Marvin L. HOLT, Appellant, v. UNITED STATES, Appellee.
No. 85-1185.
District of Columbia Court of Appeals.
Decided Nov. 3, 1989.
Argued En Banc April 4, 1989.
565 A.2d 970
Finally, appellant alleges that he received ineffective assistance of counsel at trial and that the trial court erred in admitting prior statements of a witness under the excited utterance exception to the hearsay rule.5 These claims are without merit.
In order to prevail on an ineffective assistance of counsel claim, appellant must show both that his counsel‘s performance was deficient and that the deficient performance prejudiced his defense. Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674 (1984). Appellant claims many errors by trial counsel, primarily (1) counsel‘s failure to call certain unnamed witnesses who could testify that they had never seen appellant wear a wig (appellant allegedly wore a wig during the crimes), (2) counsel‘s failure to subpoena a 911 tape which would show complainant had lied about an alleged incident of harassment by appellant concerning complainant‘s car, (3) counsel‘s lack of vigor in cross-examining witnesses on certain issues, and (4) counsel‘s failure to emphasize certain points in closing argument. We believe these decisions reflect reasonable choices of strategy under the circumstances in a case in which the evidence against appellant was overwhelming.7 Moreover, appellant has not indicated how his defense was prejudiced by these alleged errors. Finally, his claim of ineffectiveness attributable to counsel‘s failure to file a speedy trial motion must fail because there was minimal delay (appellant‘s trial commenced six months after he was declared competent to stand trial) and because appellant has asserted no prejudice suffered as a result of the delay. See Graves v. United States, 490 A.2d 1086, 1101-04 (D.C.1984) (en banc), cert. denied, 474 U.S. 1064, 106 S.Ct. 814, 88 L.Ed.2d 788 (1986).8
Appellant‘s evidentiary challenge to the admission of complainant‘s statement to a detective shortly after the rape also fails. We cannot conclude the trial court erred in admitting the statement under the excited utterance exception to the hearsay rule. See Nicholson v. United States, 368 A.2d 561, 564 (D.C.1977).9
Judgment in No. 85-1073 affirmed; appeal in No. 88-1015 dismissed.
Alan B. Soschin, appointed by the court, for appellant.
Mary Ellen Abrecht, Asst. U.S. Atty., with whom Jay B. Stephens, U.S. Atty., was on the opposition to the petition for rehearing en banc, and Michael W. Farrell, Asst. U.S. Atty. at the time the brief was filed, Judith Hetherton, John E. Stevens and Robertson T. Park, Asst. U.S. Attys., were on the brief for appellee.
* Judge Mack was an Associate Judge of the court at the time of argument. Her status changed to Associate Judge, Retired, on October 1, 1989.
BELSON, Associate Judge:
A jury convicted appellant Marvin Holt of the felony offense of threats,
Briefly, the facts underlying appellant‘s conviction are these. The complaining witness, Venita Clinton, was in the hallway of her apartment building locking her apartment door one morning when a man grabbed her from behind and placed a gun to her head. During the struggle that ensued, her pocketbook fell to the ground and at one point the gun struck her on the jaw. The assailant held the pocketbook for
In the early evening of the same day, Ms. Clinton was taking some things out of her car to bring into her apartment when a man who resembled her assailant of that morning walked toward her. She recognized the man‘s eyes. As he passed her, he did not stop but said “I‘m gonna get you, bitch.” Based on identifications by the complaining witness and the neighbors who had seen a man running away that morning, appellant was arrested and charged with armed robbery and felony threats.4 A jury acquitted appellant of all but the threats charge.
