*1 277 Opportunity Equal Employment even advantages, term long “achieve Sup- Commission, Amicus af- may be employees individual though Appellant. Sutton, porting a result. differently” fected Moore, v. Humphrey 412; also at see F.2d Commerce, of United 349-50, 84 S.Ct. Chamber of U.S. Advisory end, Employment (1964). States; Equal day’s At
L.Ed.2d Appellee. Supporting Council, and democratic Amici a deliberate reached CWA the con- consistent that was decision No. 01-1359. of a the views and with language tractual its members. majority of Appeals, of States Court United without conclusion Circuit. Fourth not reach this We do circum- unfortunate of being mindful 7, 2003. May Argued: them- find plaintiffs in which the stances that the question no can be There selves. 5, 2004. Decided: Jan. them. impacted severely decision union’s trau- endured plaintiffs Several faith- jobs years after losing their
ma of However, an- to USAir. ful service furloughs by USAir’s caused guish ultimately was occasioned relocations in bad acting unions management Septem- events faith, tragic but the airline their fallout 11 and ber courts wrong for industry. It would be events larger the blame these lay leadership, or its of the CWA the feet CWA, like evidence the face else, for reasonable searched everyone trying times. difficult amidst measures court is the district judgment hereby
AFFIRMED. HILL, Plaintiff- Louise
Ethel Appellant, LOGISTICS MARTIN LOCKHEED MANAGEMENT, INCORPORAT- Defendant-Appellee,
ED, *4 Conrad, Ellen Bokat, S. Robin A.
Stephen Litigation Chamber National Bryant, D. Amicus D.C., for Center, Inc., Washington, Commerce; Eliza- Ann Chamber Curiae Cheung, Y.K. Reesman, Katherine beth L.L.P., Williams, & Norris Meguiness, D.C., Amicus Curiae Washington, Council. WILKINSON, WIDENER,
Before WILLIAMS, LUTTIG, NIEMEYER, KING, TRAXLER, MOTZ, MICHAEL, SHEDD, GREGORY, Judges. Circuit Judge opinion. by published Affirmed opinion majority wrote TRAXLER WILKINSON, WIDENER, Judges which *5 WILLIAMS, LUTTIG, and NIEMEYER, wrote Judge MICHAEL joined. SHEDD Judges in which dissenting opinion joined. MOTZ, and KING GREGORY
OPINION
TRAXLER, Judge: Circuit action brought this Louise Hill Ethel Lockheed employer, her former against Inc. Management, Logistics Martin (“Lockheed”), claiming she from terminated wrongfully in and age and sex of her ment because of such dis- complaints for her retaliation Title of alleged violations Knoxville, crimination. Rayson, A. Ronald ARGUED: 1964, as Act of Rights Oxford, the Civil R. VII Susan TN, Appellant. for Rights Act by the Civil amended Opportunity Commis- Employment Equal 2000e-17 §§ 2000e see 42 U.S.C.A. D.C., Amicus Curiae sion, for Washington, Age (West and Supp.2003) Satterfield, 1994 & Neal Andreas Commission. of 1967 Employment in Act & Discrimination Baldwin, Johnson Jr., Haynsworth, §§ to 634 (“ADEA”), 29 U.S.C.A. Greenville, SC, L.L.C., Appel- for Greaves, as state as well (West II, Supp.2003), 1999 & Burkhalter, A. David BRIEF: ON lee. under discrimination for such law claims M. TN, Nicholas Knoxville, Appellant. for Law, N.Y. Rights Human York General, B. the New Philip Inzeo, Deputy Acting en granted We § Law 290 to Exec. General, C. Lorraine Sklover, Associate district whether to decide review General, banc Equal Davis, Employ- Assistant motion Lockheed’s granted Commission, Washing- properly court Opportunity ment affirm. judgment. We summary for D.C., Commission. ton, Amicus Curiae (1) I. SOP: a reprimand by issued Ronald Souders, person the lead at Bragg Fort Ethel Hill was hired Lockheed anas Carolina, North for a violation of Rule of aircraft sheet metal mechanic in 1987. In “[ujnsatisfactory quality or SOP — capacity, this she worked as part quantity of work”—under a MWO as- contract field team assigned perform signed (2) 1997; to Hill in September military modifications to aircraft at various reprimand disciplinary suspension is- military bases the eastern United Dixon, sued Richard the lead person at States, pursuant to contracts between Fort York, Drum in New for Hill’s viola- Lockheed and the United govern- States tion of safety Lockheed’s tool control poli- ment. Thomas Prickett was Lockheed’s (3) cy 1998; in April program manager charge of the con- issued Dixon at Fort Drum for another tract field teams Archie Griffin was violation of 4Rule of the SOP under sever- supervisor East Coast senior site al assigned MWOs to Hill in April and Lockheed, they rarely but were present at May 1998. J.A. 112. military jobsites. Rather, the individual Lockheed’s SOP provides 3.4.2 Hill and the other aircraft mechanics were employee “[a]n who receives a combination directly supervised by person” a “lead reprimands two written not involving a “point of military base, contact” each suspension and one involving suspension who reported Griffin in the line of au- (not rule) necessarily on the same will be thority. person The lead was also respon- subject to discharge.” Thus, J.A. 110. enforcing sible for the standard operating after Hill’s third reprimand became war- (“SOP”) procedures of Lockheed and en- ranted, Dixon contacted Griffin to obtain suring that the military contracts were *6 guidance on how to proceed and was told satisfactorily performed jobsite. at the to follow the SOP. Dixon then forwarded In addition to the mechanics and the disciplinary the paperwork Griffin, to who supervisor, direct Lockheed assigned a along with Prickett made the decision to safety inspector to each jobsite. military terminate Hill provisions under the Specific aircraft modifications scheduled to SOP. fifty-seven Hill was years old at the performed be military under the contracts position time. Her was ultimately filled were set forth in modification work orders a forty-seven-year-old male mechanic. (“MWOs”). safety inspector 1998, In June Hill filed a charge charged checking with the modifications to discrimination and with retaliation the ensure that they had been completed Equal Employment Opportunity Commis accordance the required specifica- with sion, charging sex age and discrimination However, tions. inspector the no had su- and retaliation. She right-to- issued a pervisory authority mechanics, over the sue letter in April Hill then 1999. filed any nor authority to discipline them. Like VII, this ADEA, action under Title the and mechanics, the safety the inspector report- the Act, New York Human Rights alleging ed to and directly worked under super- that she was terminated Lockheed “be vision person. of the lead cause of’ her sex and age and in retalia
During her eight last months of tion her complaints of discrimination.1 Lockheed, ment with Hill received three Hill acknowledges Dixon, that Souders and written reprimands under persons Lockheed’s the lead on Fort Bragg and parties agreed 1. The legal that analy- have control the claims outcome the claims al- applicable sis to the Title leged VII ADEA and Rights under the New York Human Act.
283 com- for her discrimination retaliation acted respectively, jobsites Drum Fort v. Lock- Hill against See retaliatory plaints mo- [him].” discriminatory or without Inc., 314 Mgmt., Logistics and reprimands, heed Martin issuing the three tive Cir.2003). (4th majority A she violated that 659 dispute F.3d does she in each thereafter vot- judges rules referenced circuit the active standards that dispute decision, does not and the panel also reprimand. ed to vacate to ter- subjected her reprimands banc. appeal the three court reheard en 3.4.2, nor does she under SOP mination acted Prickett with that Griffin
allege II. when retaliatory motive discriminatory or grant of court’s review the district We her. to terminate made the decision they Higgins de novo. See summary judgment dis- that she was Rather, allegation Co., 863 Nemours & E.I. de v. DuPont is age of her sex charged because Cir.1988). (4th Summary Fultz, 1167 F.2d that Ed in her claim grounded pleadings, “if the Drum, appropriate is judgment harbored at Fort safety inspector interrogatories, her, evi- answers depositions, as against discriminatory animus file, together old with the calling her “useless and admissions by his denced retired, no affidavits, a “trou- there is any, if show to be who needed lady” woman,” on fact and and a “damn as to material lady,” issue genuine old bled working they were while is entitled moving party occasions several 240-241A, According Fed. J.A. matter of law.” together. as a judgment animus, along Catrett, Hill, this 56(c); Corp. v. see Celotex R.Civ.P. against her retaliate Fultz’s desire to 317, 322, with 91 106 S.Ct. 477 U.S. his Dixon about complained (1986). she when the evi- construe We L.Ed.2d admittedly comments, report led Fultz favorable to Hill light most in the dence in her sec- infractions resulted valid inferences her all reasonable and draw which, when reprimands and third ond Liberty Lobby, Anderson favor. See Bragg reprimand, Fort combined 242, 255, Inc., S.Ct. 477 U.S. termination for her basis served (1986). L.Ed.2d 3.4.2. SOP under *7 present Hill failed to Concluding that III. of her claims support evidence to sufficient em- “an unlawful makes it Title VII by Lock- and retaliation
discrimination
...
