YIN HING SUM, Petitioner, v. ERIC H. HOLDER JR., Attorney General, Respondent.
No. 05-75776
United States Court of Appeals for the Ninth Circuit
April 23, 2010
Agency No. A042-759-938. Argued and Submitted March 12, 2010—San Francisco, California. Opinion by Judge McKeown; Concurrence by Judge Graber
FOR PUBLICATION
On Petition for Review of an Order of the Board of Immigration Appeals
Before: J. Clifford Wallace, Susan P. Graber, and M. Margaret McKeown, Circuit Judges.
COUNSEL
Blair O‘Connor, United States Department of Justice, Civil Division/Office of Immigration Litigation, Washington, D.C., for the respondent.
OPINION
McKEOWN, Circuit Judge:
We consider a non-citizen‘s eligibility for a waiver of inadmissibility under § 212(h) of the Immigration and Nationality Act (“INA”),
Sum advances a curious position on appeal: namely, that because he was never legally admitted for permanent residence in the first place, but rather procured his admission by fraud or misrepresentation, the bar on § 212(h) relief does not apply. In other words, he argues that his initial fraud should save him now. We are not persuaded by this change-of-heart approach and deny the petition for review. Having enjoyed the benefits of LPR status, Sum cannot now shed his skin for the purposes of seeking beneficial relief.
The term “admitted” carries special significance within the regime of immigration statutes. Contrary to Sum‘s position, the previous “admission” to LPR status in § 212(h) does not refer to an admission in substantive compliance with the immigration laws, but rather an admission that is procedurally regular in nature. In this regard we interpret the term “admitted” as used in § 212(h), as distinct from the term “lawfully admitted” as that phrase is defined by the statute. Because Sum was “admitted” as an LPR in the sense of being inspected and authorized at the port of entry, but later con-victed, he is barred from § 212(h) relief. It may seem, at first blush, an oxymoron to be “admitted” to the United States and yet “inadmissible” at the same time. But such is the text of the INA and the often opaque world of the immigration statutes.
BACKGROUND
Sum was admitted to the United States as an LPR in 1990. Before obtaining residency, in December 1987, Sum was arrested, and allegedly convicted, for criminal coercion in the second degree, in violation of
Following Sum‘s federal conviction, the government initiated removal proceedings in December 2001, charging Sum with removability for having been convicted of an aggravated felony, for an offense relating to counterfeiting for which the term of imprisonment is at least one year. See
On August 17, 2004, the immigration judge (“IJ”) denied all of Sum‘s applications for relief. With respect to Sum‘s application for a § 212(h) waiver, the IJ held there was “no basis on which to conclude that [Sum‘s] admission for permanent residence was somehow in violation of law.” The IJ found Sum ineligible for the waiver and pretermitted his adjustment application. The Board of Immigration Appeals (“BIA”) affirmed the IJ‘s decision without opinion. Because the BIA affirmed without opinion, we review the IJ‘s decision as the final agency determination. Lanza v. Ashcroft, 389 F.3d 917, 925 (9th Cir. 2004); see also
ANALYSIS
I. THE § 212(h) WAIVER
A. BACKGROUND OF THE WAIVER
[1] Section 212(h) authorizes the Attorney General to waive certain criminal grounds of inadmissibility, including a crime involving moral turpitude, a single conviction of simple possession of thirty grams or less of marijuana, multiple criminal convictions, prostitution, and offenses by diplomats asserting immunity from prosecution for serious criminal activities.
[2] However, LPRs and non-LPRs are not eligible for the § 212(h) waiver on equal terms. As part of the 1996 immigration reform, Congress amended the statute to make it more difficult for LPRs to obtain § 212(h) relief. Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (“IIRIRA”), Pub. L. No. 104-208,
B. STATUTORY TEXT
[3] The crux of this appeal is whether, despite the arrest Sum concealed at the time of his admission for permanent residence, Sum is now ineligible to seek § 212(h) relief. The IJ found that Sum was “previously admitted” for permanent residence within the meaning of § 212(h), had been convicted for an aggravated felony after his admission, and was therefore barred from seeking § 212(h) relief. Sum argues, however, that because he acquired permanent residence through fraud or misrepresentation, he was never lawfully admitted for the purpose of the bar.
