect right Chief Powell’s in now raised to misrepresented material facts knowingly appeal. meeting with the Assistant Unit- May for there was testimo- Attorneys, ed States blueprint the fur- attempting Without Pow- “very that a uncomfortable” Chief ny the malicious proсeedings ther to be had on evening Congressman Rangel ell told claim, important it we think prosecution plain- 5 “that the defendants [class resolution. points needing note two further disorderly and that were not that tiffs] so far adduced shows that The evidence crowd, peaceful but that was [there] role Attorney significant Zimmerman had a the other nothing that he could do.”75 On plaintiff procuring prosecution hand, following although such an admission this role was sufficient class. Whether 1,200 certainly persons the arrest of liability Powell of an issue absolve Chief thing the sort of that would be remem- unexplored by parties so far bered, legal elucidation persons none of the who testified awaits further factual and in the trial court. accomplished indicated that best May meeting about Second, record also indicates that reserva- Attor- expressed any Powell had of information to sources ney Moore turned proceeding tions about with informations. shown, certainly supra See, James, supported g., Harper this would 1 F. F. e. & supra 306; Restatement, judgment prosecute note note inference g. independent. comment § charged complaint case that At- 74. The 4297, JA 2166. These remarks were 75. Tr. Attorney Deputy torney Mitchell and General evening May made on the 5. The decision to conspired Kleindienst had with Chiefs General *25 apparently prosecute was made late that eve- May deprive Week dem- Powell and Wilson early ning morning hours of 6.' or in the rights. So far these of their civil onstrators proved, although allegations have not been 23, 76. Tr. JA 2305. yet against tried. See Mitchell are to be claims supra. conspiracy been such a note 1 Had 194 Harlan, specially, indi- concurring Justice making Chief Powell before of
independent
of
capable
of law are
case.
cated that “courts
test
Since
prosecute
the decision
concerning
against making
types
judgment
were awarded
of
damages
separate
case defend-
eight
test
neces-
magnitude
injury
of
Powell
causation
Chief
given to
analysis
be
should
ants,
compensation for
sary
meaningful
further
to accord
major
as a
Powell’s role
Chief
rights.”78
whether
Fourth Amendment
invasion of
a sufficient
gave him
witness
prosecution
same,
course,
he
of
Yet
opined
“[t]he
prosecute
to the decision
nexus
casual
respect
types
to other
may not be true with
liability.
tort
additional
such
support
interests, and
constitutionally protected
of
money
of
appropriateness
therefore the
above, we vacate
stated
the reasons
For
of
vary
well
with the nature
damages may
Powell insofar
against Chief
judgment
ap-
It is
prosecu-
asserted.”79
damages
personal
for malicious
interest
as it awards
facet of the case for
has
language
remand this
parently
tion
right
analyzing
trial.
whether
pause
new
courts
implied directly from
of action should
AMENDMENT DAMAGES
III. FIRST
violations of
redress of
Constitution for
TO REPRESENTA-
LIABILITY
AND
than the
by other
protected
interests
TIVE DELLUMS
intangible
Given
Fourth Amendment.
Congressman
at
member
interests
stake
liberty
class
Each
nature of the
$7,500 for violation
awarded
Dellums was
and the
cases
many Fourth Amendment
rights.
Powell
First Amendment
eq-
of
familiarity
federal courts with
of
broad
verdict
a number
challenges this
Amendment viola-
uitable relief for First
first,
there
no
cause of
grounds:
tions,
identify
here the
is difficult to
for
of First
Bivens
redress
action under
Harlan.
impediments
by Mr. Justice
feared
we
and that
should
violations
Amendment
Indeed,
Supreme
recently
has
Court
one; second,
that there
insuffi-
not create
rein-
principle the award of
approved in
Congressman Del-
to sustain
cient evidence
pay relief for violation
statement and back
his
First Amendment
lums’ contention
rights
of First
Fourteenth Amendment
that,
case,
violated and
rights were
aof
non-tenured schoolteacher.80
damages
grossly dispropor-
awarded
with the
explicitly
unanimous Court dealt
harm
any possible
suffered
tionate
apparently
causation and
found
problem of
him; and,
finally, that
instructions on
the elements of
difficulty
prescribing
no
damages
generally
First Amendment
a cause of action and defenses thereto.81
incorrect.
Here, moreover,
no
there can be
is a
Whether there
cause
action
causation,
question of
at least
to class
directly
for violation
under
Constitution
members. If
law
rights
question
of First Amendment
is a
so
arrested while
open
fully exercising
In Bivens Mr.
rights
far left
this court.77
“basic constitutional
n.9,
Greenya George Washington
Id.
v.
Univer
409
77. See
79.
at
Basically,
is at stake
is loss of
opportunity
express Congress
intangible injuries.
jury
can
pensate
one’s
policies
simply
dissatisfaction
the laws and
be set
to work its discre-
loose
Carolina,
229,
Edwards v.
82.
South
U.S.
be held
of a constitutional
to the standards
680, 683,
(1963).
lawyer,
precisely
83 S.Ct.
L.Ed.2d 697
but it
of this that a
because
good
immunity
broad
is made
faith
available to
Office,
FCC,
U.S.App.
Home Box
83.
Inc.
unlikely,
therefore,
extremely
the officer.
It is
D.C.-,-,
(decided
567 F.2d
March
today
trap
unwary
setting
that we are
for the
25, 1977) (slip op.
74), quoting
A. Meikle-
policeman.
john,
(1960).
Political Freedom 26
course,
right
engage
protest
85. Of
Appellants
complain that it
also
is not fair to
unlimited,
valu-
demonstrations
is not
however
subject police
alleged perplexi-
officers to
O'Brien,
may
law,
able it
be.
States v.
perplexities
See United
ties of First Amendment
(incredibly)
APPENDIX [1] tol center steps of the East Front of the Capi- Quaker while Action they Group) reading were arrested on the list Congressional Vietnam war dead from the DISTRICT OF COLUMBIA COURT OF Record. The arrests occurred when the de- GENERAL SESSIONS compliance fendants refused to leave in CRIMINAL DIVISION
CRIMINAL NUMBERS [2] with Powell, an order from James M. Chief 20210-69A of the Capitol Quakers Police.2 Other 20211-69A groups of approximately the same size had 20216-69A previously been they arrested when en- 20220-69A gaged in similar conduct under the same sponsorship. There is an indication that UNITED AMERICA, STATES OF these activities will continue. PLAINTIFF v. I NICHOLSON,
JOAN HART, JIM B. The entry unlawful REYNOLDS, provides statute BOYKIN A. MARY E. punishment who, HUYCK, anyone being VAN on DEFENDANTS public private or property “without lawful OPINION authority thereon”, to remain . . . 4, 1969, On June (together defendants refuses to leave on person demand of the others) with nine were arrested for and lawfully charge. applied As privately- with charged entry, land, unlawful in violation of owned this kind of law generally rais- later, D.C.Code 22-3102. days prior Two § es few difficult legal problems because trial, defendants moved to ownership dismiss the of such land ordinarily includes Informations grounds. constitutional right, arbitrarily otherwise, to curtail testimony1 The taken on the motion con- admission and use. testifying The results of our Congressman decision here and in No. George Those quickly California; 75-1975 can be summarized as follows: Congressman E. Brown of Edward York; I. Koch of New Chief of the Imprisonment: A. False Arrest and False Powell; Scott, Police James M. Lawrence Exec- respects. affirmed in all Secretary Group; utive Rights: Action Quaker B. Violation of First Amendment Bloom, liability, and David damages Clark and affirmed as to William two ob- vacated and allegedly illegal servers of the new trial ordered. acts. judg- C. Cruel and Unusual Punishment: duplicative contrary ment vacated as 2. The Police declined to arrest the three law. Congress participated Members of who in this judgment D. Malicious Prosecution : vacat- activity, although congres- waived their ed, new trial ordered as to defendant Powell immunity. sional only. joint liability Powell, and several of Chief Wilson, and the District of Columbia is affirmed. merely virtue Capitol Grounds
from
only if he had the
position
of his official
trespass statutes
application
interest
in and
greater complex-
proprietary
kind of
presents
same
land
government
proper-
government
the United
species
control over
States
ities. Some
and those
respect
of executives
ordinary
the offices
householder has
g.,
ty —e.
