9 F. 229 | U.S. Cir. Ct. | 1881
On petition for rehearing. ' This is an appeal from a decree of the district court, in a suit to recover the sum of $4,900, under section 367 of the Oregon Civil Code, on account of the death of William A. Perkins, which occurred on November 16, 1878, and which is alleged to have been caused by the negligence of the defendant while transporting said Perkins across the Wallamet river, at Portland, on its steam-ferry.
On the day named the deceased, then in Ms twenty-second year, in company with Ms mother, Mary A. Biggs, left Salem, Oregon, for Portland, in the same state, intending to take the steamer at the latter place for California. In crossing the Wallamet river, on defendant’s ferry, while landing at Portland, in Multnomah county, lie fell overboard and was drowned. Soon after, said Mary A. Biggs, mother of the deceased, who was the next of kin and one. of his heirs at law, and entitled to letters of administration under the laws of Oregon, (Or. Code, § 1053,) filed a verified petition in the county court of Multnomah county, in which she styled herself Mary A. Biggs, of the city of Portland, and alleged that William A. Perkins died on November 16,1878, in said Multnomah county and state of Oregon; “ that deceased Was, at or im*230 mediately before his death, an inhabitant of said countythat he left as assets the claim now sued upon, and no other property; that he left no creditors and no will; that she herself, the mother of said deceased, “ residing in said city of Portland,” two minor half-sisters, who “reside with your petitioner in said city,” and a minor brother, residing in Cambridge, Vermont, were the only next of kin an'd heirs at law of the said intestate. The petition alleges all other jurisdictional and necessary facts and in said petition petitioner expressly renounced her right to administer upon the estate of deceased, and prayed the court to grant letters of administration to H. "W. Davis, whom she alleged to be a ñt and competent person to administer upon said estate. Acting upon said petition, the county court of Multnomah county, at a regular term of said court, on December 16,1878, in a,n order made and entered in the records, in which it was recited that it was “ proved by the oath of the petitioner, Higgs, that the said William A. Perkins died on or about the sixteenth day of November, 1878, intestate, in the county of Multnomah and state of Oregon, being, at or immediately before his death, an inhabitant of said county,” etc., ordered that letters of administration on the estate of said intestate be issued to H. W. Davis; and letters were accordingly issued, and said Davis qualified and entered upon his duties as such administrator— the proceedings being all in due form and regular upon their face. The' said order and appointment are still unrevoked and in full force. Afterwards, on January 2,1879, said Davis, as such administrator, brought an action at law against the defendant in the circuit court of Oregon, under section 687 of the Code of Oregon, for the identical cause of action alleged in the libel herein, in which issue was joined, and in which there was a trial by jury and a verdict in favor of the defendant, upon which verdict a final judgment was regularly entered on March 81,1879. Said judgment was afterwards duly affirmed, on appeal, by the supreme court of Oregon, on August 11,1879; and it still remains in full force and effect. Afterwards, Sidney Dell, who had been the attorney of Mrs. Higgs and said administrator, Davis, in the said prior proceedings, filed a petición, as petitioner, in the county court of Jackson county, Oregon, in which it is alleged “ that deceased was, at and immediately before his death, an inhabitant of said county of Jackson, in said state of Oregon;” that the same parties mentioned in the said prior petition were next of kin and heirs at law, etc.; that the said cause of action was the only estate of deceased; that there were no creditors; that more than 40 days had elapsed since the death of the intestate, and neither the widow, next of kin, nor any creditor had “ made application within that time to this court for letters of administration!,” and praying that Leander Holmes be appointed administrator, whereupon said Holmes was appointed such administrator on September 17,1879. Holmes, havirig qualified and received his letters, filed the libel in this suit for the identical cause of action brought by Davis, administrator, in the state court. In addition to the issue taken on the case made by the libel, the defendant sets up as defences — First, that libellant was never administrator ; second, the prior adjudication in the state courts. At the hearing at the last term, although the court intimated that its impressions were against the libellant upon other points, the ease was in fact decided upon the first point named — that the libellant was never administrator. This point has*231 been thoroughly and ably argued and reargued, and I have given it that careful consideration which the importance of the case, and of the principle involved, deserve.
