Lead Opinion
OPINION
This Court granted allocatur in this matter to determine the constitutionality of a trial court’s application of the Pennsylvania’s statute governing the provision of partial custody or visitation to grandparents upon the death of their child who is also the grandchild’s parent, 23 Pa.C.S. § 5311.
Shane Fausey (Father) has challenged the grant of partial custody of his son, Kaelen Fausey (Child), then age eight, to Cheryl Hiller, Child’s maternal grandmother (Grandmother). Child lived with his mother (Mother) and Father from his birth in 1994 until his mother died in May 2002 after battling cancer for several years. Prior to Mother’s death, Child had frequent contact with Grandmother, especially during the last two years of his mother’s illness, when they saw each other on an almost daily basis. Grandmother often transported Child to and from school and cared for him when Mother attended doctors’ appointments or was too ill to provide care. Further, Grandmother took on the task of preparing Child for Mother’s death. The trial court found credible the testimony that Child
After Mother’s death, however, Father abruptly denied Grandmother contact with Child, despite Grandmother’s repeated attempts to call Father and request time with Child. Between Mother’s death in May 2002 and April 2003, Grandmother saw Child on only three occasions when Child was visiting other maternal relatives.
Eventually exasperated with the situation, Grandmother filed for partial custody pursuant to Section 5311. The court granted her temporary partial custody in April 2003 following a non-record custody conference, after which Father filed for modification. After extensive pre-trial activities, the court held a two-day hearing in July 2003. At its conclusion, the trial court granted Grandmother partial custody one weekend per month and one week each summer.
In its thorough opinion in support of its decision, the trial court explained its application of Section 5311. In compliance with the United States Supreme Court’s decision in Troxel v. Granville,
With these premises established, the trial court examined the facts of the case. As specifically required by Section 5311, the court first considered the contact between Child and Grandmother prior to Grandmother’s petition. First, the court noted that Child’s parents had permitted significant contact with Grandmother prior to Mother’s death, and that a
Next, in accordance with Troxel, the court considered the likelihood and amount of contact that Father would provide to Grandmother absent a court order. As previously discussed, Grandmother had seen Child only three times between May 2002 and April 2003. Moreover, according to the trial court, Father’s position on acceptable partial custody or visitation changed dramatically- during the course of the proceedings.
The court then turned to the statute’s requirement that the court find that visitation or partial custody with Grandmother would be in the child’s best interests, even when applying the presumption that a parent’s decision limiting contact is in the child’s best interests. The court found that Father’s proposed arrangement of one day per month “is not enough time to maintain the bond [Child] has established with his grandmother and her side of the family, especially given his extensive contact in the past.” Tr. Ct. Slip Op. at 6. Specifically, the court noted that Grandmother is warm and loving and has developed a “longstanding, very close relationship” with Child, and that Child enjoyed spending time with her, engaging in many activities with her, and visiting with his many maternal relatives during the family gatherings that occur during the court-ordered periods of partial custody. Tr. Ct. Slip Op. at 6. Significantly, the court observed that “when [Child] is with [Grandmother], he seeks and receives emotional support regarding the death of his mother.” Tr. Ct. Slip Op. at 6. This finding is particularly resonant because “[Father] himself expressed concerns regarding [Child’s] ability to express his emotions regarding his mother’s death.” Tr. Ct. Slip Op. at 6. Thus, the court concluded, “contact with his mother’s side of the family is highly beneficial emotionally for [Child] in helping him deal with the loss of his mother.” Tr. Ct. Slip Op. at 6.
If the mere existence of animosity and dislike between parent and grandparent were enough to prevent grandparent custody, surely there would be very few court ordered periods of grandparent custody. For after all, if the parties were able to get along together, they would not be in court to begin with.
Tr. Ct. Slip Op. at 7. Instead, the court distinguished this case from those where grandparent partial custody would have either distressed the child or adversely impacted the parent’s ability to parent him. Moreover, the court found credible Grandmother’s assertion that she would not express negative feelings about Father to Child, or create a situation that would negatively impact Child. The court also expressed confidence that Father would not let his animosity toward Grandmother cause harm to Child, as the court found it clear that Father was a capable father who loved his son. Additionally, the court noted that there had been no incidents of problems in the visits thus far.
The court therefore found that Grandmother had met her burden of demonstrating that partial custody would be in Child’s best interests and would not interfere with the parent-child relationship, and thereby, had rebutted the presumption that Father’s decision limiting or eliminating Grandmother’s contact with Child was in Child’s best interests. Tr. Ct. Slip. Op. at 8. The court thus granted partial custody to Grandmother one weekend per month and one week per summer.
Father timely appealed to the Superior Court, asserting that the application of the statute violated his substantive due process rights under the Fourteenth Amendment to the Unit
The Superior Court began its analysis by comparing Pennsylvania’s statute to the Washington State statute which the United States Supreme Court found unconstitutional as applied in Troxel. Fausey,
From this published decision, Father petitioned for this Court’s review, which we granted to consider whether Section 5311 violates the Due Process Clause of the United States Constitution as an infringement upon a parent’s fundamental rights. This issue of first impression for our Court was specifically left to the individual states in the United States Supreme Court’s decision in Troxel,
The facts involved in Troxel are similar to those in the case before this Court. Each case involves a child’s tragic loss of a parent and the later decision of the surviving parent to restrict contact between the child and a grandparent on the deceased parent’s side, where the grandparent and the child had a significant relationship prior to the death of the parent. In the opinion announcing the judgment of the Court, in Troxel, Justice O’Connor, joined in full by Chief Justice Rehnquist and Justices Ginsburg and Breyer, initially noted that all fifty states have enacted statutes granting grandparents (and others) the ability to seek visitation or custody in part in
The plurality acknowledged, however, that protection of these relationships comes at a cost to the parent-child relationship. In addressing the mother’s argument that the Washington statute violated her due process rights under the Fourteenth Amendment, the plurality observed that “[t]he liberty interest at issue in this case — the interest of parents in the care, custody, and control of their children — is perhaps the oldest of the fundamental liberty interests recognized” by the United States Supreme Court. Id. at 65,
The plurality noted that the Washington statute at issue in Troxel was “breathtakingly broad” in that it stated that “any person” may petition for visitation at “any time.” Id. Further, the plurality faulted the statute for allowing a trial court to overturn a fit parent’s decision merely based on the trial court’s determination of what was in the best interests of a child, in apparent tension, if not actual conflict with, the United States Supreme Court’s confirmation in Parham of the
While the Troxel plurality found the trial court’s application of the statute unconstitutional, it did not find the statute facially unconstitutional.
