MEMORANDUM-DECISION AND ORDER 1
I. Background
The factual background of this matter has been discussed at length in the prior opinions of both this Court and the Second Circuit Court of Appeals.
See, inter alia, Hoblock v. Albany County Bd. of Elections,
Currently before the Court are Plaintiffs’ (Plaintiffs-Voters’) Motion for summary judgment (Dkt. No. 38) — which is joined/supported by Plaintiffs-Intervenors (Dkt. No. 50) — and Defendant Albany County Board of Elections’ (“Defendant” or “Board”) Motion for summary judgment (Dkt. No. 43). 2
*93 After review of the submissions from the parties and the relevant law, and for the reasons below, Plaintiffs’ Motion for summary judgment is granted and Defendants’ Motion for summary judgment is denied. The Albany County Board of Elections is directed to count the disputed ballots and to certify winners in the disputed elections in the 26th and 29th Legislative Districts.
II. Discussion
A. Standards of Law
1. Section 1983
Actions may be brought pursuant to 42 U.S.C. § 1983 against state actors to enforce rights created by federal statutes and the Constitution.... In order to bring a claim under section 1983, a plaintiff must allege that (1) the defendant was acting “under color of state law” at the time the conduct complained of occurred, and (2) that the conduct deprived the plaintiff of “ ‘rights, privileges or immunities secured by the Constitution or laws of the United States.’ ”
Millar v. Ojima,
Furthermore, when evaluating municipal liability under 42 U.S.C. § 1983,
[t]he Supreme Court does not interpret section 1983 to impose unbridled liability on municipalities: “[T]he language of [section] 1983, read against the background of the [ ] legislative history, compels the conclusion that Congress did not intend municipalities to be held liable unless action pursuant to official municipal policy of some nature caused a constitutional tort.”... As subsequently reaffirmed and explained by the Supreme Court, municipalities ... may only be held liable when the municipality itself deprives an individual of a constitutional right. Thus, in order for an individual deprived of a constitutional right to have recourse against a municipality under section 1983, he must show that he was harmed by a municipal “policy” or “custom.”
Gibson v. Comm’r of Mental Health,
No. 04 Civ. 4350(SAS),
2. Summary Judgment
Federal Rule of Civil Procedure 56 provides that summary judgment is proper when “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed. R. Civ. P. 56(c);
Celotex Corp. v. Catrett,
Once the moving party meets its initial burden by demonstrating that no material fact exists for trial, the nonmovant “must do more than simply show that there is some metaphysical doubt as to the material facts.”
Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
B. Action Under Color of State Law
“An individual acts under color of state law when he or she exercises power “ ‘possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law.” ” ’
Millar,
But, when it comes to Defendants Gross and Messercola, “[i]n order to prevail under 42 U.S.C. § 1983, Plaintiff must demonstrate that an individual
acting under color of state law deprived him of a constitutionally protected right.” Webley v. Hartmann,
No. 03-CV-0596 (LEK/DRH),
C. Intentional Deprivation of Rights
Plaintiffs contend that the Defendant Board acted intentionally rather than negligently in issuing the absentee ballots, thereby equating to intentional deprivation of Plaintiffs’ constitutional rights. 3 See Plntfs’ Mem. of Law (Dkt. *95 No. 38, Attach.3). Indeed, Plaintiffs argue that “the Board intentionally induced the voters to vote by absentee ballot and that the voters’ rights have been impaired by the Board’s deliberate and intentional actions.” Plntfs-Voters’ Mem. of Law in Opp. to Deft’s Mot. (Dkt. No. 52) at 4. The Court does not believe that the Board had any ulterior or nefarious motive in issuing the absentee ballots to Plaintiffs. No facts have been presented to suggest that these forty Plaintiffs-Voters were singled-out by the Board and intentionally “trapped” into voting by absentee ballot so that those votes could be discarded. Further, the Board’s actions in this matter were not negligent, and the deprivation in this case stems directly from the intentional issuance of the absentee ballots by the Board. The orders not