OPINION
Appellant Johnny Ray Hollie was charged by two indictments with the offenses of aggravated sexual assault and robbery by causing bodily injury. In a trial of both offenses, he pleaded not guilty to each and a jury, after hearing evidence, found him guilty of both offenses. At the completion of the punishment stage of the trial, the jury assessed his punishment in the sexual assault case at confinement for twenty-two years and in the robbery case for seven years, both in the Institutional Division of the Texas Department of Criminal Justice. The jury however recommended that the sentence in the robbery case be suspended and that Hollie be placed on probation. Sentences were ordered to run concurrently. On appeal Hollie brings one point complaining that the trial judge committed reversible error in allegedly coercing a verdict out of the jury, in violation of Hollie’s constitutional rights. We affirm.
Trial commenced on Wednesday, January 22, 1997 with voir dire. Testimony began at *518 9 a.m. on Thursday, January 23, and continued until a weekend recess was declared at the close of the testimony at 3 p.m. on Friday, January 24. On Monday, January 27, the charge was read to the jury and oral argument was had. The jury retired to deliberate at 11:45 a.m. The jury lunched from 12:30 to 1:30 on that day and deliberated until 4:30 when they sent the following note to the trial court:
“We have eleven for guilty, one for not guilty. Not guilty party unable and not willing to state concerns or change mind.” The trial court overruled Hollie’s motion for mistrial, 1 urged on grounds that the jury was deadlocked, and proceeded to outline to the parties and the jury the procedure it was going to follow. Thereafter the court followed its previously announced procedure and excused the jury for the night, brought them back the next morning, gave them an additional charge telling them to try to reach a verdict, and told them to deliberate further and to let the court know in an hour what progress had been made. All of this was done over Hollie’s objection. Within the hour the jury returned a unanimous verdict of guilty.
It is the events that transpired during jury deliberations that form the basis for Hollie’s point. Hollie complains that by giving the additional charge after being informed that the vote was 11-1 in favor of guilt, the trial court was coercing the holdout juror, commenting on the weight of the evidence, and depriving Hollie of his Constitutional right to an impartial jury.
The additional charge given over Hollie’s objection by the trial court on Tuesday morning was as follows:
This is in response to your note which I have designated Jury Note No. 2 in which you indicate that you are at a real impasse. If this jury finds itself unable to arrive at a unanimous verdict, it will be necessary for the Court to declare a mistrial and discharge the jury.
This indictment will still be pending, and it is reasonable to assume that the case will be tried again before another jury at some future time. Any such future jury will be empaneled in the same way this jury has been empaneled and will likely hear the same evidence which has been presented to this jury. The questions to be determined by that jury will be the same questions confronting you and there is no reason to hope the next jury will find these questions any easier to decide than you have found them.
With this additional instruction, you are instructed to continue deliberations in an effort to arrive at a verdict that is acceptable to all members of the jury, if you can do so without doing violence to your conscience.
This type of charge, commonly given to juries that seem to have reached an impasse in their deliberations, is popularly referred to as an
Allen
charge because of the Supreme Court case of that name.
See Allen v. United States,
Although the verdict to which each juror agrees must, of course, be his own conclusion and not be a mere acquiescence in the conclusions of his fellows, yet in order to bring twelve minds to a unanimous result, the jurors should examine with candor the questions submitted to them and with due regard and deference to the opinions of each other. In conferring together the jury ought to pay proper respect to each other’s opinions, and listen with candor to each other’s arguments. If much the larger number of the panel are for a conviction, a dissenting juror should consider whether the doubt in his own mind is a reasonable one which makes no impression upon the minds of so many men equally honest, equally intelligent with himself, who have heard the same evidence, with the same attention, and with equal desire to arrive at the truth, and under the sanction of the same oath. And on the other hand, if the majority are for acquittal, the minority ought seriously to ask themselves whether they may not reasonably, and ought not to, doubt the conclusions of a judgement which is not concurred in by most of those with whom they are associated, and distrust the weight or sufficiency of that evidence which fails to carry conviction to the minds of their fellows.