workers; con-
government
many
clearly
other
he does not.
his own home —which
chambers;
fa-
or research
scientific
C.I.O.,
at 514
Hague
supra,
ference
See
cilities;
warehouses of valuable
storage
ejection
954], He can order
[59
to be as immune
entitled
commodities —are
right to be
legal
of those who have no
not wanted
invasion
one
from
there.
realty. But there
private
as is
premises
words,
these defend-
the order to
In other
public
government
types
other
land —
it was
only if
based
ants to leave was valid
sidewalks, and historic
streets and
parks,
*29
on
and additional
to
than
something other
may
ordinarily
not
landmarks —which
or the
itself
the
statute
entry
unlawful
reasоnable use. See
public
the
closed to
other
And
Chiefs official status.
515-16,
C.I.O.,
496,
59
307
v.
U.S.
Hague
by
prosecution
authority
source of
cited
v.
954,
(1939);
1423
Marsh
83 L.Ed.
S.Ct.
statute, D.C.Code
Capitol
is the
Grounds
276,
501, 66
90
Alabama,
Thus,
meaning
9-118 to 9-132.3
it is
§§
Louisiana, 379
(1946);
v.
265
Cox
L.Ed.
Grounds
validity
Capitol
and the
of the
453,
471
13 L.Ed.2d
85 S.Ct.
U.S.
(1965); Shuttlesworth
U.S.
(1969);
89 S.Ct.
Gregory v.
89 S.Ct.
22 L.Ed.2d
Chicago, 394
v.
Birmingham, 394
[8] place constantly at the sole
take
activities
be
structure
by
laws can
Broad
discretion and on
But
patterns
consistent
administration.
law is
presence
one to
that, when these defendants
congressional
who
practice
sole
volved.9
applied
The conclusion is
Congressmen who were
(although
participated
authority
administered,
know
vagueness of
may
and the
of his
also be
whether
immunity).
selectivity
group, on
inescapable
the same
specifically
it is
[7]
illustrated
his
impossible
Congressman
presence,
with
administrative
conduct,
that,
waived
which it is
them
arrested,
the fact
Hill is
or the
as the
any-
in-
(1945).11
statutory
tive
invalidity.10
L.Ed.2d 302]
Baxley,
individualized
tional
add
It
enforcement
to its uncertain substance
shape
record,
remains to
has failed
strength. Compare
evidence,
construction can
to this law
has
(1958).
Cf. Screws v.
65 S.Ct.
decision-making'
done
of this
313, 322,
provide
nothing
arguments,
determined
law,
thus
give
Staub
[78
United
as revealed
tled and debate to another. Even students— troversial government suggests, alternatively, whom Chief Powell considered the least may be that distinctions scarcely always all—are controversial of being in the administration of the are made that, age college high in this school law their roots not in Capitol Grounds and confrontations. With demonstrations political particular coloration of controversiality yardstick, as the who would activity they groups type but in the permitted and who would not be to assem- Capitol. they at the If engage while Hill —an stu- organization ble visitors, said, they it is come as tourists or radicals; equal dent an number of middle- permitted gather; if come men; organiza- of-the-road or an fraternity sign or engage persuasion by speech tion of militant young conservatives? Is assembly, presence prohibited. their group advocating segregation more contro- This, perfectly is a prosecution argues, preaching versial or less so than one inte- constitutionally unobjectionable proper and housing?14 organization Is grated per- practice. But this restatement
[10] mit policy amounts to but another way saying that the more or less the Vietnam conflict protesting *32 the supporting than another controversial [H] war?
The answers obviously depend the upon except are to all those who open Grounds point of view of person the making seek to use them for the exercise of First determination. That, however, rights. Amendment is a standard, constitutionally impermissible system, no
But under our constitutional -executive, ju- under the First Amendment but also legislative, only public official— candidly acknowledged just that “I’m not sure testified that in the instant sit- 12. Chief Powell expression reading of war what ‘noncontroversial’ is.” the names uation —of Quakers Congressional Record —he dead from evidence, According 14. at least one if an order to leave even would have issued group gathering recent Grounds group, only single person, a a rather than insignia. included someone with an NAACP Also, been involved. 6, p. supra, members of the Poor as noted Peoples Campaign on the Although term in his were allowed Powell used this classes, assemblages. testimony he the various Grounds to delineate 202
regard
elementary
most
forms of
discourse,
especially important
civilized
it is
of the Fifth
process clause
under the due
peaceful
persua-
and courteous
speech
Amendment.15
rightful chance.
sion be
their
It
circumstances, mem-
compelling
Absent
indeed,
be
if our constitu-
strange,
may not be excludеd from
of the public
bers
system,
especially
tional
First
purpose to use
of their
public areas because
Amendment,
to countenance the con-
of First Amend-
for the exercise
these areas
Hampshire,
v.
312
rights.
gregation
grounds occupied
New
on the
ment
Cox
762, 85
1049
569,
legislature
groups
61 S.Ct.
L.Ed.
of all manner of
U.S.
national
268,
Maryland,
v.
340
(1941);
speak
peace-
U.S.
except
Niemotko
those who wish to
out
325,
(1951);
267
Food
95 L.Ed.
71 S.Ct.
fully
day.
on the controversial issues of
308, 315, 88
Logan, 391 U.S.
v.
Employees
That
is not the
set
the Bill
mark
v.
(1968); Kunz
1601,
L.Ed.2d 603
20
S.Ct.
Rights.
312, 95
290, 71 S.Ct.
York,
U.S.
340
New
that Mr.
presumably
It is
for
reason
States v.
cf. United
(1951);
267
L.Ed.
Stewart,
for a near-unani-
speaking
Justice
1673, 20
367,
O’Brien,
88 S.Ct.
391 U.S.
Court,
Supreme'
held in the control-
mous
v.
Stromberg
Califor-
(1968);
672
L.Ed.2d
Carolina,
case of
v.
ling
Edwards
South
372
532,
359,
75 L.Ed.
51
nia, 283
S.Ct.
U.S.
680,
(1963),
697
229,
9 L.Ed.2d
83 S.Ct.
U.S.
parks
For the streets
(1931).
demonstrations
that non-violent
held in trust for
immemorially
“have
been
grounds
Carolina
South
State
and,
mind,
time out of
public
the use of the
constitutionally protected from inter-
purposes
assembly,
for
been used
ference,16 and reversed breaches of the
citizens,
thought
communicating
between
Negroes
peace
protesting
convictions of 187
public questions.” That use
discussing
against
discrimination.
not,
alleged
there
“but it must
in the
may
regulated
be
abridged
or denied.”
guise
regulation,
any question
Lest there be
about what
515,
C.I.O., supra,
Hague v.
307 U.S. at
Edwards,
meant in
Court removed
reasons,
at
For
and be-
S.Ct.
these
Adderly
that doubt
years
three
later in
rights occupy
Amendment
cause First
Florida,
U.S.
S.Ct.
“preferred
(Saia
York,
v. New
position”
(1966).
case,
L.Ed.2d 149
In that
in up-
92 L.Ed.
U.S.
