Opinion
When appellant was divorced from his wife, he learned for the first time that he was not the biological father of the child bom during their marriage. After disclaiming all parental rights to the child in the dissolution proceeding, appellant sued his wife’s doctor as the true biological father. In a contemporary interpretation of an ancient grievance, appellant alleged that the doctor performed an artificial insemination on his ex-wife without his consent resulting in the birth of a child assumed to be his son and demanded tort damages. We affirm the trial court’s judgment on the pleadings, and find that appellant’s complaint is barred for lack of a legal duty owing from the doctor to appellant and for reasons of public policy embodied in statutes that preclude recovery for breach of moral duties.
Background
Until September of 1997, when his wife filed for divorce, appellant was married to Sil Shin. Respondent, Dr. Oyoung Kong, is a medical doctor who specializes in obstetrics and gynecology. Appellant’s wife worked for Dr. Kong during the time of the events in the complaint. According to appellant’s complaint in this action, Dr. Kong rendered medical services to Sil Shin, consisting of artificial insemination, without “advising, consulting or obtaining the permission” of appellant. As a result of the procedure, Sil Shin gave birth to the child. Appellant believed that he was the biological father of the child and “grew emotionally attached to and loved” the child. Appellant also provided financial support for the child from his birth in 1993 until the dissolution.
When Sil Shin filed for divorce, appellant moved out of the family home at her request. In December of 1997, appellant learned that he was not the biological father of the child. In February and June of 1998, Dr. Kong revealed that he had artificially inseminated Sil Shin and was the biological father of the child. The complaint alleges that Dr. Kong failed to inform appellant of the facts relating to the artificial insemination and the biological parentage of the child. Pursuant to a stipulation in the dissolution proceedings, it was settled that appellant was not the child’s biological father, appellant’s name was removed from the birth certificate, and appellant was relieved of any duty of child support.
On June 16, 1998, appellant filed a complaint against Dr. Kong, alleging multiple causes of action arising out of the alleged artificial insemination. The causes of action included intentional infliction of emotional distress, negligent infliction of emotional distress, professional malpractice,
On February 11,1999, Kong filed a motion for judgment on the pleadings, arguing, inter alia, that he owed no duty to appellant, who was never his patient. At oral argument of the motion, the court agreed with Dr. Kong. Appellant asked for leave to amend. The court stated: “What you are not going to plead is that the father here provided sperm.” Appellant’s counsel agreed that he could not plead that fact, and asked to amend to plead other provisions of the Family Code and a Health and Safety Code section regarding transmission of confidential information. The court denied the request, finding that absent a relationship between appellant and the doctor that would give rise to a duty, appellant could plead no viable cause of action. Judgment was entered, and this appeal followed.
Discussion
On appeal from a judgment on the pleadings, we accept as true all well-pleaded allegations in the complaint and matters properly subject to judicial notice.
(American Airlines, Inc. v. County of San Mateo
(1996)
We stress at the outset that this case is not about a couple who jointly sought a doctor’s advice and services regarding artificial insemination.
3
Appellant concedes that his wife sought respondent’s services without his knowledge.
4
It is not
Appellant’s arguments in support of reversal of the judgment are primarily based on his contention that a physician who performs artificial insemination on a married woman has a duty to obtain the husband’s consent. Appellant proposes several methods of imposing liability on Dr. Kong. He relies on section 7613, the relationship between the parties, an emotional distress claim and an intentional tort theory. “A duty of care may arise through statute, contract, the general character of the activity, or the relationship between the parties.”
(Alexandria S. v. Pacific Fertility Medical Center, Inc.
(1997)
Section 7613 Does Not Apply to This Case
Appellant argues that the duty of a physician who performs an artificial insemination is codified in section 7613. He contends that the statute mandates that a physician must obtain the written consent of the husband of any artificial insemination patient. According to appellant, section 7613 defines a duty, which was breached by Dr. Kong.