We do not, and need not, define today the precise scope of the parental due process right in the visitation context. In this respect, we agree with Justice Kennedy that the constitutionality of any standard for awarding visitation turns on the specific manner in which that standard is applied and that the constitutional protections in this area are best “elaborated with care.” Because much state-court adjudication in this context occurs on a case-by-case basis, we would be hesitant to hold that specific nonparental visitation statutes violate the Due Process Clause as a per se matter.
Id. (citation omitted).
Justice Souter concurred in the judgment of the plurality in that he also would have affirmed the judgment of the Washington Supreme Court; however, unlike the plurality he would have held the statute facially unconstitutional, finding that the statute swept too broadly by allowing “any person” to seek custody at “any time,” requiring merely a showing that visitation was in the best interests of the child. Id. at 76,
Also concurring in the judgment, Justice Thomas noted the other justices’ refusal to designate a standard of scrutiny to be applied to infringements on the fundamental right at issue. He asserted that strict scrutiny should be applied because the right involved was fundamental, but observed that the Washington statute in question would not even survive rational basis scrutiny for want of a legitimate government interest in “second guess[ing] a fit parent’s decision regarding visitation with third parties.” Id. at 80,
In contrast, Justice Stevens dissented from the plurality’s conclusion that the statute was unconstitutional as applied,
Finally, Justice Kennedy dissented.
Our system must confront more often the reality that litigation can itself be so disruptive that constitutional protection may be required; and I do not discount the possibility that in some instances the best interests of the child standard may provide insufficient protection to the parent-child relationship.
Id. at 101,
The foregoing analysis demonstrates that all the Justices, with the exception of Justice Scalia, recognized the existence of a constitutionally protected right of parents to make decisions concerning the care, custody, and control of their children, which includes determining which third parties may visit with their children and to what extent. Further, a majority agrees that fit parents are entitled to a presumption that they act in the best interests of their children. However, while Justices Stevens and Kennedy explicitly concluded that the Constitution did not require a third party requesting visitation to demonstrate that the child would be harmed by the lack of visitation, the plurality refused to speak to the issue. Although Justice Thomas would apply a strict scrutiny standard of review to infringements of a parent’s fundamental right, the rest of the Court was notably silent on this issue. Instead, the court left the decision, at least for the present, to the states in their case-by-case application of individual statutes.
Justice O’Connor’s plurality opinion, however, provides some guidance on what constitutes impermissible application and thus presumably highlights issues which should raise red flags in assessing the constitutionality of a particular statute’s application. As noted above, the plurality held that the Washington statute was “breathtakingly broad” in that it allowed “any person” at “any time” to petition for custody. The justices also noted that the statute failed to account for the presumption that parents act in the best interests of their children, and that the trial court in Troxel had, in fact,
Against this backdrop, Father requests that we reverse the Superior Court and hold that it erred in concluding that Section 5311 was constitutional as applied. .He attempts to diminish the importance of the differences between the statute in Troxel and the significantly narrower Section 5311 and, instead, focuses on the factual similarity between the case at bar and the factual scenario in Troxel. He claims that the trial court below failed to afford his decision “special weight,” and instead substituted its view of what was in the best interests of Child, which the plurality in Troxel found unconstitutional. He maintains that the preponderance of the evidence standard of proof utilized by the court below should only apply between parties with equal rights to the child, such as two fit parents, and should not apply to a dispute between parents and third parties. Instead, he claims that grandparents, who cannot claim a fundamental right to visitation or partial custody, should be required to demonstrate compelling circumstances such as unfitness of the parent or significant harm to the child resulting from denial of visitation or partial custody before the courts may interfere with the parents’ fundamental right to the care, custody, and control their own children. Additionally, he asserts that, like the mother in Troxel, he was willing to allow Grandmother some contact with Child.
Conversely, Grandmother asserts that this case is “a paradigm of a trial court’s proper application of Section 5311,” in which the court “weighed all the factors necessary to render a decision that both promoted the best interests of the child and
Grandmother next distinguishes the Troxel plurality’s criticism of the trial court’s failure to accord special weight to the parent’s decision and the court’s “slender findings” of fact based in part on the trial judge’s experiences with his own grandparents. In contrast, she notes the trial court sub judice presumed that Father would act in Child’s best interests and made detailed findings of fact regarding whether it was in Child’s best interests to order partial custody. Grandmother also observes that the trial court imposed the burden of proof on Grandmother, in contrast to the trial court in Troxel. Further, the trial court in this case carefully considered the likelihood that Father would provide Child with opportunities to continue his relationship with Grandmother and the effect that court-ordered custody would have on the parent-child relationship. Additionally relying on Troxel and the decisions of some of our sister states, discussed infra, Grandmother rejects Father’s suggestion that the Constitution requires her to demonstrate parental unfitness or harm to the child resulting from the denial of partial custody.
