282 P. 241 | Or. | 1929
Lead Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *187 In Banc. This is a suit commenced by the plaintiffs for the purpose of enforcing the specific performance of an alleged contract. It is alleged that on the 5th day of December, 1914, and for a long time prior thereto, Edward Holman and Julia Holman were husband and wife, and that they continued to be husband and wife until the 3d day of December, 1920, when Edward Holman died; that Walter Jervis Holman and Guy Edward Holman were sons of Edward Holman by a former marriage, and that at the time of the making of the said contract to make mutual wills (which will be hereinafter referred to) by Edward and Julia Holman, and at the time of the execution of said mutual wills on the 5th day of December, 1912, Walter Jervis Holman and Guy Edward Holman were the only living children of Edward Holman, and, together with his wife, Julia Holman, his sole heirs at law; that Guy Edward Holman died on the 10th day of June, 1914, leaving as his sole heirs at law his widow and his son, Edward Guy Holman, a defendant herein; that Walter Jervis Holman died on the 23d day of June, 1921, leaving as his sole heirs at law his widow, now Mabel M. Osborn, and his four sons, namely, Walter Edward Holman, Herbert Merle Holman, Howard Bird Holman and Kenneth William Holman.
It is further alleged that on and prior to the 5th day of December, 1912, and at the time said contract to make mutual wills was entered into by Edward Holman and Julia Holman, and at the time of the execution of said wills, they, and each of them, owned a large amount of real and personal property situate in the county of Multnomah and state of Oregon, and that all of the property owned by Julia Holman had been given to her during her married life by her husband, Edward Holman; that while so the owners of said property, *189 Edward Holman and Julia Holman made and executed each with the other a contract, by the terms of which Edward Holman promised and agreed with Julia Holman that he would make and execute a will whereby he would devise and bequeath to her all the property, of every kind, which he might own or have an interest in at the time of his death, subject to a legacy of five ($5) dollars in favor of Hannah Cook, and a further legacy of five ($5) dollars in favor of Iris Whitney Lutz, and would further provide in and by said will that in the event that she, Julia Holman, should die before him, that all of the property, of every kind, which he might own or have an interest in at the time of his death would be by him devised and bequeathed to the parties designated in, and in the amounts and manner as set forth in, the said will of Edward Holman; that Julia Holman, by the terms of the said contract so entered into, and in consideration of the making of the contract by Edward Holman and of his promise to her to make such will as aforesaid, promised to and with Edward Holman that she would make and execute a will whereby she would devise and bequeath to him all the property, of every kind, which she might own or have an interest in at the time of her death, subject to legacies of five ($5) dollars each in favor of Hannah Cook, Iris Whitney Lutz, Frank Turman, and William Riley Reddick, and that she would further provide in said will that in the event that Edward Holman should die before her, all of the property, of every kind, which she might own or have an interest in at the time of her death, would be by her devised and bequeathed to the parties designated in, and in the amounts and manner as set forth in, the said will of Julia Holman, a copy of which is attached to plaintiffs' complaint. *190
It is further alleged that thereafter, in pursuance of and in compliance with the said agreement, Edward Holman and Julia Holman, on the 5th day of December, 1912, in the presence of each other, regularly executed their said will as set out below:
"In the Name of God, Amen. Know all men, that I, Edward Holman, of the city of Portland, in the state of Oregon, at the age of 62 years, being of sound and disposing mind and memory and not acting under duress, menace, fraud or undue influence of any person whomsoever, do make, publish and declare this my last will and testament, in manner and form following, to wit:
"First. It is my will, and I do order, that all my just debts and funeral expenses be duly paid and satisfied as soon as conveniently can be done after my decease.
"Second. I give and bequeath unto my wife's sister, Hannah Cook, the sum of five ($5) dollars.
"Third. I give and bequeath to my wife's niece, Iris Whitney Lutz, the sum of five ($5) dollars.
"Fourth. I give and bequeath to my wife, Julia Holman, all the rest, residue and remainder of my property, real, personal and mixed, of every name or nature, and wheresoever situate, to her own use and benefit.
"Fifth. In case my said wife shall not survive me or we should meet death in a common calamity, then it is my will that all of my said property and estate so as aforesaid bequeathed to my said wife shall go and in such case the same is hereby given and bequeathed to the Security Savings and Trust Company of Portland, Oregon, in trust nevertheless, to the following uses and purposes, that is to say, that it shall take, hold and manage the same, and invest and reinvest the same and the proceeds thereof, and out of the net income and profits:
"A. Pay to my son, Guy Edward Holman, a monthly allowance of two hundred ($200) dollars per month so long as he may live during the continuance of this trust. *191
"B. Pay to my wife's sister, Hannah Cook, and my wife's niece, Iris Whitney Lutz, each a monthly allowance of fifty ($50) dollars per month as long as they each shall live during the continuance of this trust.
"C. To at once upon receiving the same turn over and deliver all my jewelry, household furniture, statuary and books to my wife's sister, Hannah Clark, and my wife's niece, Iris Whitney Lutz, or the survivor of them, to their or to her own use and benefit, to be divided between themselves if both living, share and share alike.
"D. At the expiration of twenty-one (21) years from the time of my death, to distribute all of said property remaining in its possession and all accumulated rents, issues and profits to the said Guy Edward Holman, and to Walter Edward Holman, Herbert Merle Holman, Howard Bird Holman, Kenneth William Holman and Edward Guy Holman, my grandchildren, and to my son, Walter Gervis Holman, share and share alike, being one-seventh to each.
"E. It is my will and I direct that said trustee shall, as one of the expenses of executing said trust, pay over to my brother, Robert Holman, the sum of fifty ($50) dollars per month during his natural life.