Whether the libellant is administrator depends upon the question whether the appointment of Davis, who was appointed by the county court of Multnomah county, and whose appointment, if legal, was still in force, was valid; and if not, then whether the intestate was in fact an inhabitant of Jackson county “at or immediately before his death.” As to the first point, the appointment of an administrator of an estate, while there is already a legal administrator, is void. The title to all the estate having already vested in the existing administrator for the purposes of administration, there is no estate in existence which can vest in the second appointee by virtue of his appointment. There is no subject-matter upon which he can act. Griffith v. Frazier, 8 Cranch, 9; Kane v. Paul, 14 Pet. 33; Haynes v. Meeks, 20 Cal. 288; Hamilton’s Estate, 34 Cal. 464.
Was Davis, then, administrator at the time of libellant’s appointment ? The only ground of invalidity in the appointment of Davis, alleged and relied on by libellant, is that Perkins, “at or immediately before his death,” was not in fact an inhabitant of Multnomah county, and the county court of that county had no jurisdiction to make the appointment, and it is insisted that the appointment, for that reason, is absolutely void.
The first point to be considered, then, is, is the question of inhabitancy open to examination on a collateral attack ? Section 1, art. 7, of the constitution of Oregon, so far as it relates to county courts, is in the following language: “The judicial power of the court shall be vested in a supreme court, circuit court, and county courts, which shall he courts of record, having general jurisdiction, to be defined, limited, and regulated by law in accordance with this constitution.” Gen. Laws Or. p. 87. Thus the people of Oregon, in their fundamental law, have relieved the county courts of the badge of inferiority, in the technical sense of that term, and made them courts of record, — superior courts, — and so far as the sanctity of their determinations, and the faith and credit due to their records are concerned, placed them upon a plane of equal dignity with the circuit and supreme courts. The general jurisdiction is conferred, and the character of the court fixed in the same section and in the same language as that which fixes the status of the other courts. The same effect must, therefore, be given to their determinations upon collateral attack, and the same inviolability attributed to their records as to the records of the circuit
“ The power to hear and determine a cause is jurisdiction; it is coram judice whenever a case is presented which brings this power into action. If the petitioner presents such a ease in his petition that, on a demurrer, the court would render a judgment in his favor, it is an undoubted case of jurisdiction. Whether, on an answer denying and putting in'issue the allegations of the petition, the petitioner makes out his case, is the exercise of jurisdiction, conferred by the filing of a petition containing all the requisites, and in the manner required by law. 6 Pet. 709. Any movement by a court is necessarily the exercise of jurisdiction; so, to exercise any judicial power over the subject*233 matter and the parties, the question is whether, on the ease before a court, their action is judicial or extrajudicial, with or without authority of law, to render a judgment or decree upon the rights of the litigant parties. If the law confers the power to render a judgment or decree, then the court has jurisdiction what shall be adjudged or decreed between the parties, and with which is the right of the case, is judicial action by hearing and determining it. 12 Pet. 718; 3 Pet. 205. It is a case of judicial cognizance, and the proceeding is judicial. 12 Pet. 623.”
The court further says:
“No other requisites to the jurisdiction of the county court are prescribed than the death of Grignon, the insufficiency of Ms personal estate to pay his debts, and a representation thereof to the county court where he dwelt, or his real estate was situate, making these facts to appear to the court. Their decision was the exercise of jurisdiction, which was conferred by the representation; for whenever that was before the court, they must hear and determine whether it was true or not. It was a subject upon which there might be judicial action. The record of the county court shows that there was a petition representing some facts by the administrator, who prayed an order of sale; that the court took these facts which were alleged in the petition into consideration and for these and divers other good reasons ordered that he be empowered to sell.” Id. 339.
And again, (page 340:)
“ The petition in the present case called for a decision of the court that the facts represented did or did not appear to them to be sufficiently proved. They ' decided that they did so appear, whereby their power was exercised by the authority of the law, and it became their duty to order the sale,” etc. * * *
“ The granting the license to sell is an adjudication upon all the facts necessary to give jurisdiction, and whether they existed or not is wholly immaterial, if no appeal is taken; the rule is the same whether the law gives an appeal or not, — if none is given from the final decree it is conclusive upon all whom it concerns. The record is absolute verity, to contradict which there can be no averment or evidence; the court having power to make the decree, it can be impeached only by fraud in the party who obtains it.”