The compelling state interest at issue in this case is the state’s longstanding interest in protecting the health and emotional welfare of children. Numerous times, this Court, like the United States Supreme Court, has approved of the state’s exercise of its parens patriae interest and allowed infringements on parental rights where the welfare of children is at stake. See In re Adoption of J.J.,
While acknowledging the general benefits of these relationships, we cannot conclude that such a benefit always accrues in cases where grandparents force their way into grandchildren’s-lives through the courts, contrary to the decision of a fit parent.
In apparent response to -the need to balance the state’s interest and parents’ rights, Section 5311 requires courts to ensure that the visitation or partial custody will not interfere with the parent-child relationship and to determine that visitation or partial custody selves the child’s best interests. Finally, the Pennsylvania statute requires courts to consider the amount of contact between' a grandparent and a grandchild before the petition was filed, thus allowing an assessment of the strength of the pre-petition relationship and the willingness of the parent to provide access to the child without court order.
In addition to the language of the statute, our precedent requires our courts to do what the United States Supreme Court faulted the Washington trial court for failing to do — to provide a presumption in favor of the decision of a fit parent. This Court previously has struggled with the appropriate deference to afford parents in custody matters. In Ellerbe, decided before the enactment of Section 5311, we determined the appropriate standard to apply when faced with a custody (not visitation or partial custody) contest between a parent and a non-parent. Initially, we noted that, in custody disputes between parents, the burden of proof is shared equally between the parties and the focus is on the best-interests of the child. Ellerbe,
*362 When the judge is hearing a dispute between the parents, or a parent, and a third party, ... [t]he question still is, what is in the child’s best interest? However, the parties do not start out even; the parents have a “prima facie right to custody,” which will be forfeited only if “convincing reasons” appear that the child’s best interest will be served by an award to the third party. Thus, even before the proceedings start, the evidentiary scale is tipped, and tipped hard, to the parents’ side. What the judge must do, therefore, is first, hear all evidence relevant to the child’s best interest, and then, decide whether the evidence on behalf of the third party is weighty enough to bring the scale up to even, and down on the third party’s side.
Id. at 514 (quoting and adopting the test set forth in In re Hernandez,
Fifteen years later, in Rowles v. Rowles,
By clearly eliminating the presumption per se, and mandating that custody be determined by a preponderance of evidence, weighing parenthood as a strong factor for consideration, custody proceedings would be disentangled from the burden of applying a presumption that merely beclouds the ultimate concern in these cases: the determination of what affiliation will best serve the child’s interests, including physical, emotional, intellectual, moral, and spiritual well-being.
Rowles,
Because the Rowles opinion did not command a majority of the court, the presumption that parents have a right to the custody of their children as against third parties remains in effect. Whether the parents’ interest in their children is referred to as a presumption or as a factor to be weighed, however, the main idea is that parents are to receive special consideration: as the court put it in Ellerbe, special weight and deference should be accorded the parent-child relationship.
B.A. v. E.E.,
As previously mentioned, Father argues that, in addition to the requirements of Section 5311, grandparents must demonstrate that a child will suffer harm as a result of the denial of visitation or partial custody. The United States Supreme Court in Troxel refused to determine “whether the Due Process Clause requires all nonparent visitation statutes to include a showing of harm or potential harm as a condition precedent to granting visitation.” Troxel,
The trial court in the case sub judice applied the necessary presumption and gave “special weight” to the decision of Father. Nevertheless, the court found that Grandmother had met this burden given the court’s conclusion that the child benefited from spending time with Grandmother, with whom he had a longstanding and close relationship and from whom he received emotional support in the aftermath of the loss of his mother. We, therefore, find that the trial court satisfied the requirements of Section 5311 and that its application survives our strict scrutiny. Accordingly, the order of the Superior Court is affirmed.
Notes
. § 5311. When parent deceased
If a parent of an unmarried child is deceased, the parents or grandparents of the deceased parent may be granted reasonable partial custody or visitation rights, or both, to the unmarried child by the court upon a finding that partial custody or visitation rights, or both, would be in the best interest of the child and would not interfere with the parent-child relationship. The court shall consider the amount of personal contact between the parents or grandparents of the deceased parent and the child prior to the application.
23 Pa.C.S. § 5311.
. Father apparently allowed Child’s relationship to continue with his maternal great-grandfather (Great-grandfather) with whom Child also had a very strong relationship.
. In its temporary custody order, the trial court had given Grandmother time on Christmas Day. In its final order, it omitted this provision, noting that Christmas is best spent with a parent.
. Although the parties and the courts below have occasionally used the terms interchangeably, we note that Pennsylvania law distinguishes "partial custody” from "visitation.” See 23 Pa.C.S. § 5302. A party granted "visitation” may visit a child but may not remove the child from the parent's control. Id. Conversely, a grant of "partial custody,” as in the case at bar, allows the individual to "take possession and control of the child” and can involve potentially extensive periods of time. Id. The United States Supreme Court in Troxel and many of the courts of our sister states have utilized the term "visitation” to encompass both visitation and partial custody as defined in Pennsylvania. Therefore, when discussing the Troxel decision and those of our sister courts, we will use the term "visitation” genetically.
. The court supported its conclusion further, noting Father’s similar treatment of Great-grandfather. The .court noted:
[Father’s] own testimony demonstrated that he allows his personal feelings to cloud over his judgment regarding [Child’s] contact with*347 his family. For instance, all parties agreed that [Child] and [Great-grandfather] have an extremely close relationship, and in fact [Father] ensured the two remained in frequent contact after [Mother's] death. However, [Father] became perturbed at [Great-grandfather] throughout the custody proceedings, and testified that he no longer trusted him. Upon being questioned by the court, it was clear that [Father’s] mistrust of [Great-grandfather] involved only the personal relationship between the two men, and had nothing to do with the relationship between [Child] and [Great-grandfather]. However, [Father] clearly was allowing his anger toward [Great-grandfather] to interfere with [Child's] relationship with [Great-grandfather.]