"F. In case of the death of any of the beneficiaries of said trust before said final distribution, the share of said deceased beneficiary shall, upon said final distribution, be distributed pro rata among the surviving beneficiaries.
"G. Full, clear and accurate books of account of said trust shall be at all times kept by said trustee, which shall be open at all reasonable times to the inspection of the beneficiaries of the same, or their duly accredited agents or employees.
"And lastly, I nominate, constitute and appoint my said wife, Julia Holman, to be executrix of this, my last will, hereby revoking all other wills, legacies and bequests by me heretofore made, and declare this and no other to be my last will and testament, and request and direct that she be not required to give bonds. *192
"In witness whereof, I have hereunto set my hand, this 5th day of December, in the year of our Lord one thousand nine hundred and twelve. The words and figures `twenty-one (21)' put in before signing.
"Signed — Edward Holman. (Seal)
"The above instrument was at the date thereof signed, sealed, published and declared by the said Edward Holman as and for his last will and testament, in the presence of us who, at his request, and in his presence, and in the presence of each other, have subscribed our names as witnesses thereto.
"Signed — Katherine O'Neil, Residing at Portland, Oregon.
"Signed — Thos. N. Strong, Residing at Portland, Oregon."
"In the Name of God, Amen. Know all men, that I, Julia Holman, of the city of Portland, in the state of Oregon, of the age of 49 years, being of sound and disposing mind and memory, and not acting under duress, menace, fraud or undue influence of any person whomsoever, do make, publish and declare this my last will and testament, in manner and form following, to wit:
"First. It is my will, and I do order, that all my just debts and funeral expenses be duly paid and satisfied as soon as conveniently can be done after my decease.
"Second. I give and bequeath unto my sister, Hannah Cook, the sum of five ($5) dollars.
"Third. I give and bequeath to my niece, Iris Whitney Lutz, the sum of five ($5) dollars.
"Fourth. I give and bequeath to my half brother, Frank Turman, the sum of five ($5) dollars.
"Fifth. I give and bequeath to my half brother, William Riley Reddick, the sum of five ($5) dollars.
"Sixth. I give and bequeath to my husband, Edward Holman, all of the rest, residue and remainder *193 of my property, real, personal and mixed, of every name and nature, and wheresoever situate, to his own use and benefit.
"Seventh. In case my said husband shall not survive me or we should meet death in a common calamity, then it is my will that all of my said property and estate so as aforesaid bequeathed to my said husband shall go, and in such case the same is hereby given and bequeathed, to the Security Savings and Trust Company, Oregon, in trust nevertheless, to the following uses and purposes, that is to say, that it shall take, hold and manage the same and invest and reinvest the same and the proceeds thereof, and out of the net income and profits:
"A. Pay to Guy Edward Holman, son of my said husband, Edward Holman, a monthly allowance of two hundred ($200) dollars per month so long as he may live during the continuance of this trust.
"B. Pay to my sister, Hannah Cook, and my niece, Iris Whitney Lutz, out of said net rents and profits, each a monthly allowance of fifty ($50) dollars per month as long as they each may live during the continuance of this trust.
"C. To at once upon receiving the same turn over and deliver all my clothing, jewelry, household furniture, statuary and books to my said sister, Hannah Cook, and my said niece, Iris Whitney Lutz, or the survivor of them, to their or her own use and benefit, to be divided between themselves, if both living, share and share alike.
"D. At the expiration of twenty-one (21) years from the time of my death, to distribute all of said property remaining in its possession, and all accumulated rents, issues and profits, to the said Guy Edward Holman, and to Walter Edward Holman, Herbert Merle Holman, Howard Bird Holman, Kenneth William Holman, and Edward Guy Holman, grandchildren of my said husband, and Walter Gervis Holman, son of my said husband, share and share alike, being one-seventh to each. *194
"E. It is my will, and I direct, that said trustee shall, as one of the expenses of executing said trust, pay over to my brother-in-law, Robert Holman, the sum of fifty ($50) dollars per month during his natural life.
"F. In case of the death of any of the beneficiaries of said trust before said final distribution, the share of such deceased beneficiary shall upon said final distribution be distributed pro rata among the surviving beneficiaries.
"G. Full, clear and accurate books of account of said trust shall at all times be kept by said trustee, which shall be open at all reasonable times to the inspection of the beneficiaries of the same or their duly accredited agents or employees.
"And lastly, I nominate, constitute and appoint my said husband, Edward Holman, to be executor of this, my last will, hereby revoking all other wills, legacies and bequests by me heretofore made, and declaring this, and no other, to be my last will and testament, and direct and request that he be not required to give bonds.
"In witness whereof, I have hereunto set my hand, this 5th day of December in the year of our Lord one thousand nine hundred and twelve (The words and figures `twenty-one (21)' put in before signing).
"Signed — Julia Holman. (Seal)
"The above instrument was, at the date thereof, signed, sealed, published and declared by the said Julia Holman as and for her last will and testament, in the presence of us, who, at her request and in her presence, and in the presence of each other, have subscribed our names as witnesses thereto.
*195"Signed — Katherine O'Neil, Residing at Portland, Oregon.
"Signed — Thos. N. Strong, Residing at Portland, Oregon."
It is alleged that thereafter, on March 10, 1914, each of said persons made codicils to their respective wills, in language following:
"I, Edward Holman, do make the following codicil to my last will and testament of December 5, 1912:
"First. I do hereby amend said will by changing the name of Hannah Clark wherever it occurs therein to her correct name Hannah Cook.
"Second. I do hereby amend said will by changing the name of Walter Gervis Holman wherever it occurs therein to his correct name of Walter Jervis Holman.