And again, quoting Chief Justice Marshall in Ex parte Watkins, 8 Pet. 204, 205:
“A judgment in its nature concludes the subject in which it is rendered, and pronounces the law of the case. The judgment of a court of record, whose jurisdiction is final, is as conclusive oil all the world as a judgment of this court would be. It is as conclusive in this court as it is in other courts. It puts an end to all inquiry into the fad by deciding it.”
This definition of jurisdiction, and these views, have been reiterated and affirmed over and over again by the supreme court, and I am not aware that they have ever been modified or questioned. See Ex parte Watkins, 3 Pet. 205; U. S. v. Arredondo, 6 Pet. 709; In re Bogart, 2 Sawy. 401. The doctrine and the case of Grignon’s Lessees
“ The petition of the administrator, setting forth that the personal property of the deceased is insufficient to pay such debts, and praying the court for an order of sale, brought the case fully within the jurisdiction of the court. It became a case of judicial cognizance, and the proceedings are judicial. The court has power over the subject-matter and the parties.”
How did the court get jurisdiction? Not merely by the actual existence of the jurisdictional facts, but by their averment in the petition, and—
“ The court having (by such representation) the right to decide every question which occurs in a cause, whether the decision is correct or otherwise, its judgment, until reversed, is binding on every other court. Id. * * * This proposition will be found fully discussed at length, and fully decided by us, in Grignon’s Lessees v. Astor. Any further argument in vindication of them would be superfluous.” Id.
Affirmed again in Comstock v. Crawford, 3 Wall. 403, 406. See, also, Caujolle v. Ferrie, 18 Wall. 465; McNitt v. Turner, 16 Wall. 363, 366. In the very late case of Mohr v. Manierre, 101 U. S. 424-5, the supreme court, by Mr. Justice Field, citing Grignon’s Lessees, says:
“This court, however, held that no other requisites to the jurisdiction of the county court were prescribed by the statute than the death of the iptestate, the insufficiency of his personal estate to pay his debts, and a representation of the facts to the county court where he dwelt or his real estate was situated; that the decision of the county court upon the facts was the exercise of jurisdiction which the representation conferred; and that the decision could not be collaterally attacked by reason of them. The court observed in substance * ' * * that it was sufficient to call its powers into exercise; that the petition stated the fact upon the existence of which the law authorized this sale; that the granting of the license was an adjudication that such facts existed,” etc.
And again:
“The statute declared that upon the existence of certain facts the sale of the lunatic’s estate might be made, and when these appeared in the petition of, the guardian, the court had jurisdiction to act, so far as his rights "were concerned, as fully as if the statute has so declared in terms, whatever may be the effect of its proceedings upon the interests of parties not properly brought before the court.” Id. 426.
Thus, in that case, the principle so often repeated is again recognized and asserted, that when the jurisdictional facts are alleged in the petition, the court has jurisdiction to act upon them; that the determination of the truth or falsity of those facts is judicial action,
Try the case under consideration by the tests thus repeatedly laid down, and reasserted and reaffirmed over and over again by the supreme court for a period of more than 50 years. Did not the “petitioner present such a case in her petition that on demurrer the court would render judgment in her favor?” There can be but one answer to this question. Then, says the supreme court “it was an undoubted case of jurisdiction.” Was the court required to act upon the petition ? Then, “any movement of the court” in acting upon it was “the exercise of jurisdiction.” The law, as we have seen, required a petition stating the jurisdictional facts to be presented to the court, and required the court to act upon it. The proper representation of the fact of inhabitancy in the petition is strictly jurisdictional; the actual existence of the fact, jurisdictional only sub modo. The determination of the truth of the representation depends upon evidence and the exercise of jurisdiction. See Haggart v. Morgan, 5 N. Y. 429. The petition filed in this caso represented all the jurisdictional facts.