employer
for an
practice
ployment
decision-makers,
terminated
who
heed’s
to discrimi-
... or otherwise
discharge
motiva-
improper
any such
Hill without
respect
with
any individual
against
nate
Lock-
granted
tions,
court
the district
conditions,
terms,
or
compensation,
to his
judgment. On
summary
motion for
heed’s
such
because
employment,
of
privileges
of
re-
this court
panel of
a divided
appeal,
42 U.S.C.A.
...
sex.”
individual’s
grant of sum-
court’s
the district
versed
added).
2000e-2(a)(l)
The
(emphasis
§
“Hill
holding
ha[d]
that
judgment,
mary
...
“an
similarly forbids
ADEA
age
of sex and
direct evidence
proffered
or otherwise
any
discharge
individual
[Fultz],
statements
discrimination
individual
against
discriminate
substantially
company’s
influenced
who
terms, condi-
compensation,
respect to his
ha[d]
that “Hill
to fire her”
decision
be-
employment,
tions,
privileges
or
a
to create
sufficient evidence
proffered
age.”
29
individual’s
such
cause
fact about wheth-
issue material
genuine
added).
623(a)(1) (emphasis
§
in U.S.C.A.
issued
... were
reports
er [Fultz’s]
A.
national origin
motivating
awas
factor
any employment action.”
42 U.S.C.A.
Generally speaking, plaintiff
may avert
2000e-2(m)
added).
§
(emphasis
The ef-
summary judgment and
establish
claim
fect of the amendment was to eliminate the
age
for intentional sex or
discrimination
employer’s ability
escape liability
in Ti-
through
proof.
two avenues of
tle VII
by proving
mixed-motive cases
that
First,
plaintiff may
establish a
it would have made the same decision in
claim
demonstrating
of discrimination
the absence
of the
motiva-
through direct or circumstantial evidence
Rather,
tion.
through
proof,
such
the em-
age
sex or
discrimination motivated
ployer
only
can now
limit the remedies
employer’s
employment
adverse
deci
available to the employee for the violation.
however,
sion.
employee,
need not
§
See U.S.C.A. 2000e-5(g)(2)(B).
“On
prohibited
demonstrate that the
character
claim in which an
proves
individual
a viola-
istic was
motivating
the sole
factor
pre
2000e-2(m)”
tion under section
and the
vail, so long
motivating
as it was a
factor.
employer “demonstrates
[it] would
cases,
In such
historically referred to as
have taken the
same action
the absence
cases,
“mixed-motive”
it is sufficient for
impermissible
factor,
motivating
the individual to demonstrate that the em
court
... may grant
relief,
declaratory
ployer was motivated to take the adverse
injunctive relief,
attorney’s
fees and
permissible
action
both
costs
directly
demonstrated
be
attribut-
and forbidden
reasons. See
U.S.C.A.
able
pursuit
to the
of a claim under
2000e-2(m);
§
Price
Hop
Waterhouse v.
2000e-2(m),”
section
but “shall not award
kins,
228, 241,
490 U.S.
109 S.Ct.
104 damages or issue an order requiring any
(1989).
L.Ed.2d 268
admission,
reinstatement,
hiring, pro-
motion,
payment.”
Id.
Prior to enactment of
Rights
the Civil
Act of
Supreme
recog
Court had
Since
2000e-2(m),
enactment of section
nized
adverse
decisions our cases have nonetheless adhered to
could be
legitimate
motivated
both
and Price
requirement
Waterhouse’s
that Ti-
discriminatory reasons. See Price Water
tle
plaintiff present
VII
direct evidence to
house,
285
at a
(3)
job
her
duties
performing
she was
Phipps,
v.
Fuller
decision.”
employment
legitimate
Cir.1995).
employer’s
(4th
that met
level
1137, 1142
F.3d
67
of
adverse
at the time
the
expectations
however,
Supreme
the
Recently,
(4)
action;
position
and
the
employment
direct evidence
whether
considered
Court
similarly
filled
open or
remained
a
obtain
plaintiff
for a
required
is
protected
the
applicants outside
qualified
§
under
2000e-
instruction
mixed-motive
If a
at 607.
Brinkley, 180 F.3d
class. See
“height
such
that no
2(m);
held
the Court
burden
presented,
is
the
facie case
prima
is
evidence”
through direct
showing
ened
legiti
a
to articulate
employer
the
shifts to
Costa, 539
Inc. v.
Palace
Desert
required.
the ad
mate, nondiscriminatory reason for
2148, 2153, 156
-,
90,
123 S.Ct.
U.S.
the
Assuming
action.
employment
verse
(2003).
plain
the
Relying upon
84
L.Ed.2d
production,
of
burden
employer meets this
that a
statute,
held
the Court
text
Douglas framework —with
“the McDonnell
only demons-
“need
plaintiff
Title VII
disap
presumptions
its
burdens —
a forbidden
used
trative]
remaining issue [is]
sole
and the
pears],
respect
consideration
v. Sand
vel
Reeves
non.”
discrimination
obtain an
“In order to
Id.
practice.”
ment
133,
Prods., Inc., 530 U.S.
Plumbing
erson
2000e-2(m), plaintiff
a
§
under
instruction
2097,
105
147 L.Ed.2d
142-42, 120 S.Ct.
evidence,” di-
only present sufficient
need
omitted);
(internal
(2000)
marks
quotation
circumstantial,
a reasonable
“for
or
rect
Hicks,
v.
Mary’s
Center
also St.
Honor
see
of
conclude, by a preponderance
jury to
2742,
507-08,
125
502,
113 S.Ct.
509 U.S.
sex,
color,
race,
religion,
evidence, that
the
words,
(1993).
the
In other
L.Ed.2d 407
motivating factor
origin was
or national
prove
plaintiff
shifts back to
burden
at 2155
Id.
practice.”
any employment
for
of the evidence
by a preponderance
omitted).2
(internal quotation marks
“were not
reasons
employer’s stated
averting
of
second method
reasons,
pretext
were
but
its true
under
proceed
judgment is
summary
143,
Reeves,
at
530 U.S.
discrimination.”
framework,
the em
which
under
“pretext”
point, the burden
At this
120
2097.
S.Ct.
facie
establishing
prima
after
ployee,
with the
“merges
pretext
to demonstrate
discrimination,
demonstrates
of
case
court
persuading
burden
ultimate
rea
permissible
proffered
employer’s
the victim
has been
plaintiff]
that [the
ac
taking an adverse
son
Burdine, 450
discrimination.”
intentional
for discrimination.
actually pretext
tion is
Thus,
256,
1089.
at
S.Ct.
U.S.
v. Bur
Dep’t Comm.
Texas
See
Affairs
framework “serves
Douglas
McDonnell
248, 252-53,
dine,
101 S.Ct.
450 U.S.
expedi
the court
bring
litigants
(1981);
Doug
McDonnell
67 L.Ed.2d
ques
ultimate
fairly to this
tiously and
Green,
411 U.S.
Corp.
las
253, 101
S.Ct.
tion.” Id.
(1973). To
L.Ed.2d 668
S.Ct.
case
sex
prima
facie
demonstrate
B.
pretext
under
age discrimination
age dis-
(1)
her sex and
pursued
Hill has
framework,
show that
plaintiff
must
mixed-
(2)
under both the
class;
claims
crimination
protected
of a
is a member
she
Specifi-
frameworks.
action;
pretext
motive
adverse
suffered
she
*9
continue
Waterhouse
requirements of Price
“mixed mo-
been assumed that
It has
however,
decision,
Our
apply to such claims.
