HNATH v. HerefordHNATH v. Hereford
OPINION AND ORDER
This mаtter is before the court on the Motion to Dismiss of defendant Daphne Hereford [Doc. No. 12] and the Motion to Dismiss Foreclosure of Lien of defendants Hereford and Rin Tin Tin Incorporated (“Rin Tin Tin Inc.”) [Doc. No. 13]. Defendant Hereford contends she should be dismissed from the case pursuant to
I. Facts
Plaintiff filed suit against Hereford and Rin Tin Tin Inc. in Rogers County District Court on July 28, 2010. [Doc. No. 2-1, Petition]. Defendants removed the case to federal court on September 9, 2010. [Doc. No. 2, Notice of Removal]. The Petition alleges plaintiff resides in Claremore, Oklahoma; Hereford resides in Crockett, Texas; and Rin Tin Tin Inc. is a Texas corporation located in Crockett, Texas and engaged in the business of breeding German Shepherd dogs. [IcL, ¶¶ 1-3]. The dogs that are the subject of the action are located at the home of the plaintiff in Claremore. [Id., ¶ 4].
In Count I of the Petition, plаintiff alleges she entered into breeding contracts with Rin Tin Tin Inc. for the training and breeding of two German Shepherd dogs— Koko, AKC Registration # DN22880202 and Rin-Tin-Tins Rin Tin Tin, AKC Registration # DN251241/01. [Id., ¶¶ 6-7], The Petition alleges that under the contract, the parties agreed that plaintiff would house, feed, immunize, give medical assistance to and otherwise take care of and train the dogs at her home in Clare-more; and that Rin Tin Tin Inc. would have all say in breeding the dogs and would be entitled to the puppies from such breeding. [Id., ¶ 8]. In Count I of the Petition, plaintiff alleges “a dispute has arisen between the parties over the ownership and possession of both dogs,” [Id., ¶ 9], and she seeks a declaration of the rights and liabilities of the parties under the agreement. [Id., ¶ 11]. Count II, pled in the alternative to Count I, seeks reimbursement for out-of-pocket expenses plaintiff has incurred for providing shelter, food and training for the dogs. [Id., ¶¶ 13-14]. Count III asserts a lien against both dogs pursuant to 4 O.S. § 193 for keeping, boarding аnd training the dogs and seeks foreclosure of the lien pursuant to 4 O.S. § 194. [Id., ¶¶ 16-17]. Count IV alleges plaintiff purchased all contents of the Rin Tin Tin Museum from Hereford and, at Hereford’s request, left certain museum items at Hereford’s home. [Id., ¶ 19]. Plaintiff requests an order requiring Hereford to surrender and deliver the museum items to her. [Id., ¶¶ 20-21],
According to Hereford’s affidavit, she is President and Chairman of the Board of Rin Tin Tin Inc. [Doc. No. 12-1, Affid. of Daphne Hereford, ¶ 1]. She resides in Latexo, Texas, works in Crockett, Texas, and hаs not visited anyone in Oklahoma for personal or business reasons in over 20 years. [Id., ¶ 2]. She has never conducted any personal business in Oklahoma. [Id., ¶ 3]. The Rin Tin Tin museum was located in Latexo, Texas. [Id., ¶ 4]. The breeding contracts were written in Texas and signed by or on behalf of both parties — Hnath and Rin Tin Tin Inc., in Texas. [Id., ¶ 5]. *1133 Hereford states that Hnath picked up the dogs in Texas and transported them to Oklahoma on her own initiative and for her own convenience, because she resides and works in Oklahoma [Id., ¶ 5]. There was no requirеment that Hnath take the dogs to Oklahoma or any other state or that she keep the dogs in any particular locale. [M]. The breeding contract for Rin Tin Tins Rin Tin Tin states:
For registration purposes Daphne Hereford and Debra Hnath shall be listed as co-owners on the AKC registration certificate of the herein described German Shepherd Dog, however, Rin Tin Tin incorporated shall be considered the actual owner of the aforementioned dog.