In his petition for rehearing, appellant argues that his alleged conduct on the afternoon of May 24 did not violate the threats statute under which he was charged because there was no showing of intent to extort on his part. To support this argument he relies chiefly on a reading of the legislative history of the District of Columbia‘s felony threats prohibition favored by the dissenting judge in Young. See id. at 814-16. Tracking the Young dissent, he also contends that the disparity in potential sentence between the felony threats statute and D.C.‘s simple threats statute,
The plain language of D.C.‘s felony threats prohibition does not include any intent element. Faced with the lack of facial ambiguity as to the elements of the offense, appellant argues that this court must look behind the plain meaning of the statute to the legislative history to glean the legislature‘s intent and that we must interpret
We turn first to appellant‘s contention that the legislative history of the felony threats statute establishes that Congress intended extortionate intent to be an element of the offense. He relies significantly on the dissenting opinion in Young and a statement by a division of this court in a later case to the effect that the purpose of Congress in enacting
Both the Young dissent and the discussion in Ball rely on remarks by Senator Tydings, then Chairman of the Senate District of Columbia Committee‘s Subcommittee on Business and Commerce, when he introduced a last-minute floor amendment to the Omnibus Crime Control and Safe Streets Act of 1968,
That Senator Tydings deplored on the floor of the Senate the behavior of “extortionists and thieves” did not necessarily reflect that intent to extort was an element of all the offenses his amendments defined. It is apparent from his remarks that Senator Tydings considered threats a concomitant of extortionate behavior, but that is not to say that extortionate intent is a necessary element of any threat prohibited by the provision that became
Because Senator Tydings was the author of the amendment, and in the absence of a conference report or remarks from the floor manager, his remarks are a significant factor in determining the intent of the legislature. We cannot, however, read them in a vacuum. In introducing his amendment, Senator Tydings noted its similarity to one being introduced in the House of Representatives by Congressman Whitener.6 Whitener stated that his bill was the result of a request and proposed legislation from D.C. Commissioner Walter Washington to bring D.C. law into conformance with a federal statute that prohibited communication of threats across state lines,
Given the apparent confusion between the two versions, different in form and penalty, of the threat and extortion prohibitions and the general air of urgency to pass the omnibus bill and then refine its provisions later, see, e.g., 114 CONG. REC. 16275, 16281, 16283-85 (1968), it is unwarranted to depend on Senator Tydings’ remarks alone to reflect the legislature‘s purpose in enacting the felony threats statute. Even if one assumes arguendo that the threats statute was designed solely to enhance the protections available to businesses against extortionists and thieves, the threats statute need not include an element of extortionate intent in order to serve that purpose. Having reviewed the legislative history, we think it accurate to say that while preventing extortion was the main purpose of the amendments in question, it was not the sole purpose. Rather, the purpose included
To address appellant‘s next argument, we return to our statement in Peoples Drug Store, Inc., supra, that we will “look beyond the ordinary meaning of the words of a statute only where there are persuasive reasons for doing so.” 470 A.2d at 755. Appellant apparently perceives one “persuasive reason” in the notion that because
Appellant would misapply the doctrine of in pari materia, as that doctrine that does not refer primarily to coincidence of enactment. Statutory provisions in pari materia relate to the same subject matter or have the same purpose or object, see, e.g., Maynard v. Thrasher, 77 Ga.App. 316, 48 S.E.2d 471, 473 (1948); Gillespie v. City of Maroa, 104 Ill.App.3d 874, 60 Ill.Dec. 646, 649, 433 N.E.2d 688, 691 (1982), regardless of when they are enacted. Applestein v. Osborne, 156 Md. 40, 143 A. 666, 672 (1928); Quality Clothes Shop v. Keeney, 57 Ind.App. 500, 106 N.E. 541, 542 (1914). The comparison of statutes in pari materia is an aid in determining legislative intent when the language of a statute is ambiguous. State v. Fremont Lodge of Loyal Order of Moose, 151 Ohio St. 19, 84 N.E.2d 498, 503 (1949); Stevens v. Linton, 190 Tenn. 351, 229 S.W.2d 510, 512 (1950). D.C.‘s felony threat prohibition is not ambiguous on its face; in fact, the explicit inclusion of the element of intent to extort in the extortion prohibition with which it was enacted suggests that the legislature knew how to specify such intent if it wished. The fact that it was enacted and codified in tandem with an extortion provision does not establish that the two statutes address the same subject matter. Appellant would have us assume what he hopes to prove. We conclude that we need not construe the two statutes together in order to divine the meaning of the felony threats statute,
We observe next that the circumstances under which the felony threats statute remains on the books today tend to undermine appellant‘s position. While we acknowledge that subsequent legislative actions do not carry interpretative weight equivalent to that accorded actions of the enacting body, the D.C. Council‘s extensive revisions to the D.C.Code following the report of the D.C.Law Revision Commission provide a guide as to the scope and application of the statute. In 1979, the Commission developed a proposal recommending reform of D.C. law relating to theft, extortion, fraud and forgery.9 Following a series of public hearings based on that proposal, several D.C. Council members introduced a bill containing reform proposals for those areas of the law. In the resulting legislation, the Council revisited the chapter in which the felony threats statute was codified and repealed the entire chapter except for
In revising the law of extortion and blackmail in enacting the reform legislation, the Council had the benefit of this court‘s interpretation of
Appellant also argues that an interpretation of
In short, having studied the language of the felony threats statute, considered whether other statutes might illuminate its meaning, reviewed the legislative history, and weighed appellant‘s contentions concerning statutory construction, we remain of the view that intent to extort is not an element of the felony threats statute,
Affirmed.