Tr. Ct. Slip Op. at 4-5.
. The court also addressed and found unavailing Father’s constitutional challenges to Section 5311. These issues will be discussed in detail infra.
. Father also asserted a facial challenge to the statute under the Equal Protection Clause, asserting that the statute treated children of single parents differently than children of married parents without a sufficient government interest. Father has not raised that challenge before this Court, and we will not address it.
. Judge Lally-Green concurred in the result of the majority opinion written by the late Judge Cavanaugh and joined by Judge Gantman.
. As will be discussed more fully infra, the United States Supreme Court specifically refused to define the "precise scope of the parental due process right in the visitation context” or to set a standard of scrutiny to be applied. Troxel,
. The court also concluded that the statute did not violate the Equal Protection Clause.
. See Charles v. Stehlik,
. The appeal to the United States Supreme Court was from a decision of the Washington State Supreme Court. Id. at 63,
. Additionally, Justice Stevens espoused a potential constitutional right yet to be elucidated by the Court regarding a child's "complementary interest in preserving relationships that .serve her welfare and protection.” Id. at 88,
. Justice Scalia also dissented based on his conclusion that the parental right was an unenumerated right. Id. at 91-92,
. As noted above, Father’s assertions regarding whether he would permit contact with Grandmother absent a court order were not found credible by the trial court.
. In particular. Grandmother points to the Court's recognition of Minnesota’s statute, Minn.Stat. § 257.022(2)(a)(2)(1998), which requires that visitation be in the best interests of the child and not interfere with the parent-child relationship and considers the amount of personal contact prior to the petition for visitation, and Nebraska’s statute, Neb.Rev.Stat. § 43-1802(2)(1998), which requires clear and convincing evidence of a significant beneficial relationship, as well as a determination that visitation is in the child’s best interests, and will not interfere with the parent-child relationship.
. Our scope of review of custody orders is very broad. See Albright v. Commonwealth, ex rel. Fetters,
. Our sister states have applied strict scrutiny in the following cases when reviewing statutes, and applications thereof, relating to grandparents' or third parties’ petitions for visitation: R.S.C. v. J.B.C.,
. While we acknowledge that the statute applies to both grandparents and great-grandparents whose child (or grandchild) has died and left a grandchild (or great-grandchild), we refer only to grandparents for ease of discussion.
. This consideration is especially resonant given the strain that custody litigation places on the children as well as parents and grandparents, as noted by Justice Kennedy in Troxel,
. The following courts have required a finding of harm before permitting a grant of custody or visitation to a third party: Evans v. McTaggart,
. The following courts either have not required a finding of harm or have found harm merely in the denial of visitation with the third party: Jackson v. Tangreen,
. We acknowledge that third parties seeking visitation and custody must meet a stringent test for standing. See T.B. v. L.R.M.,
. Unlike Mr. Chief Justice Cappy, we decline to demand a specific finding of harm by the trial court prior to a grant of partial custody in the case at bar. Moreover, we observe that consideration of harm resulting from the denial of grandparent visitation or partial custody is to some extent implicit in the statute because the statute is triggered only when a child has suffered the loss of a parent, and visitation or partial custody is allowable only when the court concludes that the grandparent relationship is in the best interests of the grieving child. It is beyond cavil that the child's loss of an additional beneficial relationship will result in some degree of harm. Nevertheless, we recognize that a demonstration of significant harm could certainly strengthen a grandparent's argument that visitation or partial custody is in the best interests of the child and acknowledge that the justification supporting a grant of visitation or partial custody should be correspondingly more convincing as the extent of the custody granted increases, because greater periods of custody present greater infringement on a parent’s constitutional right to the direct the care, custody, and control of the child.
Concurrence Opinion
concurring.
I join the well-reasoned Opinion of the Majority in this matter but write separately to indicate the strength of my
Children are our most precious resource, and it is essential that they have a chance to be brought up in an environment where they are nurtured and given the chance to grow into law-abiding, productive members of the community. Children are vulnerable, impressionable, and in need of guidance and support. This is particularly true when a child experiences the loss of a parent. That support may spring from the child’s relationship with a parent, a grandparent, a teacher, or a stranger, but will nearly always be provided by a parent or a grandparent. Situations like the instant matter in which a grandparent cares for a child during the parent’s illness and is instrumental in preparing the child for the death of his or her parent are all too common. It is the emotional health of a child concomitant with the emotional bonds formed during childhood that determine whether the child ultimately becomes a productive member of the community.
Development of Parental Rights
Historically, parents have maintained complete discretion over what caretakers to trust, what associations to encourage, and what role models to endorse. Pursuant to the early common law, children were the chattels of their parents, who could do as they wished with the child. Barbara Bennett Woodhouse, “ ‘Who Owns the Child?’: Meyer and Pierce and the Child as Property,” 33 Wm. & Mary L.Rev. 995, 1037
This centralization of authority was a necessary function of state reliance on parents to raise their children to be functionally responsible citizens and to keep them from being a drain on state and municipal coffers. The belief was that, in order
Although federal and state statutes do not identify parental rights, they do receive constitutional protection through the due process clause of the Fourteenth Amendment. See Pierce v. Soc’y of Sisters,
In Pierce, the Court addressed a state statute that prohibited children from attending non-public schools. Again, the Court determined that the law “unreasonably interfere[d] with the liberty of parents and guardians to direct the upbringing
The constitutional liberty interest in family integrity is not, however, absolute, nor forever free from state interference. The Due Process Clause is not an impenetrable wall behind which parents may shield their children; rather, it provides heightened protection against state intervention in parents’ fundamental right to make decisions concerning the care, custody, and control of their children.