We review the proper construction of § 212(h) de novo, Kankamalage v. INS, 335 F.3d 858, 861-62 (9th Cir. 2003), employing all “traditional tools of statutory construction” to determine “whether Congress has directly spoken to the precise question at issue.” Chevron, U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837, 842, 843 n.9 (1984). “If Congress has done so, [our] inquiry is at an end; [we] ‘must give effect to the unambiguously expressed intent of Congress.’ ” FDA v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 132 (2000) (quoting Chevron, 467 U.S. at 843).
[4] Our analysis begins with the text. The statutory text bears repeating here: “[n]o waiver shall be granted under this subsection in the case of an alien who has previously been admitted to the United States as an alien lawfully admitted for permanent residence if . . . since the date of such admission the alien has been convicted of an aggravated felony.”
This two-part structure is put in sharper relief when § 212(h) is read against the definitions provision of the INA, which sets forth separate definitions for “admitted,” as used in the phrases “previously
When viewed in these terms, it becomes clear that the key to understanding the statute is the general definition of “admission” under
[5] Addressing this issue of first impression in this circuit, we conclude that the plain meaning of the term “admission” in
The First Circuit came to the same conclusion, having construed the term “previously . . . admitted” in § 212(h). Onwuamaegbu v. Gonzales, 470 F.3d 405, 409 (1st Cir. 2006). The BIA also interpreted the term in the context of § 212(h). In re Ayala, 22 I. & N. Dec. 398, 401 (BIA 1998) (en banc).3 Neither decision approached the question, as we do, from the starting point of the meaning of “admission” in the definition section of the statute,
As an initial matter, although we have not considered the meaning of “previously been admitted,” we have construed the phrase “lawfully admitted for permanent residence” as defined in the identical predecessor statute to
accord Koloamatangi, 23 I. & N. Dec. at 551.5 Significantly, these cases focus on the word “lawfully” in the context of admission.
[6] However, the clause in § 212(h) controlling the outcome here is not “lawfully admitted for permanent residence,” but rather the preceding phrase, “previously been admitted to the United States.” This phrase in turn incorporates the definition of “admission” contained in
[7] When
In addition, adopting a substantive reading of the relevant phrase runs contrary to the purpose of § 212(h). “By using the term ‘previously admitted,’ rather than (for example) ‘previously and lawfully admitted,’ Congress demonstrated that it specifically intended to penalize those immigrants who sought and gained LPR status only to abuse its benefits.” Onwuamaegbu, 470 F.3d at 409; accord Taniguchi, 303 F.3d at 958. There is no reason why Congress would give a pass to non-citizens who had fraudulently obtained LPR status while barring from relief non-citizens who had legitimately obtained LPR status. See Andreiu v. Ashcroft, 253 F.3d 477, 482 (9th Cir. 2001) (en banc) (noting that “when possible, we interpret statutes so as to preclude absurd results”).
Although the BIA has not dealt squarely with the meaning of “admission” through interpretation of
The BIA rejected Ayala‘s claim, explaining:
While the language of section 212(h) distinguishes those who have been previously admitted for permanent residence from those who have not, the statute does not, either expressly or by implication, distinguish between those whose admission was lawful and those who were previously admitted for lawful permanent residence but are subsequently determined to have been admitted in violation of the law.
To read such a distinction into the statute would be arbitrary and capricious.
Id. at 401 (citation omitted). Ayala‘s criminal activity at the time of admission did not alter “the historical fact that, when he entered, it was in the status of a lawful permanent resident.” Id. at 402. The same reasoning applies to Sum.
