Plaintiff Lena Hill filed this action alleging discrimination by various defendants, including her employer, Bellevue Hospital & Health Corporation, as well as the City of New York Health & Hospital Corporation, and her co-workers and supervisors Carol Rayboy-Brauestein (“Raboy-Braun-stein”),
1
Dr. David Hart, Carole Nelson, Parmanand Persaud, and Margaret Refen. Plaintiff brings several causes of action, including: (1) purposeful racial discrimination, in violation of Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. § 2000e
et seq.;
(2) racial discrimination, in violation of 42 U.S.C. § 1981; (3) retaliation against Plaintiff for filing a discrimination claim, in violation of Title VII; (4) emotional distress as a result of discrimination; and (5) breach of contract.
2
Plaintiff mentions, but does not specifically plead, violations of New York Executive Law sections 296 and 297.
3
At the conclusion of discovery, Defendants moved for
I. Background
A. The Parties
Plaintiff, an African-American woman, has been an employee of New York City for more than 19 years. (Am. Comply 11) On April 17, 2000, Plaintiff was transferred from Gouveneur Hospital to Defendant Bellevue Hospital & Health Corporation (“Bellevue” or “Bellevue Hospital”), as her division at Gouveneur Hospital closed. (Defs.’ Local Rule 56.1 Statement of Undisputed Facts ¶¶ 1, 3 (“Defs.’ 56.1”)) A few years prior to her transfer, Plaintiff filed a discrimination action under Title VII against the New York City Health and Hospital Corporation stemming from her employment at Gouveneur Hospital. Hill v. N.Y. City Health & Hosp. Corp., No. 96 Civ. 9601 (S.D.N.Y. filed Dec. 20, 1996). That action was settled in April 2000. Plaintiff began working at Bellevue Hospital on May 13, 2000, and she was assigned to the Pediatric Hematology laboratory in the Pathology Department. 4 (Defs.’ 56.1 ¶ 4; Pl.’s Statement of Disputed Material Facts Pursuant to Local Rule 56.1 ¶ 4 (“Pl.’s 56.1”)) Her current position is Laboratory Associate, and she holds a license to perform laboratory work. (Am. Compl. ¶ 12; Pl.’s Dep. 21) Although while at Gou-veneur Hospital Plaintiff had performed numerous different types of analyses, including urinalysis, at Bellevue she primarily performed phlebotomies. (Pl.’s Dep. 23) A phlebotomist draws blood for analysis, but does not analyze blood herself.
Defendant Raboy-Braunstein is Plaintiffs supervisor, and works as the Senior Associate Director of Pathology. (Defs.’ 56.1 ¶¶ 4-5; Deck of Marshall B. Bellovin in Opp’n to Defs.’ Mot. for Summ. J. (“Bel-lovin Deck”) Ex. B 160,163 (“PL’s Dep.”
5
)) Defendant Parmanand Persaud (“Per-saud”) is Plaintiffs supervisor in the Pediatric Hematology laboratory (Pk’s Dep. 160, 163), and is the Laboratory Supervisor. (Am.Compl^ 5) Defendant Margaret Refen (“Refen”) is the supervisor of Plaintiffs section (Bellovin Deck Ex. C at 41 (“Raboy-Braunstein Dep.”
6
)), and is also an Associate Laboratory Microbiologist. (Am.Compl^ 6) Defendant Carole Nelson (“Nelson”) is also an Associate Laboratory Microbiologist, and one of Plaintiffs supervisors. (Defs.’ 56.1 ¶ 10) Both Defendants Nelson and Refen are African-American. (Pk’s Dep. 85-86) Defendant Dr. David Hart (“Hart”) is a pediatric hematologist physician (Am.Compl.t 3), who works in Plaintiffs laboratory two days a week and supervises the work there.
(Id.;
Pk’s
B. Plaintiff’s Transfer to Bellevue
Upon her transfer to Bellevue in May 2000, Plaintiff alleges that she was questioned by Raboy-Braunstein and Persaud about the settlement in her previous case against the Health and Hospital Corporation. (Pl.’s Dep. 51-55) Additionally, Plaintiff claims that she was almost immediately subjected to discriminatory treatment. (Am.Compl^ 17) Plaintiff alleges that she preferred to be assigned to the General Hematology laboratory, but was instead assigned to the Pediatric Hematology laboratory. (Pl.’s Dep. 134, 138) Plaintiff claims this assignment is discriminatory because only “minorities” work in the Pediatric Hematology laboratory “during the day.” 7 (Id. 134) Plaintiff further alleges that she was assigned to the Pediatric Hematology laboratory without the proper training. 8 (Am. Compl. ¶ 19; Pl.’s Dep. 47) According to Plaintiff, she was trained in microscopic urinalysis without the necessary prerequisite training course, allegedly in contravention of the hospital’s regulations. (Pl.’s Dep. 47-50, 59) Additionally, Plaintiff alleges that her supervision in the Pediatric Hematology laboratory was discriminatory. According to Plaintiff, Dr. Hart, one of her supervisors, closely micro-manages her work, while he does not do so for “mainstream whites.” (Pl.’s Dep. 142,146 — 47)
Approximately one month after beginning work at Bellevue, on June 12, 2000, Plaintiff was given three proficiency slides by Persaud, another of her supervisors, to test her ability to identify certain types of cells. (Pl.’s Dep. 66-67; Defs.’ Notice of Mot. for Summ. J. Ex. D (“Defs.’ Mot.”)) Plaintiff did not identify these slides correctly. (Defs.’ Mot. Ex. D) Plaintiff alleges that Persaud, who administered the test, lacked knowledge on the subject and thus wrongly evaluated Plaintiffs correct assessments. (PL’s Dep. 307) Plaintiff claims that white employees were not given such tests before they were trained on the material being tested. (Am. Compl.f 24) Over the next year, Plaintiff was given approximately eight weeks of additional training in both chemical and microscopic urinalysis. (Defs.’ 56.1 ¶¶ 13, 16; Defs.’ Mot. Exs. F, I, J, K)
Soon after she started at Bellevue, Plaintiff asked for vacation time during the week of July 4, 2000. She allegedly was told by Raboy-Braunstein to produce an airline ticket.