State v. Smith,
This type of charge was justified by the Supreme Court in Allen with the following reasoning:
While, undoubtedly, the verdict of the jury should represent the opinion of each individual juror, it by no means follows that opinions may not be changed by conference in the jury room. The very object of the jury system is to secure unanimity by a comparison of views, and by arguments among the jurors themselves. It certainly cannot be the law that each juror should not listen with deference to the arguments and with a distrust of his own judgement, if he finds a large majority of the jury taking a different view of the case from what he does himself. It cannot be that each juror should go to the jury-room with a blind determination that the verdict shall represent his opinion of the case at that moment, or that he should close his ears to the arguments of men who are equally honest and intelligent as himself. 3
Allen,
Hollie urges that coercion is the issue looked at when an appellate court reviews a trial wherein a modified Allen charge was given. He maintains that the combination of the Allen charge and the fact that the trial court knew the numerical split within the jury, coalesced to have a coercive effect on the holdout juror. Because he has found no Texas cases factually on point, Hollie cites and relies on the three following federal cases.
In
Brasfield v. United States,
the Supreme Court dealt with the subject of coercive effects of communications with a deliberating jury.
See Brasfield v. United States,
We deem it essential to the fair and impartial conduct of the trial that the inquiry *520 itself should be regarded as ground for reversal. Such procedure serves no useful purpose that cannot be attained by questions not requiring the jury to reveal the nature or extent of its division. Its effect upon a divided jury will often depend upon circumstances which cannot properly be known to the trial judge or to the appellate courts and may vary widely in different situations, but in general its tendency is coercive. It can rarely be resorted to without bringing to bear in some degree, serious, although not measurable, an improper influence upon the jury, from whose deliberations every consideration other than that of the evidence and the law as expounded in a proper charge, should be excluded. Such a practice, which is never useful and is generally harmful, is not to be sanctioned.
Brasfield,
In a case where knowledge of a hung jury’s split was volunteered to the trial court, the
Allen
charge was found to be coercive in the Ninth Circuit, based in part on
Brasfield. United States v. Sae-Chua,
In
United States v. Ajiboye,
the Ninth Circuit further interpreted
Sae-Chua. Ajiboye,
The Supreme Court has had recent occasion to revisit this area in a case involving an attack on an
Allen
charge coupled with a
*521
polling of the jury, wherein violation of constitutional rights were alleged.
5
See Lowenfield v. Phelps,
The State points out that Hollie’s reliance on the Ninth Circuit cases of
Sae-Chua
and presumably
Ajiboye
is misplaced because they rely on
Brasfield’s
holding, and that holding is but “a prophylactic rule forbidding the federal trial courts from questioning deadlocked juries regarding numerical division.” Indeed, every federal circuit court of appeals that has addressed the issue has held that
Brasfield
's per se rule does not apply in an attack on constitutional grounds, although the per se rule is apparently still valid as a Supreme Court supervisory reversal doctrine in appeals from federal criminal convictions.
See Montoya v. Scott,
Brasfield
is still, in the eyes of the Supreme Court, instructive as to the issue of jury polling.
See Lowenfield,
Ladies and gentlemen, as I instructed you earlier if the jury is unable to unanimously agree on a recommendation the court shall impose the sentence of Life Imprisonment without benefit of Probation, Parole or Suspension of Sentence.
When you enter the jury room it is your duty to consult with one another to consider each other’s views and to discuss the evidence with the objective of reaching a just verdict if you can do so without violence to that individual judgement.
Each of you must decide the case for yourself but only after discussion and impartial consideration of the case with your fellow jurors. You are not advocates for one side or the other. Do not hesitate to reexamine your own views and to change your opinion if you are convinced you are wrong but do not surrender your honest belief as to the weight and effect of evidence solely because of the opinion of your fellow jurors or for the mere purpose of returning a verdict.
Id.,
Characterizing the query from the trial court as asking how the jurors stood on the question of whether further deliberations might assist them in attaining a verdict, as opposed to an inquiry into the numerical division of the jury, the Court stated that this type of question was actually sanctioned by
Brasfield. See id.,
From
Lowenfield
we glean that, as far as the Supreme Court is concerned, while some combinations of supplemental instructions and jury polling might result in a violation of constitutional rights, this will not be the result when the overall effect of the combina
*522
tion is not such as to result in a coerced verdict.
See id.,
With this guidance in mind, we turn to the Texas state cases dealing with this issue. The death penalty case of
Howard v. State,
a case dealing with this subject matter, appears to be factually as well as legally on point, Hollie’s assertions to the contrary notwithstanding.
