Sandra A. HOLMAN v. KELLY CATERING, INC.
No. 100, Sept. Term, 1993.
Court of Appeals of Maryland.
April 15, 1994.
639 A.2d 701
Evelyn O. Cannon and James Himes, Asst. Attys. Gen. (J. Joseph Curran, Jr., Atty. Gen., all on brief), Baltimore, for Uninsured Employers’ Fund, amicus curiae.
Richard F. Walsh (Northrop, Walsh, Radcliff, Schiszik & Becker, all on brief), Bowie, for respondent.
Argued before MURPHY, C.J., and ELDRIDGE, RODOWSKY, CHASANOW KARWACKI, BELL and RAKER, JJ.
CHASANOW, Judge.
On September 26, 1989, Sandra Ann Holman filed a claim for workers’ compensation benefits based on various bodily injuries she sustained in an accident while driving a catering truck for Kelly Catering, Inc. Kelly contested this claim and contended that Holman was precluded from claiming benefits because she was an independent contractor rather than an
Holman appealed this adverse decision to the Circuit Court for Anne Arundel County, and requested a jury trial. Prior to trial, Holman moved that the court exclude any reference to the Commission‘s decision in favor of Kelly. Kelly objected and contended that the legislature‘s requirement that the “decision of the Commission is presumed to be prima facie correct” would be pointless if the jury could not be told of the Commission‘s decision. See
Following presentation of the evidence, Kelly directed the judge‘s attention to Maryland Civil Pattern Jury Instruction 30:3, which explains that the case “has been heard and decided by the [Commission],” instructs on what the Commission decided, and informs the jury that “[the] decision is presumed to be correct.” Maryland Civil Pattern Jury Instructions 30:3, at 653 (2d ed. 1984).2 See also Maryland Civil Pattern
“The posture of this case [is that] under the law the claimant in this case is presumed to be an independent contractor. She is not presumed to be an employee. The claimant in the case has the burden of proving her case to the extent that she is an employee. The claimant asserts that claim, that she is an employee, and has the burden of proving it by what we call [a] preponderance of the evidence. To prove a preponderance of the evidence ... means to prove that something is more likely so than not so. In other words, a preponderance of the evidence means such evidence as when considered and compared with that opposed to it, has more convincing force and produces in your mind a belief that is more likely true than not true.” (Emphasis added).
The jury returned a verdict that Holman was an employee of Kelly. Kelly appealed to the Court of Special Appeals, which reversed the judgment of the circuit court and remanded the case to that court for a new trial. See Kelly Catering, Inc. v. Holman, 96 Md.App. 256, 624 A.2d 1300 (1993). One of the bases for reversal was the trial court‘s failure to instruct the jury on the Commission‘s decision which, according to the intermediate appellate court, was “a necessary and proper component of the jury instructions in cases such as this.” Kelly Catering, 96 Md.App. at 275, 624 A.2d at 1309.
We granted certiorari in this case to consider the role of the Workers’ Compensation Commission‘s decision in a circuit court appellate proceeding where a jury trial has been re-
I.
Pursuant to
The present dispute primarily concerns the scope of
“(b) Presumptions and burden of proof.—In each court proceeding under this title:
(1) the decision of the Commission is presumed to be prima facie correct; and
(2) the party challenging the decision has the burden of proof.” (Emphasis added).
Holman and Kelly disagree over the legislature‘s intention behind this provision. Kelly contends that part of the statute‘s purpose is to bring the decision of the Commission to the jury‘s attention. Therefore, Kelly argues, the trial judge‘s failure to inform “the jury of the Commission[‘]s decision and the weight to be attached to that decision” was erroneous. To the contrary, Holman contends the statute merely envisions that “the Commission‘s decision is ... the means used for shifting the burden of proof at trial,” and in no way requires that the decision be presented to the jury.
We begin our analysis of
In
In order to effectuate the legislature‘s mandate that the Commission‘s “decision ... is presumed to be prima facie correct,” the jury should know what decision is presumed correct and who made that decision. See Kelly Catering, 96 Md.App. at 272, 624 A.2d at 1308 (“[I]t seems clear enough from the language of
Support for our conclusion is also found in the rule that, when “construing statutes in order to ascertain the legislature‘s intent, we do not read particular language in isolation or out of context. We construe statutory language in light of the legislature‘s general purpose and in the context of the statute as a whole.” Forbes v. Harleysville Mutual, 322 Md. 689, 696-97, 589 A.2d 944, 948 (1991). In Newell v. Richards, 323 Md. 717, 594 A.2d 1152 (1991), we stated that the Workers’ Compensation Commission is “an administrative agency and was created specifically to develop an expertise in its field.” 323 Md. at 732, 594 A.2d at 1159-60 (emphasis added). See also Kelly Catering, 96 Md.App. at 271-72, 624 A.2d at 1307 (“[I]t is, of course, beyond dispute—and therefore rarely stated—that the [Commission] possesses considerable expertise in interpreting and applying the Workers’ Compensation statutes....“). In light of the Commission‘s “expertise,” we fail to see why the legislature would want to shield the jury from the fact that the Commission rendered the decision that is presumed correct.