to count the ballots came from the State courts. See, e.g., June 2004 State Court Decision (Dkt. No. 43, Attach.3). The State appellate courts affirmed the trial court’s order. See Defts’ 7.1(a)(3) Statement (Dkt. No. 43, Attach.8) at ¶¶ 16-18. It is true that prior to those orders, the Board was prepared to count said ballots. See, inter alia, id. at ¶¶ 11-12, 15. However, it was the Board’s interpretation of Judge Mordue’s Order, dated February 2004 (Dkt. No. 38, Attach.2, Ex. A), and the subsequent intentional issuance of the absentee ballots for the special general election, that led directly to the State Court orders not to count said ballots. No one disputes that the Board intentionally, albeit under a mistaken procedure, issued the absentee ballots in question. See Defts’ 7.1(a)(3) Statement (Dkt. No. 43, Attach.8) at ¶¶ 9-10; Plntfs Mat. & Undisp. Facts (Dkt. No. 54, Attach.2) at ¶¶ 22-24, 30. The Court rejects Defendants argument that the action of the Board did not proximately cause Plaintiffs’ injuries, and rejects the argument that the intervening State Court orders defeat said proximate cause. See Defts’ Mem. of Law in Resp. to Plntfs. (Dkt. No. 49) at 4-8.
Pursuant to the Second Circuit’s decision in
Shannon v. Jacobowitz,
After review and consideration, this Court hereby finds that the Due Process Clause of the Fourteenth Amendment to the United States Constitution is implicated by the State action in this matter, and that the State remedy is both unfair and inadequate for the protection of Plaintiffs’ said constitutional rights — Plaintiffs’ ballots are not being counted, a decision that this Court finds violates Plaintiffs’ constitutional rights under 42 U.S.C. § 1983 and the Fourteenth Amendment. 4
*96
The intentional issuance of the absentee ballots was an action under color of state law which itself directly led to the deprivation of Plaintiffs’ constitutionally protected franchise. As this Court has previously stated, “[a] major issue in this case is the constitutional right of the voters to not only cast votes, but to have those votes counted.
The constitutional right of the former goes along directly with the latter.
”
Hoblock,
Furthermore, the Supreme Court of the United States has specifically spoken on this issue, finding, as this Court has previously noted, that “it is ‘as equally unquestionable that the right to have one’s vote counted is as open to protection ... as the right to put a ballot in a box.’ ”
Mosley,
The First Circuit held in
Griffin v. Burns,
[the Plaintiffs-Voters] reasonably relied upon the actions of the Board’s election experts in sending them absentee ballots for the special general election. The good faith of the voters in submitting the absentee ballots is undisputed. It would be absurd to make it the responsibility of the voters to reject the ballot sent by the Board because of the Board’s error in interpreting the District Court’s order, and then to demand an application for a new absentee ballot.
Hoblock, 341
F.Supp.2d at 177 (emphasis added).
See also
Decl. of Philip Sgarlata (Dkt. No. 38, Attach.2, Ex. C) at ¶ 5 (“I had no indication that the Board of Elections improperly issued the ballots.”); Decl. of Patricia Sgarlata (Dkt. No. 38, Attach.2, Ex. C) at ¶ 5 (same). Indeed, as Plaintiffs argue, it would be unreasonable to expect the voters to have returned the ballots to the Board and “[told] the Board that it misread both the Election Law and a Federal court order.”
See
Plntfs’ Mem. of Law in Support (Dkt. No. 38, Attach.3) at 15. Considering the foregoing, the State Court orders and the position of the Defendant Board provide Plaintiffs with no relief or protection in this matter, and are both unfair and inadequate to protect the voters’ rights. As in
Griffin,
no one challenged the process of the distribution or voting of the contested ballots until after the votes were cast and about to be counted.
See
Plntfs’ Mem. of Law in Support (Dkt. No. 38, Attach.3) at 3 (“The voters had no indication that the Board improperly issued the ballots. In fact, no person or party objected to the Board of Elections’ bipartisan decision [to issue the ballots].”). Furthermore, the ballots were distributed by the State election experts — the Board— and pursuant to law. To deny the counting of these contested ballots would be a true denial of suffrage to these Plaintiffs.