Rights Act of 1991
provision of
Civil
tive"
method,
upon the
and, therefore,
upon
but
hinge
not
does
to the ADEA
apply
does
proof
either framework.
sufficiency of
under
burden-shifting
direct evidence
cally,
presented
Hill
she
asserts that
suffi-
(direct,
her discrimination claim
circum
stantial,
cient direct and
evidence
circumstantial
or
pretext),
evidence of
or wheth
that, even if
performance-
demonstrate
her
proceeds
er she
under a mixed-motive or
problems
related
accompanying repri-
single-motive theory, “[t]he ultimate ques
mands were a motivating factor in Lock-
every
tion in
employment discrimination
heed’s decision to terminate her under the
case involving
disparate
a claim of
treat
SOP,
discriminatory
Fultz’s
motivations ment
plaintiff
is whether the
was the vic
her
by
rendered
termination
Lockheed the
tim of
Reeves,
intentional discrimination.”
product of mixed-motives on Lockheed’s
153,
(2000);
530 U.S. at
S.Ct. 2097
see
addition,
part.
Hill asserts that she has Burdine,
256,
The district court concluded that Fultz’s
trait “must
actually played
have
a role in
remarks did not constitute direct evidence
the employer’s decisionmaking process and
age
sex or
by
discrimination
Lockheed
had a determinative influence on the out
because Fultz did not
make the
(internal
come.” Id.
quotation marks and
ment decision to terminate her.
In addi-
omitted);
alterations
Price
tion,
Water
the district court concluded that the
cf.
house,
eliminated requirement of direct evidence to establish a mixed-motive In embarking upon a determi sex VII, discrimination claim under Title nation of who ais “decisionmaker” for — Palace, see at -, Desert U.S. purposes of discrimination brought actions S.Ct. at the fundamental basis for under ADEA, Title VII and the begin we the district court’s decision has not been with the language of the statutes. Title affected. Regardless of type of evi VII and the ADEA provide that shall “[i]t dence plaintiff offered support for be an unlawful practice for an
287 actions fall Tangible employment ... or other- discharge ... to employer special province super- of the within the against individual towise discriminate empow- supervisor has been sex or visor. such individual’s The of’ ... because 2000e-2(a)(l); company as a distinct class by § 29 ered the 42 U.S.C.A. age. 623(a)(1). the decisions af- agent Both acts define of make economic § to U.S.C.A. his person engaged fecting employees “a other under or “employer” as term ... and affecting commerce industry control. an 42 See person.” a
any agent of such the employment actions are Tangible 630(b). 2000e(b); § 28 U.S.C.A. § U.S.C.A. supervisor brings the means which enterprise of to power the official the an liability of evaluating the In tangible A em on bear subordinates. acts, we are guided under the employer requires an act ployment official decision Indus., Burlington See agency principles. act. The enterprise, company the a of 754, Ellerth, 742, 118 S.Ct. 524 U.S. Inc. v. most cases is documented decision in (1998) (holding, 2257, 633 141 L.Ed.2d records, may be company official case a sexual harassment of the context by higher super level subject to review VII, express that “[i]n under Title brought Co., Upjohn 913 E.g., Shager v. visors. terms, federal courts Congress directed (7th Cir.1990) 398, (noting that F.2d 405 agency princi Title based interpret VII plaintiff; fire did not supervisor statutes, how The ples”). discrimination did, rather, Path Committee the Career ever, vicariously employers make do not was still liable because employer but the and moti discriminatory acts for the liable supervi functioned as the the committee even everyone employ, in their vations supervisor often paw”). sor’s “cat’s to or motivations lead acts or when such imprimatur of the enter must obtain the action. employment tangible influence processes. its internal See prise and use employer to contrary, by defining theOn Appliance & Kotcher v. Rosa Sullivan Con employer, of the “any agent” include (2d Inc., Center, 957 F.2d 62 Cir. some place an intent gress “evince[d] 1992) (“From em perspective for which employees limits on the acts employer supervisor and ployee, the responsible.” ... are to be held employers single entity”). merge into a Vinson, Bank, FSB v. Savings Meritor reasons, tangible For these 57, 72, L.Ed.2d 106 S.Ct. 91 477 U.S. supervisor be- taken ment action (1986); City Faragher see also 790-792, purposes Title VII act Raton, comes for 524 U.S. Boca con- (1998). the exact Whatever employer. 2275, 141 L.Ed.2d S.Ct. agency in the relation of the aided tours Fllerth, the limits In the Court defined always standard, will requirements its employer agency encompassing as of such tangi- supervisor takes met when a be hold- employees of its liability for the acts against a action subor- employment ble power to or other actual ing supervisory instance, it would be dinate. Id. tangible make decisions. agency princi- interpret implausible (holding that “[a]s at 118 S.Ct. escape lia- ples to allow supervisor, proposition, general bility. authority of acting person other 762-763, Ellerth, 118 S.Ct. 524 U.S. tangible can undertake a company,” action). order to accommodate Thus, “[i]n our in- 2257. Pertinent liability of vicarious agency reasoning principles explained its quiry, the Court supervisory by misuse of for harm caused follows: *11 288
authority,” the Court held that
em
“[a]n
cisionmakers for the employer harbored a
ployer
subject
motivation,
liability
discriminatory
is
to vicarious
to a
the Court held
that
employee
victimized
for an
the employer
judg-
actionable hos
was not entitled to
ment as a
by
tile
matter of law
supervisor
environment created
under the McDon-
(or
Douglas
nell
framework
successively
“peti-
with immediate
because the
higher)
764-65,tioner [had] introduced additional evidence
authority
employee.”
over the
Id. at
Chesnut,”
one of petitioner’s superiors
S.Ct.
in the chain
authority,
“was motivated
Co.,
Shager
In
v. Upjohn
On
ory to
employer liability
determine
for the
may
contours of who
not
the outer
define
discriminatory acts and
of su
motivations
pur-
considered a decisionmaker
be
pervisory employees who do not exercise
an
imposing liability upon
em-
poses of
decisionmaking authority.
formal
e.g.,
See
Instead,
urges
adopt
us to
ployer.
she
(5th
342,
Principi,
v.
289 F.3d
Gee
345-47
inquiry
ap-
influence”
as the
“substantial
.2002);
Stores,
Cir
Christian v. Wal-Mart
theory,
propriate standard. Under
Inc.,
862,
(6th Cir.2001);
252 F.3d
876-78
fairly
employee
a subordinate
would be
Bergene
Project Agric.
v.
River
Salt
Im
of the em-
viewed an actual decisionmaker
Dist.,
provement
1136,
& Power
272 F.3d
substantially in-
if the subordinate
ployer
(9th Cir.2001);
1141
Abramson v. William
employment
an
decision made
fluences
Paterson Coll. New Jersey, 260 F.3d
of
formal
The EEOC
decision-maker.
(3d
265,
Cir.2001);
City
285-86
Wascura v.
view, although
ap-
supports
also
such
Miami,
(11th
1238,
South
257 F.3d
1247
of
further,
pears
go
to ask that we
even
Cir.2001);
v.
City
Rose New York
Bd. of
to hold that a subordinate em-
urging us
Educ.,
156,
(2nd Cir.2001);
257 F.3d
162
substantially
an
ployee
influences
(5th
Rossotti,
375,
Rios v.
252 F.3d
381-82
influence
ment decision whenever the
is
Cir.2001);
v.
English
Dep’t
Colorado
of
sufficient to be considered a cause of the
Corr.,
(10th
1002,
Cir.2001);
248 F.3d
1011
action,
if
employment
even
the formal de-
Venture,
McKinney Hosp.
Russell v.
235
simply rubber-stamp
cisionmaker did not
(5th
219,
Cir.2000);
F.3d
Kendrick
226-28
recommendation.
the biased subordinate’s
Servs., Inc.,
Transp.
v. Penske
220 F.3d
of
decline to endorse either view the
We
(10th
1220,
Cir.2000); Stimpson
1231
v.
employer liability un-
permissible limits of
Tuscaloosa,
1328,
City
186 F.3d
1331
ADEA.
der Title VII and the
(11th Cir.1999); Llampallas v. Mini-Cir
First,
gov-
we
the statutes and
believe
Lab, Inc.,
1236,
cuits
163 F.3d
1249-50
erning precedents
provide
do not
for such (11th Cir.1998);
Washington
v.
