Joe Shawn HOLLANDER, Appellant v. The STATE of Texas
No. PD-1447-12
Court of Criminal Appeals of Texas
Dec. 11, 2013
There was also evidence that significant force would have been necessary to put a hole through the thick glass and to bend the metal support behind the glass.“).
John R. Messinger, Assistant State Prosecuting Attorney, Austin, TX, Lisa C. McMinn, State‘s Attorney, Austin, TX, for The State.
OPINION
PRICE, J., delivered the opinion of the Court in which MEYERS, WOMACK, JOHNSON, COCHRAN, and ALCALA, JJ., joined.
The Eleventh Court of Appeals held that the appellant did not suffer egregious harm when the trial court failed to instruct the jury that it must find certain predicate facts to be true to a level of confidence beyond a reasonable doubt before relying upon a statutory presumption to convict him.1 We granted the appellant‘s petition for discretionary review in order to examine that holding. We will reverse.
BACKGROUND
The Statutory Presumption
A jury convicted the appellant of criminal mischief for tampering with a metering device in order to divert electricity, which he did not pay for, to the house in which
The Evidence at Trial
The indictment alleged that, “on or about April 26, 2010,” the appellant tampered with an electric meter device, diverting power “by installation of two wires for such purpose.” The jury charge tracked the indictment in this regard. An employee of the electric company testified that, sometime in late February 2010, he turned off the electricity to the Cisco house and sealed the meter box. On March 4, 2010, he noted that the seal had been broken and the power turned back on. This time, as the court of appeals describes it, “[h]e removed the meter, put a plastic cover over it, and closed the account.”7 On April 26, 2010, the same employee was working next door to the Cisco house when he noticed that the seal had been broken again, and he observed wires “jumpering out to the meter box, turning the electricity on in the house.” Again, he shut it off. There was no evidence to show when, between the dates of March 4th and April 26th, the “jumpering” wires were installed.
On April 25, 2010, the appellant received a citation for a minor offense unrelated to the tampering charge. The officer who issued the citation testified that the appellant listed the Cisco house as his residence. Moreover, the officer had seen the appellant going in and out of that house and
The trial court did instruct the jury generally regarding the use of the presumption.9 But the instruction failed to indicate, among other things, the level of confidence that the jury must achieve with respect to the facts giving rise to the presumption before it could rely on the presumption to convict. Specifically, it failed to inform the jury that it must find the predicate facts—here, that the appellant was “a person who is receiving the economic benefit of ... public ... power supply“—to have been established beyond a reasonable doubt before convicting the appellant based upon the presumption.
On Direct Appeal
On appeal, the State conceded, and the court of appeals held, that the trial court erred by failing to charge the jury that the State had to prove the predicate facts beyond a reasonable doubt.10 Because the appellant did not object to the trial court‘s oversight at trial, reversal is required only upon a showing that the appellant suffered egregious harm.11 The court of appeals concluded that the record in this case does not establish egregious harm because “the great weight of the evidence supports the facts giving rise to the presumption[.]”12 Presumably this reflects the belief that, had the jury been properly instructed, it surely would have found the predicate facts to be true beyond a reasonable doubt. We granted discretionary review to evaluate this egregious-harm analysis.
EGREGIOUS HARM UNDER ALMANZA
To determine whether the record establishes that the appellant suffered egregious harm, a reviewing court must
The Jury Charge Itself
Nowhere did the jury charge specifically inform the jurors of the degree of confidence to which they must be convinced of the facts underlying the presumption before they could return a guilty verdict. The jury charge did instruct the jury appropriately with respect to the State‘s general burden to prove all of the constituent elements of the offense beyond a reasonable doubt. But, as the court of appeals pointed out, this general instruction “[a]lone... did not remedy the error in the charge.”15 Such a general instruction fails to educate the jurors with respect to the level of confidence they must have in the verity of the predicate facts before they may rely on the presumption to convict.
The Conduct of Counsel
Nothing that the parties said or did during the course of trial tended to remedy the deficiency. No mention was made of the burden of proof with respect to the presumption during voir dire; the prosecutor and defense counsel simply asserted that the State “must prove [the appellant‘s] guilt beyond a reasonable doubt.” During opening statements, neither side mentioned anything about the level of confidence by which the jury must believe the predicate facts, only reminding the jury in a general way that the State carries the burden of proof. Finally, neither party‘s summation properly articulated the correct standard of proof with respect to the presumption.