Rideout v. Riendeau,
Development of Children’s Rights
Although the common law assumed that parents had the duty and the authority to control the upbringing of their children, the state retained the power and the duty to protect those unable to protect themselves. See, e.g., Stanley v. Illinois,
Traditionally, courts abhorred interference with parental decision-making, reasoning that such interference may undermine parental authority and hinder parents from fulfilling the legal and moral duties imposed by society. The child’s best interests generally served as a tiebreaker in custody disputes between parents; nevertheless, they gave way in disputes between a parent and a third party. Nonetheless, sporadically, common law courts, such as that in Crouse, recognized exceptions to the blanket rule against interfering with parental autonomy. Thus, although not explicitly recognized as inalienable rights in some early cases, the rights of the child to have his or her best interests considered trumped the right of the parents to the companionship and control of their children. See, e.g., Crouse, supra; Commonwealth v. Addicks,
Gradually the concept of children as property became obsolete and judicial attitudes and approaches changed. See, e.g., Chapsky v. Wood,
Development of Grandparents Rights
At early common law, grandparents lacked any substantive rights with regard to custody of their grandchildren. Even though, biologically, generations emerge telescopically, one out of the other, life expectancies of eighteenth and nineteenth century grandparents often prevented them from becoming active participants in the lives of their grandchildren. The “superior rights” of parents protected parental autonomy and the nuclear family, and negated the interests of grandparents and third parties.
Many commentators believe that the erosion of the nuclear family beginning in the 1960s spawned grandparent visitation statutes in all fifty states, thus challenging strict parental autonomy. See, e.g., Jennifer Kovalcik “Troxel v. Granville: In the Battle Between Grandparent Visitation Statutes and Parental Rights, ‘The Best Interest of the Child’ Standard
As ably discussed by the Majority, the United States Supreme Court invalidated the Washington statute on an “as applied” basis because of its breadth and the failure of the Washington legislature to require due consideration for the rights of a fit parent to determine how his or her child will be raised and with whom that child will associate. The Pennsylvania grandparent custody and visitation statute does not suffer from these infirmities. The General Assembly has narrowly tailored Section 5311
Grandparents, as important transmitters of family values, as representatives of family legacy, as mediators between parents and children, or as rescuers of families in difficulty, tíre important resources for society in neutralizing the damaging effects of divorce, death, or drug addition. This statutory expansion of grandparent rights seems to invite conflict as to when the state government, acting through a trial judge, may influence the resolution of an internal family dispute, rather than recognize the realities of modern society. In this vein,
On those occasions where courts granted grandparent visitation, the court usually focused on the facts of each case and awarded visitation or partial custody if the grandparents had a close relationship with the child and there was a disruption in the nuclear family. I believe that, in the twenty-first century, the state’s interest in protecting a child’s relationship with a third party, particularly a grandparent with whom the child has formed an attachment and benefited from a nurturing and caring association, has heightened because, in some instances, there is no intact or stable family to otherwise protect the child.
Interestingly, in Meyer, Pierce, Barnette, and Yoder, the challenge to parental rights came from the state, which tried to curtail parental child-rearing decisions in some manner. Grandparent visitation and partial custody cases, however, do not set the state against parental authority but instead mediate between a parent and the interested grandparent. Because of the limited reach of the Pennsylvania statute, this conflict is restricted to a parent and one grandparent or a parent and one set of grandparents.
Best Interests as a Fundamental Right
“A democratic society rests, for its continuance, upon the healthy, well-rounded growth of young people into full maturity as citizens----” Prince,
Much attention has been given to the fundamental right of parents to the care, custody, and control of their minor children. The primary justification for this parental preference principle, one that resounds within numerous decisions, is based on the constitutional considerations articulated in Meyer, Pierce, Barnette, and Yoder. A parent’s superior right to custody of the child is an acknowledgment that parents and children have a recognized unique and legal interest in, and a constitutionally protected right to, each other’s companionship. The parent has a right to raise the child, yet the child has a corresponding right to be raised by his or her parent. See generally Stanley v. Illinois,
Article I, Section 1 of our Pennsylvania Constitution states that: “All men are born equally free and independent, and have certain inherent and indefeasible rights, among which are those of enjoying and defending life and liberty, of acquiring, possessing and protecting property and reputation, and of pursuing their own happiness.” The term “men” as used in this Article is generic for all natural persons. Minors are natural persons in the eyes of the law and, therefore, possess a constitutional right to liberty and the pursuit of happiness.
In In re William L.,
Having decided that the statute was facially constitutional, the William L. Court took great care in applying the statute to the facts. It rejected the appellant’s assumption that the purpose of the termination statute was to punish an ineffective or negligent parent and that therefore a finding of parental fault was constitutionally necessary before termination. Rather, the Court pointed out, inquiry should center upon the welfare of the child rather than the fault of the parent. The state’s responsibility to protect its weaker members authorizes interference with parental autonomy and decision-making in appropriate circumstances. Justice Roberts in William L. set forth the moral and practical importance of this authority:
These cases do not, however, support the proposition that the state can never interfere in the parent-child relation*377 ship. Indeed, in Stanley v. Illinois, supra, the United States Supreme Court recognized that the state had not only a right, but a duty to protect minor children. [Stanley v. Illinois,]405 U.S. at 649 ,92 S.Ct. at 1212 . See also Prince v. Massachusetts, supra (upholding anti-child labor statute against challenge that it unreasonably infringed upon parent’s and child’s free exercise of religion and parent’s right to educate child in her beliefs). Constitutional restraint on state interference in family matters does not compel the courts to protect parental rights at the expense of ignoring the rights and needs of children. In Planned Parenthood of Central Missouri v. Danforth,428 U.S. 52 ,96 S.Ct. 2831 ,49 L.Ed.2d 788 (1976), the United States Supreme Court rejected the argument that the state’s interest in protecting parental authority justified giving parents a veto power over a minor’s decision to have an abortion where the minor and the non[-]consenting parent are so fundamentally in conflict and the very existence of the pregnancy has already fractured the family structure.