Stepping back from § 212(h), we find further support for the procedural construction of “admission” in
[8] The grounds of deportability set forth at
Other provisions of the INA provide similar interpretative support. Section 1227(a)(1)(H) affords a limited waiver to non-citizens who are “inadmissible at the time of admission” based on fraud or misrepresentation, expressly contemplating that non-citizens may procure “admission” through fraudulent means. See also In re Guang Li Fu, 23 I. & N. Dec. 985, 988 (BIA 2006) (construing the waiver). Section 1227(a)(1)(G) renders deportable a non-citizen who procures “admission” as an immigrant through marriage fraud. These provisions underscore that “admission” in
In contrast, application of the substantive construction of “admission” would raise several problems that weigh in favor of rejecting that approach. For example, if “admitted” referred to substantively lawful admission, non-citizens who had committed fraud to gain admission to the United States or who were otherwise inadmissible would not be subject to any of the grounds of deportability. Congress surely could not have intended this result. See Andreiu, 253 F.3d at 482.6 Likewise, if
C. EVOLUTION OF THE STATUTE
The evolution of the statute provides a useful chronology and backdrop to the current statute. We need not resort to legislative history because the statute is not ambiguous. The current definition of “admission” is an artifact of the 1996 immigration reform. Prior to 1996, the INA primarily distinguished individuals on the basis of “entry” and not “admission.” See
proceeding applied to determine whether a non-citizen could be removed or barred from the country. Non-citizens who had effected an “entry” into the United States were subject
This so-called “entry doctrine” resulted in an anomaly. Under this regime, non-citizens who had entered without inspection could take advantage of the greater procedural and substantive rights afforded in deportation proceedings, while non-citizens who presented themselves at a port of entry for inspection were subjected to more summary exclusion proceedings. IIRIRA addressed this anomaly by substituting “admission” for “entry” and by replacing deportation and exclusion proceedings with a general “removal” proceeding. Under the new regime, “admission” now determines whether a non-citizen is subject to grounds of deportability or inadmissibility within the context of a removal proceeding. See IIRIRA, Pub. L. No. 104-208, div. C, § 220, 110 Stat. 3009 (amending
In adopting the term “admission,” Congress did not legislate in a vacuum. Rather, the BIA had long defined admission through case law. In Matter of Areguillin, the BIA reaffirmed decades-old precedent holding that an “ ‘[a]dmission’ occurs when the inspecting officer communicates to the applicant that he has determined that the applicant is not inadmissible.” Matter of Areguillin, 17 I. & N. Dec. 308, 310 n.6 (BIA 1980) (citing Matter of V-Q-, 9 I. & N. Dec. 78 (BIA 1960)). In other words, at the time of the 1996 amendment, the BIA defined “admission” in procedural terms.7 The text of
this procedural definition. See
[9] Congress’ definition of admission as a “lawful entry” also confirms its intent to define admission in procedural terms. At the time of IIRIRA‘s passage, the BIA had long defined “entry” as: “(1) a crossing into the territorial limits of the United States, i.e. physical presence[,] plus (2) inspection and admission by an immigration officer[,] or (3) actual and intentional evasion of inspection at the nearest inspection point[,] coupled with (4) freedom from
Thus, under the BIA‘s case law as it stood in 1996, “admission” referred to a “lawful” entry—that is, only those entries involving “inspection and admission by an immigration officer,” as opposed to those “unlawful” entries involving “actual and intentional evasion of inspection at the nearest inspection point.” Id.; see also Areguillin, 17 I. & N. Dec. at 310 n.6. By defining “admission” as “lawful entry,” Congress incorporated this longstanding distinction into the INA. See Lorillard, 434 U.S. at 583. Procedure, and not substance, is determinative of an “admission” into the United States under
CONCLUSION
[10] The text, structure, and history of the statute confirm that the terms “admission” and “admitted” as used in
DENIED
GRABER, Circuit Judge, concurring:
I concur in the majority opinion but write separately to suggest that this situation also lends itself to application of the traditional notion of equitable estoppel.
In immigration cases, we have applied the principle of equitable estoppel against the government when the government has engaged in affirmative misconduct, such as a deliberate lie. Socop-Gonzalez v. INS, 272 F.3d 1176, 1184 (9th Cir. 2001) (en banc). The party asserting estoppel must establish these traditional elements: (1) the party to be estopped knows the facts, (2) the party intends that his conduct be acted on, (3) the other party is ignorant of the facts, and (4) the other party relies detrimentally on the conduct of the party to be estopped. Salgado-Diaz v. Ashcroft, 395 F.3d 1158, 1166 (9th Cir. 2005). And the party asserting estoppel must show that the public interest would not be burdened by estoppel. Id.; cf. New Hampshire v. Maine, 532 U.S. 742 (2001) (discussing elements of judicial estoppel).
In my view, these principles should apply to the goose as well as the gander in the circumstances here. When Sum sought LPR status, he knew the fact of his previous arrest. He deliberately lied by denying any previous arrest. He intended that the government act on his false representation of a clean record. The government did not know of the previous arrest. The government relied to its detriment on Sum‘s representation when it granted LPR status. Allowing Sum now to claim that he never was entitled to LPR status, after he lied to obtain it, damages respect for the law and damages the public interest. We should not countenance that change of position in the context of Sum‘s present attempt to obtain a favorable exercise of discretion from the government. See Akbarin v. INS, 669 F.2d 839, 844 (1st Cir. 1982) (noting that, in considering whether to estop the government, all equities must be weighed carefully and the petitioner‘s unclean hands, such as concealment