Griffin
expansive
employer’s
view of an
liabili-
Center,
1308,
142
Convention
F.3d
1310-11
did not
ty. Although Reeves the Court
(D.C.Cir.1998); Ercegovich
Goodyear
v.
upon an
reexamination
embark
exhaustive
Co.,
Tire & Rubber
154 F.3d
354-55
agency principles applicable
to discrimi-
(6th Cir.1998);
Trinity Hosp.,
Eiland v.
cases,
nation
the Court’s clear emphasis
(7th
Cir.1998);
v.
150 F.3d
Willis
upon
decisionmaking”
who holds “actual
Office,
County
Marion
Auditor’s
118 F.3d
power
authority
“principal
(7th
or who has
Cir.1997);
542, 547
v. Geor
Walden
(3d
responsibility”
employment
for an
decision
506, 514-15
gia-Pacific Corp., 126 F.3d
Coll.,
is consistent with the limitations set forth Cir.1997); Long v.
88 F.3d
Eastfield
individuals,
(5th
although per-
Cir.1996);
in Ellerth. Such
Stacks
South
decisionmakers,
Inc.,
haps
acting
not
as formal
Pages,
27 F.3d
western Bell Yellow
(8th Cir.1994).
supervisory
nonetheless act in a
or mana-
support
gerial capacity
agents
ap
as the
of the em-
we should
positions
their
as
how
issue,
pointed
It
have
ployer.
proach
parties
is these individuals who must
possess
requisite discriminatory
moti- us to various lines
different cases
pa-
of their view of the
being supportive
vation behind the adverse
de-
decision,
However,
stamps
report,
our re-
or recommenda
theory.
rameters
subordinate,
actually
leads us to the conclusion tion
made
it is
view of the cases
that,
courts often utilize the
say
while the
inconsistent
the subor
employed by
terminology as
same
the actual decisionmaker or the
dinate is
court,
always
have not
de-
they
Shager
responsible for the contest
principally
one
ways,
theory
consistent
scribed the
decision,
long
so
as he
ed
after a discussion
rarely
they done so
have
parameters
otherwise falls within the
*13
from which the
principles
agency
of the
the discrimination statute’s definition of an
applica-
that limit its
theory emerged and
employer
agent
employer.
or
of the
See
tion.
Chicago,
Rogers
City
v.
320 F.3d
(7th Cir.2003) (The
is
754
“decisionmaker
ultimately conclude
the more
We
person responsible
the
for the contested
upon
is to focus
the
appropriate course
decision,”
competent
but
there [is]
“[i]f
the discrimination statutes and
language of
precedents
decisionmaker]
do not
evidence that
the
Supreme
[formal
Court
—which
Accordingly, we de
speak
paw1
in such terms.
acted as
‘cat’s
[the subordinate’s]
parse
recommendation,
to further
the
opportunity
rubber-stamped
cline the
his
we
applications
paw
of the cat’s
or
varying
would consider
be the
[the subordinate]
theory
employed by
our
stamp
rubber
regarding”
challenged
decisionmaker
Rather,
simply
we
note
sister circuits.
action.);
Inc.,
Caterpillar,
Schreiner v.
250
theory
premise
behind
is
Cir.2001) (“[A]
(7th
F.3d
1100
deci
the statutes and Su
inconsistent with
paw’
sion-maker cannot act as the ‘cat’s
for
precedent
least insofar
preme Court
discriminatory
another who harbors a
ani
—at
conceived and
theory
originally
as the
prej
mus” or “be the ‘conduit’ of another’s
the more literal
employing
courts
used
Rather,
a claim can
udice.”
“such
survive
holding in
meanings of those terms. The
factual
in
when there is a
basis
itself,
example,
quite
limit
Shager
record for the assertion that
the biased
agency principles,
Employing
ed.
prejudice
individual’s
was the motivation
allow an
court declined to
actions.”);
for the decision-maker’s
but see
itself from discrimination on the
insulate
Inc.,
(5th
Laxton v.
333 F.3d
584
Gap,
supervisor
of a
and dominant deci
part
Cir.2003) (holding that
relevant in
“[t]he
through the use of a formal
sion-maker
quiry
supervisor harboring
is whether” the
merely
who
rubber-
decisionmaker
a
animus “had influence or
stamped
paw
or acted as
cat’s
leverage
decisionmaking
of those
over”
Shager, 913
supervisor’s decision. See
“principally responsible for the adverse
405-06;
Mateu-Anderegg
F.2d at
see also
(internal
quotation
action”
Bay, 304
Dist.
F.3d
Sch.
of Whitefish
omitted)).
marks
(7th Cir.2002);
Kramer v.
623-24
Lo
conclude,
To
Title
and the ADEA do
VII
R-1,
gan County
Dist. No.
157 F.3d
Sch.
inquiry
not limit the discrimination
to the
(8th
Wascura,
Cir.1998);
620, 624-25
actions or statements of formal decision-
Shager
1247. The
cites
in
F.3d at
Court
employer.
for the
a con-
makers
Such
Faragher
seeming
both Ellerth and
struction of those discrimination statutes
and, although the terms are not
approval
Reeves,
very purposes
would thwart the
of the acts
Supreme Court
used
by allowing employers to insulate them-
analysis
Reeves would seem
Court’s
liability
by hiding
simply
selves from
be-
place
quite comfortably
within that ter
non-biased,
approvals, albeit
a formal decisionmaker
hind the blind
minology. When
Reeves,
for or
of formal decisionmakers. See
merely
paw
acts
as a cat’s
rubber-
However,
151-52,
cisión or the actual decisionmaker for the
discrimination
V.
supervisory
who has no
biased subordinate
authority and who does not
disciplinary
or
mind,
principles
these
With
we
formal
deci-
make the final or
question
turn to the
now
whether
simply
to become
decisionmaker
sion
presented
has
sufficient evidence to dem
he had a substantial influence
because
onstrate that she has been “the victim of
or because he has
the ultimate decision
intentional discrimination”
Lockheed
one,
role,
significant
in the
even
played
Reeves,
upon
based
Fultz’s actions.
employment decision.
adverse
153, 120
U.S.
S.Ct.
precedential
prac-
corporate employ-
no
As is often the case in
We can discern
depart
settings,
decisionmaking process
*14
to
from the ment
the
upon
tical basis
which
by the
at Lockheed involved several of
su-
inquiry
applied
as articulated and
Hill’s
Court in Reeves n —and
expand pervisory
to
Supreme
employees. Specifically,
Hill’s
Dixon,
by embracing
supervisor,
made
in
the contours of the
decisions
con-
acts—
Griffin,
discriminatory
superior,
sultation with his
impute
test that would
the
issue
employees
reprimands
hav-
the second and third
to Hill
motivations
subordinate
decisionmaking authority to the
for her violations of Lockheed’s rules and
ing no
Griffin,
agents
policies.
approval,
for
employer,
pur-
and make them
Prickett’s
acts, simply
then
the decision to terminate Hill
poses
of the
be-
made
performance
under the
for work
defi-
they
cause
have influence or even sub-
SOP
challenged
repri-
ciencies
in the three
effecting
stantial influence in
documented
undisputed
It
Regarding
decision.
adverse
mands she received.
is
Dixon, Griffin,
actions,
not
an
will be liable not for
and Prickett were
moti-
any way by age
vated in
or sex discrimina-
improperly
person
the
motivated
who
decision,
merely
Accordingly,
influences the
but for the
tion to make their decisions.
reality
summary judgment
in
person who in
makes the decision.
order to survive
framework,
may
proof
either
Hill must
encompasses
This
individuals who
be under
for
deemed
actual
decisionmakers
even be able to hold Lockheed liable
the
they
alleged discriminatory
are not formal decisionmak-
animus harbored
though
Reeves,
ers,
safety inspector present
where the husband
Fultz —the
such as
jobsite
Drum
no formal
of the formal decisionmaker wielded abso- Fort
who held
disciplinary
supervisory authority
and in
or
over
power
company,
lute
within
Hill,
reports
reporting
but who was involved in
Shager,
supervisor’s
where the
to Dixon that led to her second
merely
and recommendation were
rubber-
violations
and, ultimately, her
stamped by
decisionmaking
reprimands
the formal
and third
sum,
summary
In
termination
Griffin and Prickett under
committee.