68 S.Ct.
holding
assembling
a conviction for
not far
(1948)),
government
is on the
the burden
jail,
Supreme
from
Court drew a
compelling
cir-
establish the existence
sharp distinction between such a meeting
cumstances,
restriction.
justifying
and one held
to a
housing
close
structure
Button,
438, 83
NAACP v.
(1963).
[12] [13] legislative A body particularly (385 legislative body. could not Said Court Edwards, permit innocuous, to it of 244): access at “In peaceful, controversy reasoned and de- went to the Carolina demonstrators South bate are very lifeblood of the democrat- protest. In this State Grounds process. ic jail. went to the Traditionally, case confrontation, capítol grounds open public. state
In this
violent
day
demand,
Jails,
harsh, non-negotiable
security purposes,
the dis-
built
are not.”
16. The
15.
brief
the due
U.S.
Shapiro
Unjustifiable
497,
groups
controversial
seek
cy
to exercise First Amendment
keeping
persons
in character or because
off
merely
because
Capitol
they
Grounds
rights.17
they
can transact
that what was intended was to
quate
safeguards “to
its
business and
[15]
insure that
provide
perform
Congress
ade-
its
[14]
constitutional functions in an
ner,
without
interference,”
orderly
at the
man-
same
V
guarantee
time “to
in-
there is no
fringement
rights
people
of the
.
possible
The other
line of construction of
to assemble peaceably
petition
and to
history
legislative
the law rests on
and stat-
for a
grievances”
Government
redress of
It
utory development.
solidly
is not
1).
(Hearings, p.
grounded
practice
in administrative
or actu-
use,
reasons which will be
yet,
Tydings similarly
al
devel-
Senator
drew attention
below,
purposes, stating
it is the one to be followed.
to these dual
that what
oped
Columbia,
sweep
Feeley
18. If
124 were as broad in
v. District of
345, 56 S.Ct.
language
474,
“which
79 S.Ct.
McElroy,
360 U.S.
was needed
v.
Greene
right
peaceful
of
States
(1959);
the reasonable
United
protect
1400,
1377
3 L.Ed.2d
demonstration,
at
808,
but
612, 618,
or
Harriss, 347
74
98
picketing
S.Ct.
U.S.
v.
power
promul-
to
give
States,
time would
the same
v. United
(1954);
989
Screws
L.Ed.
pre-
to
so as
regulations”
1031,
reasonable
gate
100,
89 L.Ed.
91,
65 S.Ct.
325 U.S.
provisions
the criminal
of
Smith,
vent violations
v.
390 U.S.
(1945); Schneider
1495
of the
orderly functions
the
protect
to
(1968);
L.Ed.2d 799
19
17, 88 S.Ct.
19).20
(Hearings, p.
branch
legislative
Harris,
U.S.App.D.C.
v.
Bolton
(D.C.Cir.1968).
F.2d 642
mind, too, that while
be
must
borne
It
the statute
of
practices
enforcement
the
partiсularly
is
im-
rule
Adherence to this
the contro-
in terms of
been described
context.
many
portant
present
the
Too
under-
dichotomy,
versial-noncontroversial
bodies,
the
an-
from
Senate
legislative
practices
of those
some
lying
least
of Dep-
French Chamber
cient Rome to the
the
security
the
of
desire to assure
the
times,
pressured
have been
in modern
uties
distur-
interference
Congress from
hostile to demo-
by groups
intimidated
original
of
bance,
purpose
the
in line with
anyone
government for
cratic forms of
the 1967
reason for
the
statute and
danger
poten-
that such
oblivious of the
be noted
Finally, may
amendments.
reason,
presents.
intimidation
For
tial
Appeals
of
Court
the District of Columbia
care must be exercised not
read
special
(Feeley v. District
concluded
recently
vacuum,21
if it is at
law so as to leave
Columbia,
17)
note
supra,
possible
all
to do so.
Grounds
terference with the work
turbed movement of tourists and
duty
rule of
and the
in volume with the
statute was
tice,
somewhat
trolling weight,
and administrative
While,
maintenance of
statutory construction
protection
should nevertheless be
confused,
Court to
course,
designed
in view
of the
purpose
these bits of
[16]
adopt
longstanding,
administrative
guarantee
landscape.
free
do
construction,
and undis-
legislature,
paramount
legislative
compare
it is the
visitors,
though
nonin-
prac-
con-
if
so
punishment for acts or conduct which inter-
feres with the
gress, or
lators,
or their
undue
sufficient
section
materials
I
limited,
conclude
pressure,
staff
right
with the
discussed under
basis
the statute
members, visitors,
to be
orderly processes
noise, or
safety
restricting
[17]
free
VI
imposition
legislative
inconvenience. As
from
V supra provide
is constitutional.
individual
intimidation,
of criminal
of the Con-
or
scope
tourists,
legis-
other
therefore,
It
under the
so,
appropriate,
possible
it is
to do
which will save
statute,
bar or to order from the
unconstitutionality,
statute
from
rather
Grounds,
violent,
any group
noisy,
one
result in its destruc-
which is
than
which would
behavior;
Overholser,
armed,
Lynch
disorderly
tion.
or
group
v.
S.Ct.
has
(1962);
purpose
L.Ed.2d
Rescue which
interfere with the
Court,
Army Municipal
processes
Congress, any
331 U.S.
Member of
568-575,
visitor,
Congress, congressional employee,
ty. That
grounds
reasonable
for the belief
istence of
with the
interfering
presence,
its
by
light
time and in
of all the
formed at the
any Member
Congress,
processes
circumstances,
faith
coupled
good
with
be-
visitor,
employee,
congressional
Congress,
Rhodes,
v.
lief.
.
.
.” Scheuer
damages
tourist;
which
any group
or
(1974).
247—
shrubbery, or
buildings,
of the
part
any
claims that he had
reasona-
Chief Powell
life.22
plant
were in
plaintiffs
faith belief
good
ble
per-
be
prosecution will
Accordingly, the
statute,
Capitol
Grounds
violation of
first,
open-
of an
by way,
to proceed
mitted
he
(1973),
and that
D.C.Code §
to do so. If that
if it wishes
ing statement
to arrest them.
privileged
therefore
which
outlines evidence
statement
opening
a conviction based
justify
faciе
prima
A.
down, the trial
laid
on the standards here
with which
The elements of
offense
con-
government
If the
forward.
go
will
statute is concerned
Capitol
Grounds
opening
an
is unable to make
that it
cludes
Judge
opinion
Greene’s
are set out
acts which would
outlining
statement
Nicholson,1
opinion
United States
[18]
which
Chief Powell was
thoroughly famil
against
to protect
arbitrary
iar.
In order
the statute as
offense under
constitute an
rights,
interference with First Amendment
herein,
if the Court should
or
interpreted
language
held that the broad
Judge Greene
state-
hearing
opening
after
conclude
subjected
of the statute would have
be
stated,
been
no offense has
ment
construction,
Capitol
limiting
so
dismissed.23
charges will be
order from” the
Police could “bar or
Harold H. Greene
/s/
which were
groups
those
Grounds
Judge
Chief
armed,
violent,
disorderly
or
in be
“noisy,
19, 1969
June
havior”;
had the
or effect of
purpose
interfering
processes
with the
of the Con
concur-
LEYENTHAL,
Judge,
Circuit
Congress, congres
gress,
Member
ring:
tourist;
visitor or
or which
employee,
sional
court,
judgment
in the
I concur
buildings
plant
or
damaged any part
written
opinion
in the
generally
concur
Greene not
ings.
category, Judge
In each
opin-
in this
I undertake
Wright.