9
(Am. Compl. ¶ 25; PL’s Dep. 69-70) Plaintiff asserts that white coworkers are not asked for airline tickets when they wish to go on vacation. (Am. Compl. ¶26; PL’s Dep. 70) On June 24, 2000, Plaintiff filed a charge of discrimination with the Equal Employment Opportunity Commission (“EEOC”) alleging that she was racially discriminated against by being forced to show an airline ticket in order to be granted vacation time. (Defs.’ 56.1 ¶ 7; Defs.’ Mot. Ex. R) On June 30, 2000, the EEOC issued a right to sue letter, as it was unable to determine
On July 30, 2000, Plaintiff was injured by an autistic patient. (Am. Compl. ¶ 27; Pl.’s Dep. 71, 73) She alleges that by August 2000, she was medically cleared to return to work for all duties except phlebotomy. (Am.Compl^ 27) However, Raboy-Braunstein did not allow Plaintiff to return to work at that point on the grounds that Plaintiff could not perform her on-the-job duties due to injury. (Am. Compl. ¶ 27; Pl.’s Dep. 72) Plaintiff alleges that her treatment was different from that of white employees because she knew of a white employee who was allowed to return to work despite having a cast on one arm. (Am. Compl. ¶ 28; Pl.’s Dep. 73-74) Plaintiff returned to work in October 2000. (PL’s Dep. 73)
On December 24 and 26, 2000, Defendants allege that Plaintiff refused to perform tasks requested by supervisors. (Defs.’ 56.1 ¶ 9; Defs.’ Mot. Exs. G, H) Plaintiff alleges that Raboy-Braunstein directed these supervisors to write Plaintiff up for insubordination on December 26, 2000, despite Plaintiffs inability to perform the procedures due to injury. (PL’s 56.1 ¶ 9) In January 2001, Plaintiff received a negative evaluation of her work covering the period from April 2000 to October 2000. (Defs.’ Mot. Ex. E) The evaluation noted that Plaintiff “experience[d] difficulty performing microscopic examination ... of urine after six weeks of training.” (Id.) The report also noted that since her injury Plaintiff “has been ill on several occasions including alternate Sundays that she was scheduled to work.” (Id.)
Plaintiffs key to the Pediatric Hematology laboratory was either lost or stolen on January 24, 2001. (PL’s Dep. 75) When Plaintiff went to report the missing key, allegedly with Defendant Refen’s permission, Refen reported Plaintiffs absence to Raboy-Braunstein. 10 (PL’s Dep. 75, 80-81) Plaintiff alleges that this was because of her race. (Am.Compl^ 32)
On March 26, 2001, Plaintiff was asked to take blood from a child in the hospital. She used a venepuncture procedure, when the child allegedly requested a finger-stick procedure.
11
(PL’s Dep. 110) Soon after, on March 28, 2001, Plaintiff alleges that she was confronted without warning by Refen, Nelson, and another supervisor who subjected her to a test of her microscopic testing skills. (Am. Compl. ¶¶ 35-36; PL’s Dep. 88) Plaintiff alleges this test was demanded by Raboy-Braunstein in response to the events of March 26th. (PL’s Dep. 91) Defendants assert that Plaintiff had been informed of the test the day before. (Defs.’ Mot. Ex. N) Plaintiff refused to take the test, stating that she felt ill and had forgotten to take her medicine earlier that day. (PL’s Dep. 88-90) At a disciplinary hearing, Plaintiff was disci
Plaintiff then filed additional complaints with the EEOC from July through December 2001, complaining of the alleged discrimination which was the basis of this action, notably, that her testing was discriminatory, that she was improperly trained, that she was subjected to excessive scrutiny, and that her supervisors had failed to replace her laboratory key. (Defs.’ Mot. Ex. T) The EEOC refused to file a claim on her behalf because she had failed to state an actionable claim. (Id.) The EEOC mailed a right-to-sue letter to Plaintiff, dated December 31, 2000. (Defs.’ Mot. Ex. U) On February 20, 2002, Plaintiff contacted the EEOC, claiming she had never received her right-to-sue letter. (Id.) The EEOC mailed an additional copy of the December 31, 2002 letter to Plaintiff, which she allegedly received on February 23, 2002. (Pl.’s Dep. 225)
In addition to the allegedly discriminatory treatment outlined above, Plaintiff also alleges she was called racist epithets on more than one occasion. 12 On an unspecified date shortly after she began working at Bellevue, Plaintiff alleges that she was called a “nigger” by Raboy-Braunstein in an attempt to provoke her into striking a supervisor. Plaintiff claims Raboy-Braun-stein placed her face so close to Plaintiffs that their noses almost touched. (Pl.’s Dep. 60-61, 99, 196) Plaintiff also alleges that she was called the same epithet “maybe twice” by Dr. Hart. (Pl.’s Dep. 169) There were no witnesses to either of these incidents. (PL’s Dep. 61,170) At one point in her deposition testimony, Plaintiff states that she did not report these comments to her supervisors (PL’s Dep. 191), but, at another point, she also states that she reported the statements to Defendant Nelson. (PL’s Dep. 170)
C. Procedural History
Plaintiff filed her initial Complaint on May 16, 2002. On May 22, 2002, Plaintiff filed an Order to Show Cause demanding that Defendants transfer her to a different hospital location and restraining the Defendants from imposing any restraints on Plaintiff, harassing her or otherwise disturbing her peace. This Order to Show Cause was denied by the Honorable Barbara S. Jones on May 24, 2002. Defendants Raboy-Braunstein, Hart, Nelson, Persaud, Refen, Bellevue Hospital, and the New York City Health & Hospital Corporation all filed a Motion to Dismiss pursuant to Rule 12(b)(6) on August 19, 2002. Plaintiff then filed an Amended Complaint on February 3, 2003, which Defendants answered on February 27, 2003. Defendants then withdrew their Motion to Dismiss. Discovery was conducted, and the case was reassigned to the undersigned on September 28, 2004. Defendants subsequently filed this Motion for Summary Judgment. Plaintiff explicitly withdrew some of her claims during the briefing of the Motion for Summary Judgment, specifically, her Title YII claims against the individually named Defendants, and her § 1981 municipal liability claim. 13
II. Discussion
A. Standard of Review
Summary judgment may be granted where it is shown that there is “no genuine
The materiality of the facts considered by the Court will be governed by substantive law.
See Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 248,
While courts are to be “particularly cautious” about granting summary judgement to employers in cases where the discriminatory intent of the employer is contested,
Schwapp v. Town of Avon,
B. Plaintiffs Title VII Claims
Plaintiff alleges three different Title VII claims against the institutional Defendants in this case: (1) purposeful racial discrimination; (2) a hostile working environment; and (3) retaliation. Plaintiff dropped her Title VII claims against the individual Defendants (PL’s Mem. of Law in Opp’n to Defs.’ Mot. for Summ. J. 1 n. 1 (“Pl.’s Opp’n Mem.”)), as Title VII does not authorize suits against individuals.
See Mandell v. County of Suffolk,
316 F.3d
1. Purposeful Racial Discrimination
a. Prima Facie Case of Discrimination
Title VII of the Civil Rights Act of 1964 makes it an “unlawful employment practice for an employer ... to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race.... ” 42 U.S.C. § 2000e-2(a)(1). Plaintiff may establish a prima facie case of racial discrimination under Title VII by pleading the elements of the test announced in
McDonnell Douglas Corp. v. Green,
If the plaintiff satisfies this initial burden, the burden of production (but not persuasion) shifts to the employer to articulate a legitimate, non-discriminatory reason for the action.
See Patterson v. County of Oneida,
b. Plaintiff is a Member of a Protected Class Qualified for Her Position
Plaintiff clearly meets the first
McDonnell Douglas
prong. It is undisputed that Plaintiff is an African-American female whose race places her in a protected class.
See Norville,
As for the second prong, to demonstrate that she was qualified for her position, Plaintiff “need not demonstrate that [her] performance was flawless or superior. Rather, [she] need only demonstrate that [she] possesses the basic skills necessary for the performance of [the] job.”
Douglas,
c. Adverse Employment Actions
Regarding the third prong of the
McDonnell Douglas
test, a plaintiff demonstrates an adverse employment action if he or she endures a “materially adverse change” in the terms and conditions of employment.
Galabya v. N.Y. City Bd. of Educ.,
Plaintiff asserts that the following are examples of the adverse employment actions taken against her by Defendants: (1) assignment to the Pediatric Hematology laboratory; (2) insufficient training; (3) requests for documentation before granting vacation; (4) delayed replacement of her laboratory key; (5) excessive scrutiny and review; (6) delay of her post-injury return to work; and (7) suspension for her alleged disciplinary infraction. On the facts of this case, only the last two of these incidents, the delay in her return to work and her suspension, constitute adverse employment actions.
Plaintiffs assignment to the Pediatric Hematology laboratory is not, on its own, an adverse employment action.
15
Although Plaintiff argues in her Memoran
Moreover, even taking Plaintiffs conclusory allegations as true, a change in job responsibilities is not necessarily an adverse employment action.
See Galabya,
The second adverse employment action alleged by Plaintiff is that she was insufficiently trained to perform urinalysis.
16
(Pl.’s Opp’n Mem. 7-8) Plaintiff argues that she failed a surprise urinalysis test because she was inadequately trained after arriving at Bellevue. (Pl.’s Dep. 47-50, 67) She also alleges that other employees were not given a similar test.
(Id.
67-68) Denial of training can constitute an adverse employment action where it “bear[s] on either plaintiffs opportunities for professional growth and career advancement or directly on plaintiffs compensation.”
Nakis v. Potter,
No. 01 Civ. 10047,
Plaintiff does not deny that she received at least six weeks of training (PL’s Opp’n Mem. 7); instead, she argues that the training was periodically interrupted and, thus, insufficient.
17
(Id.;
Pl.’s Dep. 303) According to Plaintiff, the adverse employment action was not an intentional denial of training, but a failure to train adequately that led to a negative performance evaluation.
18
(Pl.’s Opp’n Mem. 8) It is here that Plaintiff has waded into murkier legal ground. In essence, she argues not that Defendants denied her training opportunities, but either that they failed to train her enough or that they failed to train her properly. This argument has two problems. First, she cites no law supporting the proposition that a failure to mandate additional training can support a finding of an adverse employment action. The only case she cites for the proposition that inadequate training is an adverse employment action,
Nakis v. Potter,
is distinguishable. In that case, the plaintiff had specifically requested to attend certain types of training courses and was denied.
Nakis,
Plaintiff next alleges that her supervisor’s demand that she produce an airline ticket to verify her request for vacation was an adverse employment action.
19
However, inconveniences do not constitute adverse employment actions.