survive
judgment,
aggrieved employee
derogatory
who the SOP. The
comments and
discriminatory
of Fultz
allegedly
rests a discrimination claim under Title
motives
ADEA
if he can be deemed a
upon
VII or the
are
relevant
for,
of,
employee
agent
or
Lockheed
motivations of a subordinate
decisionmaker
discrimination statutes.
purposes
must come forward with sufficient evi-
for
determination,
we must ex-
employee pos-
dence that the subordinate
To make
detail,
light
most
authority
amine in more
sessed such
be viewed as
Hill,
undisputed
facts that
the one
for the de-
favorable to
principally responsible
site, for
violation of Lockheed’s tool
underlying her three
Hill’s
the events
surround
policy.
control
ultimate termination.
reprimands and her
policy requires
Lockheed’s tool control
(Fort
accurately ac-
Bragg)
the aircraft mechanics to
Reprimand
A. The First
their tools at all times and to
count for
challenge
Although Hill does
promptly report
missing
lost or
tools
signifi-
it is
validity
reprimand,3
of her first
supervisors.
impor-
immediate
their
it
to her third
cant
because
is similar
both
As
policy
dispute.
tance of the
is not
and because
also serves as
Hill,
acknowledged by
policy
ensures
ultimate termination
predicate for Hill’s
working
that “all of the mechanics that are
reprimand was is-
under SOP 3.4.2. The
...
track of their
keep
around the aircraft
during
assignment
to Fort
sued
they
get left in the aircraft.”
tools so
don’t
Carolina,
in September
North
Bragg,
76. All tools are marked for identifi-
J.A.
“
work,”
[unsatisfactory
quality
cation
the mechanic’s initials or social
of Rule # 4 of the SOP. J.A. 124.
violation
number,
security
the mechanic’s tool-
in-
Specifically,
reprimanded
Hill was
outlined,
“shadowed,”
box is
so
prop-
too
stalling rivets that were
small
missing
immediately apparent
are
tools
Wig-
an antenna mount. Donald
erly hold
opened.
is
when the toolbox
safety
Bragg,
at Fort
gins,
inspector
military
at Fort
April,
employees
violation,
up the
and Ronald Soud-
wrote
*15
pair
Drum found a
of blue-handled cutters
ers,
person
Bragg,
the lead
at Fort
issued
bearing
gave
Hill’s identification mark and
repri-
Hill
it to Hill.
has admitted
this
Fultz,
assigned
them to
who had
to
been
Wig-
and that
properly
mand was
issued
Fultz,
safety inspector.
the site as the
in
unfairly
not act
or in
gins and Souders did
turn, gave
to Dixon. After
the cutters
manner towards her.
Griffin,
Hill
consulting with
and
Dixon is-
following
reprimand
written
and
sued
(Fort Drum)
Reprimand
B. The Second
three-day suspension,
accordance with
Lockheed’s SOP:
Hill
January
assigned
was
to
my
April
brought
at Fort Drum in New York. Prior to
On 14
98 it was
to
work
Drum,
4”
assignment
your Diagonal
to Fort
Griffin
attention that
Cutters
found on a
spoke
complaints
Grips
with her about
he had
with Blue Handle
were
concerning
job performance.
bring
her
maintenance stand. You faded to
received
my
Inspector’s
Griffin told Hill that her work had not
to
attention or the
that,
up
par
you
misplaced
been
to
because the lead
attention that
lost or
this
persons
ultimately responsible
my
were
tool. These cutters were held
quality
possession
you
they
“the
work on the road” and
until
discovered
[her]
on,”
up
missing. During
Inventory
“she had to
the lead
were
Tool
be followed
(COB)
to
at
on 14
persons
expressed
had
some resistance
Check
close
business
jobsites.
you
as to the
being assigned
April
questioned
her
to their
J.A.
were
In-
reprimand
188. Hill’s second written
was
whereabouts of these cutters
spector.
issued
four months later
Your answer: “I told Richard
approximately
Dixon,
person at
I
taken the tool home.” Your tool-
Richard
the lead
had
SOP,
Actually,
prior repri-
they
under SOP
Hill had received two
were not considered
Bragg
job-site
reprimand
at
mands on a Lockheed
in 1995. Be-
3.4.2. The
issued
Fort
reprimand
reprimands had been removed
was considered to be the first
cause these
pursuant
purposes of the
decision.
from Hill's record
to Lockheed’s
termination
reprimand,
military per-
on 15
98 in the
as were the
again
April
checked
box was
sonnel who found Hill’s cutters and turned
morning
again
at close
busi-
in to Fultz. But
your
if
all
them
Hill’s eleventh-hour
you
asked
had
ness. When
claim that she
Fultz
tools,
did not have a
“yes.”
your answer
about the
prior
discussion
lost cutters
98, after a
morning
April
of 16
On
her reprimand creates no material issue of
Safety Brief on F.O.D.
very in-depth
fact
disputed
because such evidence is
Control, your
toolbox was
and Tool
plainly
support
insufficient
a conclusion
Diagonal
4”
pair
checked and a like
that Fultz was the actual decisionmaker or
toolbox,
I
your
were in
when
Cutters
principally responsible
the one
for Lock-
your original pair my posses-
held
still
reprimand.
heed’s decision to issue the
sion.
action,
purposes
disciplinary
For
of this
you
approximately
I confronted
at
When
they
we
look at
appeared
must
the facts as
April
you denied
0900 hours on 16
Dixon,
who met with Hill and made the
4”
with the Blue
Diagonal
Cutters
disciplinary
decision that
action was war-
your
markings
tool
Grips,
Handle
Kendrick, 220
ranted. See
F.3d
them,
yours.
engraved in
were
(noting
evaluating
that in
whether an em-
reprimand
At the time the
J.A. 125-126.
ployee
disciplined
has
or terminated
been
issued,
only partial-
Hill’s toolbox was
trait,
protected
“because of’ a
we must
“shadowed,”
deficiency
ly
she corrected
they appear
“look at the facts as
to the
during
three-day suspension.
making the
person
discipline);
decision”
Hill
that the
dispute
does not
McKnight
Kimberly
Corp.,
Clark
plainly
three-day suspension
and the
were
(10th Cir.1998)
(holding
F.3d
disciplinary
authorized
Lockheed’s
plaintiff
pretext
failed
establish
Indeed,
acknowledged
that she
rules.
plaintiff
where
was terminated after the
immediately
could have been
terminated
investigation
conducted an
into a
*16
under the SOP for this violation. Never-
allegations of misconduct on
subordinate’s
theless,
repri-
Hill
that
valid
claims
this
part
plaintiff
the
and believed the
discriminatory by
mand was rendered
true,
though
allegations
plaintiff
to be
even
Spe-
in the incident.
Fultz’s involvement
in the
that the
presented evidence
lawsuit
cifically, Hill
that
ever
now denies
she
false).
may have been
allegations
missing
cutters with Fultz or
discussed
reprimand completed by Dixon
written
Fultz, “I
Richard
I had
[Dixon]
told
told
forth the information he had
plainly set
home,”
taken the tool
as reflected
tool, including
Hill’s lost
regarding
that
reprimand.
J.A. 125. She claims
Fultz
conversation between
now-disputed
conversation,
Fultz lied to Dixon about this
Hill,
signed by
and was
Hill. Faced
repri-
Dixon to issue the
which caused
supervisor,
her immediate
one-on-one
mand.
agrees
acting
Hill freely
man that
was
personal discriminatory
motiva-
Viewing
light
the evidence
most without
Hill,
tion,
opportunity
dispute
to
can assume that Dix-
Hill had the
to
favorable
we
reprimand
any
to
information which formed the basis of
on would not have issued the
Yet,
missing
reprimand.
to
there
reported
Hill had Fultz not
Hill’s
Dixon’s decision
evidence,
claim,
no
that she did
respect,
tool to him.