Judge
ed,
to be more
“the conduct would have
the critical
I view as
on what
to focus
ion
(in degree or num
disruptive or substantial
the case.
aspects
issues
ber)
normally engaged
tour
than that
I
routinely permitted
ists and others
n. 22.
In
grounded
Slip. Op.
in un-
the Grounds.”
defending this action
detention,
Powell,
addition,
Judge Wright’s opinion
more
lawful arrest and
Police,
explains, both law and basic fairness
fully
chief of the United States
previously per
dictated that before persons
to a directed verdict on
claims entitlement
to assemble on the
Grounds
qualified
of a
official immuni- mitted
grounds
sembliés,
activities,
picketing
category,
and demonstra-
the conduct would have to
In each
(in
tions;
disruptive
prescribe
display
more
or more substantial
de-
limitations on the
be
normally
number)
engaged
banners,
gree
signs,
flags,
symbols;
than that
or
or other
routinely permitted
and others and
tourists
prohibit
amplifying
or limit the use of sound
on the Grounds.
may
disruptive
or conduct which
devices
process
disturbing
legislative
present
stat-
construction of
23. The Court’s
area).
unique
peace and the
character of the
is,
course,
congres-
prejudice to
without
ute
standards,
specific
adoption of more
sional
(D.C.Ct.
1. Nos.20210-69A et al.
of Gen.Sess.
as,
suggested by
example, those
Unit-
such
19, 1969), aff’d,
(D.C.App.
At m., plaintiff named approximately 3:15 or'3:20 admitted that he had p. heard Powell gave (Tr. announcement repeated App. 457), over and a his bullhorn an order to disperse. that, policeman view, Plaintiffs’ witnesses testified in his testified that although in they some cases demonstrators had no intention leaving saw bullhorn, Chief Powell up hold his they steps, they even if had heard the an- did not hear (The what he said. demonstra- (Tr. App. 1895). nouncements. Ways 1348). The House and Means Committee was He testified that the Committee was meeting just steps group complete inside the where the able to interrup- its business without Minority suspension, located. The Counsel for that tion or and that it was “not uncom- Committee, who was called to the stand mon” for the Committee to hear noise constitu- defendants, ting “problem” said that milling the noise from the crowd from tourists about in steady amounted 2172-73, to “a (Tr. hum” and that App. 1358-59). the corridors. (Tr. App. chants were “a little louder.” the context of this case” order.” “In sum, opportunity sides had an both required prove also concerning the behavior defendants were evidence present demonstrators, the effect on Con- off” “were fact ordered demonstrators police. the actions of gress, and and that were property, they half weeks. six one trial lasted off or on and getting staying “choice testimony heard from total jury court and “ignored and that being arrested” witnesses, twenty whom seventy four knowingly”. order A total of nine called defendants. instructions, Guided these and other introduced, documentary exhibits day. than a jury deliberated more of the demonstration.3 including pictures *37 in verdict they The substantial returned the jury submitted to with The was case that favor of shows the plaintiffs'clearly the issue of instructions on very extensive character- plaintiffs’ the the jury credited told that under jury The was immunity. question. of events in ization the the could or- case authorities the Nicholson very exploration full In view of the der the Grounds: from trial, of the the direct clash these events at was more any as whole which group evidence, instruc- complete the fair and in behavior disorderly or noisy violent no issue, this I see jury tions to the on can the normally permitted on than is jury’s overturning the principled basis had a Any pur- which grounds. group immunity. on issue of official verdict this process with the Con- pose to interfere of the quintessential^ the function It congres- Congress, gress, any member of com- credibility and resolve jury assess or tourists. employees, visitors sional It is tradition- disputes. factual also a plex by which the effect its Any group judgments jury al the make function of processes the interfering with presence con- as to the of an actor’s reasonableness thereof, any or member or Congress both, was to do jury duct. Here the asked Any group or any employee visitor. decision, inso- its both respect and we must any building, damages part of what took as it the facts far determines The plant or life. behavior shrubbery of reasonableness place the issues can be char- group such that the must be defendants. plaintiffs conduct of both person, one as a whole. If acterized might persons several who or even if course, reaches be- jury’s if a verdict Of in an un- participate identifiable easily evidence, with a result yond the reaches behavior, justify this not char- lawful will concur, judi- man which no could reasonable to be acterizing group group as a dis- But justified. would be cial intervention persed. case. were that is not this Plaintiffs clearly in then that “if evidence was instructed able to introduce voluminous jury good reasonably faith and Chief Powell support points of their that the demonstra- group Capitol steps the the believed that warnings were orderly tors and that the as be characterized one of properly could were not heard. Even of the defend- one ease, described in the Nicholson groups the this “not a bad ants was commented justified ordering was then Powell Chief verdict posture, jury crowd”. In this Chief Powell was entitled dispersal.” their plaintiffs must be sustained. “traditional sources informa- rely on jury’s tion” determination as to B. “not reasonably he acted was to be whether on a insist Similarly, Chief Powell cannot hindsight, but rather facts based on faith ground good and the information directed verdict on and circumstances Judge As gave Powell at the time he reliance on of counsel. available to advice trial, pro- produced. Inspector Robert was 3. A film of demonstration it was Krohling Department tes- by government the 1971 criminal Police duced Although de- had been tified he understood that it trial the demonstrators. stroyed. App. 1929). plaintiffs (Tr. subpoenaed for use clear, length plaintiffs of time were held instructions made jury Bryant’s upon complete and the treatment and conditions of deten- disclosure depends defense they subjected, they attor- tion to which if advising facts to of all material presented testimony falsely imprisoned.” App. were in fact plaintiffs Here ney. the Form of Working Powell had been in- with Verdict although court, jury designed by of the House not to the district Speaker structed damages along sliding as able to award scale long arrest the demonstrators account, rough way, took into in a addressed members of Con- which being 2555-56, 1563-64) experiences the different of different mem- (Tr. App. Powell gress, class, losing that fact to the at- bers of without administra- had not communicated tive feasibility. he now claims to be torney on whose advice 2045). (Tr. 3904, Powell ar- relying. App. permitted orders B.
gues Speaker’s group orderly, if the was not arrests jury to cru- respect instructions with that, event, those orders arrived el and punishment unusual were not so well Powell had consulted the assist- after designed. place, they permitted In the first attorney. ques- ant But factual district damages duplicative of awarded for those *38 judg- tion was said and value of what false arrest The imprisonment. jury and sequence whether the of events ment as to was per- entitled to consider “whether the excused Powell’s nondisclosure were not for sons charge ... in used excessive decide, but necessarily ques- the court and unnecessary physical dealing force in jury. tions for the them, whether or not were they fur- nourishment, adequate nished whether or
II not were furnished with adequate conditions, I do deficiencies in the shelter find instructions under reasonable bed- on The damages. jury returned verdicts ding App. and toilet facilities.” 2308. The plaintiffs monetary damages for for totall- jury was also instructed to consider “the $12,000,000. this, ing (the an estimated Of purpose plaintiffs) for which were de- $7,500 largest item was an award to each tained” “the of time length during and class Congressman persons subjected member and to Dellums which these were to these for violation of first rights. assessing damages amendment in conditions” for the jury The also awarded to each class $500 violation. Id. While these instructions for cruel punishment, member and unusual might have been reasonable in the circum- case, here, and to each class member for $50 malicious stances of another where the prosecution.4 Lastly, jury plaintiffs already damages awarded received for damages for false arrest imprison- and false “length of confinement and conditions of ment on a variable scale: for 12 hours or detention” under their claim for false ar- $120; detention, rest, less for 12 to 24 hours in I do not think that these instructions detention, $360; for 24 to 48 hours of deten- adequately focused on the “unusual” as- tion, $960; and for 48 to hours of deten- pects plaintiffs confinement. tion, $1,800. A why per plain- second reason the $500 tiff award cannot stand is that individual
A.
plaintiffs
greatly'dif-
were confined under
challenge
Defendants do not
fering
scale on
conditions. As is clear from the
damages
for false arrest and impris-
awards for false imprisonment, some mem-
jury
onment were awarded. The
was in-
bers of the class were detained for substan-
that,
determining
structed
“In
damages for
tially less time than others. One-half of the
false imprisonment, you may consider both
block,
class was not taken to the
cell
D.C.
eight'persons
prosecution
The
who were defendants
awards for malicious
on substan-
grounds,
the 1971 criminal
damage
trial received an additional
tive
I do not discuss the
as-
$3,000 apiece.
pects.