[Doc. No. 12-2, Breeding Contract for Rin Tin Tins Rin Tin Tin], Hereford and Hnath were listed as co-owners of the dogs on their AKC registration certificates. [Doc. No. 12-1, Hereford Affid., ¶ 7], Hereford states that the reason Rin Tin Tin Inc. was not listed as the owner with the AKC was that, at the time of the registrations with the AKC, it was her understanding that AKC had a policy against recording dog ownership in the name of a corporation, and that the AKC was provided with Hnath’s name has well as her own to facilitate her scheduling the dogs fоr exhibition and other events with the AKC. [Id., ¶ 7],
Hereford states that Hnath, a board member of Rin Tin Tin Inc., orally agreed to purchase items from the Rin Tin Tin museum for $9,000 and made three trips to Texas to collect the items. [Id. ¶ 4].
Although Rin Tin Tin Inc. “has had a few business activities and/or contacts in Oklahoma in recent years,” and Hereford has “been involved in those activities for the corporation via the internet and telephone,” Hereford states: “I do not consider any of those aсtivities to be my personal activities. Rather those activities have been activities of the corporation.” [Id., ¶ 8].
II. Hereford’s Motion to Dismiss for Lack of Personal Jurisdiction
Hereford seeks dismissal from the lawsuit based on lack of personal jurisdiction. Plaintiff contends Hereford waived her right to object to personal jurisdiction under 12 O.S. § 2012(A)(1) by filing an “Unopposed Motion for Extension of Time to Respond to Petition” in state court. Additionally, plaintiff asserts that by virtue of being listеd as in AKC registration papers as a co-owner of the dogs, Hereford has purposefully directed her activities at plaintiff in Oklahoma. Finally, she contends Hereford is subject to personal jurisdiction as an officer of Rin Tin Tin Inc.
A. Waiver of Personal Jurisdiction Defense
Under Oklahoma civil procedure rules:
A defendant may file a reservation of time which shall extend the time to respond twenty (20) days from the last date for answering. The filing of such a reservation of time waives defenses of paragraphs 2, 3, 4, 5, 6, and 9.
12 O.S. § 2012(A).
On August 19, 2010, Hereford and Rin Tin Tin Inc. filed an “Unoрposed Motion for Extension of Time to Respond to Petition” in Rogers County District Court. [Doc. No. 20-1]. In that motion, defendants stated:
Defendants are not filing a “reservation of time” pursuant to 12 O.S. § 2012(A), but are only requesting an extension of time, without waiver of any procedural rights, objections, or defenses.
[/&]. Plaintiff argues that, notwithstanding this language, defendants’ motion for extension resulted in the waiver of any per *1134 sonal jurisdiction defense in state or federal court pursuant to 12 O.S. § 2012(A). 1
In
Young v. Walton,
The terms of 12 O.S.Supp.1984 § 2012(A) do provide that the filing of “an appearance” within the twenty-day period after service of process extends the time to respond and operates as a waiver of certain challenges. This statute, though, applies only to a dеfendant’s general or perhaps to an unspecified appearance, not to one that is explicitly qualified. The defendants were not hence precluded by law from either objecting to venue or questioning the sufficiency of the allegations to state a claim for relief.
Id. at 249-50.
Here, defendants’ motion for extension explicitly disclaimed any waiver of “procedural rights, objections, or defenses.” Thus, under Young, the motion did not result in the waiver of Hereford’s right to assert a personal jurisdiction defense.
B. Personal Jurisdiction
In considering a motion to dismiss pursuant to
“To obtain personal jurisdiction over a nonresident defendant in a diversity action, a plaintiff must show that jurisdiction is legitimate under the laws of the forum state
and
that the exercise of jurisdiction does not offend the due process clause of the Fourteenth Amendment.”
Far West Capital, Inc. v. Towne,
Plaintiff asserts the court has specific personal jurisdiction over Hereford, and an inquiry regarding minimum contacts under the general personal jurisdiction analysis is unnecessary, on two grounds: (1) Hereford is listed on AKC registration papers as a co-owner of the dogs plaintiff has kept; and (2) Hеreford is subject to personal jurisdiction as an officer of the corporation.