In this
Fultz was
is no
Hill
Dixon informed
of the facts
clearly
leading up
in the events
to
so.4 Once
involved
Nor,
matter,
appears
any
of the conversation with Fultz
for that
is there
indication
denial
affidavit,
deposition.
of an
during
did
her
for the first time in the form
that she
so
ber,
only
Hill
acknowl-
Dixon testified that
of his determina
formed the basis
which
warranted,
edged
was
that
it “could be hers.”
J.A.
reprimand
tion that a
any
added).
dispute
that,
her to
upon
incumbent
(emphasis
was
Hill also admits
if
at that time
she
reprimand
basis for
make
upon
at the time Dixon was called
English,
later.
complain
intended to
reprimand,
she
a decision about
Cf.
(“A
claim
plaintiff cannot
C. testified that Fultz had writ- “many discrepancy]” reports ten completed After Hill her three- faulty work other mechanics completed day suspension, she returned to work at Drum during at the Fort worksite their days, Drum. the next few Fultz Fort Over there, at of which assignment least one discrepancy reports six installation issued suspension in the of a male em- resulted signed to Hill for that Hill had off MWOs ployee, supervisor J.A. and Hill’s completed, on as but which Fultz deter Bragg reprimand her first Fort had issued unsatisfactory. Although mined to be single discrepancy upon report based Hill discipline authorized to or Rather, safety inspector there. mechanics, charged other Fultz discrepancy reports issued asserts that checking modifications to ensure that with Fultz, accurate, although “nitpicky were they completed had been in accordance trivial,” that, they J.A. because required specifications. contract period time during were issued same reported discrepancies on Lock He those uttering that Fultz was “Discrepancy heed’s standard installation Record,” complained that she had about job in accordance with his duties statements Dixon, Dixon, jury could find that she re- safety inspector. J.A. 128-31. *18 So if she hadn’t’ve lied to Mr. Fultz and el: Q: acknowledge they it that told that she had did that and [him] Did she later ultimately were? then she come in and had hers, acknowledged were
A: Could be hers. that these Q: up? Acknowledged you written Could be hers. that it wouldn’t have I There wouldn't’ve been had her number of it? A: wouldn’t. nothing A: Yeah. Had her number.... said. J.A. 251A-253. an em- or terminate discipline could never of’ her sex “because reprimand
ceived com- violation of ployee undisputed for an age. and rules, egregious including such acts pany infer- proffered accept if we Even (or stealing endangering the fighting by motivated discrimi- Fultz was that ence carelessly aircraft fly who lives of those retaliatory animus towards Hill natory and mechanic), long so as the by attended reports, this fact discrepancy to issue that she was could demonstrate employee actual Fultz into the transform not does by employee in” subordinate “turned principally re- or the one decisionmaker discriminatory motivation. “because of’ to issue the decision for Dixon’s sponsible Rather, undisputed it is reprimand. third D. The Termination investigated and personally Dixon that discrepancy accuracy of the verified the brings us to Lockheed’s deci This independent, non- an and made reports, Hill because she had to terminate sion decision, in consultation with again biased predicate repri the three accumulated Griffin, were sufficient- the infractions for under SOP 3.4.2. mands termination a written ly to warrant serious formally with Tom rested The decision reprimand third reprimand, but Prickett, manager in program Lockheed’s Hill’s termination. trigger would teams, of the field charge contract Griffin, supervisor the senior site Archie actu- Fultz was the argument that Hill’s jobsites, East Coast both of for Lockheed’s allegedly Dixon al because decisionmaker away sites from were whom located power no override Hill that he had told follow, reasons that Fort Drum. For the is also una- under SOP actions Fultz’s they also the are were we satisfied alleged Dixon’s state- Accepting vailing. actual decisionmakers. viewing it in the ment to as true her, only pro- most light favorable rep- that a third After Dixon determined not author- that Dixon was vides evidence for Hill’s unsatis- rimand was warranted legitimate arbitrarily override ized to he sent Hill factory performance, work report issued discrepancy and accurate her status. Dixon home to await word on charging an safety inspector a Lockheed guidance on how then contacted Griffin improper comple- aircraft mechanic with and, upon being told Griffin proceed order. work tion of an aircraft modification SOP, forwarded the to follow Lockheed’s ability to evalu- alter Dixon’s It does not to him. At paperwork disciplinary reject, discrepancy ate, verify or and to time, him had Hill’s first Griffin before deciding disciplin- whether when reports of Rule 4 of for her violation reprimand under Lockheed’s ary action is warranted unsatisfactory quality of work— the SOP — SOP. Bragg at Fort by Ronald Souders issued 1997; reprimand second September to withhold appropriate would it be
Nor tool violation of Lockheed’s control for her from an who summary judgment at Fort Drum in issued Dixon policy for rules vio- employee has terminated 1998; third and Hill’s any April lations, wholly in the absence of Rule part on the of her second violation discriminatory motivation of work—is- unsatisfactory quality decisionmakers, the vi- simply because SOP — But May by Dixon known in the sued not have been might olations lim- was not Griffin possessed information absence of a subordinate’s performance to these admitted work infractions to ited brought animus that *19 personally was also Griffin Otherwise, problems. unbiased light. sum, although position Hill had en- Fultz was in a of the dissatisfaction aware report safety Drum. to and work jobsites prior quality to Fort gendered on Dixon, that, ultimately violations to and to Grif- although Griffin testified Specifically, fin, put together by the shards of evidence person, Hill people of the liked as most regarding Hill Fultz’s involvement her to be of his lead men wanted none are support termination insufficient to assigned quality to them because of the finding that Fultz was the actual decision- and she had to have her work because maker, or the one principally responsible personally He had guidance. continuous for Lockheed’s decision to terminate her. sending to her to spoken prior with Hill By bringing Hill’s shortcomings light, complaints Drum about these and Fort merely decisionmaking Fultz initiated the up that her work was not advised her process that led to the final repri- two Moreover, already had par. Griffin had by mands issued Dixon and the termi- conversations with Dixon concern- several By nation decision. Hill’s own account of ing problems Hill’s work at Fort Drum. termination, leading the events up to her Nevertheless, was notified after Griffin Dixon, it person was the lead and Hill’s warranting of the events third supervisor, direct who principally was re- SOP, and termination under the he con- sponsible reprimands for the final two af- with both Dixon and Fultz concern- sulted independent, ter he made de- non-biased ing Hill’s termination and confirmed that they appropriate terminations that were Hill Dixon had talked to about her situa- And, procedures. under Lockheed’s it Although tion at Fort Drum. Dixon de- Griffin, Priekett, approval was specifically recommend to Griffin clined independent, who made the non-biased de- Hill that from her be terminated having cision to Hill after terminate been ment, that Dixon testified he “felt like performance problems advised of Hill’s job anymore” couldn’t and do prior going [Hill] to her to Fort Drum and re- boss, I “that’s what told the and he said ceiving repri- documentation of the three in.” put paperwork supervi- J.A. 150. Dixon mands and word from her on-site job today quality problems Hill do sor that Hill’s work had testified that “could one continued there. The mere fact it up, normal. Tomorrow she would mess opinion by Fultz’s solicited Griffin you’d ... tell her she messed this during decisionmaking the course it.... This up and then she’d correct change the undis- process is insufficient may may airplane be fine. next one puted fact that reached an inde- Griffin words, be off.” J.A. 146. In other Dixon pendent, non-biased decision to terminate testified, he needed another sheet metal Hill. job. mechanic on Fultz criti- his was also