See Howard,
Ladies and gentlemen of the jury: You have heard several weeks of testimony in this cause and a considerable amount of time and effort has been expended in bringing this evidence before you. Careful consideration of all of such evidence might take quite a bit of your time. When you arrive in the jury room it is your duty to consult with one another, to consider each other’s views and to discuss the evidence with the objective of reaching a just verdict if you can do so without violence to individual judgement. Each of you must decide the case for yourself but only after discussion and impartial consideration of the evidence with your fellow jurors. Do not hesitate to re-examine your own views and to change your opinion if you are wrong, but do not surrender your honest belief as to the weight and effect of evidence solely because of the opinion of your fellow jurors or for the mere purpose of returning a verdict.
With these additional instructions you are requested to deliberate in an effort to arrive at a verdict that is acceptable to all members of the jury if you can do so without doing violence to your conscience. Do not violate your conscience but continue to deliberate.
Id. at 123-24. The jury continued deliberations for six more hours, recessed, and returned the next day, arriving at a unanimous verdict at 9:50 a.m. See id. at 124.
In finding the Allen charge to be non-eoercive in this context, the Court of Criminal Appeals stoutly defended the philosophy behind Allen charges. See id. at 123. The particular charge given was found to be proper and in conformity with the purpose of an Allen charge. See id. at 124. The fact that the trial court inadvertently found out exactly how the jury was deadlocked, but did not know exactly which individuals were the holdouts, was given important consideration:
We are mindful that in some contexts, a trial court might engender coercion by actively identifying jurors with minority view points and tacitly instructing them to reexamine their perspectives. However, in the ease at bar, the trial court did not probe the jury or attempt to identify the minority jurors. The trial court’s information as to numeric division was an unsolicited and extraneous reference in a note from the jury.
See id. at 124.
Thus, in a search for error of constitutional dimension, the fact that a trial court does not search out and publicly target, specifically or inferentially, specific members of the jury and by a supplemental
Allen
charge urge
them
to re-evaluate
their
views, is very important vis-a-vis coercion of a verdict.
See Howard,
*523 Any supplemental charge, such as the original Allen charge, which is addressed specifically to the minority jurors of a deadlocked panel is expressly and inherently coercive.
Stevens v. Travelers Ins. Co.,
Summarizing the case at bar, the facts show that the trial judge presided over two days of testimony and part of a day of argument to the jury. The jury deliberated for four hours during the rest of that third day and then informed the court that it was deadlocked 11-1. The trial court sent jurors home, presumably where they could “sleep on it”, and gave them a modified Allen charge the next morning with instructions to report on their progress in about an hour. The jury returned a verdict before that report was due.
The record is clear that the judge was inadvertently given the numerical split, and further that he never sought to publicly identify who the holdout was. The modified Allen charge given, and set out above, conforms in all meaningful respects with the charges approved in
Lowenfield, Allen
and
Howard. See Lowenfield,
In fact, the charge given in this case omitted the wording in the original
Allen
charge that urged those jurors in the minority to reconsider their view solely because those in the majority, who are presumably just as qualified to decide the issue, hold the opposite view.
7
Such a “watered down”
Allen
charge is even less potentially coercive.
See Lowenfield,
*524 Hollie also argues in his brief that the giving of a time limit of an hour after which the jury was to report their progress was an additional coercive factor. This court imposed deadline received considerably more emphasis in oral argument. Under Hollie’s surmise, the trial judge was putting pressure on the lone holdout to help the jury render a quick verdict. We disagree.
The giving of a time limit to a jury is apparently a rare occurrence in our jurisprudence, judging from the lack of eases wherein such an action by the trial court has been reported. On first blush a time limit seems inherently coercive, almost like an ultimatum to reach a verdict “or else.” But the “or else,” if it meant a mistrial and discharge of the jury, might have just the opposite effect. Jurors in the minority might view a deadline and discharge afterwards as “the light at the end of the tunnel” so to speak. Knowing that their ordeal was about to end, they might cease meaningful dialogue about reevaluating their position. Then again, they might view a deadline as pressure to give in, whether they had time to consider the matter to their satisfaction or riot. Either of these two potential effects of a court imposed deadline thwart the very purpose of jury deliberations, which are to be coercion free and also free from “every consideration other than that of the evidence and the law as expounded in a proper charge.”