See Nakis,
The same analysis applies to Plaintiffs allegations regarding the laboratory key. Plaintiff may feel that she has been treated differently by her supervisors because her key was not promptly replaced, and she was certainly inconvenienced by having to find other employees to let her into the laboratory. (Pl.’s Dep. 75, 80) However, as a matter of law, the failure to promptly provide a replacement key did not cause a materially adverse change to Plaintiffs employment, particularly where the absence of a key did not prevent her from working.
See Nakis,
Nor can Defendants’ alleged micro-management of Plaintiff constitute an adverse employment action. Plaintiff
Plaintiffs next allegation of an adverse employment action is that she was delayed in returning to work after her July 30, 2000 injury because her supervisor refused to allow her to return until she was cleared to perform all her duties. She argues that this materially affected her employment conditions because her workers’ compensation benefits were less than her salary.
21
(Pl.’s Opp’n Mem. 10) A decrease in salary constitutes an adverse employment action.
See Galabya,
Finally, as Defendants do not dispute, Plaintiffs ten-day suspension is an
d. Inferences of Racial Discrimination
To meet the fourth prong of the
McDonnell Douglas
test, Plaintiff must show that any adverse employment actions were the result of racial discrimination.
See Gorham v. Transit Workers Union,
No. 98 Civ. 313,
Plaintiff has failed on both counts. Although the burden of meeting the prima facie case is “de minimis,” Plaintiff must adduce some admissible evidence that would support her claims.
See Douglas,
Plaintiff has likewise failed to produce evidence that her disciplinary suspension for performing a venepuncture on a child whose parents had requested a different method of drawing blood was the result of discrimination. Plaintiff has produced no evidence of any other disciplinary hearings involving other employees or any differential treatment for non-African-American employees accused of insubordination. Although Plaintiff has alleged two of her supervisors made racist remarks, discussed
infra,
and that they manufactured the insubordination charges against her (Pl.’s Dep. 130), the suspension decision was made by a Labor Relations Officer (Defs.’ Mot. Ex. S), not Plaintiffs allegedly racist supervisors,
2. Hostile Work Environment Claims
a. Pñma Facie Case of Hostile Work Environment
A plaintiff can state a cause of action under Title VII by demonstrating that his or her working environment is “overrun by racial antagonism.”
26
Lopez v. S.B. Thomas, Inc.,
The test for determining whether a workplace is a hostile work environment has both subjective and objective elements.
See Alfano,
The existence of a hostile environment alone is insufficient to make out a Title VII claim, however. Plaintiff must also show there is some reason to impute the discriminatory conduct of the employees that created the hostile work environment to the employer.
See Perry,
b. Analysis
Under the standards above, Plaintiff has not established a hostile work environment claim. Plaintiff, at her deposition, gave a long list of allegedly harassing conduct, including: (1) other employees were not charged with misconduct after performing actions substantially similar to those for which Plaintiff was suspended (Pl.’s Dep. 192); (2) that soon after she began working at Bellevue two of her su
Initially, other than the alleged use of a racist epithet by her supervisor, Plaintiff has not produced any evidence that any of this conduct was the result of racial discrimination. For example, she has produced no evidence that any similarly situated non-African-American employees were treated differently, other than her own conclusory allegations. Nor is there evidence that some of the actions, for example the alleged “retarded” comment, were based on Plaintiffs race or any other improper basis. Thus, there is no need to repeat the analysis above for the “almost innumerable” instances of alleged mistreatment that Plaintiff claims are evidence of discrimination. (Pl.’s Opp’n Mem. 21) Though it is true that facially neutral comments may contribute to the hostility of an employee’s work environment,
see Raniola v. Bratton,
The use of a racist epithet is certainly evidence of racial discrimination. “[P]erhaps no single act can more quickly ‘alter the conditions of employment’ than the use of an unambiguously racial epithet such as ‘nigger’ by a supervisor in the presence of his subordinate.”
Bailey v. Colgate-Palmolive Co.,
No. 99 Civ. 3228,
3. Retaliation
a. Prima Facie Case of Retaliation
To establish a
prima facie
case of retaliation, Plaintiff must show that: (1) she was engaged in protected activity; (2) Defendants knew of this activity; (3) Defendants took an adverse action against Plaintiff; and (4) there is a causal connection between the adverse actions and the protected activity, i.e., that the Defendants had a retaliatory motive.
See Kessler v. Westchester County Dep’t of Soc. Serv.,
b. Analysis
Plaintiff engaged in multiple protected activities which satisfy the first element of a prima facie case of retaliation. First, Plaintiffs previous discrimination lawsuit is a protected activity. Second, the filing of her June 2000 EEOC complaint and her additional EEOC complaints filed from July to December 2001 also constitute protected activity. Finally, the filing of the present action is a protected activity.
See Cifra v. Gen. Elec. Co.,
Regarding the second element, Plaintiff has produced evidence that the relevant Defendants knew of her protected activity. General knowledge of Plaintiffs protected activity is sufficient to make out a prima facie case.
See Kessler,
As for the third element, Plaintiff realleges that all of the alleged adverse employment actions described above, including delaying her return to work after her injury, withholding a replacement key, demanding documentation for requested vacation time, the “ambush” urinalysis test, and her suspension, were in retaliation for her filing numerous EEOC' complaints and the present action.
29
Al
Plaintiff has two additional allegations of retaliatory action that must be considered. First, Plaintiff alleges her assignment to the Pediatric Hematology laboratory was in retaliation for her previous discrimination complaint at Gouveneur Hospital. The assignment to arduous tasks, even without a change of job title, is one type of adverse action that could deter Title VII protected activity.
See White,
The fourth and final element of a retaliation claim is proof of a causal connection between the adverse actions and Plaintiffs protected activity.
See Kessler,
A causal link between adverse action and retaliatory motive may be proven indirectly by showing that protected activity was closely followed with discriminatory action.