cal of performance Hill’s work reasons, foregoing affirm the For the we asked to work with Dixon to Griffin summary judg- grant district court’s prepare report documenting a written “all age Lockheed to Hill’s sex and ment to happened.” the details of what J.A. 255. brought discrimination claims under Title report gave ADEA, Fultz wrote the to VII, the and the New York Human Dixon, ultimately forwarded it to Grif- who Rights Act. has failed to demonstrate Priekett, fin. program manager, testi- by legally sufficient direct or circumstan- fied that his decision to terminate Hill age tial evidence that her sex or was “a pursuant motivating to Lockheed’s SOP was based factor” for her termination Lockheed, 2000e-2(m), see § him provided the information Griffin U.S.C.A. and Dixon. because she has failed to demonstrate *20 an practice employment at Lockheed made unlawful decisionmaker any relevant subchapter. practice this discriminatory motivation. a harbored such supervisory or disci- Fultz no possessed 2000e-3(a). § To establish a U.S.C.A. Hill and the record authority over plinary retaliation, prima facie case of that Fultz support (1) a conclusion does engaged that she in a ee must show (2) or was other- was the actual decisionmaker activity; employer that her protected for termi- responsible principally employment against wise took an adverse action (3) her; con- nation that there was causal decision. activity protected nection between the Hill likewise has failed to es employment King action. the adverse See claim under the tablish her termination (4th Rumsfeld, 328 F.3d 150-51 of Burdine and burden-shifting framework Cir.2003). prem an initial Douglas. As McDonnell case, “protected Hill’s asserted this ise, prima Hill has failed to establish activity” comprised complaints age discrimination facie case of sex allegedly discrimination that she made to because, admissions of the by her own Dixon, Fultz’s dis- supervisor, her about rules infractions performance and
work criminatory comments towards her. How- termination, that to her she has failed led ever, prima Hill has failed to establish performing that she was to demonstrate cannot facie case of retaliation because she at a that met Lock job her duties level demonstrate Lockheed’s decision expectations at the time legitimate heed’s her caused the com- terminate action. How of the adverse to Dixon. plaints she made ever, prima if it said that a even could be First, even if we assume that Hill com- stated, Hill been could not facie case had plained age to Dixon about Fultz’s and sex prevail Lockheed articulated le because comments,7 Hill does not claim that Dixon nondiscriminatory reason for the gitimate, issued her the second or third decision, Hill has come termination against complaints retaliation for her to demonstrate forward with no evidence Fultz. Nor does Hill claim that Griffin or proffered by Lockheed was that the reason Prickett made their decision terminate part for discrimination on the pretext Rather, retaliatory as is reasons. its relevant decisionmakers. claims, the case with her discrimination may prevail on her asserts she because, claim retaliation after she re-
VI. suspension imposed upon turned from the reasons, Hill’s For similar reprimand, Fultz retali- her for her second terminated Lock claim that she was against complaining ated her for to Dixon complaints for her heed retaliation by issuing discrepancy records for un- six discriminatory re Dixon about Fultz’s satisfactory signed that had been MWOs 704(a) of Title marks also fails. Section by Hill completed. This evidence is that: provides VII similarly insufficient to establish a retalia- an unlawful disciplin- be tion claim Fultz no [i]t shall because held ary authority to discriminate practice and was neither an actual employees principally of his ... be- decisionmaker nor otherwise against any responsible has for Dixon’s decision to issue employee] opposed cause [the only complained complained testified that Hill testified that she Dixon While Hill comments, yelling picking on her and at her. age and Fultz was Dixon about Fultz’s sex *21 triggered thority often the third which influence these decisions. previously, majority decision. As noted Yet the holds that when a termination biased every alleged subordinate with no au- personally decisionmaking Dixon reviewed thority exercises deficiency by Fultz and verified substantial influence over reported decision, relying upon it as a basis the subordinate’s each one before decision, cannot super- imputed Hill’s immediate bias be to the formal deci- for his site, to sionmaker who acts for the person employer. visor and the lead on the See puts claim ante at 291. at reprimand. There is no This us with issue odds circuit, virtually every any reprimand puts Dixon in retali- other and it us issued statutes, language and no claim odds with the of the complaints, ation for Hill’s impose liability in which when an that Griffin or Prickett acted retaliation. adverse There is no claim that similar infractions decision is taken “because of’ discrimination, age sex or by were overlooked Dixon when it came to see U.S.C. 2(a)(1); 623(a)(1). or, matter, § § employees other for that 29 U.S.C. 2000e— circuit, by today After in this an employer similar infractions were overlooked is off the hook for a discriminatory employ- Fultz when committed Hill’s co-work- Indeed, ment evidence is to the decision that is motivated ers. the bias And, contrary. Hill that she of a subordinate who lacks decisionmaking admitted authority. wrong. all con- That is As committed but one errors for the case, in discrepancy reports majority tained in the and ac- facts this fails state them in knowledged light her belief that she would have most favorable to the (Lou) Hill, plaintiff, Ethel terminated even if she had not com- who was the been summary nonmovant in plained Accordingly, judgment pro- to Dixon.8 we also ceedings; especially affirm the district court’s determination fails to draw all justifiable in summary was entitled to inferences Hill’s favor. As a Lockheed result, judgment majority affirming claim of retaliation. errs Hill’s Lockheed, summary judgment
award employer. VII. reasons, foregoing For the the decision I. summary court granting
of the district facts, A detailed account of the stated hereby judgment Lockheed is affirmed. favor, appears panel opinion, in the AFFIRMED Logistics v. Lockheed Martin Man- MICHAEL, Judge, dissenting: Circuit (4th Inc., agement, 314 F.3d 660-62 Cir.2003), order, respectfully major I A dissent. vacated en banc Feb- purpose ruary ADEA A of Title VII and the is to outlaw 2003. somewhat abbreviated Hill, discriminatory employment facts follows. Lou decisions that version those age. experienced are made because of sex or Biased who is an sheet metal me- chanic, years au- decisionmaking fifty-eight subordinates without was almost old Q: Q: you you you you 8. Was mad at Do would been [Fultz] because had think have complained you terminated if had complained to Mr. Dixon? to Mr. Dixon? That, my A: I don't know. That was as- Oh, yeah. A: sumption on that. Q: you you have been Do think would Q: you But don’t have evidence to way? terminated either support that? A: Yeah. A: No. J.A. 106. Fultz told Dix- to Dixon. gave then them By her sacked
when Lockheed Hill’s toolbox at he had checked trade in the on that her Hill had that time worked twenty-five and asked her where nearly the end of Hill’s shift industry for aircraft At According Lockheed. extra cutters were. last eleven years, the *22 assigned Fultz, to field teams “I Richard Lockheed, replied, [Dixon] told Hill was Hill to do military bases in- 145. Hill that went to U.S. I home.” J.A. [them] took military airplanes. on work discussion modification that did not have sists she job at on a Lockheed working Hill was that cutters and with Fultz about her York, fired Drum, when she was Indeed, Fort New Hill not Dixon. did Fultz lied to into trouble on this Hill ran May 1998. pair a of her cutters were even that know safety her Fultz became job after Edward to claim had no occasion missing, so she Fultz did February 1998. inspector in missing talked to Dixon about that she had him, working under to have women like surprised Hill was therefore cutters. (and the woman Hill was and a cutters pair her when Dixon showed eight-person crew. her employee) oldest on they Believing hers. if and asked were immediately, and dur- Hill targeted Fultz for, were accounted that all of her cutters Fultz in 1998 when three months ing the had her that the cutters simply replied Hill many derog- he made inspector, Hill’s was answer did not them. This number on age. and On her sex atory remarks about mistakenly he be- satisfy Dixon because to her as Fultz referred occasions several report false lieved—based on Fultz’s —-that 240A. One time lady.” J.A. a “useless old that cutters already knew sure her Hill lady a old Hill useless he that was said that also believed missing. were Dixon An- home and retire. go who needed by telling him Hill had lied to Fultz that Hill was “use- Fultz said other time missing about her had talked to Dixon she to retire her.” J.A. they need[ed] less and (Dixon not tell Hill about cutters. did woman,” her a “damn 240B. He also called him, oppor- Hill had no report Fultz’s so lady,” J.A. 241A, “a troubled old J.A. lying.) out Fultz was tunity point times to her complained several 245. Hill report led Dixon to Fultz’s false Because Dixon, Fultz’s about supervisor, Richard lied, gave Hill had Dixon conclude that harassment, nothing stop did but Dixon three-day a sus- written act on his bias thus free to it. Fultz was pension. orchestrating disciplinary against Hill eligible that made her against three-day actions Hill returned from her After job for termination. Once April she suspension at the end decisionmakers Lockheed jeopardy, formal that Fultz was again to Dixon complained negative assess- on fired her based Fultz’s Dixon men- discriminating against her. ment of her work. registered Fultz that Hill had tioned to with noticea- complaint, and Fultz reacted manipulate was to