Id. at 1235 (internal quotation marks omitted).
The fundamental rights of children to have their best interests considered prevails over the fundamental rights of parents to the care, custody, and control of their children in custody determinations between fit parents, in dependency and delinquency proceedings, and in proceedings to terminate parental rights. Although not explicitly stated in these past decades, I believe that Pennsylvania, for some considerable time, has treated the best interests of the child as a fundamental right.
It is on this basis that I advocate that we finally legitimize the light of the child to have his or her best interests considered as a fundamental right. This interest is expressed in a variety of statutes and proceedings, ranging from the complete severance of parental rights on a judge’s finding of parental unfitness, to the limitation of parental choices in the areas, for example, of education, health care, and safety. Thus, I believe that the instant matter involves a situation that burdens two fundamental rights — the right of a fit father to
Before turning to a balancing of these rights, I will briefly consider the form of relief that the grandmother seeks.
Custody v. Visitation
Generally, the right of visitation is derived from the right of custody. There are essentially three types of custody arrangements — full custody, partial custody, and visitation. “The distinguishing elements of these arrangements are ‘[t]he length of existing visits, the frequency with which they occur, whose home the visits take place in, and who is in effective control of the [child] during the visit.’” Commonwealth ex rel. Zaffarano v. Genaro,
Visitation normally represents a period of access by a noncustodial individual. It differs from full custody in that the child does not dwell with the non-custodial individual, and, although this individual can be responsible for the care and safety of the child, he or she may not make important decisions for the child. Black’s Law Dictionary 1566 (7th ed.
Standard of Review
Where fundamental rights are in conflict, we must apply a standard of judicial scrutiny that is properly sensitive to the individual interests on both sides. While I generally agree with the Majority that strict scrutiny must be applied to any infringement of a fundamental right, I would find that in matters such as that before us, the standard of review requires both strict scrutiny and a balancing of fundamental rights. Thus, in determining whether to grant visitation, trial judges must weigh the three competing interests of: the child, the parent, and the state. The interacting interests of the child, the parent, and the grandparents are shaped by societal perceptions of the definition of family. When considered together, the weight given and the value assigned to each of these interests form and define the appropriate standard to be applied.
In balancing the competing interests, I believe that the child is the paramount focus. The child has an interest in being cared for by an adult who will provide protection, companionship, and upbringing. Although the court may seek to determine the child’s own views, the child’s interest is often unavoidably defined by the views of the adult-spokesperson with whom the child currently resides.
The parental interest is the next concern to be weighed by the trial judge. The parents’ interest in the custody and companionship of the child has already achieved heightened legal significance and has been elevated to a fundamental right. The parental interest is a strong factor, but I believe that it still must accommodate the right of the child, as an individual, to have his or her best interests considered. Although third-party interests, the so-called external factors, may then be considered by the court only after resolving those interests that are fundamental. Often, non-parents, especially grandparents, form an emotional bond with the child. They may seek to perpetuate a continuing relationship with that child through visitation. Although they may sometimes enjoy a protected interest in the companionship of the child when standing in loco parentis, I agree that, within the legal landscape, the interests of the grandparents are entitled to little weight' in comparison to the stronger interests of the parents and the children. Their greatest consideration only enters into a determination of the child’s best interests.
Finally, the court must weigh the interest of the state in protecting the emotional and physical health of its minor citizens and ensuring their proper development. The broader form of the state, that is society, has concern relative to the form and function of the family unit. Society’s interest in the family stems from the family’s unique ability to teach children to care for one another, to develop a sense of community, and
Each of these interests promotes a particular result.' When considered together, I believe that the result of a contest between competing interests should be clear. Furthermore, I' conclude that the interests, themselves, will determine the appropriate balance to strike. In the context of grandparent visitation, the parental interest predominates over the interest of the grandparents, and the consideration of the child’s best interest is entitled to fundamental weight.
Fundamental Rights Analysis
The Pennsylvania statute is of neutral application. There is no presumption contained within the statutory text that the best interest of the child will be promoted by any particular custodial disposition. The statute confers standing and sets the standard, and then the court balances the relative rights of the parties.
Our grandparent visitation statute is meant to protect children’s well-being by providing for visitation when it is in their best interests. It also seeks to preserve the right of access pf grandparents to their grandchildren under certain specific circumstances. In the declaration of policy preliminary to the grandparent custody and visitation statute, the:
General Assembly declares that it is the public policy of this Commonwealth, when in the best interest of the child, to assure a reasonable and continuing contact of the child with both parents after a separation or dissolution of the marriage and the sharing of the rights and responsibilities of child rearing by both parents and continuing contact of the child or children with grandparents when a parent is deceased, divorced or separated.
23 Pa.C.S. § 5301 (emphasis added). The specific statutory section states:
If a parent of an unmarried child is deceased, the parents or grandparents of the deceased parent may be granted reasonable partial custody or visitation rights, or both, to the unmarried child by the court upon a finding that partial*382 custody or visitation rights, or both, would be in the best interest of the child and would not interfere with the parent-child relationship. The court shall consider the amount of personal contact between the parents or grandparents of the deceased parent and the child prior to the application.