Moreover, when construing a statute, we generally avoid attributing to the legislature a construction that is “unreasonable, illogical or inconsistent with common sense.” Fairchild Industries, 303 Md. at 288, 493 A.2d at 345. See also Richmond v. State, 326 Md. 257, 262, 604 A.2d 483, 486 (1992) (noting that this Court approaches the analysis of statutory language from a ” ‘commonsensical’ ” perspective); State v. Intercontinental, Ltd., 302 Md. 132, 137, 486 A.2d 174, 176 (1985) (stating that the Court seeks to adopt a construction which avoids results that are illogical, unreasonable, or inconsistent with common sense). If we concluded that the legislature wanted to keep the jury in the dark about the fact that the Commission previously heard and decided the case, this would require an unreasonable construction and could poten-
“feel this was an unfair advantage the law provides to the Company. Simply telling the jury there is a presumption that a person is an independent contractor has no meaning and runs counter to the common sense and experience of most people, since the vast majority of people are employees....
If, however, a person or juror was told that the presumption arose from a hearing in front of the Commission, where all parties attended, and the Commission decided, based on all the evidence, that [Holman] was an independent contractor, the jury would ... understand the reason for the presumption.”
The Court of Special Appeals also noted that “explaining to a jury that the presumption arose from a previous proceeding gives a meaningful context to the presumption.” Kelly Catering, 96 Md.App. at 272, 624 A.2d at 1308 (emphasis in original).
In various other scenarios, the failure to provide the jury with a “meaningful context” for a presumption would also appear contrary to common sense. For instance, in a partial disability case where the Commission found a 5% disability, it would be nonsensical to tell the jury without further explanation that an employer has the burden of proving the claimant is not 5% disabled. Cf. Baughman Co. v. Mellott, 216 Md. 278, 285-86, 139 A.2d 852, 856 (1958) (noting, in a case where the Commission found a 5% disability and the jury reversed and found a 60% disability, that “the issue of the extent of permanent partial disability was one which was properly submitted to the jury with a proper instruction (which was given) as to the presumption in favor of the finding of the Commission“); Cabell Con. Blk. Co. v. Yarborough, 192 Md. 360, 64 A.2d 292 (1949). Kelly points to several other “legal presumptions” that would be meaningless unless the jury was told that the presumption resulted from the decision of the Workers’ Compensation Commission. For example, it would be mean-
Holman also relies heavily on the provisions governing health claims arbitration proceedings to support her contention that the jury should not be notified of the Commission‘s decision. With respect to judicial review of such proceedings, the Maryland Code provides as follows:
“(d) Admissibility of award; presumption of correctness.—Unless vacated by the court pursuant to subsection (c), the unmodified arbitration award is admissible as evidence in the judicial proceeding. The award shall be presumed to be correct, and the burden is on the party rejecting it to prove that it is not correct.” (Emphasis added).
As this Court noted in Newell v. Richards,
“[w]orkers’ compensation is a statutory remedy. The legislation that establishes the burden of proof on appeal was written on a clean slate. There were no burdens and presumptions; indeed, there was no cause of action for workers’ compensation prior to the workers’ compensation statute.”
323 Md. at 732, 594 A.2d at 1160. Writing on this “clean slate,” the legislature provided that the party appealing a decision of the Commission has the burden of proof, and the decision is presumed prima facie correct. See
In a health claims arbitration appeal, however, the common law burden of proof remains with the plaintiff. As we stated in Newell, although the award is “admissible in evidence and is presumed correct, [it] does not have the additional effect of shifting the common law burden of proof.” Newell, 323 Md. at 729, 594 A.2d at 1158. Thus, in a health claims arbitration appeal, a plaintiff who claims a physician was negligent still has the traditional common law burden of proof, but the HCAO decision is expressly admissible in evidence. If the HCAO found in favor of the plaintiff, that decision is presumed correct and is evidence which aids the plaintiff in satisfying the common law burden of proof. See Newell, 323 Md. at 733-34, 594 A.2d at 1160. On the other hand, if the HCAO found in favor of the physician, then the plaintiff has a double hurdle to overcome—the traditional common law burden of proof and the presumption of correctness of the award in favor of the physician. See id.