See id.
Such an indirect showing is often sufficient to survive summary judgment.
See Sumner,
Defendants have offered legitimate, non-discriminatory reasons for their conduct. Primarily, they allege that the disciplinary actions taken against Plaintiff were the result of her own insubordination and misconduct. 31 (Defs.’ Mem. of Law in Supp. of Defs.’ Mot. for Summ. J. 16-17 (“Defs.’ Mem.”)) For example, Defendants have produced numerous reports of insubordination, filed by numerous persons, not just the named Defendants. (Defs.’ Mot. Exs. E, J, L, M, N, O, P, Q) Moreover, Plaintiffs suspension was the result of a hearing where she was represented, and the suspension decision was made by an official with no interest in the outcome. The evidence overwhelmingly shows that Defendants’ reasons for suspending Plaintiff were non-discriminatory.
The same holds true for other adverse actions alleged by Plaintiff. Plaintiffs delay in returning to work was the result of a policy that required her to be able to perform her duties before returning to work. Plaintiff admits she was unable to perform her primary duty, phlebotomy, when she requested to return to work. (Pl.’s Dep. 72) When she was able to perform it, she was allowed to return. The preponderance of the evidence supports Defendants, and no reasonable juror could find otherwise. This is also true for Plaintiffs claims of excessive scrutiny. Plaintiffs claims of excessive scrutiny are unsupported by any evidence other than her own allegations, which are conclusory,
32
and the fact that the alleged scrutiny was close in time to her filing of her complaints with the EEOC. Defendants, to the extent that Plaintiff has shown evidence of any “excessive” scrutiny, produced evidence that most of the scrutiny alleged by Plaintiff came about as a result of poor performance.
33
(Defs.’ Mot. Exs. D, E, P)
In an attempt to rebut Defendants’ “legitimate business reasons” for the actions allegedly taken, Plaintiff generally accuses the Defendants of lying and fabricating records. (Pl.’s Opp’n Mem. 16 (“Who, more than defendants, would be motivated to create false reports of misconduct and insubordination? ... If one were looking to terminate or force an employee to resign for discriminatory reasons, would it not make sense to create a record reflecting ‘legitimate’ reasons?”)) Such unsupported speculation does not satisfy Plaintiffs burden. Plaintiff has the burden to produce evidence and “may not rely simply on conclusory statements or on contentions that the affidavits supporting the motion are not credible.”
Hawana,
Plaintiff has one remaining allegedly retaliatory action, her assignment to the Pediatric Hematology laboratory. This is a closer question. Plaintiff alleges that she was told prior to her assignment to Bellevue by the supervisor of Gouven-our hospital that Raboy-Braunstein had said Plaintiff would only perform phleboto-mies when she came to Bellevue. (Pl.’s Dep. 137) The individual Defendants produced evidence that they had no knowledge of Plaintiffs protected activity prior to her assignment to the pediatric blood laboratory. (Raboy-Braunstein Dep. 37) The individual Defendants also produced evidence that they were not responsible for her placement in the Pediatric Hematology laboratory. (Raboy-Braunstein Dep. 38-39) Plaintiffs only evidence to rebut this sworn testimony is the timing of her placement, soon after the settlement of her initial discrimination case. The institutional Defendants, who are the only relevant Defendants for Plaintiffs Title VII claims, produced no explanation for why Plaintiff was placed in the Pediatric Hematology laboratory. Thus, the only evidence on the record supports Plaintiffs claim of retaliatory action. Thus, summary judgment on Plaintiffs claim that her placement in the Pediatric Hematology laboratory was retaliatory must be denied.
As Plaintiff has failed to make a prima facie case for purposeful discrimination under Title VII, and has failed to carry her burden of production under the
McDonnell Douglas
burden shifting framework for her hostile environment, summary judgment in favor of Defendants with regard to those Title VII claims is granted. As Plaintiff has produced evidence, unrebut-ted by Defendants, that her placement in the Pediatric Hematology laboratory may have been in retaliation for her past pro
C. New York State Human Rights Laiü 34
Plaintiff does not specifically allege in her Amended Complaint that the Defendants violated any state anti-discrimination law. The six causes of action listed in the Amended Complaint make no reference to any state law. In her Memorandum of Law in Opposition to Defendants’ Motion for Summary Judgement, however, Plaintiff claims she alleged violations of the New York State Human Rights Law (“SHRL”).
35
(PL’s Opp’n Mem. 3) Plaintiff does not cite to any part of the Amended Complaint which contains an allegation of a state law violation by Defendants, and Plaintiff has made no argument in her brief that differentiated her Title VII claims from her state law claims. Though a court may dismiss
sua sponte
a complaint that fails to meet the liberal pleading requirements of Rule 8 of the Federal Rules of Civil Procedure, it may not do so when the opposing party promptly responds to the complaint.
See Kittay v. Kornstein,
The SHRL forbids employers from discriminating, and their employees from aiding and abetting such discrimination, on the basis of race. N.Y. Exec. L. §§ 296.1, 296.6. When a supervisor has “actually participat[ed] in the conduct giving rise to a discrimination claim,” that supervisor may be liable in his or her individual capacity under the SHRL.
See Feingold v. New York,
SHRL claims are analytically identical to claims that arise under Title VII.
See Torres v. Pisano,
Plaintiffs retaliation claim is more complicated. Plaintiff has provided sufficient evidence to show that there is a material question of fact as to whether her placement in the Pediatric Hematology laboratory was discriminatory. Plaintiffs state law claim against the hospital and municipal Defendants, therefore, also survives summary judgment. As to any individual Defendants, however, Plaintiffs state law claims fail. To make out a prima facie case of discrimination, Plaintiff must show that the individual Defendants “actually participate^] in the conduct giving rise to [the] discrimination.”