Because the court vacates the
perspective,
instructions
in-
From
most
apparently
conditions
where
provided inad-
jury
in this case
those
among
even
appears
It
humane.
was
jury
simply
told
guidance.
equate
location,
may
there
same
imprisoned
experience in
its
apply
judgment
“to
in terms
differences
significant
have been
for the loss
determining
compensation
fair
medical at-
bedding supplied,
of food
into consideration all
rights, taking
of such
force, etc. Under
tention, use of physical
surrounding
and circumstances
the facts
circumstances,
was
a uniform award
these
This open-end-
App.
the violation.”
inappropriate.
jury
did not inform
ed instruction
reasonable in its
obligation
it had an
to be
C.
award;
that its verdict should reflect
$7,500per
verdict of
finally to the
I turn
plaintiffs
oppor-
to the
lost
the value
of first amendment
person
infringement
expression. The
assembly
tunity
the first amendment
Ultimately
rights.
into account the
told to take
jury
assembly
and free
speech
get
of free
mes-
rights
plaintiffs
to which
did
their
extent
them
put
must be
inci-
price
But a
priceless.
through
totality
delivered
sage
That ver-
litigation.
dents,
signs and
including
speeches,
the context of civil
guided
prior
reasonable and
must be as
demonstrations effected
dict
of a
intervention,
for violation
media
coverage
An award
and the
any other.
must
commensu-
right
such incidents.
first amendment
plaintiff of the
value
rate with
addition, the
vagueness
the instruc-
must
jury
lost. The
has been
right
im-
jury
room for the
consider
tion left
extent to which
account the
into
take
$7,500
ver-
factors.
size of
proper
impart-
actually impeded
plaintiffs
taking
account
—particularly
into
dict
messages.
speaker
If a
receiving
ing
compensation for
separate
there
*39
rights, but was
to exercise his
able
was
suggests
arrest
unlawful
and detention —
length
manner or
confined in the
somewhat
may
an
of
there
have been
element
that
views,
an
then
his
presenting
time for
of
jury’s
punitive damages in the
award.
as
it
be
possible,
is still
but
cannot
award
punitive damages.
no
for
prayer
was
There
from
entirely
if he were
frustrated
much as
However, because the district court’s in-
damages
for
has
action
expression. Every
no
on the
discre-
jury’s
set
limits
struction
deterrence,
in the
but
potential for
some
the
(and no
instruction on
separate
tion
calling for
special
circumstances
absence
damages
giv-
availability
exemplary
of the
the amount
exemplary damages,
its
jury
have assumed that
en),
may
the
compensation,
on
should be based
award
possibility
puni-
the
authority included
punishment
deterrence.
of this
damages. In the circumstances
tive
case,
a
class and an other-
involving
large
damages
the
be-
Although
fact
damages
first
on
for
wise broad instruction
does
large
of a
class
ing sought
behalf
violation, the district court
amendment
the class
not mean
each member of
a
steps
to avert
explicit
taken
should
due,
is a
receive
than his
should
less
award.6
damage
the
punitive element in
of in-
for
in the formulation
reason
care
a distor-
that the
type,
possibility
In
of this
Also
the
disturbing
structions.
cases
damages
to
individu-
for men-
might
in the size
the award
have included
jury
tion
I
may
suffering.
recognize
thousandfold.
plaintiff
magnified
al
be
tal distress
for
develop
plaintiff suing
violation
to
individual
special
is therefore a
need
an
There
issue,
is not
rights
amendment
limited
first
damages
instructions on
precise
a
may, upon
but
out-of-pocket expenses
close
to undertake
special obligation
showing,
recover
emotional
proper
upon
review.
scrutiny
appellate
by
requested
See,
Barry,
F.Supp.
De-
g.,
an instruction was
6. Such
e. Manfredonia v.
401
(E.D.N.Y.1975)
Powell.
Instruction No.
A. at 202.
cited
fendant
770-72
and cases
therein.
the arrests and subse-
Louisville,
precipitated
which
City of
harm. Glasson
Cir.) (McCree, J.), cert.
(6th
eyes
po-
quent
F.2d
confinement.
In
denied,
lice,
Capitol steps
on the
assembly
Reinbold,
Donovan v.
(1975);
L.Ed.2d
organizers
by
of a concerted effort
part
1970). But in the
Cir.
(9th
433 F.2d
operations of
disrupt
Week to
action,
class
there is
large
of a
context
government and intimidate
the federal
room for variation on
simply too much
Congress. Chief Powell viewed
demon-
Thus,
of the class.
among members
item
disorderly, hostile and violent
stration as “a
might
class members
be
individual
while
for the
argued
crowd” and
that his concern
harm
recover for emotional
permitted
as the noise
safety
Congress,
as well
showing, the uniform class
proper
upon
Plaintiffs
crowd,
his action.
justified
cannot
damages
amendment
for first
award
stemming from a
portray
arrests
encompass this. The class
all fairness
enforcement au-
concerted effort
law
injury sustained
must focus on the
award
arresting dissen-
thorities
end dissent
the class —the value that
members of
by all
testified that
Plaintiffs’ witnesses
necessarily place
on ters.
one of them
each
assembly
expression
nonviolent,
orderly
of free
rights
reasonably
this was
case.
of this
The class
in the circumstances
petition
assembly
present
seeking
damages in-
fourth amendment
award for
several
interested
hear
the addresses of
for humiliation of arrest
an element
cluded
Congressmen.
detention,7
may
be deemed ines-
jury
plaintiffs’
credited
characteriza-
Beyond
false detention.
capable for
tion of the
reliance
demonstration. Since
however,
this,
the award to all members of
intelligence
and fairness of the well-
sum,
go.
class cannot
the class as a
system
to our
jury
instructed
is central
must
those which
damages
class-wide
justice,
jury’s
we
resolution of
respect
arise from events which made
necessarily
major
these
factual issues.
class treatment
appropriate
this action
place:
first
decision
in the
jury’s
The court sustains the
award of
arrested;
should be
as a whole
group
damages
imprisonment
for false arrest and
booking procedures; and the as-
uniform
with the
sums commensurate
duration of
demonstrators were essen-
all the
sumption
belief, however,
imprisonment.
In the
assumption
position,
in the same
tially
jury
adequate guidance
did not receive
Attorney
the United
confirmed
States
respect
damages,
appropriate
it is
he
pick
counsel that
could
advising class
*40
duplica-
vacate those verdicts which were
individuals to use as test case
any eight
tive
permitted
or excessive or which
uni-
criminal prosecution.
defendants in the
form compensation
injuries
for
not uni-
pro-
Because the district court failed to
formly
the class. The
throughout
sustained
any
defining
with
criteria
jury
vide
will
a
damages
remand
confine
determi-
monetary
proper scope
recovery
of
for
of
compensation
nation
reasonable
for the
I
infringement,
first amendment
think
plaintiffs’
interference with
first amend-
part
judgment
this
must be vacated.
ment rights.
wisdom, however,
Judge Wright’s
I
in
see
suggestion
er this issue
that the
might
partiеs consider
most
appropriately
wheth-
be
Hi
[*]
[*]
[*]
%
views of
Receipt
dissenting
my
of the
handled on remand
the trial
judge.
prompts
brother Tamm
me to add
esteemed
CONCLUSION
part,
say
a
In
he seems to
word.
facts,
they only
effectively
true
if
had been
trial,
During
jury
the six weeks of
trial,
conflicting
heard
versions of the events
at
have
a
presented
two
established
Powell,
U.S.App.D.C.
any
mistreatment,
7. See
subsequent
Dellums v.
humiliation or
-
-,
227,
liberty.”)
and the duration
limited role for
appro
bemay
events.