MACK, Associate Judge, Retired, dissenting, with whom NEWMAN, Associate Judge, joins:
Today our court, in one “fell swoop” dashes the hopes of Mr. Holt, and awards me the dubious distinction of having my dissent in another case overruled. See United States v. Young, 376 A.2d 809 (D.C.1977) (Mack, J., dissenting). Thus our en banc majority in this (the Holt) case, having convened ostensibly to consider the validity of United States v. Young (which the division in Holt questioned on the facts but nevertheless thought controlling), in effect has not merely reaffirmed the majority holding in Young but rather added new legal dimensions to buttress the questionable holding of Young.1
The division in Young reversed an order of the trial court which had dismissed an indictment brought under
The problem here is that the legislative history does not support, but rather negates, the majority‘s position. Thus having examined at length the “Tydings amendment” in the Senate and the “Whitener bill” in the House—with the repeated references to extortion or commerce or the protection of businesses, the majority tells us that the legislative history relied upon by Mr. Holt (whose only crime was to say “I‘m going to get you bitch“) “does not support his interpretation strong enough to override the plain meaning of the statutory language.”
The net result of the majority‘s analysis is to create an “absurd result.” Citizens Association of Georgetown v. Zoning Commission of the District of Columbia, 392 A.2d 1027, 1033 (D.C.1978) (en banc).
I respectfully dissent.2
APPENDIX
MACK, Associate Judge, concurring:
The facts of the instant case may more eloquently than any argument I could ever make why United States v. Young, 376 A.2d 809 (D.C.1977) is wrong. An accused who says, “I‘m gonna get you, bitch” may face, at the discretion of the prosecutor, a maximum penalty of twenty years imprisonment, while another who says the same thing may face six months incarceration. See
Viewed in isolation, the “plain language” of
The legislative history of
MR. TYDINGS. Mr. President, it is essential for the Senate—while it considers a national crime bill—to correct what appears to be a grave and damaging situation right here in Washington which threatens the commercial life of the city.
Every day reports come in, not only to me, but to my colleagues from Maryland and the senators from Virginia, of Washington merchants, and Marylanders and Virginians who own stores in the District of Columbia, who are being threatened and abused by extortionists and thieves. Every day, thugs walk into stores and demand or just take merchandise. And if the owner tries to stop them, they threaten to burn down his store. We hear of threats to merchants that if they attempt to rebuild stores burned out in the recent riots, they will be destroyed again. We hear reports of shakedowns and the protection racket here in the District of Columbia.
My amendment, which is similar to the one introduced in the House of Representatives by Mr. WHITENER and Mr. MCMILLAN, would make extortion and transmission of threats to persons and property a felony punishable by $5,000 or 20 year‘s imprisonment, or both.
There is no general prohibition of extortion in the District of Columbia Code today. The only Code provision dealing specifically with extortion is a 1902 law, Section 22-1302 of the District of Columbia Code, dealing with false recordation of land records with intent to defraud. Section 22-2305, concerning blackmail, includes only threats to publish disgraceful accusations for the purpose of extorting funds or influencing conduct. Not covered are threats of injury to person or damage to property.
The amendment would create a new title V, making the present reversability provision title VI.