5
See Griffin,
This Court finds that Plaintiffs in this case were induced to vote by absentee ballot when the Board intentionally, and acting under color of state law, issued the absentee ballots — since the Plaintiffs would have otherwise either re-applied for absentee ballots according to the procedures set forth in the law (which Plaintiffs believed had already been accomplished when they received their ballots), or Plaintiffs would have made an attempt to vote in person. See Plntfs’ Resp. in Opp. to Defts’ Motion (Dkt. No. 52) at 4-5 (with citations); Decl. of Philip Sgarlata (Dkt. No. 38, Attach.2, Ex. C) at ¶¶ 5-6; Decl. of Patricia Sgarlata (Dkt. No. 38, Attach.2, Ex. C) at ¶¶ 5-6. Indeed, the Court notes, as Plaintiffs argue, that Plaintiffs-Voters, when submitting their absentee ballots, were required to sign — under penalty of *98 perjury^ — the following affirmation, which re-affirms what Plaintiffs would have, in any event, declared on any new application for said absentee ballots:
“I do declare that I am a citizen of the United States, that I am duly registered in the election district shown on the reverse side of this envelope and I am qualified to vote in such district; that I will be unable to appear personally on the day of the election for which this ballot is voted at the polling place of the election district in which I am a qualified voter ... I hereby declare that the foregoing is a true statement to the best of my knowledge and belief, and I understand that if I make any material false statement in the foregoing statement of absentee voter, I shall be guilty of a misdemeanor” (Election Law § 7-122[8]).
Amended Complaint (Dkt. No. 27) at ¶ 33. Thus, in the end, Plaintiffs were eligible voters whose votes are now, by action and order of the State, being discarded without being counted.
Therefore, this Court finds that it would make for an empty constitutional right if one’s franchise extended only so far as placing one’s ballot in the ballot box. If that were the case, the situation of a ballot box subsequently “falling off of a truck” would be of no constitutional moment. That is an unacceptable result.
The Court finds Plaintiffs, as joined by Plaintiffs-Intervenors, have met their burden. There was intentional action taken by Defendant Board, under color of state law, and the State “remedy” is unfair and inadequate for the protection of Plaintiffs-Voters’ constitutional rights, such that Plaintiffs’ only relief is to be found in this Court. Thus, Plaintiffs’ Motion for summary judgment, as joined by Plaintiffs-Intervenors, is granted, and Defendants’ Motion for summary judgment is denied. The Board shall count the disputed ballots, and certify winners.
Plaintiffs are also awarded one dollar ($1.00) in nominal damages as the prevailing party in this civil rights action.
See, generally, LeBlanc-Sternberg v. Fletcher,
D. Costs and Attorney’s Fees
Generally, in the United States parties bear their own costs of litigation. However, in 1976, Congress changed this rule and practice, and made an award of attorney’s fees available in civil rights cases pursuant to 42 U.S.C. § 1988.
See Hensley v. Eckerhart,
Early in the development of calculating attorney’s fees due a prevailing party, the Supreme Court, citing to the Report of the House of Representatives, which itself referred to the case of
Johnson v. Georgia Highway Express, Inc.,
[t]he twelve factors are: (1) the time and labor required; (2) the novelty and difficulty of the questions; (3) the skill requisite to perform the legal service properly; (4) the preclusion of employment by the attorney due to acceptance of the case; (5) the customary fee; (6) whether the fee is fixed or contingent; (7) time limitations imposed by the client or the circumstances; (8) the amount involved and the results obtained; (9) the experience, reputation, and ability of the attorneys; (10) the “undesirability” of the case; (11) the nature and length of the professional relationship with the client; and (12) awards in similar cases.... These factors derive directly from the American Bar Association Code of Professional Responsibility, Disciplinary Rule 2-106.