"Third. It is my will and I do hereby direct that in case I shall survive my wife, my said trustee in said will mentioned shall pay and expend, either directly or through his guardian, for the benefit, maintenance, education and support of Robert Miller Ackley, now living with testator, the sum of fifty ($50) dollars per month until said child shall attain the age of 21 years, when they shall pay to the said Robert Miller Ackley the sum of one thousand ($1,000) dollars, hereby ratifying in all other respects my said last will and testament.
"Dated March 10, 1914.
"Signed — Edward Holman. (Seal)
"The above instrument was at the date thereof signed, sealed, published and declared by the said Edward Holman as and for a part of his last will and testament, in the presence of us who, at his request and in his presence, and in the presence of each other, have subscribed our names as witnesses thereto.
"Signed — Katherine O'Neil, Residing at Portland, Oregon.
"Signed — Thos. N. Strong, Residing at Portland, Oregon."
"I, Julia Holman, do make the following codicil to my last will and testament of December 5, 1912:
"First. I do hereby amend said will by changing the name of Walter Gervis Holman wherever it occurs therein to his correct name of Walter Jervis Holman. *196
"Second. It is my will and I do hereby direct that, in case I shall survive my husband, my said trustee in said will mentioned shall pay and expend, either directly or through his guardian, for the benefit, maintenance, education and support of Robert Miller Ackley, now living with testatrix, the sum of fifty ($50) dollars per month until said child shall attain the age of 21 years, when they shall pay to the said Robert Miller Ackley the sum of one thousand dollars ($1,000). Hereby ratifying in all other respects my said last will and testament.
"Dated March 10, 1914.
"Signed — Julia Holman. (Seal)
"The above codicil was, at the date thereof, signed, sealed, published and declared by the said Julia Holman as and for a part of her last will and testament, in the presence of us who, at her request and in her presence, and in the presence of each other, have subscribed our names as witnesses thereof.
"Signed — Katherine O'Neil, Residing at Portland, Oregon.
"Signed — Thos. N. Strong, Residing at Portland, Oregon."
It is alleged that, on the 3d day of December, 1920, Edward Holman died, and that Julia Holman filed in the circuit court of the state of Oregon for Multnomah county her petition, praying for the probate of the will of Edward Holman, and for letters testamentary; that she entered upon her duties as executrix of said will, and such proceedings were thereafter had that she filed her final account in the said estate, and on November 7, 1921, was duly discharged as such executrix.
It is stated that by the foregoing proceedings Julia Holman received all of the property owned by Edward Holman at the time of his death, except the bequests appearing in his will as follows: To Hannah Cook, *197 five ($5) dollars, and to Iris Whitney Lutz five ($5) dollars; that thereafter, in violation of the contract to make mutual wills so entered into by and between Julia Holman and Edward Holman as aforesaid, and in violation of the terms of such mutual wills, and in violation of and contrary to the terms of her promise to and with Edward Holman as aforesaid, Julia Holman revoked and annulled the will theretofore executed by her, and made and executed in due and legal form another will.
Upon the trial the evidence of plaintiffs showed the execution of the said wills at the same time, the death of Edward Holman at the time stated, and that his widow, Julia Holman, probated the will as alleged in plaintiffs' complaint and received in due course the properties provided for her therein. It was also made to appear that afterwards, as alleged in plaintiffs' complaint, Julia Holman revoked the said will so as aforesaid made by her.
There was produced in behalf of defendants the following testimony:
Iris Whitney Lutz, a niece of Julia Holman, testified, in answer to the following question:
"Q. Mrs. Lutz, I want to ask you about one specific incident. Do you recall the conversation, or perhaps not a conversation so much as a statement, made to you by Mr. Edward Holman either on the day he died or within a day or two of that time? A. It was the morning before he passed on. I was going through the hall into the bedroom where I was staying, sleeping, and Uncle Ted called me to him and said: `Iris, you will have to take care of Mamma. You know how she is; she will give away everything that she has. I don't care what she does with it after she passes on, but I don't want her putting her feet under somebody else's table'." *198
Again she testified, in answer to the following question:
"Q. Now, will you tell the court, please, the circumstances leading up to Mrs. Julia Holman's transfer of the assets of the undertaking business to Walter J. Holman? Perhaps I will make my question more specific. In the first place, who suggested that transfer? * * * A. I had quite — several conversations with her before she was quite willing to do it.
"Q. But what is the fact as to whether or not when it was done it was done happily? A. It was done freely and willingly, and I would say lovingly.
"Q. And how was it received by Walter Holman? A. In a very fine spirit.
"Q. How much money? A. There was $12,000 in the bank.
"Q. There was $12,000 in the bank in addition to the business? A. Yes.
"Q. Do you know approximately how much that business was earning at that time? * * * I don't mean exactly. A. Yes, I can give an approximate valuation.
"Q. What was it? A. I would say between twenty-nine to thirty thousand dollars a year.
"Q. Did you hear any discussion as to the amount of accounts that were transferred? A. Yes, I think there was about one hundred thousand dollars.
"Q. In accounts? A. In accounts.
"Q. Conveying this money and accounts and the assets of this business? A. * * * Yes."
"Q. Well, Mr. Wilson, what is the fact as to whether you acted as one of the legal representatives of Mrs. Julia Holman in connection with the probate of the estate of Edward Holman? A. I did.
"Q. At whose request? A. At Mr. Strong's request.
"Q. He being principal adviser of Mrs. Holman? A. Yes, that is correct.
"Q. And who was associated with you and Mr. Strong in that connection? A. Mr. Henri Labbe.
"Q. Do I understand that those documents, on the occasion of your visit to Mr. Strong's office, were produced together? A. They were there at the same time, and were before the counsel.
"Q. Was there any discussion at that time with respect to any connection between these two wills? A. No, there wasn't.