Feingold,
D. Section 1981
Plaintiff withdrew her § 1981 claims against the municipal Defendants, thus, her only remaining § 1981 claims are against the five individual Defendants. (Pl.’s Opp’n Mem. 1 n. 1) Section 1981 provides that “[a]ll persons within the jurisdiction of the United States shall have the same right ... to make and enforce contracts ... as is enjoyed by white citizens .... ” 42 U.S.C. § 1981(a). Section 1981 thus protects a plaintiffs right to enjoy “all of the benefits, privileges, terms and conditions” of his or her employment contracts. 42 U.S.C. § 1981(b).
McDonnell Douglas
burden shifting applies to employment discrimination claims under § 1981.
See Hudson v. IBM Corp.,
E. Defendants’Affirmative Defenses
Defendants assert a number of affirmative defenses. First, the municipal and hospital Defendants argue that Plaintiffs failure to go to the Bellevue Equal Employment Opportunity Office is an affirmative defense to Plaintiffs hostile work environment claim. As the Court granted summary judgment in favor of Defendants on this claim, this issue is moot.
Second, All Defendants argue that Plaintiffs non-Title VII claims are collaterally estopped because they were already litigated before the EEOC. Specifically, Defendant claims that the EEOC finding of “no probable cause” precludes Plaintiffs § 1981 and SHRL claims. Collateral estoppel prevents a party from re-litigating issues actually adjudicated in a prior litigation, when those issues were essential to the prior judgment.
See Clarke v. Frank,
Finally, all Defendants argue that Plaintiffs Title VII claims are time-barred because of her failure to timely file suit after the receipt of her right-to-sue letter from the EEOC. Once a litigant receives a right-to-sue letter, suit must be initiated within 90 days. 42 U.S.C. § 2000e-5 (f)(1);
see also Mendoza v. SSC & B Lintas,
No. 92 Civ. 0709,
Plaintiff did not bring suit within the 90-day period after her June 2000 right-to-sue letter. Thus, Plaintiff cannot bring suit for any claims based on facts that formed the basis of the first right-to-sue letter. To the extent that the second right-to-sue letter, dated December 2001, is based on the same facts as the first, Plaintiff cannot bring suit over those claims in this lawsuit.
See Lo v. Pan Am. World Airways,
On or about December 31, 2001, the EEOC mailed Plaintiff a right-to-sue letter in response to her 2001 EEOC complaints. (Defs.’ Mot. Ex. U) 38 Plaintiffs deposition testimony alleges that she never received the EEOC’s December 31 letter. (Pl.’s Dep. 226) Plaintiff claims she contacted the EEOC and received a right-to-sue letter on Feburary 23, 2002. (Defs.’ Mot. Ex. U; Pl.’s Dep. 225) Plaintiff commenced this action on May 17, 2002, 83 days later.
Plaintiffs deposition testimony alleges she never received the EEOC’s December 31 letter. Further, the record contains a letter from Pedro Hernandez (Defs.’ Mot. Ex. U), an EEOC investigator, showing that Mr. Hernandez was aware that Plaintiff claimed she had not received her right-to-sue letter. Additionally, there is no other evidence which would suggest Plaintiffs claims regarding her right-to-sue letter are untrue.
Compare Nash v. Human Develop. Servs. of Westchester,
02 Civ. 8551,
F. Breach of Contract Claim
In her Amended Complaint, Plaintiff alleged that Defendants’ allegedly discriminatory behavior breached its contract with Plaintiff. (Am.Compl^ 94) Defendants argued, in their Memorandum of Law, that Plaintiff was required, under New York state law, to grieve her complaint with the union.
See Berlyn v. Board of Ed. of E. Meadow Union Free Sch. Dist.,
III. Conclusion
In conclusion, Defendants’ Motion for Summary Judgment is DENIED IN PART and GRANTED IN PART. Summary judgment on all claims against the individual Defendants is GRANTED. Summary judgment on Plaintiffs intentional discrimination and hostile work environment claims under Title VII and the SHRL, § 1981 claim, and contract law claim, is also GRANTED. Summary judgment on Plaintiffs retaliation claim under Title VII and the SHRL is DENIED. The Clerk of Court is directed to enter judgment for Defendants Rayboy-Braue-stein, Persaud, Nelson, Refen, and Hart and to terminate Defendants’ motion (Doc. No. 25).
SO ORDERED.
Notes
. Defendant Rayboy-Brauestein’s name is misspelled in the Complaint, and was therefore misspelled on the docket and in the caption for this action. It appears the Defendants own counsel also has misspelled her name, using “Carole Rayboy-Braunstein'' while memoranda signed by the Defendant use "Carole Raboy-Braunstein.” The Court will use the spelling Defendant Raboy-Braun-stein used in her own memoranda.
. The Amended Complaint lists six causes of action. (Am.Compl.lffl 72-95) The fourth cause of action states that "Defendant's [sic] knowing and intentional failure to provide plaintiff with assignments like other Laboratory Associate [sic] because of her race violated the terms, conditions and privileges of plaintiff's employment and 42 U.S.C. Section 2000e." It is unclear whether this cause of action lies in contract, thereby overlapping with her last cause of action which specifically alleges breach of contract, or is based on Title VII, thereby overlapping with her first. Whatever Plaintiff's actual intent, the Court's disposition of Plaintiff's clearly pled Title VII and contract claims is dispositive of this ambiguous cause of action.