“The decision upon it,” says the supreme court, was the exercise of jurisdiction which was conferred by the representation;” for “whenever that was before the court they must determine whether it was true or not.” “It was a subject upon which there might be judicial action.” The determination and granting letters—
“Is an adjudication upon all the facts necessary to give jurisdiction, and whether they existed or not is wholly immaterial if no appeal is taken. The rule is the same, whether the law gives an appeal or not. If none is given from the final decree it is conclusive on all whom it may concern. The record is absolute verity, to contradict which there can be no averment or evidence; the court having power to make the decree, it can be impeached only by fraud in the party who obtained it.” 2 How. 340.
The court certainly had power, because it was required to do so, to act upon the petition of Mrs. Riggs, and determine the truth of the matters alleged, and to make a decree to give effect to that determination. Otherwise, to what end is it to consider the petition at all? And in the language of Chief Justice Marshall, “the judgment in its nature concludes the subject on which it is rendered, and pronounces the law of the case. The judgment of a court of record, whose jurisdiction is final, is as conclusive on all the world as the judgment of this court would be. * * *' It puts an end to all inquiry into the fact by deciding it.” Those are the conditions found in this case,
The broad principle urged by libellant's counsel, that the question of Perkins’ inhabitancy is strictly jurisdictional, and that all jurisdictional facts, notwithstanding they have been heard and determined
The place of the commission of all crimes is a jurisdictional fact which must be alleged in the indictment. The offence must be committed within the territorial jurisdiction of the court, or it cannot take cognizance of it. Section 22 of the Oregon Criminal Code (Gen. Laws, 343) provides that, with certain specified exceptions, “all criminal actions must be commenced and tried in the county where the crime was committed. ” The fact that the crime was committed within the county for which the court is held, is, then, a jurisdictional fact in the same sense as inhabitancy in the case of an intestate, except that the language in reference to crime as a jurisdictional fact is of a more mandatory character in form of expression. The indictment must allege this jurisdictional fact, and, if it is controverted, it must be proved. Will it be said, when this fact is alleged in an indictment, and proved to the satisfaction of the court and jury, that the adjudication thereon by the court is not conclusive, because it turns out that the offence was not in fact committed in the county, or at any other place within the territorial jurisdiction of the court ? I apprehend not. Yet if there is error in the verdict on this point, the jurisdictional fact does not exist in the same sense that it is non-existent in the ease of the inhabitancy of an intestate at or immediately before his death, when there has been an erroneous determination of the fact upon proper allegations and proof. In both cases the court was authorized and required, upon the pleadings and proofs, to inquire into and determine that fact. If the determination is conclusive in the one case it must be in the other. Suppose four or more counties corner together, as they well may, and a murder is committed at or near the common point in a state where the indictment must be found and tried in the county where the crime was committed, the evidence being conflicting as to the county in which the offence was
“ Thai the reason of autrefois acquit was because where the maxim of the common law is that the life of a man shall not be twice put in jeopardy for one and the same offence, [and that is the reason and cause why autrefois acquitted or convicted of the same offence is a good plea,] yet it is intended of a lawful acquittal or conviction, for if the conviction or acquittal is not lawful liis life was never in jeopardy. 2 Sumn. 41. If it is not lawful to convict a man on an insufficient indictment, and for that reason the party so convicted is not in jeopardy, it is certainly not lawful to convict him by a court that has no jurisdiction to try the case, and whose judgment can be set aside as collaterally void; and a conviction by such a court cannot put the person in jeopardy. The close of the term of the court, under the statute, pending a trial, also justifies a discharge of a jury, and the party is not in jeopardy, because a continuance of the trial after the close of the term would be unlawful. The court has no authority to proceed. Its judgment would be unlawful, and the party not put in jeopardy. Whart. Crim. Pl. & Pr. § 513. A for*240 tiori a judgment of a court without jurisdiction would he void, and there would be no jeopardy. Repeated indictments and trials in different ’counties, under the circumstances I have suggested, would be absolutely monstrous; yet evidence may be had at one time that cannot be got at another. The proofs may be entirely .different on different trials, and the verdict on each trial justified by the evidenc'e'on'that trial, though the verdicts on the several trials may be different, There can be but one safe and logical rule on this point applicable to the class of jurisdictional facts referred to, and that is, where the petition, complaint, bill, or indictment alleges the jurisdictional facts, and the court is authorized and required, upon the allegations and proofs, or admissions of the pleadings, to determine the truth of the allegations, it has power to give effect to its determination by its judgment or decree, and, having power to'thus determine, adjudge, and decree, its adjudication is conclusive.”