It
and controversial
TAMM,
dissenting.
Judge,
Circuit
case
in another
priate to refer to the record
in an
which is
opinion
I cannot concur
in
the issues
the same court. Thus
before
analysis
upon
library
based
rather
than
to the rec
made it useful
refer
Apton8
realities of the urban forum.
In
grim
in turn
Sullivan,9
though
even
in
ord
ivory
atmosphere
tower
of this court-
for an
appropriate
the kind of record
my
uphold
Brothers
an unfortunate
house
ruling. But neither of those
interlocutory
upon
arrived at
jury verdict
evidence of a
bring out the situation confronted
records
single day’s occurrence completely isolated
which is
May
Powell on
by Chief
tragic
from the violent and
events which
The defendants did
the matter at hand.
preceded
immediately
it. To evaluate the
in view of the
position
not take
police
motivation and
liability
conduct in
5 was unlawful
prior May
situation
event,
single
the vacuum of a
eyes
what
plaintiffs
to hold
demonstration
to contemporaneous circumstances,
closed
on
Grounds.
May
on
ever
legal bankruptcy.
to create a
is,
the nature of the
question
what was
held,
whether
that was
demonstration
The events enumerated with masochistic
demonstration
reaction to that
delight
opinion
the court
occurred
opinions provide
prior
reasonable. Our
5,May
represented,
on
They
1971.
how-
is not irrelevant. But
background that
ever, the climax of a series of demonstra-
the record concern
be decided on
case must
began
April
tions which
1971 and
jury
ing May
the instructions
size,
accelerated
volume and violence to
verdict.
its
the dimensions of a Putsch or rebellion.1 I
appendix
have attached as an
hereto a com-
conclusion,
put my
I have
although
pilation
excerpts
of headlines and
from the
way,
join Judge
I do
my
own
approach
Washington
period April
Post for the
conception
in the fundamental
Wright
following
I
verdict,
list the
jury
this was a case where a
after
highlight
order to
a few direct
day
following
quotations
than a
more
deliberation
trial,
legal
as they
six week’s
resolved the
issues
indicative
the conditions
Wilson,
U.S.App.D.C.
Apton
the demonstrators
and also
contained
*41
(1974).
May
83
the
F.2d
schedule of
demonstrations
set for
Week.
J.A. 2460. The climax of this anti-war
28,
U.S.App.D.C.
Murphy,
9.
478
Sullivan
156
5,
Wednesday, May
set
effort was
1971.
880,
938,
denied, 414
94
F.2d
cert.
U.S.
people
outline called for all the
who had
The
162,
(1973).
reported by representatives: media Jails, Courts Overburdened.14 Tie Up City Massive Threaten Protestors April Designed Disobedience Civil . Massive . . Keeping The Took 4,000 City Open Functioning Of Government Halt To In Troops Deployed And 4,000 Reserve, May Day Distribute . . Leaders Here. 1400 D.C. National The Bulk Guardsmen Manual.2 Of man the 5100 Force And D.C. Police Park And Police.15 vio- danger always present 23 The April # # * # greater much out. It is a break lence will upcoming danger demonstrations.3 in the looked like Yesterday's picture City ... estimated to 12,000 11,000 in 289 demonstrations handled 24 Police April swarming through demonstrators much year.4 the last Washington of downtown in the early morning blocking tangling streets and Throng Demands —Over Now, End War April with police.16 At Capitol.5 Rally 175,000 Lead Editorial Day N.J. Turnpike Shut 26 Protesters April —10 Begin Disrup- To Protest —Government tion Scheduled.6 But cannot be you much swayed by message movement when its is obliterated Dis- To Protestors Train; Guard 27 D.C. April smashing its by medium —the cars, Hill.7 rupt blocking scattering gar- streets, bage, in Witness invitation to violence, As bat- Arrested 29 Girl April tling tragedy For Bond Raised with That police. is the Arrested, Blast —200 ongoing upheaval it Capital, Protestors.8 rampage so much a message protest Seized War March —224 Arrests Halt April is not it is lost; violated so Razing Wall at H.E.W.9 After the movement is the loser in the end In- More Bared; Plot Details May Kidnap dicted The only possibility would seem to be that grand jury get a new uglier A issued federal will all as patience wears alleged con- thin indictment on yesterday the part of the weary and hard Kissinger and kidnap Henry spiracy pressed police and on the part private buildings.10 government bomb citizens.17 In To Area. Visitors Mass Move May Troops City; 50,000 To Tie Spirit Up Park — Rises.11 Of Militancy Such then was the unfortunate, but Editorial Lead say It seems almost alarming nevertheless unnecessary situation which exist- of anti-war demonstrators who army 5, May ed 1971. The demonstrations of Washington tomorrow hope paralyze cannot be succeed.12 permitted previous the two days hardly could be char- Planning To Ousted, Still Snarl May Campers peaceful acterized as petition assemblies to City Today. grievances. for redress of They were seg- Disrupting New Ob- 7,000 Arrested May City, Threatened Arrests Set structions Today, ments of an unprecedented, sophisticated Single For Protestors Record Day, and calculated effort to shut down Irk Citizens. Cap- city ital of the United States of America. More 7,000 than were arrested persons 5, 1971, May The Washington Post head- hit-and-run skirminshes widespread аnd federal Wash- troops “Capitol Rally lined Today by Set Rem- ington as anti-war yesterday protestors Post, Washington 22, 1971, April Id., 30, 1971, 2. April 1, § B at 9. A at § col. 1. 1, col. 1. Id., 1, 1971, May 1, 10. A at § 7. col. Childs, Marquis Camp: They 3. Veterans What Seek, Post, Washington 23, 1971, Id., April 2, 1971, May 1, 1, A§ 11. A at § 4. col. 23, col. 7. Id., 6, 12. B at § col. 1. Post, 1971, Washington 24, April 4. The A at § 8, Id., 3, 1971, May col. 1. 13. A at § col. 6. Id, April Id., 4, 1971, 5. A at col. 1. § A at col. § *42 Id, April 26, 1971, 1, Id., 6. A at col. § 5. 15. col. 7. Id, 27, April 1971, 1,
7. A at § col. 1. 16. Id. Id, 29, April Id,
8.
A at
col.
7.
§
17.
at
col. 1.
My
en-
Brethren’s
protecting
it unreasonable for law
instincts in
the
Was
nants.”18
appellees
sound,
these
rights
civil
of
but
apprehensive
to be
officers
forcement
I
prescriptions
feel
their
are fallacious.
had
the mobs which
of
these “remnants”
rights
purposes
“All
are derived from the
of
streets,
cars,
scat-
blocking
smashing
been
exist;
society in which they
the
above all
police,
with
battling
tering garbage and
duty to
rights
community.”19
rises
the
I
viola-
been
mass
urging
had
whose leaders
to utilize every legal
too am bound
avenue
govern-
disruption
and
of
the law
tions of
protect
to guard,
and enforce the strict
functions;
at
had
a wall
which
razed
ment
every person’s
observance
constitutional
Justice
doors at
the
H.E.W. and blocked
recognize
I
rights, but
also
that courts must
apparently
Department;
had
people.