Section 7613 is a part of the Uniform Parentage Act (UPA). The statute provides: “(a) If, under the supervision of a licensed physician and surgeon and with the consent of her husband, a wife is inseminated artificially with semen donated by a man not her husband, the husband is treated in law as if he were the natural father of a child thereby conceived. The husband’s consent must be in writing and signed by him and his wife. The physician and surgeon shall certify their signatures and the date of the insemination, and retain the husband’s consent as part of the medical record, where it shall "be kept confidential and in a sealed file. However, the physician and surgeon’s failure to do so does not affect the father and child relationship. All papers and records pertaining to the insemination, whether part of the permanent record of a court or of a file held by the supervising physician and surgeon or elsewhere, are subject to inspection only upon an order of the court for good cause shown.
“(b) The donor of semen provided to a licensed physician and surgeon for use in artificial insemination of a woman other than the donor’s wife is treated in law as if he were not the natural father of a child thereby conceived.”
The California UPA was designed to equalize the status of legitimate and illegitimate children, and is concerned with the legal paternity of children conceived by
In the comment accompanying the text of the UPA, from which section 7613 was taken, it is noted that: “This Act does not deal with many complex and serious legal problems raised by the practice of artificial insemination.” (9B West's U. Laws Ann. (1987) U. Parentage Act, com. to § 5, p. 302.) The clear words of section 7613 limit its application to determination of the identity of a child’s father, and do not address the liability of a doctor. The statute provides a method for obtaining consent before imposing the duties of a father on the husband of a married woman who undergoes artificial insemination. It also insulates a donor of semen from parental liability when the parties comply with its provisions. The statute does not apply if consent is not obtained for the procedure.
(Jhordan C.
v.
Mary K.
(1986)
Appellant argues the declarations of two physicians that conclude that Dr. Kong violated professional ethical standards and a quote from an article in a medical journal established that respondent owed a duty to appellant. The declarations were part of a summary judgment motion and may not be used to attack the judgment on the pleadings. However, even if the declarations were considered, they do not supply the rule in this case. Appellant has confused the existence of a duty with evidence establishing the applicable standard of care. An expert cannot create a legal duty of care where none otherwise exists.
(Benavidez v. San Jose Police Dept.
(1999) 71
Cal.App.4th 853, 865 [
Public Policy Precludes Liability in This Case
Appellant argues that a physician who performs an artificial insemination on a married woman has a special relationship with the husband of that woman. The relationship, it is argued, gives rise to a duty to refrain from performing the procedure without the husband’s knowledge and consent. Appellant claims the doctor is obligated to treat the married couple as the patient, and to obtain consent of both members of the couple prior to performing artificial insemination. But the Supreme Court has rejected appellant’s invitation to treat the two parties in a marriage as a single being. “ ‘[T]he marital couple is not an independent entity with a mind and heart of its own, but an association of two individuals each with a separate intellectual and emotional makeup. . . .’”
(Planned Parenthood of Southeastern Pa.
v.
Casey, supra,
505
U.S.
833,
895-896
[
In cases of negligence, a plaintiff’s action must be founded on a duty owed to the plaintiff; not a duty owed only to some other person. (Prosser & Keeton, Torts (5th ed. 1984) § 53, p. 357.) “ ‘Negligence in the air, so to speak, will not do.’” {Ibid.) There are many factors to be considered in finding a duty of care based on a special relationship. However, “ ‘[i]n the final analysis it is the court’s expression of the sum total of those conditions of policy which lead the law to say that a particular plaintiff is entitled to protection [citations].’ ” (Alexandria S. v. Pacific Fertility Medical Center, Inc., supra, 55 Cal.App.4th at p. 117; Prosser & Keeton, supra, at p. 358.)
Courts that have considered facts similar to those alleged in appellant’s complaint have determined that the public policy component of the duty analysis weighs against appellant’s contentions. At the core of appellant’s action is his demand for compensation for the harm caused when another man impregnated his wife. Such actions are barred by the so-called anti-heart-balm legislation. (Civ. Code, § 43.5.) 7 Cases involving similar facts concluded that those actions implicated the abolished causes of action.