This very case presents a striking illustration of the necessity of the- rule making similar determinations conclusive. On the death of Perkins, his mother, who was next of kin and one of his heirs at law, and the one to whom the law gave the first right to administer, filed her petition in the county court of Multnomah county, alleging that deceased was an inhabitant of Multnomah county at or immediately before his death, and the court, upon the petition and satisfactory evidence, so adjudged, and upon her request issued letters of administration to Davis. Davis immediately brought an action in the state court for the cause of action set up in the libel, and there was a jury trial, verdict, and judgment against him, which judgment was affirmed on appeal by the supreme court.
A stranger, then, acting upon the theory that the proceedings in Multnomah county are void for want of jurisdiction, on the ground that Perkins.was not an inhabitant of that county at or immediately before his death, but a resident of Jackson county, filed a petition in the county court of the latter county alleging the jurisdictional facts, and thereupon the county court of that county issued letters of administration to libellant, who commenced this suit. The petition in the latter case does not allege that no letters of administration had been issued, but only that “no application has been filed in this court,” — the county court of Jackson county, — leaving it to be inferred that administration may have been had elsewhere. Upon the trial of this case in the court below, the district judge was of the opinion that Perkins, at or immediately before his death, was not in fact an inhabitant of either Multnomah or Jackson county, but of Marion county. I have- read the evidence, and I am strongly inclined to think that deceased was not an inhabitant of Jackson county at or immediately before his death; but I do not decide that point, for the
In Lucas v. Todd, 28 Cal. 185, 186, the court says: “The petition of the plaintiff for letters of administration de bonis non states all the jurisdictional facts and gave the court jurisdiction of the case.”
The rule with reference to other jurisdictional facts is definitely stated by Chief Justice Meld, now a justice of the supreme court of the United States, in Haynes v. Meeks, 20 Cal. 313. After stating that a proceeding to sell land by an administrator is a distinct and independent proceeding in the nature of an action, of which the filing of the petition is the commencement and the order of sale the judgment, citing Sprigg’s Case, 20 Cal. 121, he proceeds:
“We must, then, examine the petition to ascertain whether a case is presented by its averments, within the statute, upon which the court can act. And the petition must show upon its face two things: First, the insufficiency of the personal property to pay the debts and charges against the estate; and, second, the necessity of the sale of the real property, or some portion thereof. Both must appear before the court can take jurisdiction of the proceeding. The truth of the averments — their sufficiency appearing — is.*242 matter which must be determined at the hearing of the petition, and the judgment of the court thereon, if rendered upon legal notice, cannot be questioned collaterally. It may be reviewed, and, if erroneous, corrected on appeal, but not otherwise.” 20 Cal. 313.
If these jurisdictional facts, once so determined on proper allegations and proofs, cannot be afterwards questioned collaterally, why should not a similar determination of the fact of inhabitancy, also, be conclusive ? The same rule has, also, been established in many of the other states. See Fishery. Bassett, 9 Leigh, 119; Andrews y. Avory, 4 Gratt. 229; Abbott v. Coburn, 28 Vt. 667; Burdett v. Silsbee, 15 Tex. 615; Johnson v. Beazley, 65 Mo. 264; Bumsted v. Read, 31 Barb. 664; Bolton v. Brewster, 32 Barb. 393. In Massachusetts a different view was taken in Cutts v. Haskins, 9 Mass. 547, but the character of the court does not appear, nor does it appear that there was any petition stating the jurisdictional facts. The court did pass upon the fact of residence, but it does not appear that the propriety of entering upon that inquiry was argued or -decided, or even questioned. The editor of the Massachusetts Reports, in a note to the decision, calls attention to these points, and questions the decision on the ground that when the facts are averred in the petition, the determination should be conclusive. This case was afterwards followed in the same state in 5 Pick. 20, and 9 Pick. 259. But the great weight of authority, and, to my apprehension, the entire weight of reason, is the other way, and in favor of eonclusiveness of the adjudication.