The extortion title has two sections. The first section 1001 [
§ 22-2306 ] prohibits extortion for money or other things of value. The second section, 1002 [§ 22-2307 ], prohibits threats designed to influence conduct, such as threats to burn out a merchant if he attempts to locate his business in a certain area. These threats must be convincing threats, clearly believable and intended to be acted upon, against particular persons. Generalized or vague threats are not enough.Specifically, section 1001 prohibits three kinds of action, when they are perpetrated “with intent to extort from any person, firm, association or corporation, any money or thing of value“: First, any demand for ransom for a kidnapped person; second, any threat to kidnap or any threat to injure any person; and third, any threat to injure the property or reputation of any person.
Section 1002 [
§ 22-2307 ] prohibits extortion intended to affect conduct, rather than to extract money. It prohibits threats to kidnap or injure any person or damage his property, regardless of the reason for the threat.All offenses would be punishable by up to $5,000 fine and 20 years’ imprisonment.
As chairman of the Senate District Committee‘s Subcommittee on Business and Commerce, I recently held hearings on the riot damage and the District‘s rebuilding plans. I know the importance of this bill. Whether these reports of extortion are true is not the point. The fact is there is no general law on extortion in the District of Columbia at all now. We should enact such a law in any case. But it is particularly urgent now to give citizens and businesses in the District of Columbia the kind of assurance they need that the law will protect them against extortion.
114 CONG.REC. 14,778 (1968) (emphasis added).
In addition to this highly persuasive evidence that
It should be noted further that this is not the first time that the majority‘s holding in Young has been called into question. In Ball v. United States, 429 A.2d 1353, 1359 (D.C.1981), this court explicitly stated that
This court‘s interpretation in Young of
“[T]he literal meaning of [the] statute will not be followed when it produces absurd results.” Varela v. Hi-Lo Powered Stirrups, Inc., supra, 424 A.2d at 65 (quoting District of Columbia National Bank v. District of Columbia, supra, 121 U.S. App.D.C. at 198, 348 F.2d at 810. The absurdity of results generated by reading
Interpreting the statute to encompass the threatening conduct at issue in the instant case not only produces absurd results, but such a reading may render the statute unconstitutional as applied. The fact that there exists a statute supposedly prohibiting identical conduct but providing
Under the Supreme Court‘s decision in Solem v. Helm, 463 U.S. 277, 284, 103 S.Ct. 3001, 3006, 77 L.Ed.2d 637 (1983), the final clause of the Eighth Amendment “prohibits not only barbaric punishments, but also [prison] sentences that are disproportionate to the crime committed.”6 The Court has applied this principle to invalidate a ninety-day sentence for the crime of being “addicted to the use of narcotics” even though this punishment is neither cruel nor unusual in the abstract. Robinson v. California, 370 U.S. 660, 667, 82 S.Ct. 1417, 1420-21, 8 L.Ed.2d 758 (1962). The Court reasoned that “the question cannot be considered in the abstract. Even one day in prison would be a cruel and unusual punishment for the ‘crime’ of having a common cold.” Id.7 The principle of proportionality—that is, that the punishment should fit the crime—is one of the most basic tenets of our system of jurisprudence.8 The sentence given appellee in the instant case is out of all proportion to the offense committed.9 Receiving a six-year prison term for uttering the words which threaten some form of bodily harm, without more, offends our basic sense of what is just and fair; such a severe punishment for the relatively minor offense at issue here shocks the conscience and may well constitute a violation of the Eighth Amendment.9
Notes
Whoever threatens within the District of Columbia to kidnap any person or to injure the person of another or physically damage the property of any person or of another person, in whole or in part, shall be fined not more than $5,000 or imprisoned not more than 20 years, or both.
The majority also takes pains to weaken another division opinion, Ball v. United States, 429 A.2d 1353 (D.C.1981), which had also called into question the validity of Young. D.C.Code § 22-507 provides:Whoever is convicted in the District of threats to do bodily harm shall be fined not more than $500 or imprisoned not more than 6 months, or both, and, in addition thereto or in lieu thereof, may be required to give bond to keep the peace for a period not exceeding 1 year.