"Q. Was there any suggestion on the part of Thos. Strong or Mrs. Holman or Mr. Labbe or yourself as to whether there was any relationship of any kind between the two wills? A. No, other than that they were executed about the time Mr. and Mrs. Holman were contemplating a trip to South America, as I recall, and that is the only suggestion made in connection with it.
"Q. Was there any suggestion on the part of Mr. Strong or any one else that the wills imposed or created a trust upon the property of either party? A. No, there wasn't." *200
Albert Grutze, called as a witness for defendants, testified that he had been acquainted with Edward Holman, and that their acquaintance and association ran over a period of a number of years of mutual friendship that grew up between them. In answer to a question propounded by counsel as to the circumstances of a conversation that he had had with Edward Holman, he said:
"The circumstances were these: Many of you are acquainted with the form of Masonic room and anteroom. Ed Holman came in after the lodge was opened, and I happened to be in the anteroom and we were there together, and we started chatting about one thing and another, and he brought up the subject of his estate and his feelings. Mind you, Mr. Holman had talked to me several times before, through the results of advertising of trust companies that had been sent to him, and I imagine solicitation from what he told me at the time, and he went into the history of his interests in the undertaking business, and he had talked to me about that, also, before, because I knew Ed. Werline very well, I knew him at that time — he is dead now — I guess from the time I was five years old. Mr. Holman stressed particularly upon the frailty of human beings, and the changes in business conditions, and the most of business, and what people did, and all that sort of thing, and he finally said that he had been considering changing his will some, and considering appointing a trust company; and he says, `there is one thing I have made up my mind to, and that is that Mrs. Holman is very competent as a business woman, and after I go,' — he says, `I think I am going soon' — he says, `It is my desire that Mrs. Holman do as she sees fit with the estate.' He was very straightforward about that, as there was no ifs and ands about it. I was very much struck by that attitude, and we talked the whole situation over then from that standpoint, and I remember quite well that I mentioned the fact that Mrs. Holman was quite well along in years and the management of this property *201 that he mentioned to me might be a care and burden on her. I said, `There is always that point about it.' He said, `I am willing to run my risk on that.' He says, `There is no question in my mind about that at all, because she can hire her own people, and people she can get along with.' Then he says, `There has been a lot of people died around this town, and after they are gone, why, the situation in the family changes.' And he said, `Mrs. Holman can take care of distributing that estate to suit her wishes, and I am going to leave it to her.' He says, `That is my feelings, and that is the way I have arranged affairs.' And we talked over Mr. Lutz and Mrs. Lutz. I have been a friend of Mr. Lutz for, I think I first met him in 1918. I met him in lodge work. And Mr. Holman and I, as I have remarked several times, we talked several times about Mr. and Mrs. Lutz, because Mr. Lutz and I were friends. And I remember Mr. Holman telling me that when Mr. Lutz started to court his wife he didn't have much use for him."
In answer to a question, Mr. Oliver E. Lutz testified:
"As near as I can recollect, one of the Monday nights in October before he passed on in December, 1920, we were up at the house for dinner as was very often the case on Monday night, and Uncle Ted and I went to lodge together. I used to have my machine and take him with me, and on this Monday night, on the way down, I made the remark that we had a very good dinner, that I enjoyed it. * * * Mr. Holman made the statement that it was a good dinner, but that things didn't taste as good to him as they used to because everything seemed to taste sweet, due I presume to his claim of diabetes, and there was a small pause before anything more was said. I made no answer, and he said: `Oliver, if anything happens to me, it will be up to you and Iris to take care of Mamma. I am leaving everything to her, and she can do with it what she pleases after she is gone, but I want her to be well taken care of while she lives.'" *202
Mrs. Henrietta Cook, a sister of Mrs. Julia Holman, in answer to a question propounded, testified as follows:
"Q. Will you tell the court what Mr. Holman said to you at that time in connection with the transfers of his property, and so forth? A. Well, we were sitting on the porch, and I don't know just how the conversation came up. He said to me — well, I will just do the best I can on this because I can't remember every little thing that was said — but he said to me that the morning after he had deeded the Salmon street property to Mrs. Holman that he went into the office and Walter J. was there reading the Oregonian, and he had seen where that property had been deeded, and he said: `What property is this, Papa, that you have deeded to Mamma?' And he said: `Right here where we are standing, on this place. And from this on I intend to deed her everything I own, because — and she can do with it just as she pleases, because wills are sometimes broken, but deeds never.'"
The trial resulted in a decree for plaintiffs, from which the defendants have appealed. This suit has to do with the married life of Julia Holman and Edward Holman, and the incident therein that during said time, namely, on the 5th day of December, 1912, they had executed their respective wills hereinbefore set forth, one in favor of the other. The contention is made by respondents that the said persons contracted with each other to the effect that each would make a will in favor of the other, as partly expressed in the terms of the wills; that such contract was in consideration of the promise of the other, and that by the terms of said agreement said wills should be irrevocable.
The question presented is as to the law controlling the character of evidence and measure of proof required before specific performance of such alleged *203 contract shall be found and decreed by a court exercising equitable jurisdiction, and the further question, "Has such contract been proven?"
There has been called to our attention the judicial expression of contemporary courts regarding causes submitted to them involving a similar question to that which is presented in the instant case. Indeed, the execution of simultaneous mutual and reciprocal wills, their construction and legal effect, is a subject about which there has been much judicial utterance. However, an examination of these precedents shows a contrariety of judicial opinion as to the law governing the measure of proof required in cases of this character, and further that each case is decided upon the peculiar facts therein presented.
The claim is made in this case that the wills themselves, considered in connection with the circumstances under which they were executed, together with the receipt of the bequest therein provided for, are sufficient to prove the agreement set forth in plaintiffs' complaint. There is no evidence of any express oral contract. May such contract be inferred from the evidence of all the circumstances introduced in evidence?