Brasfield,
From the tenor of the trial court’s sympathetic remarks to the jurors during the time they were deadlocked, we believe in the instant ease that it was trying to be considerate, rather than coercive, in asking for a report in an hour. Jurors, often unused to being in such a “captive” environment and unhappy because of the attendant unpleasantness of argumentative conflict, would naturally feel relief if some of the mystery of the time limits of their captivity were removed. By all indications here the trial judge was closely monitoring their progress and possibly giving them a “hint of daybreak” meant to salve their perceived anxiety over the situation. However, as set out above, such laudatory motives can easily have an ancillary effect on deliberations that is inapposite to the purpose for deliberations. It is good to remember that when a jury is at an impasse in their deliberations, it is the judiciary’s duty to “coerce” them into further deliberation and debate so that the jury might fulfill their statutory duty to render a verdict and avoid a mistrial.
See Howard,
When a trial judge feels the need to address the uncertainty in the jury’s collective mind about the duration of their deliberations, it would perhaps be best to give only jury instructions that have been previously sanctioned by the Court of Criminal Appeals.
See Arrevalo,
There is no set time. This is a matter that is within the discretion of the court. The length of time that you should be required to deliberate is again within the discretion of the court. At this time I do not feel that you have deliberated a sufficient length of time to fully eliminate the possibility of you being unable to arrive at a verdict, so I will ask you to continue to deliberate.
Arrevalo,
Because of the unpredictable and potentially undermining effects of deadlines given by a trial judge during a jury’s deliberations, such action is highly discouraged and should be generally avoided. However, we do not find under the facts of this case that the deadline suggested to the jury was, either in itself or in combination with other factors, coercive. Having found that the Allen charge given was neither in itself nor in combination with other factors coercive, we overrule Hollie’s sole point.
The judgments of the trial court are affirmed.
Notes
. Although this ruling is not raised as a separate ground for reversal, we note that a trial judge has broad discretion, upon finding that a jury is deadlocked or at a voting impasse, to either declare a mistrial or order the jury to continue deliberating.
See Wade
v.
Hunter,
. In this opinion, reference to an "Allen charge” refers genetically to supplemental jury instructions that urge deadlocked juries to rethink their differences in order to reach a unanimous verdict. Such a charge has also been colloquially referred to as a dynamite or hammer charge. The federal circuit courts commonly give the term "Allen charge” this meaning, as do the state courts.
See Boyd v. Scott,
. The masculine gender permeates the language of the day because prior to the 1900s, females were generally not allowed to sit on juries.
. It is also a practice among some trial judges to give a "mild” version of the Allen charge to a jury and if that does not result in a unanimous verdict to give a "stronger" version making a more forceful pitch that the jury reach a decision.
. As opposed to an appeal to the Court’s supervisory powers over the lower federal courts.
See Jenkins v. United States,
. In Ray, the charge was worded as follows:
If this Jury finds itself unable to arrive at an unanimous verdict, it would be necessary for the Court to declare a mistrial and discharge the Jury.
The indictment will still be pending, and it is reasonable to assume that the case will be tried again before another Jury at some future time. Any such future Jury will be impaneled in the same way this Jury has been impaneled, and will likely hear the same evidence which has been presented to this Jury.
The questions to be determined by that Jury will be the same questions confronting you and there is no reason to hope that the next Juiy will find these questions any easier to decide than you have found them.
With this additional instruction, you are instructed to continue deliberations in an effort to arrive at a verdict that is acceptable to all members of the Jury, if you can do so without violation to your conscience.
Ray,
. Specifically:
If much the larger number of the panel are for a conviction, a dissenting juror should consider whether the doubt in his own mind is a reasonable one which makes no impression upon the minds of so many men equally honest, equally intelligent with himself, who have heard the same evidence, with the same attention, and with equal desire to arrive at the truth, and under the sanction of the same oath. And on the other hand, if the majority are for acquittal, the minority ought seriously to ask themselves whether they might not reasonably, and ought not to, doubt the conclusions of a judgement which is not concurred in by most of those with whom they are associated, and distrust the weight or sufficiency of that evidence which fails to carry conviction to the minds of their fellows.
Smith,