In
Richard P. v. Superior Court
(1988)
In
Nagy v. Nagy
(1989)
In
Smith v. Pust
(1993)
Appellant relies on language in the
Smith
case, which notes that conduct which otherwise constitutes an abolished cause of action may be actionable if it breaches a duty that is independent of the old causes of action.
(Smith v. Pust, supra,
Appellant has not pled either of these requirements. Appellant does not contend that he ever consulted with or was counseled by Dr. Kong regarding artificial insemination or the expected outcome of the procedure performed on his wife. He admits he was unaware of the procedure for years after it occurred. As the court in
Smith
concluded: “[Defendant] had no more duty to [husband] than any other person not to cause [husband] emotional distress by having sex with [husband’s] wife. No ‘independent duty’ exists to rescue the case from its essential nature as a suit for alienation of affection and criminal conversation.”
(Smith v. Pust, supra,
Another case cited by appellant involved a defendant psychiatrist who undertook to provide marital counseling to both the husband and wife and differs from this case.
(Richard H. v. Larry D.
(1988)
Other cases cited by appellant involve direct misrepresentations of sterility by a defendant to a plaintiff to induce her to have sexual intercourse and false promises of marriage to obtain money.
(Barbara A. v. John G.
(1983)
Appellant Has Not Stated a Cause of Action for Interference with Procreative Rights
Appellant relies on dicta in
Alexandria S. v. Pacific Fertility Medical Center, Inc., supra,
Unlike the California statute, the Ohio statute relied upon in
Kerns
provided that nonspousal artificial insemination of a married woman could only occur if she and her
Furthermore, the husband in Kerns did not want any more children and had undergone a vasectomy. Although he accompanied his wife on her first visit to the doctor to discuss artificial insemination, the husband claimed that he never consented to the procedure and that the doctor assured him there would be no insemination without his consent. When the child was bom, the husband moved out and commenced divorce proceedings. (Kerns v. Schmidt, supra, 641 N.E.2d at pp. 281, 287.) The husband in Kerns claimed that the unconsented-to insemination constituted an infringement on his decision not to procreate.
Appellant has not alleged facts like those that supported the decision in
Kerns.
Appellant has not alleged that respondent made any representation regarding the outcome of the procedure directly to him. Unlike the plaintiff in
Kerns,
appellant has not been deemed the father and was not ordered to pay support. He alleged that he was happy when the child was bom and treated him like a son for over four years. Appellant neither seeks parental status, nor alleges a lack of desire to procreate.
(Planned Parenthood of Southeastern Pa. v. Casey, supra,
Appellant Cannot Recover for Emotional Distress on a Direct or Bystander Theory
As respondent notes, appellant’s allegations that respondent had a duty to the husband of his patient implicates the analysis of
Molien
v.
Kaiser Foundation Hospitals
(1980)
The result in
Molien,
however, was explained and limited in subsequent cases. In
Marlene F. v. Affiliated Psychiatric Medical Clinic, Inc.
(1989)
“When the plaintiff is not the defendant’s patient, however, ‘[c]ourts have not extended the
Molien
direct-victim cause of action to emotional distress which is derived solely from a reaction to another’s injury’ [citation].”
(Huggins
v.
Longs Drug Stores California, Inc.
(1993)
The court
Appellant, as the husband of respondent’s patient, was not present at the time of the artificial insemination, and he was not aware of it causing injury to anyone. He suffered no distress until the time of his divorce, nearly five years later.
Intentional Infliction of Emotional Distress
Appellant argues that even if he is barred from recovering on theories of negligence, Dr. Kong should be liable for his intentional wrongful acts. This theory is negated by the result in
Smith v. Pust, supra,
As the court in
Smith
stated: “No doubt there have been times in human experience when the purpose of sexual relations with one person was ‘directed at’ that person’s spouse. This case, however, is not one of them.”
(Smith
v.