Anderson v. Anderson,
"That the two wills in this case were intended to be reciprocal can hardly be doubted, unless we are to discard all extrinsic evidence. Probably, since the wills bear different dates, the mere fact that each makes the other spouse the sole beneficiary would not, *204 of itself, be sufficient to indicate any agreement or understanding that the two instruments were to be mutual or reciprocal, for such wills might be executed without either party's knowing what the other had done in that respect. But we think there is no rule of evidence which excludes proof of facts tending to show that the husband and wife did not act each with the knowledge of the other; that the two wills were drawn by the same person at the same time and in identical terms and at the joint request or direction of both husband and wife; and that, although the dates of their execution differ by a few days, they were in fact executed in pursuance of a common understanding and purpose."
Quoting from Frazier v. Patterson,
"If evidence of a mutual compact is necessary in such case, that evidence is afforded by what the parties did. We can not see how the situation would be any different if witnesses had testified that they heard this husband and wife discuss what disposition they would make of their respective estates, and that they agreed with each other that they would make a joint will such as they did make. The fact that they made such will is satisfactory proof to our minds that it was done in accordance with their mutual compact to dispose of their property in this manner."
Further citations are Brown v. Johanson, 69 Col. 400 (194 P. 943); Hermann v. Ludwig,
In Brown v. Johanson, supra, the question involved was whether the respective wills, the subject of the controversy, there introduced in evidence, were *205 obnoxious to the provisions of § 2662, Revised Statute of the state, being the statute of frauds. The court says:
"No good purpose can be served by a detailed review of the evidence herein. Suffice it to say that, in our judgment, it warrants the finding of the trial court of the existence of the alleged oral agreement."
At page 471 of 174 N.Y.S., in the case of Hermann v. Ludwig, supra, the court points out that on the face of the joint will in question the testators declared "this, and this only, to be our joint and mutual will and testament." And, at page 479 of this authority, the court refers to the evidence of express declarations alleged to have been made at the time of the execution of the joint will, that "it was drawn in pursuance of an agreement that it should be irrevocable." In Hermann v.Ludwig, supra, the question determined was whether the wills were sufficient to admit oral evidence of the alleged oral contract. And in Weir's Estate, supra, a like question was presented.
It would unduly prolong this opinion to undertake an analysis of the many citations of authorities furnished the court by counsel. No useful purpose may be subserved thereby. Particularly is this true in view of the exhaustive review of the authorities on this subject heretofore given by this court in the case ofStevens v. Myers,
"On February 1, 1897, plaintiff was the owner of the land in question, and her husband, John Sappingfield, *206 owned other property. Plaintiff at that time was 77 years old and her husband 87. Plaintiff was in poor health, and both she and her husband were desirous of making provision for the disposition of their property after their death, and, after consideration of the same for some weeks, on February 1, 1897, they went to Salem, and in the office of M.W. Hunt plaintiff duly executed a deed to John Sappingfield, her husband, for the land in question for the consideration of love and affection and the sum of one dollar, the operative words of which are, `have bargained and sold, and by these presents do bargain, sell and convey unto my husband. * * * This deed is made with the full understanding and upon the condition that the same shall take effect from and after the death of the said grantor herein, and it is understood and intended that this deed shall be recorded immediately after my death.'
"At the same time, and as a part of the same transaction, the husband, John Sappingfield, made a will, disposing of all his property, the second clause of which is as follows:
"`I hereby give and bequeath all the property of which I may die seized, to my wife, Mary Sappingfield, the same to be used by her during her natural life, and at her death I hereby direct,' etc."
Upon this state of facts, the court speaks as follows:
"The motion raises for the first time the question that the deed of plaintiff and the will of the husband are mutual and reciprocal wills based on a compact, and for that reason irrevocable. The most that can be said for these two instruments is that they are mutual and reciprocal, but each stands as an independent will unaffected by the other. Some authorities hold that in a case where such wills are executed in pursuance of an agreement based on a valuable consideration, after the death of one the will of the other is irrevocable; but in such a case the agreement must be certain and definite, and the court must have full and satisfactory proof of it. * * * *207
"In Gall v. Gall, 19 N.Y.S. 332, 64 Hun. 600, relating to an agreement for a specific devise, the court says:
"`It is certain, however, that in this class of cases the ordinary rules which govern in actions to compel the specific performance of contracts, and which furnish reasonable safeguards against fraud, should be rigidly applied. These rules require that the contract be certain and definite in all its parts, that it be mutual and founded upon an adequate consideration, and that it be established by the clearest and most convincing evidence.'
"In Edson v. Parsons,
"`I think it needs no further argument to show that to attribute to a will the quality of irrevocability demands the most indisputable evidence of the agreement which is relied upon to change its ambulatory nature, and that presumptions will not, and should not, take the place of proof.'
"Here the evidence shows that plaintiff and her husband were getting quite old. Each owned separate property. The plaintiff had been quite sick, and it was arranged that they would have their wills made; and this deed and the will were the result. There is no testimony disclosing that any agreement was made between them as to the terms of the wills, or that one was to be the consideration for the other. There is nothing in the evidence to show that the wills were made in fulfillment of the terms of any contract or agreement."
The cases of Edson v. Parsons,
The question in the instant cause was not involved — that is, the conclusiveness of the respective wills and their cross provisions as in themselves constituting evidence of a contract irrevocable in its nature. These authorities with unanimity hold to the doctrine that the existence and terms of the contract must be established by the most clear and satisfactory evidence. InEdson v. Parsons, supra, it is said:
"A general maxim, which equity recognizes, is that a testator's will is ambulatory until his death. It is a disposition of property which neither can, nor is supposed to take effect until after death. I think it needs no further argument to show that to attribute to a will the quality of irrevocability demands the most indisputable evidence of the agreement which is relied upon to change its ambulatory nature, and that presumptions will not, and should not, take the place of proof."