I
deal with
cannot be blind to the
Henry Kissinger and
kidnap
conspired to
replace
realization
mankind learns to
any
buildings; might at
bomb government
judi
fears with real dangers.
fancied
Our
cata-
another emotional
erupt
time
into
system
basically
expressing
cial
exists
clysm?
the
the conscience of
nation.
which is
undermines
order
Violence
part by
As the tension created in
ac-
liberty.
anti-war
indispensable to
mounted,
po-
number of demonstrators
5, 1971 were
leading up May
to
tivities
officials,
gone
mindful
lice
of all that had
government
reduce
federal
designed to
were bound to
tem-
punctum
before
reach a
shambles,
a mere
of the violent.
a
tool
po
point
they
in time
to con-
when
had
—a
the events
nothing
Certainly there
a ut
numquam
it was
a ut
clude that
tunc
law
inspire
two
weeks
previous
An
—now or never.
ancient scholar once
with
in man’s
officers
faith
enforcement
“Quis
eligenuus
locus
vastatus an
asked
had
reason
nor
goodness,
inherent
place
”—what
I
vastatus
shall
choose—one
a
they were
with
confronted
believe
destroyed or
going
that is
one that is
to be
peaceful
exercise
display of
paradigmatic
officers,
destroyed?
Obviously
these
reports
rights. Media
amendment
order,
first
pledged to maintain law and
could
that the demonstrators
continually recorded
exploded.
not eschew action until the crisis
by
guided
less
law than
arrived
when feckless toler-
actions
time
longer
against
It
ance could no
serve as a substitute
and violence.
is then
emotions
scalpel
for the
arrest —and the officers
legal
I believe the
background
this
judgment,
training,
did what
their
their
law
officers
liability
enforcement
experience
obligation
their
re-
their
As
Leventhal
Judge
evaluated.
should be
quired
recognized
them to do.20 It
quoting
out in
from Scheuer
aptly points
so
felt necessities of
im-
the time which
232, 247-48,
Rhodes,
94 S.Ct.
v.
pelled,
my opinion, justified
and in
the ac-
(1974),
quali-
1692, 40
L.Ed.2d
tion which was taken.
immunity
government
official de-
fied
“the existence of
pends upon
reasonable
findings
I am confronted
of a
with the
formed at the time
grounds for
belief
questions
jury
fact and the studied
circumstances,
11the
cou-
light
learned,
of a
rulings
experi-
and in
of a
careful and
.
judge
faith belief
.
.
pled
good
trial
case.
I feel the
enced
1)
added).
at
(Emphasis
end result of the trial
(Concurring opinion
court is mistake
5, 1971,
danger
Id., May
liability
A at
of such
§
col. 8.
threat
willingness
deter his
to execute his of-
Printing
Deering,
Duplex
Press
Co.
judgment
fice with
decisiveness
and the
172, 184,
443, 488,
65 L.Ed.
U.S.
required by
public good.
J.,
(Brandeis,
dissenting).
(1920)
If a
judicial
of the unfortunate
notice
acts
is
tourists,
and
. masses of
it
War
. .
enough
right
police
up
to send the
the wall.
preceded
violence which
the events involved
present
legitimate
in the
case.22 Had this
danger
always
.
present
.
. The
is
time-approved
legal principle
been
great-
It
violence will break out.
is a much
danger
upcoming
er
in the
mass demonstra-
properly presented at
trial
level and been
tions.
evidence,
properly established
admissible
Page
Date
Headline, Story
conduct,
police
illegal,
now held
would
April 23 B-l WHO,
WHEN,
WHAT,
WHERE, WHY
portrayed
light
in its true
been
(AND
TO)
1col.
AND HOW TO
NOT
. .
.
immunity
damages
from civil
KEEP
KEEP
HEALTHY,
JAIL,
OUT OF
KEEP FROM DRIVING INTO IT ALL
as a
officials established
matter of
B-l HOW TO KEEP OUT OF JAIL
approved by
majority
law. The results
megaphone,
you
cop
If
see a
with a
no
opinions display
complete
blindness to re-
saying
you
matter if
can’t hear what he’s
saying anything
or if he’s
at
walk as
ality.
appellants
A verdict
for the
all,
you
fast
away
can
from there. He’s
nation,
not shock the
warning the crowd to
conscience of
con-
disperse,
no
its
tel]
say
defense to
you
he didn't
personally.
abridgement
tribute to the
of constitutional
Leave.
rights
destroy
society.
the fabric of
April 24 A-l VETS LEAVE; MASS MARCH SLATED
7col.
TODAY
respectfully
I
dissent.
5col. WAR PROTESTS 1965-1971
APPENDIX
A-8
Police have handled 289 demonstrations
col. 1 in the
year.
last
Story
Date
Appeared
April 25 A-l
END
NOW,
WAR
THRONG DEMANDS
Page
in Post
Headline, Story
col. 1
OVER 175,000 RALLY AT CAPITOL
April 21 A-l VETS CAMP ON MALL BANNED BY
A-l 6 STARTING MONDAY, PROTESTERS’
col. 5
BURGER
1col.
AIMS TURN TO DISRUPTION
April 22 A-l VETS DISOBEY COURT ORDER, SLEEP
col. 1
ON MALL
QUIETLY
A-15 WEARY VETS
AWAIT PO-
signal
planned
actions
a new order
col. 1
LICE MOVE
of militancy in the antiwar movement.
urged
Never before have antiwar
B-l
leaders
PROTESTORS THREATEN MASSIVE
mass violations
law
disruption
col. 1
CITY
.
TIE-UP.
.
government
functions.
designed
Massive civil disobedience
to halt
functioning
government
April 26 A-l
PROTESTERS SHUT N.J.
here.
. .
TURNPIKE
col. 5
10 DAY
Protesters feel
must now
PROTEST
resort
TO BEGIN,
extra-legal
GOVERNMENT
tactics.
. .
DISRUPTION
SCHEDULED
Leaders
Protest
Mayday
distribute
Manual. . .
Lobbying,
leaders envision massive traffic
A-16
Sit-ins to Mark Protests
jams, expect 50,000
col. 1
good
21. The
made,
reliance on Nicholson
properly
court’s
faith could
it was
opinion
unique
appellate
in that
federal
improper
judicially
for such a conclusion to be
usually
upward
guidance
courts
look
rather
noticed.
Id.
unpublished opinion
than to an
of an inferior
However, Washington
in
Mobilization Com
cоurt.
this not an
Is
obvious means of at-
Cullinane,
U.S.App.D.C.
mittee v.
at--
tempting
philosophically
to move
where it is
-,
114-115,
566 F.2d
(D.C.
at
No. 75-2010
impossible
legally?
to arrive
April
1977),
Cir.
this court noted with
approval
judi
that the district court had taken
Although
the Chief Justice
concluded
opinions
cial
notice
the facts
recited
our
inappropriate
Scheuer that was
for the court
concerning
Day
demonstrations,
judicial
there to take
notice
“mob rule”
Wilson,
Apton
U.S.App.D.C. 22,
i. e.
existence,
procedure
conditions
such
(1974);
Murphy,
F.2d 83
and Sullivan v.
249-50,
no
means foreclosed.
U.S.App.D.C.
denied,
478 F.2d
cert.
Court ruled
since there
(1973).