.In the Introduction, Plaintiff "claims ... a cause of action pursuant to Executive Law Sections 296 and 297 of the Sate of New York.” (Am. Compl. Introduction) In the portion of the Amended Complaint that lists causes of action, the only mention of state law is a "breach[] of contractual obligations to Plaintiff.” (Am. Compl.U 94)
. There is some confusion in the Parties’ papers over the proper names for the different laboratories in the Pathology Department. What is clear is that there are two laboratories, one that does primarily pediatric work and one that performs more general work. The Court will refer to the pediatric laboratory as the "Pediatric Hematology” laboratory and the general laboratory as the "General Hematology” laboratory.
. Each parly has included different portions of Plaintiff’s Deposition with their respective motion papers. Some portions are attached to the Bellovin Declaration as Exhibit B, others are attached to the Defendants’ Local Rule 56.1 Statement of Undisputed Facts as Exhibit AA. The Court will simply refer to any evidence drawn from Plaintiff’s Deposition as "Pl.’s Dep.” If evidence comes from a different exhibit attached to the Bellovin Declaration, that will simply be cited to the Bellovin Deck
.Each party has also provided portions of Defendant Raboy-Braunstein's Deposition. This portions are attached to the Bellovin Declaration as Ex. C and the Defendants’ Notice of Motion for Summary Judgment as Ex. B. The Court will refer to evidence drawn from either of these sources as coming from the "Raboy-Braunstein Deposition.”
. The Pediatric Hematology laboratory is normally open from 9 A.M. to 5 P.M. each day. (Bellovin Decl. Ex. D 51)
. Plaintiff admits that she received some training, but she alleges that training was improper. (See Notice of Mot. for Summ. J. Ex. T)
.Plaintiff's testimony here is inconsistent with the documentary record. In her deposition and her Amended Complaint, Plaintiff alleges that Defendant Raboy-Braunstein demanded she produce a ticket. In her original complaint to the EEOC, discussed infra, Plaintiff alleges this demand was made by Defendant Persaud. (Defs.' Mot. Ex. R)
. Plaintiff alleges in her Amended Complaint that Raboy-Braunstein refused to replace the key for five months in retaliation for her absence. (Am.Compl.KK 30-31) Plaintiff also alleges she was written up several times for absences which were due to her lost key and that a co-worker who lost a computer key received a replacement promptly. (PL's Dep. 80-81) No party has included any part of Plaintiff's deposition testimony that substantiates these allegations.
. The child and her parents later signed affirmations, for use in Plaintiff's August 8 “Step 2” hearing, to the effect that the child did not have a fear of venepuncture. (PL's Dep. Ill, 125) In that proceeding, Nelson attempted to assist Plaintiff by obtaining a statement from the patient’s mother in Plaintiff’s defense. (PL’s Dep. Ill, 126-27) The Step 2 hearing officer disregarded the statements because they were signed after the initial disciplinary proceeding. (Defs.’ Mot. Ex. Y)
. Plaintiff did not include these incidents in the complaints she filed with the EEOC. (Defs.’ Mot. Exs. R, T)
. Though Plaintiff did not explicitly withdraw her contract cause of action, she failed to respond to Defendants’ argument that this cause of action must be dismissed.
. Plaintiff's claims against the individual Defendants under the New York State Human Rights Law, which does allow suits against individuals, will be discussed infra.
. Plaintiff does not allege in her Amended Complaint that her assignment was an adverse employment action. She did allege her placement there was discriminatory in her deposition and in her Memorandum of Law in opposition to the Summary Judgment Motion. (See PL's Dep. 134, 138; Pl.’s Opp’n Mem. 11)
. Plaintiff's allegations regarding insufficient training are somewhat confusing when placed alongside some of her other allegations. For instance, Plaintiff claims it was an adverse employment action to place her in the Pediatric Hematology laboratory because that placement underutilized her analysis skills while simultaneously claiming she was insufficiently trained in one type of analysis, namely urinalysis. She also claims this lack of training led to micro-management of her work. Either Plaintiff’s placement in the Pediatric Hematology laboratory involved some use of her analysis skills, thus necessitating training, or her lack of urinalysis training is understandable, as it was not part of her job description. It is unclear why the hospital would require Plaintiff to be trained in urinalysis if its intention was, as Plaintiff alleges, to ignore her valuable analysis skills. The Court, in an attempt to view all facts in the light most favorable to Plaintiff, will ignore these contradictions, as they are not relevant to the outcome of this Motion.
. She also counterintuitively asserts that her failure to pass the initial test was not the result of being untrained, but that her superiors' knowledge of the subject was inferior to her own. (Pi’s. Mem. 7)
. Plaintiff does not specifically allege that her negative performance evaluation, given after the allegedly insufficient training, was an adverse employment action. This is for good reason. Negative performance evaluations do not constitute adverse employment actions.
See Weeks v. N.Y. State Div. of Parole,
. Defendant Raboy-Braunstein denies that she participated in this incident. (Raboy-Braunstein Dep. 119)
. Plaintiff alleges that Dr. Hart scrutinized her work in the Pediatric Hematology laboratory. (Pl.’s Dep. 196-97) She claims this treatment is discriminatory because he does not scrutinize white employees in a similar manner. (Am.ComplA 63) However, Plaintiff has also alleged that no white employees work in (he Pediatric Hematology laboratory. (Pl.'s Dep. 134)
. Plaintiff submitted no evidence regarding her salary at the time of injury and provided no evidence regarding the maximum workers’ compensation benefits she could have or actually did receive. As Defendants do not contest this point, however, the Court accepts that Plaintiff received less compensation under workers’ compensation than she would have at work.
. Plaintiff repeatedly stated in her Memorandum of Law that the cumulative effect of each allegedly adverse action that, as explained above, are not actionable in isolation, amounts to an adverse employment action. Although, as discussed infra, Title VII hostile work environment claims and retaliation claims involve different findings regarding adverse employment actions, the Plaintiff cites no law, and the Court is aware of none, that supports the proposition that the Court can consider the cumulative effect of non-adverse employment actions when evaluating an intentional discrimination claim.