Pust, supra,
Although the pain, humiliation and suffering experienced by appellant are palpably clear from the allegations of his complaint, he has stated no cause of action against the man who fathered his wife’s child. Counsel candidly admitted at oral argument of the motion for judgment on the pleadings that he could not plead that appellant provided semen for the insemination procedure. 10 He could not plead that appellant had a physician-patient relationship with respondent, and in fact pleaded that appellant was completely unaware of the procedure for over four years. Counsel also told the court that the wife would not be joined in this action. We do not condone the alleged deceptive, hurtful behavior, but appellant has not identified a legal theory that would allow him to recover on these facts.
Conclusion
The judgment is affirmed.
Strankman, P. J., and Swager, J., concurred.
Appellant’s petition for review by the Supreme Court was denied July 19, 2000. Mosk, J., was of the opinion that the petition should be granted.
Notes
Unless otherwise indicated, all statutory references are to the Family Code.
In this case, respondent requested the court to take judicial notice of a certified copy of the child’s birth certifícate and various portions of the record of the dissolution proceeding. The certified copy of the birth certificate and the stipulation in the dissolution proceeding are appropriate subjects of judicial notice. (Evid. Code, § 452, subd. (d).) Appellant has not disputed the accuracy of the records referenced by respondent, and we consider those documents in connection with appellant’s claim that he should have been allowed to amend to allege additional facts.
A doctor who counseled a childless couple on artificial insemination and agreed to perform the procedure on the wife with the husband’s sperm was subject to suit by the couple as well as other legal consequences when he substituted his own sperm. (See, e.g.,
James
v.
Jacobson
(4th Cir. 1993)
In his reply brief, appellant argues that respondent did not obtain the wife’s consent to use the doctor’s sperm in the procedure. Appellant relies on his father’s declaration that Dr. Kong told the father that Sil Shin brought dead semen to his office and that he substituted his own sperm without telling her, and was going to tell her in June of 1998. Even if we credit this declaration, there is no allegation that Mrs. Shin objected to the true state of facts when told. Furthermore, the fact that a wife may have a cause of action against the doctor does not, without more, create one in the husband.
Custodio v. Bauer
(1967)
We do not decide that a cause of action might be based on such facts, only that the existence of a duty would be clearer in such a situation. However, in
Harnicher v. Univ. of Utah Medical Center
(Utah 1998)
The constitutionality of such a requirement, if it existed, is not before us. “The Constitution protects individuals, men and women alike, from unjustified state interference, even when that interference is enacted into law for the benefit of their spouses.”
(Planned Parenthood of Southeastern Pa. v. Casey
(1992)
Civil Code section 43.5 provides: “No cause of action arises for: [¶] (a) Alienation of affection, [¶] (b) Criminal conversation, [¶] (c) Seduction of a person over the age of legal consent. [¶] (d) Breach of promise of marriage.”
Civil Code section 43.4 likewise precludes an action for a fraudulent promise to cohabit after marriage.
As a matter of policy, the court found: “We conclude here that any wrong which has occurred as a result of Richard’s actions is not one which can be redressed in a tort action.”
(Richard P., supra,
Appellant argues that respondent made a misrepresentation by creating a false medical record when he signed the child’s birth certificate. Although the certificate names appellant as father of the child, the line which certifies that information on the certificate is signed by appellant’s ex-wife. The line signed by respondent merely states; “I certify that the child was bom alive at the date hour and place stated.” This certification of live birth is the only attestation required of a physician pursuant to Health and Safety Code section 102425, subdivision (a)(8). Respondent’s signature on the birth certificate attesting to a live birth is not a misrepresentation.
The complaint had alleged that: “Defendants claim to have believed that at least some of the semen provided for the insemination was Plaintiff’s, and as defendants knew that Sil Shin was married to plaintiff, plaintiff must be considered to be a patient of Defendants.” In a contradictory allegation, the complaint states that Dr. Kong knew at all times that he, and not appellant, was the biological father of the child. Counsel ultimately conceded that appellant had not provided semen for the procedure.