It is true that during his final argument the prosecutor told the jury on several occasions that the State had to supply “corroborating” evidence to prove the presumption,16 and he reminded the jury that the State had the overall burden of proof. But the prosecutor mentioned the general burden only to explain why the State would get to speak to the jury last during summation, not to educate the jurors as to the degree of confidence by which they
Contested Issues and Relative Weight of Probative Evidence
The court of appeals concluded that there was no egregious harm because it perceived that “the great weight of the evidence supports the facts giving rise to the presumption.”17 We take this to mean that the court of appeals believed that the jury likely would have found the predicate facts to be true to the requisite level of confidence, had they been instructed that they must in order to convict. The sum total of the court of appeals‘s analysis was as follows: “We have previously reviewed the evidence that supports the facts giving rise to the presumption: appellant was in control and management of the house as his residence and appellant benefitted from the tampered electric meter.”18 The previous review that the court of appeals alluded to occurred in the context of a claim that the evidence was legally insufficient to support the presumption.19 While the earlier sufficiency analysis may help inform this third step in the Almanza analysis, relying on a holding that the evidence is legally sufficient is, by itself, inappropriate.20 In an egregious-harm analysis, the question is not simply whether, when viewed in the light most favorable to the verdict, the jury could rationally have found predicate facts to a level of confidence beyond a reasonable doubt. Instead, a reviewing court must evaluate the likelihood, considering the record as a whole, that a properly instructed jury would have found the predicate facts to the requisite level of confidence.
The State made no determined effort to establish the appellant‘s guilt independently of the
Addressing the Dissent: Does the Application Paragraph Fix the Problem?
The dissent argues that, considering the application paragraph in the jury charge together with the jury‘s verdict finding the appellant guilty, it is apparent that the jury necessarily found that he was the one who “tampered” with the electric meter device to the requisite level of confidence without resort to the flawed presumption instruction.22 From this premise she argues that the appellant suffered no egregious harm. We disagree. The issue to which the presumption speaks is the identity of the person who “tampered“; he who reaped an economic benefit by diverting power around a metering device is he who committed the tampering. But, at least on the facts of this case, the diversion of the public power supply by wiring around the metering device was the tampering. The dissenters are mistaken to assert that the
CONCLUSION
It was never communicated to the jury in any form that it must believe the evidence substantiating the presumption beyond a reasonable doubt before it could convict the appellant. Neither the balance of the jury charge itself nor the conduct of the parties served to correct the deficiency. Moreover, the facts giving rise to the presumption were hotly contested, and we therefore reject both the court of appeals‘s finding that the great weight of the evidence established the predicate facts and its implicit conclusion that the jury probably would have found those predicate facts to be true to the requisite level of confidence—beyond a reasonable doubt—had it been required to do so. Considering all of these Almanza factors, we hold that the error in the jury charge both affected the very basis of the case and deprived the appellant of a valuable right, ultimately depriving him of a fair and impartial trial.24 The court of appeals erred to conclude otherwise.
Accordingly, we reverse the judgments of the court of appeals and the trial court and remand the cause for a new trial.
COCHRAN, J., filed a concurring opinion.
KELLER, P.J., filed a dissenting opinion in which KEASLER and HERVEY, JJ., joined.
OPINION
COCHRAN, J., filed a concurring opinion.
I join the majority opinion. I write separately to emphasize that appellant suffered egregious harm in this case because of the improper use of a permissive presumption that was given to the jury as an unconstitutional mandatory presumption. The moral of this story is that trial judges should not include a reference to any statutory presumption in the jury charge unless they have very carefully included all of the language of
In this case, for example, the jury charge began with a statement of the applicable law concerning criminal mischief. The very next paragraph set out the statutory presumption.2 That paragraph stated flatly, “It is presumed that a person who is receiving the economic benefit” of utilities has tampered with the utility‘s property if the water or power has been diverted around the meter. That is the language of a mandatory presumption. There was nothing in that paragraph, or even later in the jury charge, that explains how a permissive presumption operates or how the jury should consider a presumption. The next two sections defined the relevant terms, followed by the application paragraph.
Thus, at the very beginning of the charge the jury is told that, if someone received the economic benefit of the electricity, the jury is to presume that he was the person who knowingly tampered with the electric meter and diverted the electricity without paying for it. Nothing in this written charge informs the jury that it must first find, beyond a reasonable doubt, that the defendant did, in fact, receive the economic benefit of the electricity. And nothing in the jury charge tells the jury that it may, but need not, apply the presumption. This is the language of a mandatory presumption: If X benefitted from the unpaid-for electricity, he tampered with the meter.
A mandatory presumption is unconstitutional.3 Texas statutory presumptions that benefit the State are saved from being unconstitutional only when the language in
Second, the reviewing court must analyze the jury instructions as a whole to determine whether those instructions set out a permissive presumption.7 The focus is on whether a reasonable juror would understand that they were not required to infer the presumed fact from the base fact.8 Thus, an instruction that begins, “You may, but are not required to, infer from proof that X received an economic benefit from the unpaid-for electricity ...” creates a permissive inference and is constitutionally acceptable. Conversely, a jury instruction that beings with the phrase, “The law presumes that ...” generally creates a mandatory presumption and is constitutionally infirm.9
Third, the jury instructions must clearly inform the jury that it is free to accept or reject the elemental or presumed fact, and the instruction imposes no evidentiary burden on the defendant.10 That is, the jury in this case was required to be told that it need not find that appellant tampered with the electric meter even if it found that he received an economic benefit from the unpaid-for electricity.