In respondents' brief, at page 78, is the statement that the court in Stevens v. Myers, supra, decided that the wills themselves in that case — being very similar in many of the aspects to this cause — when considered *209 in connection with the circumstances under which they were executed, were evidence of and showed the agreement between the testators so to dispose of their property. The statement is not clear as to the contention made. The wills in a given case may alone be sufficient, depending upon their terms. But the matter for the determination of this court is as to the rule of law to be applied to the facts in the matter under consideration. We have announcement thereof in Sappingfield v. King, supra. We turn to Stevens v. Myers to discover if in the course of that opinion there is any statement of the law therein contained which militates against Sappingfield v. King, supra. In a review by the court in Stevens v. Myers, of the authorities cited, among others was quoted that which appears in Edson v. Parsons, supra, and it is further said in the opinion set forth that said case was cited and approved by Mr. Justice EAKIN in the cause ofSappingfield v. King; and further in the opinion of Stevens v.Myers, the court makes announcement as follows:
"After again reading the testimony, carefully studying and examining the respective wills and rereading all of the authorities, and upon a further consideration of all of the surrounding facts and circumstances which obtained at the time the wills were executed, we are of the opinion that the wills in question were executed pursuant to an agreement and understanding between the deceased George T. Myers and Sally S. Myers; that there was a valid and mutual consideration for such agreement, and that in equity and good conscience the agreement should be enforced."
There is no intimation therein of an intention to disturb or in any way modify the rule of law heretofore adopted. *210
Respondents have objected to the admission in evidence of the alleged declarations of Edward Holman while in possession and exercising the right of ownership over the property, the subject of dispute. It must be kept in mind that there is no dispute about the terms of the wills. They are plain and unambiguous. But the dispute arises upon the allegation that the parties entered into a contract, either express or implied, that the wills, by reason of the contract as set forth in plaintiffs' complaint, should be irrevocable. These declarations would seem to be admissible under Or. L., § 706, as an admission which tends to show an inconsistency with plaintiffs' claim of ownership. Such seems to have been the rule adopted and practice followed in the cases of Sappingfield v. King, supra, and Stevens v. Myers, supra. Through the evidence herein submitted, we are in part made acquainted with the lives of Edward Holman and his wife, Julia. The witnesses, those who were acquainted with them, agree that they were a very congenial and happy married couple, giving evidence of great love for and confidence in each other. In the month of December, 1912, these people were preparing to take an extended ocean voyage. In contemplation thereof, they decided to execute their wills, and to assist them as legal adviser in connection therewith they employed Mr. Thos. N. Strong, a competent attorney. The result was the execution on December 5, 1912, of the documents in evidence which are the subject of the controversy in this proceeding. There has not been introduced in evidence any statement or declaration of either party to the execution of said instruments at said time or at any time thereafter, showing, or tending to show, that there was any purpose to enter into an agreement to the effect that these writings, or either of them so *211 made, should be irrevocable. Nor is there any evidence of any other disposition of their property, or of any attempt to dispose of the same except as stated in the terms of said wills. In view of the fact that a competent attorney attended to the matters pertaining to said business, and advised with them, this fact becomes a circumstance which is entitled to some consideration. It would seem that a matter of such importance as impressing upon the properties a trust, binding and conclusive for all time, and renouncing by each party a very valuable right, would have received some attention in the wills themselves, or, if not in the writings, then in a contemporaneous written agreement. There is the added fact that the same attorney assisted Mrs. Holman in the transaction wherein she conveyed to Walter J. Holman a 24/25 interest in the Holman undertaking business, being property embraced in said wills. This evidence tends to negative the statement or inference that Mr. Thos. N. Strong, the attorney, or Julia Holman, the client, was conscious that the properties so owned by Julia and Edward Holman had been impressed with the trust alleged through a contract by her made, and that her said will, by reason of an agreement made by her to that effect, was irrevocable. Their acts are inconsistent with such contract having been entered into. The declarations of Edward Holman hereinbefore referred to are equally inconsistent with the theory that said agreement as alleged in plaintiffs' complaint was made. For all that appears in evidence, the wills may have been made with no other thought in mind than as found expression in the documents executed by them. The evidence fails to satisfy the court by the degree of proof required by law that the contract set forth in plaintiffs' complaint and *212 relied upon in this cause has been proved. The evidence of plaintiffs is confined to the execution of the wills and the surrounding circumstances.
We have carefully considered the evidence, as well as all legal authorities cited, and are convinced that the decree sought by plaintiffs is unwarranted. The decree heretofore rendered by the trial court is reversed, and the plaintiffs' suit dismissed.
ROSSMAN, J., not sitting.
Concurrence Opinion
I concur in the conclusion of Mr. Justice Rand. I cannot concur with the reasons he gives for the decision. It is my opinion that the validity of the decree and decision of this court cannot be determined or questioned as defendants attempt to do in their motion to recall the mandate. No one would claim that the motion and brief supporting the motion has anything to do with the merits of the case. The authorities are general, uniform and universal that the validity of the acts of an officer while acting under color of authority cannot be questioned by attacking the right of the officer to hold the office. The question is now presented upon a motion to recall the mandate after the case has been determined upon its merits and a petition for rehearing denied.
Judge Hamilton wrote the opinion for the court. The court rendered the decision and made the decree, not Judge Hamilton. Judge Hamilton has been a circuit judge continuously, serving the Second district *218 of the state of Oregon in that capacity, since the first Monday in July, 1898. Judge Hamilton is here by virtue of chapter 338, Laws of 1921, which provides among other things:
"Whenever the business of the supreme court is congested and any judge of that court is by reason of illness, or other good cause, unable to bear his part of the work of said court, the supreme court may designate or select any judge of the circuit court of this state to sit temporarily as a member of the supreme court during the absence or inability of a judge of such court and while the work of the court may reasonably require the assistance of such circuit judge."