We believe the legislature wished to make it absolutely clear that, in a health claims arbitration appeal, the award should be admitted into evidence to assist a plaintiff who prevailed below in meeting the traditional common law burden of proof on appeal. Simply because the legislature wished to preclude any arguable ambiguity over whether an award is admissible in a health claims arbitration appeal, however, does not alter our view of the legislature‘s intent behind the workers’ compensation statute. Sound statutory interpretation strongly indicates that
Holman asserts, and Kelly agrees, that “[t]he instant case presents this Court with an opportunity to decide for the first time whether or not a decision rendered by the [Commission] has any evidentiary value to [a] judge or jury in an appeal from a workers’ compensation proceeding.” Despite this assertion, our prior decisions have indicated that the jury should be instructed on the Commission‘s decision so the jurors may consider it in reaching their verdict.
On numerous occasions since Tolson, this Court has approved of instructions that explicitly told the jury that the decision of the Commission is presumed prima facie correct. For instance, in Larkin v. Smith, 183 Md. 274, 37 A.2d 340 (1944), we accepted the propriety of an instruction that apprised the jury of the Commission‘s prior decision. The issue in Larkin was whether or not the claimant was wholly dependent upon her child who died from injuries sustained in the
“[T]he trial court instructed the jury that the State Industrial Accident Commission had decided that the appellee was wholly dependent upon the decedent at the time of his death, that decision was prima facie correct, and the burden of proof was on the appellants to show by a fair preponderance of affirmative evidence that the appellee was not [wholly] dependent.”
183 Md. at 278, 37 A.2d at 341-42. The trial judge also reminded the jury, ” ‘[y]ou must always remember ... that the findings of the Commission that this woman was a total dependent [are] prima facie correct.’ ” Larkin, 183 Md. at 279, 37 A.2d at 342. See also Morris, 255 Md. at 378-81, 258 A.2d at 176-77 (rejecting appellant‘s contention, which was basically the same as Holman‘s contention in the instant case, i.e., “that [an] instruction gave the Commission‘s decision a greater weight than the statutes and the decisions of this Court intend that it should have“); Unger & Mahon v. Lidston, 177 Md. 265, 270, 9 A.2d 604, 606-07 (1939) (finding no error in an instruction that informed the jury “the decision of the State [Industrial] Accident Commission was prima facie correct“).
Thus, Maryland case law demonstrates that the commonly accepted understanding of
We point out that trial judges should not unduly emphasize the decision of the Commission. As lucidly explained by the Court of Special Appeals,
“[w]hile the provisions of the Workers’ Compensation statute were intended to preserve the right to a de novo trial, it is equally true that the legislature intended that the finder of fact be made aware of [the] WCC‘s hearing and decision that predated the trial. See LE
§ 9-745 . Indeed, as we have suggested previously, the existence of the WCC‘s decision is a necessary and proper component of the jury instructions in cases such as this. See Giant Food v. Coffey, 52 Md.App. 572, 579-80, 451 A.2d 151[, 155-56] (1982), cert. denied, 295 Md. 283 (1983). The trial court erred by determining otherwise. We warn, however, that there is a fine line that must be tread here. On the one hand, we hold that a judge has the duty to instruct a jury as to the proceedings of the Commission below, and of the presumption of correctness accorded to the Commission‘s decision. On the other hand, we also hold that the right to a trial de novo is, by our decision today, absolutely preserved. In implementing these two holdings, trial judges, in instructing juries, must carefully avoid suggesting that the Commission‘s decision is binding upon the finder of fact. It is not. The Commission‘s decision is merely evidence of a particular fact (or facts) which, as with all evidence, the jury is free to disregard if it finds it to be incredible.” (Emphasis in original) (footnotes omitted).
Kelly Catering, 96 Md.App. at 275, 624 A.2d at 1309.
Whether the judge should admit a copy of the Commission‘s actual decision into evidence and allow the jury to examine it is yet another question. Ordinarily, we think it would be sufficient for a trial judge simply to tell the jury what the Commission decided, i.e., “the Maryland Workers’ Compensation Commission determined that Holman was an independent
II.