I should not have deemed it necessary to enter so fully into the discussion of the question, or to quote so largely from the authorities, had it not been for the case of Thompson v. Whitman, 18 Wall. 460, which libellant’s counsel has cited, and pressed in the argument and petition for rehearing with unusual earnestness and zeal, as well as manifest confidence and sincerity, as being directly in point and controlling in this case. Did I suppose the supreme court intended in that decision to cover this case, I certainly should yield to its superior authority; but I cannot, after a full consideration of the case, satisfy myself that the supreme court designed the decision to be so far-reaching in its effects. It must be admitted that there is general language used in the opinion, which, considered by itself, lends some countenance to the view maintained by counsel. But if he is correct in the rule assumed to be established by that authority, then there is no jurisdictional fact that can be conclusively determined by any court under any circumstances, and in all the cases to
«It is eoram 'judiee whenever a ease is presented, which brings this power into action. I£ the petitioner presents such a case in Ms petition that on a demurrer the court would render a judgment in his favor, it is an undoubted case of jurisdiction; whether on an answer denying and putting in issue the allegations of the petition, the petitioner makes out a case, is the exercise of jurisdiction conferred by the filing a petition containing all the requisites, and in the manner required by law.”
That this and tho further proposition, that the adjudication upon such a petition is conclusive, are points of the decision, was the
Where, then, is the line of division ? I apprehend it will be found by examining the case of Thompson v. Whitman, and the line of cases cited and commented on in that case, and comparing them with the other line of decisions cited in-this decision, which were carefully avoided by the court in its opinion. It will be found, on such examination, that after a cause of action has arisen — after the cause of action is complete — something must always be done by the court, through its executive or ministerial officers, or somebody else on behalf of the court, to give the court jurisdiction, either of the person, or, in a proceeding in rem, of the thing; such as serving a summons 'in a cause at law, or subpoena in chancery, upon the person within the state, giving a notice in some prescribed place, mode, or form, or seizing the thing. To get jurisdiction of the person, he must not only be served with process, but he must be served within the territorial jurisdiction of the court, as within the same state. In such case service within the state is the jurisdictional fact to be performed by, and upon the authority of, the court, through its ministerial officers, or other agencies of the court appointed by law. In some states, as in New York, the service may be by private parties; but they act by the authority and on behalf of the court. In matters in rem there must be a seizure, and often some notice given to .the parties in interest by the court in some prescribed mode. In such cases the seizure and notice are jurisdictional facts subsequent to, and wholly independent of, the cause of action, and of all pre-existing jurisdictional facts not depending upon the action of the court or its appointed agencies. In Thompson v. Whitman the offence was complete when the vessel engaged in gathering oysters within the waters of New Jersey contrary to the statutes of that state. But the cause of action and' forfeiture being complete, it was necessary to seize the
But there is another class of cases where there is a complete cause of action or proceeding existing, and the parties interested present all the facts — the necessary pre-existing jurisdictional facts, as well as the others constituting the cause of action — by alleging them in a petition, complaint, bill, or, in the ease of the state, in an indictment or other proper pleading, and ask an adjudication upon them; and when the opposing party has had due notice by proper proceedings, to acquire jurisdiction of the person, the court is required to act upon the allegations and proofs, and determine the facts. The action of the court in determining the facts in such cases, the court having properly performed its part to get jurisdiction of the person or the thing, is the exercise of jurisdiction; and the determination and adjudication up m the allegations and proofs of the facts upon which the
Counsel cites section 766, clause 16, of the Oregon Civil Code, relating to disputable presumptions, as controlling the case. The only observation I have to make upon. that provision of the statute is that this is not a case of presumption, but of an actual adjudication of a fact upon proper allegations and proofs — a case of res adjudicata,.
I regret that there is no appeal, as the point involved is one that ought to be authoritatively determined, and the question forever set at rest. But the statute expressly limits the recovery in such cases to $5,000, and that sum is, therefore, the utmost amount that can be in controversy. Or. Civ. Code, § 367.
Upon the views expressed, the petition for rehearing must be denied, and it is so ordered.