23 Pa.C.S. § 5311.
The competing constitutional rights of parent and child must be evaluated in light of the government’s position within these areas of conflicting interests. Further, the Commonwealth has a legitimate concern in aiding in the parental discharge of the primary and fundamental duties and responsibilities of the family with regard to child welfare and safety. The state has a definite and discrete interest in the safety and welfare of children and exercises this responsibility in a number of different ways. Also, this Court requires that, when competing fundamental constitutional interests are presented, or multiple constitutional concepts face conflict, we must search for harmony to provide each a field of operation.
We have previously given voice to the benefits of the intergenerational relationship between grandparents and grandchildren.
[Children] ... have the natural right to know their grandparents and ... benefit greatly from that relationship. Grandparents give love unconditionally-without entanglement with authority or discipline, and often without pressures of other burdensome responsibilities. Children derive a greater sense of [worth] from grandparental attention and better see their place in the continuum of family history. Wisdom is imparted that can be attained nowhere else. The benefits derived by a [child] from the society of his or her grandparents have frequently been touched upon by psychologists and psychiatrists.... They are substantial benefits and should not be lightly regarded by our judicial system.
Bishop v. Piller,
*383 Moreover, the importance of the grandparent-grandchild relationship in the lives of children has been confirmed. See [Chrystal C. Ramirez Barranti, The Grandparent/Grandchild Relationship: Family Resource in an Era of Voluntary Bonds, 34 Family Relations 343,] 346-47 [(1985)] (describing studies by Baranowski, Kornhaber and Woodward, and Mead in support of that contention).
The emotional attachments between grandparents and grandchildren have been described as unique in that the relationship is exempt from the psycho-emotional intensity and responsibility that exists in parent/child relationships. The love, nurturance, and acceptance which grandchildren have found in the grandparent/grandchild relationship confers a natural form of social immunity on children that they cannot get from any other person or institution.
Commentators have suggested that, in the absence of a grandparent/grandchild relationship, children experience a deprivation of nurturance, support, and emotional security. Indeed, Kornhaber and Woodward posited that the complete emotional well-being of children requires that they have a direct, and not merely derived, link with their grandparents. Mead advanced the notion that when an individual does not have intergenerational family relationships there is a resulting lack of cultural and historical sense of self.
Moriarty v. Bradt,
Indeed, the decisional law makes it clear that such a benefit is not limited to the parent-child nuclear family. For example, in Moore v. City of East Cleveland,
[Millions of our citizens have grown up in just such an environment, and most, surely, have profited from it. Even ... a decline in extended family households ... [has] not erased the accumulated wisdom of civilization, gained over the centuries and honored throughout our history, that, supports a larger conception of the family. Out of choice, necessity, or a sense of family responsibility, it has been common for close relatives to draw together and participate in the duties and the satisfactions of a common home.... Especially in times of adversity, such as the death of a spouse or economic need, the broader family has tended to come together for mutual sustenance and to maintain or rebuild a secure home life.
Id. at 504-05,
In Commonwealth ex rel. Spriggs v. Carson,
The General Assembly has directed the focus of the grandparent custody and visitation statute to the fundamental right of the best interests of the child. The courts of the Commonwealth have routinely focused on the best interests of the child in custody and visitation cases, while still recognizing the fundamental right of parents to raise the child. See Bishop, Ellerbe v. Hooks,
Child’s Best Interests
Courts should consider all relevant factors and specific circumstances of the actual parties involved. Therefore, in determining a child’s best interests, the trial judge may consider such factors as: (1) the amount of disruption extensive visitation would cause in the child’s life; (2) the suitability of the grandparents’ home with respect to the amount of supervision received by the child; (3) the emotional ties between the child and the grandparents; (4) the moral fitness of the grandparents; (5) the distance between the child’s home and the grandparents’ home; (6) the potential for the grandparents to undermine the parent’s general disciplining of the child as a result of visitation; (7) whether the grandparents are employed and the responsibilities associated with such employment; (8) the amount of hostility that exists between the parent and the grandparents; and (9) the willingness of the grandparents to accept the fundamental concept that the rearing of the child is the parent’s responsibility.and is not to be interfered with by the grandparents.
In addition, the trial court should determine whether the child’s emotional health will benefit from re-establishment of the grandparent-child relationship. Was the grandparent, as in this case, an important resource for the child in coping with the death of the parent? Other factors could include: (1) whether the child’s performance in school suffered following the death of the parent; (2) whether the child has interests outside of school and home that would be advanced or supported by grandparent participation; (3) the closeness of the child to other members of the deceased parent’s family and the opportunity to maintain that relationship without the presence of the grandparent in the child’s life; and (4) the child’s wishes.
Experience has taught us the lesson that the parental relationship is not an infallible guarantee that a parent will provide the care and concern essential to a child’s proper development. In such cases, the General Assembly has established guidelines and procedures that permit state-enforced custody only when a child is found delinquent or dependent as defined by law, or in cases of abuse, deprivation, or neglect. Thus, the extreme solution of termination of parental rights rests on a demonstration of unfitness of a parent or upon harm to the child.
At the other end of the custody spectrum is the clash between the child’s parents and the inevitable dissolution of the family that attends a custody dispute between husband and wife. These disputes have long been guided by the controlling direction to award custody consistent with the best interests of the child.
The middle ground, where a third party seeks partial custody and where there is no state-enforced custody, does not demand the stringent harm-to-the-child standard for resolution. I believe that it requires the delicate balancing of fundamental rights.