. This is not the only way to raise an inference of discrimination.
See Abdu-Brisson,
. Even if Plaintiff had made out a prima facie case of discrimination based on her delay in returning to work, her claim would still fail. After a plaintiff makes a prima facie case, the burden shifts to the Defendants to provide a legitimate, non-discriminatory reason for the adverse employment action experienced by Plaintiff.
See Patterson,
. Plaintiff claims that the motivation for her supervisors to manufacture these charges was retaliation for her filing discrimination complaints against them. (Pi's. Dep. 130) That allegation is discussed infra.
. Plaintiff did not specifically plead a hostile work environment cause of action. (See Am. Compl. ¶¶ 72-95) However, she does claim that her discriminatory treatment created a “hostile and intolerable working environment.” (Id. 70) The Court will construe this as a well-pled hostile work environment claim.
. The Court also notes that Plaintiff never included any incidents regarding the use of racial epithets in any of her complaints to the EEOC. (Defs.’ Mot. Exs. R, T)
. Raboy-Braunstein denies this allegation. (Raboy-Braunstein Dep. 34-37)
. All of the complained-of retaliatory acts took place in 2001 or early 2002. The Complaint in this action was filed in May 2002. Events that took place prior to the filing of the Complaint cannot be in retaliation for an event that had not occurred. The only alleged adverse action taken after the filing of this suit was a refusal to transfer Plaintiff to another hospital. If Plaintiff had been transferred, Defendants might have committed an adverse action.
See Kessler,
. Plaintiff's assignment to the Pediatric Hematology laboratory occurred in May 2000, her first lawsuit was settled in April 2000. Plaintiff was allegedly asked for documentation regarding her vacation in June 2000, and filed her EEOC complaint shortly thereafter. The diagnostic test that Plaintiff claims was discriminatory was administered on June 12, 2000. The delay in Plaintiff’s post-injury return to work occurred in August 2000, and the alleged inadequate training, excessive scrutiny, and lost key incident occurred in December 2000 and January 2001. The actions that formed the basis of Plaintiff's disciplinary suspension occurred in March 2001, and Plaintiff filed additional EEOC complaints between July 2001 and December 2001. Some of these incidents, like the lost key incident and the training that occurred in January 2001, at least six seven months after Plaintiff’s initial Bellevue EEOC complaint, test the limits of the Supreme Court’s requirement that, for a Plaintiff to make out a prima facie case based on temporal proximity alone, the alleged retaliatory acts must be "very close.”
See Clark County Sch. Dist. v. Breeden,
.In their papers, Defendants did not consider excessive monitoring, the delay in Plaintiff’s return to work, and her assignment to the Pediatric Hematology laboratory as adverse employment actions, and thus did not specifically state non-discriminatory rationales for these actions in their brief. These rationales are clear from the record, however. As the Court has been more than generous in construing Plaintiff’s papers to make the strongest arguments they suggest, it will not punish Defendants for failing to answer allegations that were not clear from the face of the Complaint or from Plaintiff's papers. Thus, where the record clearly provides a non-discriminatory rationale for Defendants' conduct, the Court will consider whether the evidence from the record shows that Defendants have met their burden under McDonnell Douglas, and whether Plaintiff has shown that these reasons were merely a pretext for discrimination.
. Although not relevant for her Title VII claim, it is important to note that Plaintiff's complaints of excessive scrutiny concern Dr. Hart, and the persons she alleged knew she had engaged in protected activity were Defendants Raboy-Braunstein and Persaud. Although Title VII requires only general corporate knowledge of protected activity, this dissonance is relevant to any individual claims asserted by the Plaintiff under the New York State Human Rights Law.
. It is difficult to evaluate Plaintiff's claim regarding the timing of the retaliatory actions and her protected activity for two reasons.
. Plaintiff asserted no claims, in her Amended Complaint or her Memorandum of Law, under the New York City Human Rights Law.
. Defendants appear to agree with this assertion. In their own Memorandum of Law, Defendants claim that Plaintiff’s Third Claim, at paragraph 84 of the Amended Complaint, asserts a state cause of action. Paragraph 84 reads in full: "By its action, defendants City of New York, Bellevue Hospital, and New York City Health and Hospital Corporation through their agents, servants, and/or employees intended to punish plaintiff for exercising her State and Federal right to report discriminatory practices in the work place.” Although this language is anything but conclusive, the Court construes Plaintiff's Complaint, as do Defendants, to assert SHRL claims for both discrimination and retaliation. (Defs.’ Mem. 4)
. Plaintiff's papers do not discuss her emotional distress claim. However, because the Court finds insufficient evidence to support her claims of racial discrimination, there is insufficient evidence to support her emotional distress claim, as the cause of the distress was alleged racial discrimination.
. It is noteworthy that the cases cited by Defendants, including
DeCintio,
hold that federal courts must give administrative agencies acting in a judicial capacity "the preclusive effect which they would be accorded” by a state court.
See DeCintio,
. In this EEOC complaint, Plaintiff made general allegations of discrimination, which she supplemented with an additional letter. Initially, Plaintiff simply made the general allegation that she was subject to race-based harassment and unjust disciplinary actions. She supplemented this general allegation with a handwritten letter that described most of the allegedly discriminatory conduct that forms the basis of this action. In this letter, she alleged that her urinalysis training was discriminatory, that her laboratory key had not been promptly replaced, that she was subjected to discriminatory testing, that she was not allowed to return to work even though healthy, and that her disciplinary suspension was a result of racial discrimination. (Defs.' Mot. Ex. T)