I note that in United States v. Baish, 460 A.2d 38 (D.C.1983), a prosecution was brought underWhoever is convicted in the District of threats to do bodily harm shall be fined not more than $500 or imprisoned not more than 6 months, or both, and, in addition thereto or in lieu thereof, may be required to give bond to keep the peace for a period not exceeding 1 year.
Certainly the codifiers of our Code, who placed these provisions in the chapter “Libel-Blackmail-Extortion,” read them as I do.The court in Pearson cited an early case for the proposition that
“If an unexecuted attempt to steal could be punished with heavier penalties than larceny itself, such a construction cannot be just as it would impute to the legislature an intention inconsistent with all reasons and justice, and contrary to the spirit and views of all their Acts, whose declared objects are to proportion punishment to the crime and to render all punishments moderate but certain, without regard to the quality of the person.”
* * * * * *
“It never could be the intention of the legislature to punish with greater severity an abortive attempt than a successful issue or leave it in the power of the court to do so.”
Id. at 393 (quoting Rogers v. Commonwealth, 5 Serg. and R. 463 (Pa.1819)). See also Buzzard v. Commonwealth, 134 Va. 641, 114 S.E. 664 (1922), in which the court ruled that a man could not be punished more severely for attempted rape than for completed rape.
(a) Whoever transmits in interstate or foreign commerce any communication containing any demand or request for a ransom or reward for the release of any kidnapped person, shall be fined no more than $5,000 or imprisoned no more than twenty years, or both.
(b) Whoever, with intent to extort from any person, firm, association, or corporation, any money or other thing of value, transmits in interstate or foreign commerce any communication containing any threat to kidnap any person or any threat to injure the person of another, shall be fined not more than $5,000, or imprisoned not more than twenty years, or both.
(c) Whoever transmits in interstate or foreign commerce any communication containing any threat to kidnap any person or any threat to injure the person of another, shall be fined not more than $1,000 or imprisoned not more than five years, or both.
(d) Whoever, with intent to extort from any person, firm, association or corporation, any money or other thing of value, transmits in interstate or foreign commerce any communication containing any threat to injure the property or reputation of the addressee or of another or the reputation of a deceased person or any threat to accuse the addressee or any other person of a crime, shall be fined not more than $500 or imprisoned not more than two years, or both.
That whoever (1) transmits within the District of Columbia any communication containing any demand or request for a ransom or reward for the release of any kidnapped person, shall be fined not more than $5,000 or imprisoned not more than twenty years, or both; (2) with intent to extort from any person, firm, association, or corporation, any money or other thing of value, transmits within the District of Columbia any communication containing any threat to kidnap any person or any threat to injure the person of another, shall be fined not more than $5,000 or imprisoned not more than twenty years, or both; (3) transmits within the District of Columbia any communication containing any threat to kidnap any person or any threat to injure the person of another or physically damage his property, in whole or in part, shall be fined not more than $1,000 or imprisoned not more than five years, or both; or (4) with intent to extort from any person, firm, association, or corporation, any money or other thing of value, transmits within the District of Columbia any communication containing any threat to injure the property or reputation of the addressee or of another or the reputation of a deceased person or any threat to accuse the addressee or any other person of a crime, shall be fined not more than $500 or imprisoned not more than two years, or both.
114 CONG. REC. 15012 (1968) (emphasis added). Compare Nelson v. United States, 479 A.2d 340 (D.C.1984), where appellant pled guilty to three offenses (petit larceny, possession of heroin, and attempted petit larceny) and was sentenced to consecutive terms of imprisonment of three years, two years, and one year. Execution of the sentence was suspended and appellant was placed on probation for three years. Subsequent to sentencing, appellant was convicted of unlawful entry, and the court revoked appellant‘s probation. Appellant argued on appeal that the imposition of the original punishment constituted cruel and unusual punishment. The court disagreed, citing the fact that appellant had committed three separate offenses and had a lengthy criminal record.I do not undertake here to apply this three-pronged analysis to the facts in the instant case. Rather, I suggest that serious constitutional difficulties of equal protection, due process, and cruel and unusual punishment are generated by application of the court‘s interpretation of