Troxel specifically declined to address the so-called “harm” standard, and it also failed to articulate an “inadequate care” requirement. Rather, the due process right that the Supreme Court affirmed in Troxel is important but limited: a court may not override a parent’s decision about the care or custody of a child simply because the court determines that the decision is not in the child’s best interest, as the trial court did in Troxel regarding a grandparent’s interest in visitation. Instead, the court must presume that a fit parent’s decision is in the best interest of the child, and the court may reach a decision contrary to the wishes of the parent only if there is evidence sufficient to overcome that presumption. Troxel goes no further. I am inclined to believe that the Troxel plurality would have used stronger language if it thought that parental
Troxel does require the state to give “some special weight” to the interest of a parent in decisions regarding a child. Troxel v. Granville,
Therefore, I cannot adopt the assertion of the Dissent that some showing of harm to the child must be shown before the courts can implement the Act. That contention ignores the state’s legitimate interest in the welfare of the child.
Conclusion
Legal proceedings immutably alter children’s lives; when this occurs, their interests must be paramount for they cannot protect themselves. We strictly construe the application of parental rights statutes because of the tension between the fundamental liberty of familial association and the compelling state interest in protecting the welfare of children. I am convinced that this compelling state interest is grounded on the fundamental right of the child to have his or her best interests considered. It is also based on the state’s parens patriae responsibility, which tips the balance of the fundamental rights of parent and child in favor of the fundamental right of the child. Those competing interests are no less compelling when the conflict involves an interest asserted by a grandparent.
Our decision here must perforce be guided by our duty to promote sound public policy and preservation of rights. In the current state of our society, we should interpret the laws of our Commonwealth in such a way that adheres to the mandates of our legislature and promotes the best interests of children in stable families, immediate or extended, that can provide nurturing and supportive homes. Our legislature has spoken on the rights of grandparents to visitation and partial
Because grandparent visitation is temporary and occasional, the resulting intrusion upon parental authority is minimal. By all accounts, the father in this ease has a very close relationship with his son and I cannot see that this child’s spending a reasonable amount of time with his grandmother will adversely affect his relationship with his father. Grandparent visitation is a social policy issue more appropriately left to the General Assembly, which has the ability to hold public hearings and debates, to examine the issue, and to draft appropriate legislation addressing the rights and balancing the interests of the various parties involved. That is precisely what the Legislature did in enacting the grandparent custody and visitation statute.
. Section 5311, 23 Pa.C.S. § 5311, states:
If a parent of an unmarried child is deceased, the parents or grandparents of the deceased parent may be granted reasonable partial custody or visitation rights, or both, to the unmarried child by the court upon a finding that partial custody or visitation rights, or both, would be in the best interest of the child and would not interfere with the parent-child relationship. The court shall consider the amount of personal contact between the parents or grandparents of the deceased parent and the child prior to the application.
Dissenting Opinion
dissenting.
In my view, the trial court unconstitutionally applied Pennsylvania’s grandparent partial custody and visitation statute, 23 Pa.C.S. § 5311, in this matter. I, therefore, respectfully dissent.
I begin by noting three principles espoused by the Majority with which I agree. First, under the Due Process Clause, parents do enjoy the constitutionally protected fundamental right to make decisions concerning the care, custody, and control of their children. See Majority Opinion at 358-59,
Here, the trial court did not determine that Father’s decisions regarding Kaelen’s contact with Ms. Hiller were harming or would harm Kaelen’s welfare, and thus, the state’s compelling interest in protecting Kaelen’s welfare was not implicated. Rather, the court found Father to be a fit parent but nevertheless concluded that Ms. Hiller presented sufficient evidence to rebut the presumption that Father’s decisions regarding Kaelen’s contact with Ms. Hiller are in Kaelen’s best interest and, based on this finding, granted Ms. Hiller partial custody.
In my view, due process requires that a court must make a threshold finding that a fit parent’s decisions concerning his or her child’s contact with a grandparent are causing or will cause the child harm before the court can infringe upon these constitutionally protected decisions. I would place the burden of proving such harm on the grandparent. Given the fundamental nature of the constitutional right involved in these types of cases and the presumption that a fit parent acts in the best interest of his or her child, see Troxel,
In an ideal world, parents might always seek to cultivate the bonds between grandparents and their grandchildren. Needless to say, however, our world is far from perfect, and in it the decision whether such an intergenerational relationship would be beneficial in any specific case is for the parent to make in the first instance.
Troxel,
For these reasons, I would reverse the order of the Superi- or Court.
. I note that the trial court did not state what evidentiary standard of proof it applied in determining that Ms. Hiller sufficiently rebutted this presumption. Other than mentioning that the trial court gave “special weight” lo Father's decision regarding Kaelen’s contact with Ms. Hiller, the Majority does not address this apparent error. Moreover, in my view, the Majority does not fully explain what “special weight” is in this context or how a court is to give "special weight” to a parent's decisions.
. Because I believe that no compelling state interest is implicated in this matter, I need not express my thoughts as to whether the trial court order is narrowly tailored. I, however, respectfully note my disagreement with the Majority’s scrutiny under the narrowly tailored prong of its analysis. Most importantly, this is an "as applied” constitutional challenge and not a “facial” constitutional challenge. Therefore, the proper focus of our scrutiny should be on whether the Commonwealth's action taken pursuant to 23 Pa.C.S. § 5311 — i.e., the trial court order— is narrowly tailored to promote the state's compelling interest. Our focus should not be on whether Section 5311 is, itself, narrowly tailored. See, e.g., Majority Opinion at 360-61, 904 A.2d at 887.
. I find it important to note that, in my view, this construct promotes the best interest of the child. On the one hand, if a grandparent is unable to demonstrate harm in cases such as this, the court may not interfere with the parent's decisions. What is left is a fit parent who is