Hensley,
Hensley
has since been clarified and augmented by more recent decisions on the issue of attorney’s fees, including
Pennsylvania v. Delaware Valley Citizens’ Council for Clean Air,
Second, using the lodestar figure as a starting point, the court could then make adjustments to this figure, in light of “(1) the contingent nature of the case, reflecting the likelihood that hours were invested and expenses incurred without assurance of compensation; and (2) the quality of the work performed as evidenced by the work observed, the complexity of the issues and the recovery obtained.”... This formulation emphasized the amount of time expended by the attorneys, and provided a more analytical framework for lower courts to follow than the unguided “factors” approach provided by Johnson.
Citizens’ Council,
The current form of the lodestar method is the dominant method of calculation in federal courts today, and appears to envelope many of the
Hensley
and
Johnson
factors at the outset.
See Citizens’ Council,
The Court acknowledges the award of one dollar ($1.00) in nominal damages, and further acknowledges that Plaintiffs are the prevailing party in this action — meaning that Plaintiffs have met the first requirement for an award of attorney’s fees.
See, generally, Hensley,
But, this Court is not prepared to award costs or attorney’s fees at this time, considering the lack of information as to the relevant factors that will inform this Court’s decision as to a calculation of,
inter alia,
the lodestar amount and reasonable fees.
See Farbotko,
III. Conclusion
Therefore, based on the foregoing discussion, it is hereby
ORDERED, that Plaintiffs’ Motion for summary judgment (Dkt. No. 38) — amended and corrected by Dkt. No. 41 — which is joined/supported by Plaintiffs-Intervenors (Dkt. No. 50), is GRANTED; and it is further
ORDERED, that Defendants’ Motion for summary judgment (Dkt. No. 43) is DENIED; and it is further
ORDERED, that Defendants Gross and Messercola are DISMISSED from this action; and it is further
ORDERED, that the disputed ballots SHALL BE COUNTED, and the Albany County Board of Elections SHALL CERTIFY WINNERS in the disputed elections; and it is further
ORDERED, that Plaintiffs are awarded ONE DOLLAR ($1.00) IN NOMINAL DAMAGES; and it is further
*101 ORDERED, that Plaintiffs request for costs and attorney’s fees, pursuant to 28 U.S.C. § 1988, is DENIED WITHOUT PREJUDICE. If Plaintiffs wish to seek an award of costs and attorney’s fees, Plaintiffs shall submit a motion and briefing on the issue within THIRTY (30) DAYS of the filing date of this Memorandum-Decision and Order; and it is further
ORDERED, that the Clerk serve a copy of this Order on all parties.
IT IS SO ORDERED.
Notes
. For printed publication by the Federal Reporters.
. Issues concerning
res judicata
and estoppel, and the
Rooker-Feldman
doctrine have already been addressed by this Court or the Second Circuit, and were found not to bar Plaintiffs’ action before this Court.
See Hoblock,
. To the extent that Plaintiffs’ allegations embody negligence on the part of Defendants under 42 U.S.C. § 1983, those claims must be dismissed. "The Supreme Court has flatly denied that negligence is a basis for a cause of action and recovery in § 1983 cases.... 'Where a government official’s act causing injury to ... life, liberty, or property is merely negligent, no procedure for compensation is
constitutionally
required.’ ”
Jeffers v. Goord,
No. 9:99 CV 0335 FJS/GHL,
. Defendants argue that Plaintiffs had an available State remedy that they did not make use of — namely
quo warranto,
under New York Executive Law § 63-b.
See
Defts’ Mem. of Law in Support (Dkt. No. 43, Attach.9) at 12. However, this Court finds that
quo war-ranto
was not an applicable remedy in this action, and the Court distinguishes the rule, as discussed in
Delgado v. Sunderland,
. Indeed, in this case, as in
Griffin,
this Court is "not asked to examine the validity of individual ballots or to supervise the administrative details of a local election. [We are] asked to remedy a broad-gauged unfairness that infected the results of a local election....”
Griffin,