1. AKC Ownership Registration
Plaintiff alleges that since Hereford is listed in AKC registration papers as a co-owner of Koko and Rin Tin Tins Rin Tin Tin, and both dogs are located in Oklahoma, Hereford is subject to jurisdiction in this state. In
Premier Corp. v. Newsom,
The unilateral activity of those who claim some relationship with a nonresident defendant cannot satisfy the requirement of contact with the forum State. The application of that rule will vary with the quality and nature of the defendant’s activity, but it is essential in each case that there be some act by which the defendant purposefully avails itself of the privilege of сonducting activities within the forum State, thus invoking the benefits and protections of its laws.
Id.
at 223 quoting
Hanson v. Denckla,
The fact situation here is similar. Even assuming Hereford (as opposed to Rin Tin Tin Inc. is an owner of the dogs, that fact is not dispositive of the personal jurisdiction question. The issue, instead, is whether “the totality of the facts and circumstances” discloses sufficient minimum contacts between Hereford and Oklahoma. The breeder contracts between Rin Tin Tin Inc. and Hnath imposed no requirement оn where the dogs would reside. The contracts were made and executed in Texas and plaintiff took possession of the dogs in that state and transported them to Oklahoma, where she lives. Hereford has *1136 not traveled to Oklahoma in more than 20 years and has had no contacts with the state other than those made on behalf of Rin Tin Tin Inc. These facts do not establish the requisite minimum contacts.
2. Hereford’s Role as Officer of Rin Tin Tin Inc.
Plaintiff also argues that Hereford’s activities and contacts with Oklahoma on behalf of Rin Tin Tin Inc., establish minimum contacts with the state.
As a general rule, courts may not exercise jurisdiction over individual officers or employees of business entities merely on the basis of contacts sufficient to justify exercise of personal jurisdiction over the business entity.
Calder v. Jones,
In determining whether a corporation for which an owner-employee acts is really “another,” it is sufficient to inquire whether the corporation is a real or shell entity. If the corporation is merely a shell, it is equitable, even if the shell may not have been used to perpetrate a fraud, to subject its owner personally to the court’s jurisdiction tо defend the acts he has done on behalf of his shell.
Id.
at 1018, quoting
Marine Midland Bank, N.A. v. Miller,
Here, however, plaintiff has neither alleged nor provided any evidence that Rin Tin Tin Inc. was a “mere instrumentality” of Hereford. Thus, there is no basis for the court to attribute the acts of Hereford on behalf of thе corporation to Hereford herself.
The court concludes the totality of the facts and circumstances fails to disclose sufficient minimum contacts on the part of Hereford to justify the exercise of personal jurisdiction over her.
III. Rin Tin Tin Inc.’s Motion to Dismiss Lien Foreclosure Claim 2
In Count III of the Petition, plaintiff asserts a lien under 4 O.S. § 193 for the care, feeding and training of the dogs, and seeks foreclosure of the lien. The statute provides:
193. Lien for keeping, boarding or training animal — scope
Every person who shаll keep, board or train any animal, shall, for the amount due therefor, have a lien on such animal, *1137 and on any vehicle, harness or equipment coming into his possession there"with, and no owner or claimant shall have the right to take any such property out of the custody of the person having such lien, except with his consent, or on the payment of such charge; and such lien shall be valid against property in the possession of any person receiving or purchasing it with notice of such claim.
4 O.S. § 193. Enforcement of a lien arising out of Section 193 is governed by 4 O.S. § 194, which provides in pertinent part:
The lien provided for in the preceding section shall be enforced as follows:
The person claiming the lien shall file with a judge of the district court, or other court having competent jurisdiction in the county in which he resides, a complaint, duly verified by himself, his agent or attorney, setting forth his account and a description of the рroperty on which the lien is claimed and thereupon the court shall issue a summons, as in ordinary civil actions, and upon a return of the summons, duly served, shall set the cause for hearing at any time after the lapse of one day.... When the defendant shall have been summoned or notified as aforesaid, the cause shall, on the day fixed for trial, be tried as an ordinary case in court. If the judgment be for the plaintiff, the court shall order the property upon which thе lien shall have been found to exist to be sold to satisfy the same. If the lien shall not have been established and the defendant shall not have been summoned, or shall not have voluntarily appeared to the action, the cause shall be dismissed at the cost of the plaintiff. If the defendant shall have been summoned or shall have appeared to the action, and the plaintiff shall have established an indebtedness on the account sued on, but shall have failed to establish the lien claimed, the judgment shall be for the plaintiff for such indebtedness, but the costs of suit, or any part thereof, may be taxed against him.