Mr. Justice George M. Brown is absent on account of sickness. Judge James W. Hamilton was called to sit as a member of this court on account of the necessary absence of Mr. Justice George M. Brown. There is, therefore, a color of title vested in Judge Hamilton. He is at least an officer de facto.
This same question was raised in re Ah Lee, (D.C.) 5 Fed. 899, in a petition for writ of habeas corpus. It was very ably presented by learned attorneys. Honorable M.P. Deady, who was present at the convention which framed the constitution of the state of Oregon, wrote an elaborate opinion. In page 907 [of 5 Fed.] is this language:
"In considering this case I have not found it necessary to pass upon the constitutionality of the act of October 17, 1878, or the validity of the appointments thereunder; for although the actmay be unconstitutional, and the appointments illegal, still ifthe persons appointed were judges de facto, their acts, as tothird persons, are valid, and the petitioner is not restrained without due process of law. * * * The persons appointed as judges under this act, although its unconstitutionality be admitted, and that therefore they are *219 not judges de jure or of right, are nevertheless, acting as judges of constitutionally created and existing courts, having jurisdiction to try, hear, and determine the criminal action in which the petitioner has been convicted of murder, and sentenced to receive the punishment of death when and as it took place, both in the court below and upon appeal. A person actually in office by color of right or title — not a mere usurper or intruder — although not legally appointed or elected thereto, or qualified to hold the same, is still an officer de facto, or in fact, and, as a matter of public convenience and utility, his acts, while so in office, are held valid and binding as to third persons."
The quotation is taken from a decision on a petition for writ of habeas corpus. The petitioner questioned the constitutionality of the act separating the circuit and supreme courts of this state. The learned court in the case held that the court had jurisdiction of the petition since the contention was that the petitioner, Ah Lee, had been convicted of murder in the first degree contrary to due process of law. The facts are similar to a degree to the facts in the instant case.
46 C.J., 1057, § 371: "One who holds an office under an appointment or election giving color of title may be a de facto officer, although the appointment or election is irregular, or invalid, or although he has been appointed by an authority not competent under the law to make the appointment, and even thoughhis title is derived from an unconstitutional statute." (Italics ours.)
Again in 46 C.J., 1006, § 213, we read: "Title to public office can not be attacked collaterally. The question of the status of an incumbent of an office or one returned as elected can only be determined in a direct proceeding brought for that purpose, to which he is a party."
Again in page 1060, § 378, of the same text we find: "The acts of an officer de facto are as valid and *220 effectual where they concern the public or the rights of third persons, until his title to the office is judged insufficient, as though he were an officer de jure, and the legality of the acts of such an officer cannot be collaterally attacked in a proceeding to which he is not a party."
This last citation is supported by a long list of authorities, and I believe is not questioned by any respectable authority.
This court announced in Hamlin v. Kassafer,
"To constitute a person an officer de facto, he must be in the actual possession of the office, and in the exercise of its functions and in the discharge of its duties. * * * `An officerde facto,' said Storrs, J., `is one who exercises the duties of an office, under color of an appointment or election to that office. He differs, on the one hand, from a mere usurper of an office, who undertakes to act as an officer without any color of right; and on the other hand, from an officer de jure, who is, in all respects, legally appointed and qualified to exercise the office. It is not in all cases easy to determine what ought to be considered as constituting a colorable right to an office, so as to determine whether one is a mere usurper." (Plymouth v.Painter,
"From considerations of public policy, the law recognizes the official acts of such officers as lawful to a certain extent. It will not allow them to be questioned collaterally, and they are valid as to the public, and as to third persons who have an interest in the thing done. (Authorities cited.) Within the scope of his authority, the acts of an officer de jure are valid for all purposes. Not so with an officer de facto; his acts are only recognized in the law to be valid and effectual so far as they affect the public and third persons. As to these, his acts are as valid as if he were an officer de jure. * * * Besides,it is against the policy of the law to allow a suit betweenprivate individuals to determine the title to an office. Such judgment could only bind the parties, and would be of no effect as against the public."
Again in Ex Parte Douros,
"The only question upon which the court below tried the case was whether or not John Philip was a justice of the peace and clothed with the powers and duties of that office.
"Assuming that Philip was not a justice of the peace de jure, the record is conclusive that he was de facto. The distinction is clearly defined in Hamlin v. Kassafer,
12 R.C.L. 1203, § 21, states the principle thus: "It is the well settled general rule that on habeas corpus it may be shown that the court under whose judgment or order the prisoner is deprived of his liberty had no legal existence, for if there wasno lawful court the pretended trial and judgment were absolutelyvoid. It is generally held, however, that this rule has no application to the case of the de facto judges, and that a person convicted by a judge de facto, acting under color of office, though not de jure, and detained in custody in pursuance of his sentence, cannot be properly discharged upon habeas corpus." *222
"A person is a de facto officer where the duties of the office are exercised: * * * Fourth. Under color of an election or an appointment by or pursuant to a public, unconstitutional law, before the same is adjudged to be such": 22 R.C.L. 588, § 306.
"If an office exists de jure the courts are uniform in asserting that the standing of the incumbent as a de facto officer is not impaired by the fact that the statute directing the manner in which it is to be filled is unconstitutional. Public policy requires that the acts done by persons exercising official functions, by virtue of legislative authority, which is subsequently declared void, should nevertheless be upheld." (Italics ours.) 22 R.C.L. 590, § 310. See also §§ 307-309 of same text.