Fourth and finally, the instructions must clearly inform the jury that the State had the burden to prove, beyond a reasonable doubt, both the base fact (that appellant received an economic benefit from the unpaid-for electricity) and all of the elements of the offense. As a practical matter, the jury instructions should never imply that the defendant has any duty to rebut the presumption or basic facts (i.e., the jury should not be instructed that “the law presumes X from proof of Y, but that presumption may be rebutted“).
With these comments, I join the majority.
KELLER, P.J., filed a dissenting opinion in which KEASLER and HERVEY, JJ., joined.
I agree with the court of appeals that the unobjected-to error in the jury charge did not result in egregious harm. I therefore respectfully dissent.
The application paragraph of the jury charge in this case refers to each of the three components of the statute that the State was required to prove. The jury was instructed that it must find each component beyond a reasonable doubt:
[If] you believe from the evidence beyond a reasonable doubt that the defendant, JOE SHAWN HOLLANDER:
(1) did then and there, intentionally or knowingly tamper with tangible property, to-wit: an electric meter device, without the effective consent of the owner, Russ Green,
(2) and then and there cause pecuniary loss of less than $20,000 to the said owner,
(3) and did then and there intentionally or knowingly divert or cause to be diverted, in whole or in part, public power supply by installation of two wires for such purpose,
then you will find the Defendant guilty of the offense of Criminal Mischief[.]1
Because the jury found appellant guilty, we know that it found each of these three facts to be true beyond a reasonable doubt. The error in the jury charge, however, affected only the first of these facts, and so cast doubt only on that finding. That is, even if the jury was misled about the
There was no dispute about whether tampering had occurred in this case. The contested issue was identity. In finding beyond a reasonable doubt that appellant was the person who diverted the public power supply, the jury resolved the only contested issue in a manner that was not tainted by the error in the charge.
Finally, in order to find even some harm, one would have to conclude that the jury could believe beyond a reasonable doubt that appellant diverted the power supply but, at the same time, have a reasonable doubt that he received the economic benefit of the power supply. While, theoretically, a jury might have drawn such a conclusion, the fact that the jury decided the only contested issue against appellant as to the diversion makes it pretty clear that appellant was not harmed at all, much less egregiously harmed, by the jury-charge error.
Since the jury could not rationally have found that appellant knowingly or intentionally installed the wires which diverted the power around the metering device without also finding that the defendant tampered with the property of another, the error in the jury charge did not result in egregious harm.
I respectfully dissent.
LAWRENCE E. MEYERS
CHERYL JOHNSON
MICHAEL KEASLER
BARBARA HERVEY
CATHY COCHRAN
ELSA ALCALA
James BLACKMAN, Appellant v. The STATE of Texas
No. PD-1575-12
Court of Criminal Appeals of Texas.
Dec. 11, 2013.
Notes
A person commits the offense of Criminal Mischief—Diversion of Public Service less than $20,000 if, without the effective consent of the owner, he causes to be diverted in whole, in part, or in any manner, including installation or removal of any device for any such purpose, any public communications or public gas or power supply and the amount of pecuniary loss is less than $20,000.
It is presumed that a person who is receiving the economic benefit of public communications, public water, gas, or power supply, has knowingly tampered with the tangible property of the owner if the communication or supply has been diverted from passing through a metering device, prevented from being correctly registered by a metering device, ... [or] activated by any device to obtain public communications, public water, gas, or power supply without a metering device.
(2) If the existence of the presumed fact is submitted to the jury, the court shall charge the jury, in terms of the presumption and the specific element to which it applies, as follows:
(A) that the facts giving rise to the presumption must be proven beyond a reasonable doubt;
(B) that if such facts are proven beyond a reasonable doubt the jury may find that the element of the offense sought to be presumed exists, but it is not bound to so find;
(C) that even though the jury may find the existence of such element, the state must prove beyond a reasonable doubt each of the other elements of the offense charged; and
(D) if the jury has a reasonable doubt as to the existence of a fact or facts giving rise to the presumption, the presumption fails and the jury shall not consider the presumption for any purpose.
Francis, 471 U.S. at 314-15.However, none of the instructions mandated by[i]t is presumed that a person who is receiving the economic benefit of public communications, public water, gas, or power supply, has knowingly tampered with the tangible property of the owner if the communication or supply has been diverted from passing through a metering device, prevented from being correctly registered by a metering device, [or] activated by any device installed to obtain public communications, public water, gas, or power supply without a metering device.
did then and there, intentionally or knowingly tamper with tangible property, to-wit: an electric meter device, without the effective consent of the owner, Russ Green, and did then and there cause the pecuniary loss of less than $20,000 to the said owner, and did then and there intentionally or knowingly cause to be diverted, in whole or in part, public power supply by installation of two wires for such purpose[.]