94 S.Ct.
215 Page Story Headline, Date A FOR RECORD SET 3 ARRESTS col. 4May Page Headline, Story Date DAY SINGLE TRAIN; PROTESTS April 27 GUARD TO A-l D.C. IRK CITIZENS 5 PROTESTERS col. col. 1 DISRUPT HILL OVERBURDENED JAILS, 4 A-l COURTS May FREAK OUT, CAMP A-ll DEMONSTRATORS co1*5 arrested IN PARK were persons 1 OUT THE 7,000 col. More than with skirmishes hit-and-run widespread RE- ASK NATION TO April 28 A-l CHURCHMEN Washington troops police and federal yesterday as 3 PENT col. WAR made an protesters anti-war govern- bring the to attempt unprecedented AS IN April 29 A-l GIRL ARRESTED WITNESS halt. physical 7 BLAST— ment to a col. CAPITOL May 2 April 30 A-l ARRESTS HALT WAR MARCH May col. 6 col. col. 2 col. col.7 MASS TO TIE-UP col. 1 col. 1 col. A-l A-l A-l A-l KIDNAP PLOT DETAILS A-5 2 200 7 MORE INDICTED PRESIDENT SAYS PROTESTS TROOPS 7,300 370 SEIZED BLOCKING Judges dictment acy government TO JUSTICE IN PARK A NEXT WEEK INTIMIDATE PROTESTORS AT HEW to SEIZED ARRESTED, federal POLICE COUNTER DISRUPTION kidnap Set yesterday MOVE Night Duty buildings. grand jury AFTER Henry GUARDSMEN, IN TO AREA HIM BOND RAISED FOR in the CITY; 60,000 Kissinger RAZING issued DOORS alleged Set BARED; Bond READIED VISITORS a new in- WALL AT conspir- WON’T bomb oo1-1 col. A-1S A-16 streets a work at 5:00 asking City” was read man D.C. tol deployed and National like this: COMMUNICATIONS, LUCK THE Lead Editorial Just before Keeping Yesterday’s picture of THE MESSAGE FORCES ONE police. an estimated strators downtown with morning MOVEMENT, THE Guardsmen, police. message police Washington blocking a.m. swarming 4,000 [*] city open [*] Washington over the force and UP ON 11,000 dissidents from President [*] [*] streets reserve, 1,400 D.C. be through took to bulk police [*] [*] PROTESTORS MEDIUM Park kept 12,000 in the took to the 4,000 troops of the KEEP city looked radio net- and Capi- “an much of tangling demon- Nixon Open 5,100 AND early troops Several thousand federal were swayed by be you But cannot much readied possible trouble the next message is its obliterated movement when by days city’s three third consecutive as smashing cars, its medium—the began yester- week of antiwar activities scattering gar- blocking streets, . day. . . battling bage, violence, the invitation tragedy of on- police. with That is the Pentagon May 2 A-l air army, announced that going it Capital, in the is not so upheaval corps ready. force and marine troops rampage as a and the mes- protest much sage just lost; violated so that Washington Portrait A-l War Protest end. in the the movement is loser col. 4 SPIRIT OF MILITANCY RISES A-16 TRAFFIC NUMBERS TO CALL FOR seem be that only possibility would col. 5 DATA uglier, get patience it will wears thin all as Lead B-6 Editorial hardpressed weary part 0oL1 part private citizens. police and on the 8; MONDAY, MAY exceptions With some was the forebearance SOME OBLIGATIONS us, the word the strators, all and not for which of of yesterday, body all the main demon- least of unnecessary say It almost that who seems owe some the skill and dis- debt to army the hope anti-war demonstrators cipline police security Washington, and the forces. paralyze tomorrow . . permitted cannot this, succeed. . For May 5 A-12,700 MORE JAILED IN PROTESTS presumably we will police have 8col. troops hand, past men who in the SEIZED AT CROWN JUSTICE high degree of sense and demonstrated restraint in . . coping BY CAPITOL RALLY SET TODAY REM- disorderly protest with NANTS pressure . There been enormous has past police the week, and officialdom over the A-l MASS BY ARRESTS DIRECTED JUS- hopeful but we remain and confidеnt col. 7 TICE DEPARTMENT they planned that turbance will deal dis- but dis- A-l firm, DEJECTEDLY, and disturbers in a SOME LEAVE OTHERS orderly way. col. DIG ciplined and IN A-16 CAPITAL WITNESSES SECOND DAY OF OUSTED, STILL PLANNING CAMPERS May 8 A-l col. 8 CIVIL DISOBEDIENCE... TO SNARL CITY TODAY 6col. TO WE INTEND BE “TOMORROW BACK” PARKS OF DAWN SWEEP CLEANS 45,000 blame, A-24 and his are not to Chief Wilson men Depart- col. With ment the Police exceptions, some SHOT ON CLOSING A-l JUSTICE CALLED as well as other area forces and CAMP col. 7 all military performed units commend- job ably had to do. There DISRUPTING CITY 7,000 ARRESTED May 4 A-l in which individu- lapses, were al serious some THREATEN- NEW OBSTRUCTIONS 7col. readily too policemen used their clubs ED TODAY Page Date Story Headline, government If decisions come to be made Page Story Headline, Date might we way, up wake to discover that apartheid has become officialAmerican poli- bystanders, particularly innocent A-24 in which cy. long they happened hair, to have if arrested col. 1 without cause. But one could not genocide. Or they sympathy policemen sped look at across town for which Wilson was running buses of May 10 C-l D.C. POLICEMEN GET SOME having SLEEP AS without some col. 5 DAY IS LARGELY PROTESTLESS *45 the strain and near exhaustion under they have worked. The task Chief straight handling After nineteen days of keep city's traffic —to demonstrations, policemen here slept late at almost cost —was a formida- morning yesterday . . . gotten ble one. And he has no public back- ing assigned man from the who him task, President, simply who left town. May A-l 1,200 PROTESTERS ARRESTED AT CAP- col. 5 ITOL singing, clapping 1,161 Police arrested dancing yesterday antiwar demonstrators closing protesters after the Capitol forced the program day the third of their large scale disobedience. who Protesters crowded the east steps of Representatives yesterday House of af- winding ternoon did not appear to be down Honorable Ronald V. DELLUMS et al. peace their efforts. Haynes A-l Johnson, PROTESTERS POINT UP col. 5 CONFLICT OF RIGHTS POWELL, Chief, James M. United States long grave “It any question has been whether government, strong Capitol Police, et al. not too for the liber- strong enough citizens, ties of its can be great emergencies.” maintain existence in its Appeal Jerry WILSON, Chief, V. Abraham Lincoln Metropolitan Department, Police That old American dilemma has never spring clearly been more week in focus than this and District of Columbia. Washington. The demonstrators government have made their protests, No. 75-1975. survived, everywhere but citizens has disturbing wrestling questions A-l in the acts civil dis- latest aftermath of massive obedience. United States Court of Appeals,
District of Columbia Circuit. question probably The basic most of American to assemble dress of involves Argued Jan. 1977. delicate, complex, and central theme life-rights; right the citizen's Aug. Decided peacefully petition for re- grievances, right and the to move Rehearing rights Denied Nov. freely majority impairment. without aof right a minority. The to due —and right process law, and the to be free from subject bail excessive to cruel and unusual punishment. ... All of these came in direct conflict this week in the streets and prison Washington. compounds and courtrooms of Washington They have left city. a troubled A-14 Capitol Police Chief James M. Powell an- col. 1 nounced over a bullhorn that the demon- strators would be arrested in ten minutes they remained steps. if His announce- ment demonstrators. was drowned out the noise of the mass arrests on the Steps came approval with the Speaker of House Carl Albert. Albert told reporters that he had been informed Powell the demon-
strators should be removed from the steps, and he said he answered “OK”. A-19 William Raspberry,
7col. MIXED EMOTIONS ABOUT MAY DAY massive demonstrated that disruptions could were changes. am afraid, too, what result might major result policy if it ugly