We know that the supreme court and circuit courts are de jure offices in this state. We know that in the absence of a justice of the supreme court the statute prescribes that the supreme court may select a circuit judge to sit temporarily as a member of the supreme court while the work of the supreme court may reasonably require the assistance of such circuit judge. That statute has never been declared unconstitutional. Judge Hamilton is sitting therefore in the supreme court under color of title and is in any event a de facto officer.
Plaintiffs should have objected to Judge Hamilton sitting if they desired to raise a question as to his right to participate in the decision of their case. They could have done that before the case was argued and submitted to this court. If there had been any doubt, then, in the mind of Judge Hamilton or of the members of the court, he could have retired and the six justices could and would have heard and decided the case. Plaintiffs preferred to submit their case to the court, including Circuit Judge Hamilton. Having done so *223 and lost, they should not now be heard to say that Judge Hamilton was not competent to sit in their case. Both authorities and reason are against the position assumed by plaintiffs in their motion to recall the mandate. The motion is denied.
Addendum
By reason of serious illness, Mr. Justice Brown, one of the regularly constituted justices of this court, has been unable to bear his part of the work for about eight months last past and has been absent from the court during most of said time, and during all of the time that Mr. Acting Justice Hamilton has been sitting. *213 As is well known to the public generally, and particularly to those having business before the court, the work of this court has been congested for years and until quite recently litigants have suffered because of the delay in having their cases tried and determined. That condition has been largely ameliorated but it has not been entirely done away with. In order to relieve the situation the legislature in 1921 passed an enactment authorizing the supreme court, during the absence or inability of one of its members to do his part of the work, to designate any judge of the circuit court to sit temporarily as a member of the supreme court and declared that the decisions and determinations of the court, while such circuit judge was so sitting, "shall be binding to the same effect as though no circuit judge were sitting and taking part." Chapter 388, L. 1921, p. 650. There was, therefore, full legislative authority for the selection and designation of Judge Hamilton to act as assistant associate justice of this court during the absence and inability of Mr. Justice Brown.
Plaintiffs say that this act is unconstitutional because it violates the provisions formerly contained in section 2 of article 7 of the state constitution, which provided that the number of justices of the supreme court "shall never exceed seven." It is true that Mr. Justice Brown is a regularly constituted associate justice of this court and is still in office although, because of illness, unable at present to perform his judicial functions. It is also true that, in addition to Mr. Justice Brown, there are six other regularly constituted members of the court and that Judge Hamilton is also temporarily acting as such. Whether this would be a violation of section 2 of article 7 of the *214 original constitution, if that section were still in force as a part of the organic law of the state, is unnecessary for decision, for that section is no longer a part of the state constitution. Section 2 of article 7 of the original constitution was abrogated by the 1910 amendment of said article 7, but by virtue of section 2b of article 7, as amended, its provisions were to remain in full force and effect until changed by subsequent legislation. The effect of this was to withdraw the provisions of section 2 from the organic act of the state, but still to preserve its provisions as existing law until changed by some subsequent legislation and to render all of its provisions subject to change at any time by the legislative department of the state. The 1910 amendment, as adopted, provided that, "Article 7 of the constitution of the state of Oregon shall be and the same is hereby amended to read as follows." This amendment when adopted had the effect of excluding from article 7 as amended all provisions formerly contained therein which were not included in the amendment, one of which was said section 2. But, as stated, the provisions of what had been formerly section 2 were preserved as existing law, subject, however, to change by the legislature, by section 2b of article 7 as amended, which provides as follows:
"The courts, jurisdiction, and judicial system of Oregon, except so far as expressly changed by this amendment, shall remain as at present constituted until otherwise provided by law. * * *."
As we have attempted to point out, this saving clause so written in the amendment and adopted as a part of it had two effects: Every provision contained in article 7 of the original amendment not included in article 7 as amended, unless conflicting with the *215
amendment, continues in force until changed by legislative act, but all such provisions are subject at all times to change by the legislature. The former decisions of this court holding to this effect are so numerous and the holdings of the court have been so uniform that the citation of authorities would seem to be unnecessary. We cite, however, Jacobson v. Holt,
Another objection urged by plaintiffs, coming within the same category and subject to the same ruling as the objection just considered, is that, under section 4 of article 7 of the former constitution, which section is not contained in the amendment, every vacancy in the office of justice of the supreme court shall be filled by election or by appointment of the governor. The answer to this objection is so obvious and there are so many answers which could reasonably be made that it would seem hardly necessary to discuss them. In the first place there has been no vacancy in the office of justice of the supreme court by reason of the disability of Mr. Justice Brown and the temporary appointment of Judge Hamilton as acting justice. Judge Hamilton is not filling a vacancy within the meaning of the former constitutional provision referred to. He is not an associate justice of the supreme court. He is only temporarily performing duties as such under authority conferred by the statute. He is still a regularly constituted circuit judge and is performing other and not inconsistent judicial duties imposed upon him by law. Nor is there anything in the contention made that he is filling two lucrative offices at the same time which, if true, would be in violation of article 2, section 10, of the state constitution. A lucrative office *216
within the meaning of the constitution is one whose pay is affixed to the performance of the duties of the office: State v.Slagle,
If it could be conceived that the temporary appointment of Judge Hamilton to assist this court under the authority conferred by statute during the temporary illness of Mr. Justice Brown would constitute the holding by Judge Hamilton of the office of an associate justice of this court, it would necessarily follow that his appointment here would ipso facto vacate his previous office as circuit judge, and for that reason he could not be holding two offices at the same time. But his appointment here and his performance of the duties of an acting associate justice of this court does not have the effect of making him an associate justice of this court but merely imposes upon him other duties than those performed by him while acting as a circuit judge. SeeState v. Wood,
For these reasons the motion to recall the mandate must be denied and it is so ordered.
COSHOW, C.J., concurs in result.
HAMILTON, A.A.J., did not participate in this case.