The circuit court‘s judgment that Holman is entitled to benefits must be reversed because that court erred by refusing to give the jury instruction requested by Kelly. In Wegad v. Howard Street Jewelers, 326 Md. 409, 605 A.2d 123 (1992), this Court explained the following with respect to whether a judge has properly denied a party‘s requested jury instruction:
“[U]nder Maryland Rule 2-520(c), the court ‘need not grant a requested instruction if the matter is fairly covered by instructions actually given.’ See State Roads Comm‘n v. Parker, 275 Md. 651, 688, 344 A.2d 109, 129 (1975) (If the substance of the requested instruction is fully and fairly covered by the instruction given, there is ‘no requirement on [the court‘s] part to grant any specific requested instruction submitted by [a party]—assuming arguendo—that such proffered instruction would have, with precision, submitted to the jury a correct proposition of law.‘). Consequently, to rule upon the propriety of denying a requested jury instruction, a reviewing court must determine whether the requested instruction was a correct exposition of the law, whether that law was applicable in light of the evidence before the jury, and finally whether the substance of the requested
instruction was fairly covered by the instruction actually given.”
326 Md. at 414, 605 A.2d at 126. See also Dover Elevator Co. v. Swann, 334 Md. 231, 258, 638 A.2d 762, 776 (1994) (elaborating on the proposition that requested instructions need not be given if the matter is adequately covered by instructions actually given); Sergeant Co. v. Pickett, 285 Md. 186, 193, 401 A.2d 651, 655 (1979) (“The court may instruct the jury upon the law, either by granting requested instructions or by giving instructions of its own on particular issues or on the action as a whole, or by several or all of these methods, but need not grant any requested instruction if the matter is fairly covered by instructions actually given.“). Because Maryland Civil Pattern Jury Instruction 30:3 is a correct exposition of applicable law, the instruction actually given should have fairly covered the substance of the requested instruction.
In the instant case, the trial judge instructed the jury as follows:
“The posture of this case [is that] under the law the claimant in this case is presumed to be an independent contractor. She is not presumed to be an employee. The claimant in the case has the burden of proving her case to the extent that she is an employee. The claimant asserts that claim, that she is an employee, and has the burden of proving it by what we call [a] preponderance of the evidence.” (Emphasis added).
This instruction obviously failed to address the existence of the Commission‘s decision, and it failed to inform the jury that the presumption that Holman is an independent contractor resulted from that prior determination. As such, we conclude that the instruction given did not fairly cover “the substance of the requested instruction.” Wegad, 326 Md. at 414, 605 A.2d at 126. Therefore, we shall affirm the Court of Special Appeals’ decision which reversed the circuit court and remanded for a new trial.
ELDRIDGE, J., dissents.
ELDRIDGE, Judge, dissenting:
In the context of this case, I am not persuaded that the trial judge‘s failure to inform the jury of the Commission‘s decision prejudiced Kelly Catering, Inc. The trial judge instructed the jury that the claimant is presumed to be an independent contractor, that she is not presumed to be an employee, and that the claimant has the burden of proving that she is an employee. Under the circumstances here, I do not believe that the failure to tell the jury of the source of the presumption was so prejudicial that a new trial is warranted.
I agree with the majority that, under some of the “other scenarios” set forth in the majority opinion, 334 Md. at 488, 639 A.2d at 705, failure to tell the jury about the basis for the presumption might constitute prejudicial error. Nevertheless I am aware of no authority holding that, in every case and in every situation where the law recognizes a presumption, it is prejudicial error for a trial judge not to inform the jury of the basis or reason for the presumption. In the present case, it would be pure speculation to conclude that the jury may have failed to apply the presumption because it was unaware of the basis for it.
I would reverse the judgment of the Court of Special Appeals and direct that the judgment of the Circuit Court for Anne Arundel County be affirmed.
Notes
“This case has been heard and decided by the Workmen‘s Compensation Commission. The [employee is] [employer and insurer are] appealing the decision of the Commission.
The Commission determined that (insert findings). This decision is presumed to be correct. The [employee has] [employer and insurer have] the burden of proving by a preponderance of the evidence that the decision is wrong. In meeting this burden the [employee] [employer and insurer] may rely on the same, less or more evidence than was presented to the Commission.”
Maryland Civil Pattern Jury Instructions 30:3, at 653 (2d ed. 1984).“1. In an appeal from the Workers’ Compensation Commission to the Circuit Court, is the decision of the Workers’ Compensation Commission admissible as evidence at the Circuit Court jury trial or is it simply a means of shifting the burden of proof?
2. Whether Respondent was entitled to Maryland Pattern Jury Instruction 30:3?”