4 O.S. § 194.
Defendant Rin Tin Tin Inc. seeks dismissal of Count III of the Petition pursuant to
A. Waiver of
Plaintiff once again asserts defendant, by filing an “Unopposed Motion for Extension of Time to Respond to Petition” in state court, waived its right to assert the defenses of failure to statе a claim and lack of subject matter jurisdiction. For the reasons set forth above in Section U.A., the court rejects this assertion.
B.
Defendants contend Count III should be dismissed pursuant to
Under the
Twombly
standard, “the complaint must give the court reason to believe that
this
plaintiff has a reasonable likelihood of mustering factual support for
these
claims.”
Robbins v. Oklahoma,
In considering a motion to dismiss pursuant to
Under a facial attack, the movant merely challenges the sufficiency of the complaint, requiring the district court to accept the allegations in the complaint as true. In а factual attack ... however, the movant goes beyond the allegations of the complaint and challenges the facts upon which subject matter jurisdiction depends. In such a situation, the court must look beyond the complaint and has wide discretion to allow documentary and even testimonial evidence underRule 12(b)(1) .
Paper, Allied-Industrial, Chemical and Energy Workers Int’l Union v. Cont’l Carbon Co.,
Under 4 O.S. § 194, plaintiffs complaint must set forth her “account and a description of the property on which the lien is claimed.” If publication notice is given, the notice must contain “the particulars of the account, the description of the property on which the lien is claimed, its whereabouts and the date set for the hearing of the cause.” Id.
In
Fields v. Sewell,
Additionally, in
Walters v. Weaver,
(1) set out any particulars of the account upon which defendants based their lien claims;
(2) give a description sufficient to enable anyone to recognize the property; and
(3) give definite information regarding the actual whereabouts of the prop *1139 erty, other than stating same was in defendants’ possession.
Id.
at 75,
The Petition in this case alleges plaintiff and Rin Tin Tin Inc., entered into written Breeding Contract “for the purpose of training and breeding” of Koko and Rin Tin Tins Rin Tin Tin. [Doc. No. 2-1, ¶¶ 6-7]. Further, the Petition alleges she and defendant “agreed that Plaintiff would hоuse, feed, immunize, give medical assistance to and otherwise take care of and train the above dogs at Plaintiffs home in Claremore, Oklahoma” [Id., ¶ 8], and she “has provided and paid for food, shelter, medicine and training for both dogs in excess of $10,000.00.” [Id., ¶ 13]. Count III asserts the lien foreclosure claim “for the care, feeding and training of both dogs.” Accepting the allegations of the Petition as true, plaintiff has adequately pled an agreement between the рarties, described the property at issue and given adequate information regarding the actual whereabouts of the property. However, nowhere in the Petition does plaintiff state the actual amount of reimbursement sought or provide any specifics concerning that amount. Thus, the Petition fails to “set forth the account,” as required by 4 O.S. § 194. 3
This deficiency is fatal under
Therefore, Count III is subject to dismissal under both
IV. Conclusion
For the reasons set forth above, defendant Daphne Hereford’s Motion to Dismiss for Lack of Personal Jurisdiction [Doc. No. 12] and defendants’ Motion to Dismiss Count III Under
Notes
. That statute states in pertinent part:
"... within twenty (20) days after the service of the summons and petition upon him, a defendant may file an appearance which shall extend the time to respond twenty (20) days from the last date for answering. The filing of such an appearance waives defenses of paragraphs 2 [personal jurisdiction], 3, 4, 5, 6, and 9 of subsection B of this section.”
12 O.S. § 2012(A).
. Hereford joined in this motion "subject to her contemporaneous motion to dismiss under
. In ruling on the