Fultz’s first move immediately Hill. Fultz anger towards ble violating Hill for reprimanding Dixon into (re- discrepancy reports began to write this policy. Under Lockheed’s tool control error) Hill, on documenting ports worker keep track of her employee an must policy next three work- reports in the writing six to her su- missing tools report tools and of the errors as days. Fultz marked each pairs identical Hill had three pervisor. “minor,” they “nitpicky were and Hill said cutters, Army employee four-inch Fultz, safety and trivial.” J.A. mainte- 83. cutters on a pair of Hill’s found on whether Army inspector, had discretion The April nance stand on Dixon, as mistakes. Fultz, up not to write minor who took the cutters employee ultimately replaced by over whether a she was a man had no control who supervisor, report forty-seven. was written. Dixon discrepancy however, could, report for accura- check he refused to endorse one cy, and II. Hill. Dix- against that Fultz
reports issued majority renders Title and the VII minor work errors dur- said that Hill’s essentially ADEA toothless when comes Drum never her tenure at Ft. were ing to protecting employees against unlawful enough engage for him to formal serious employment decisions are motivated counseling with her. majority biased subordinates. The Nevertheless, Hill was handed another “employee holds that an who rests dis- *23 4, 1998, May on as a written crimination claim under Title VII or the discrepancy reports flurry result of the ADEA upon discriminatory the motiva- against during Fultz had issued the employee tions of subordinate must come workdays April at end of and the three the [proof] forward with that the subordinate beginning May repri- 1998. This last employee possessed such authority as to in was Hill’s third twelve months mand be viewed the one principally responsi- as (one job), from another had carried over for ble the decision or the actual [adverse] subject discharge. and she was now to employer.” decision-maker for the Ante days she was fired. The formal Within added). (emphasis proof at 291 This to fire Hill was made two decision liable, employer majority makes the the officials, Archie Griffin and Lockheed says, because such subordinate in “act[s] Prickett, Thomas neither of whom was lo- supervisory managerial or capacity Griffin, According cated at Fort Drum. agent[ employer.” of the at ] Ante entirely the decision to fire Hill was based ],” majori- “It 289. is [this] individual by Fultz Dix- provided on information and ty emphasizes, possess req- “who must on, especially Fultz. Griffin talked with uisite motivation behind prior Fultz about several times to the employment adverse decision that [he] decision, provided and Fultz termination or for which principal make[s] [he] hold[s] Griffin with a written statement of his responsibility.” holding Ante at 289. This perform- about Hill’s work observations unduly It authorizes is narrow. discrimi- nor ance. Neither Griffin Prickett talked natory employment decisions that are mo- being Hill while with she was considered tivated biased subordinates who do not termination, for and official neither had in supervisory managerial capaci- act any knowledge of her work at firsthand ty. majority goes astray, respectful- I The (It Fort Drum. a violation of Lockheed ly suggest, holding because it bases its on policy give opportunity not to Hill the principles agency get law that do not story present her side of the before she case, in it fired.) the real issue this overlooks Dixon, supervisor, did causation, is, statutory focus on any not make recommendation to Griffin action whether adverse or Prickett about whether Hill should be protected of’ a trait hand, was taken “because fired. On the other Griffin and Moreover, majori- age. as sex or such sign Prickett relied on Fultz to write and statement, ty’s approach determining restrictive Hill’s termination a document whether subordinate’s discrimination explaining that Hill was fired because unsatisfactory. step Fultz found her work to should be counted is out be circuits, fired, support initially After Hill was her work was law other lacks man, assigned thirty-one-year-old to a Supreme and from the Court. sion, may imputed be formal Burlington In- his bias argues that majority
The
Ellerth,
employer.
acts for the
dustries,
524 U.S.
who
decisionmaker
Inc.
(1998), dic-
can
2257,
visory
fires a
is
employee who
subordinate
approach
support
has had
employer. This
thing
that he is author-
doing the kind
long
for a
time.
the circuits
do,
[doing
wrongful
it with]
ized
approach
for this
is
leading
The
case
carry
... does not
his behavior so
intent
(7th
Co., 913 F.2d
Shager
Upjohn
v.
398
responsibilities
beyond
far
the orbit
his
Cir.1990)
J.).
(Posner,
Shager
The
plain-
employer.”
Supreme
as to excuse the
The
salesman,
tiff,
fifty-year-old
seed
claimed
in about the
up
in Ellerth sums it
Court
of the ADEA
that he
fired
violation
way:
supervisor
makes a
same
“When
was hostile to older
supervisor
because his
employment deci-
tangible [and adverse]
supervisor
personal-
did not
workers.
sion,
injury
is assurance
there
committee,
rather, a
ly
plaintiff;
fire the
could not have
absent the
been inflicted
supervisor’s
unaware of the
unbiased and
Ellerth,
U.S.
agency relation.”
plaintiff
fired the
recom-
prejudice,
2257, 141
Ellerth
118 S.Ct.
L.Ed.2d 633.
analyzing
supervisor.
mendation
simply
supervisor
us that when a
or
tells
be
supervisor’s motives could
whether the
an
employee
decisionmaker fires
other
the court
imputed
employer,
looked
reason,
automatically
we
have an
whatever
to whether “the committee’s decision
agent
personnel
imputed
whose
action is
su-
plaintiff]
[the
was tainted
[the
fire
to-
employer.
That does not answer
Id. at 405. The
prejudice.”
pervisor’s]
day’s question:
subordinate
when biased
supervisor
that the
“not
record
authority sub-
established
decisionmaking
who lacks
by assign-
to fail
plaintiff]
set
stantially
up [the
an
deci-
influences
territory
unpromising
plaintiffs supervisor,
him an
ments of
ing
[sales]
who did
delibera-
but
influenced
committee’s
not have formal firing authority but who
plaintiffs] per-
portraying [the
tions
“had enormous influence in the decision-
committee in the worst
formance to the
making process,” constitute direct evi
possible light.” Id. at 405. Because the
discrimination);
dence of
Abramson v.
as the conduit of [the
committee “acted
William Paterson
Jersey,
Coll.
New
supervisor’s] prejudice,”
prejudice
his
(3d Cir.2001) (internal
260 F.3d
imputed
could be
to the
for lia-
omitted) (“Under
quotations
citation
bility purposes.
Id. A later
Cir-
Seventh
law,
our case
is sufficient
it
if those ex
case,
Pneumatics,
cuit
Wallace v. SMC
hibiting discriminatory animus influenced
(7th Cir.1997)
Inc.,
(Posner,
reprimands
III)
II.C, and
considers each of Hill’s
Third,
discharge
once
was under
charge.
claims under Title VII and the ADEA—
consideration, Fultz provided Griffin with
that she was fired because of her sex and
a written statement
that detailed Fultz’s
age and that she was also fired because of
work perform-
observations about Hill’s
complaints
her
of discrimination. For the
portrayed
performance
ance. Fultz
panel
reasons stated in the
opinion, Lock-
possible light,
in the worst
and Hill was
heed’s motion
summary judgment
fired
due course.
these claims should be denied. See Hill v.
Prickett,
and
the formal
Griffin
decision-
Logistics Management,
Lockheed Martin
Lockheed,
in-
makers for
did
exercise
Inc.,
charge. They entirely relied on informa- Dixon, by Fultz provided tion but es- pecially simply Fultz. Dixon submitted
Hill’s file without a recommendation. pri-
Griffin talked with Fultz several times decision, the termination end, Griffin and Prickett relied on Fultz to sign write and Hill’s termination state- America, UNITED STATES ment. The termination statement ex- Plaintiff-Appellee, plained being that Hill was fired because Fultz performance found her be unsatis- factory. mainly Fultz relied on the McCourtney HODGE, Dale Dedan a/k/a grounds reprimands for the that he had Wilson, Jackson, Kimathi Keith a/k/a against summary Hill. orchestrated *27 Defendant-Appellant. judgment record allows the inference that reprimands Fultz orchestrated those be- No. 02-4430. cause of his animus towards Hill. Because Appeals, Court of United States Griffin and Prickett relied on tainted infor- Fourth Circuit. reaching
mation from Fultz in the decision Hill, to fire Fultz’s animus Argued: Oct. 2003. (The may imputed be to them. record also Decided: Jan. ample Fultz provides grounds labeling decisionmaker, an actual which is imputing alternative basis for his discrimi-
