Lawrence HIGGINS, Petitioner, v. RANDALL COUNTY SHERIFF‘S OFFICE, Respondent.
No. 06-0917.
Supreme Court of Texas.
May 16, 2008.
257 S.W.3d 684
James Farren, Randall County Criminal District Attorney, Canyon, TX, for Randall County Sheriff‘s Office.
Justice O‘NEILL delivered the opinion of the Court, in which Chief Justice JEFFERSON, Justice HECHT, Justice BRISTER, and Justice MEDINA joined.
Lawrence Higgins, a pro se inmate, timely appealed the trial court‘s dismissal of his civil suit for want of prosecution but failed to either pay the filing fee or file an affidavit of indigence. When the court of appeals requested payment of the filing fee within ten days, Higgins filed an affidavit of indigence. Because Higgins failed to file the affidavit with his appeal as
After our decision, by letter dated July 18, 2006, the court of appeals directed Higgins to file, by July 27, 2006, a written response justifying the late filing of his
I, Lawrence Daniel Higgins, hereby swear that I am unable to pay any court costs in court of appeals No. 07-05-00004-CV. I am incarcerated and do not receive any monies from anywhere. I have no money at this time nor do I expect any money in the immediate future. I have attached a copy of the last trust fund account statement that I received which shows my balance to be $00.03. Please allow my appeal to proceed in forma pauperis since I am unable to pay the costs.
Higgins contends that under prison rules governing access to the law library, it was impossible for him to access the appellate rules and ascertain
The concept that courts should be open to all, including those who cannot afford the costs of admission, is firmly embedded in Texas jurisprudence. See, e.g.,
The method of ensuring fairness, permitting interested parties to contest the claim of indigence, has also been in place for more than a century. Act of Apr. 14, 1879, 16th Leg., R.S., ch. 81, § 1, art. 1401, 1879 Tex. Gen. Laws 90 (amending Act of May 3, 1871, 12th Leg., R. S., ch. 71, §§ 1-2, 1871 Tex. Gen. Laws 74);
- the nature and amount of the party‘s current employment income, government-entitlement income, and other income;
- the income of the party‘s spouse and whether that income is available to the party;
- real and personal property the party owns;
- cash the party holds and amounts on deposit that the party may withdraw;
- the party‘s other assets;
- the number and relationship of any dependents;
- the nature and amount of the party‘s debts;
- the nature and amount of the party‘s monthly expenses;
- the party‘s ability to obtain a loan for court costs;
- whether an attorney is providing free legal services to the party without a contingent fee; and
- whether an attorney has agreed to pay or advance court costs.
The financial information described in
On appeal, Higgins‘s affidavit did not specifically discuss all of the items enumerated in
If the affidavit of indigence is filed in an appellate court and a contest is filed, the court may:
- conduct a hearing and decide the contest;
- decide the contest based on the affidavit and any other timely filed documents;
- request the written submission of additional evidence and, without conducting a hearing, decide the contest based on the evidence; or
- refer the matter to the trial court with instructions to hear evidence and grant the appropriate relief.
The purpose of
Once again, “[w]e decline to elevate form over substance, as the dissenters would,” Verburgt, 959 S.W.2d at 617, and conclude that Higgins‘s uncontested affidavit was adequate to fulfill the fundamental purpose of
Higgins‘s affidavit adequately explained that he is unable to pay the required filing fee and, as no challenge was made to his assertion of indigence, Higgins is entitled to proceed without advance payment of costs. Accordingly, without hearing oral argument, we grant the petition for review, reverse the court of appeals’ judgment, and remand Higgins‘s appeal to that court for further proceedings consistent with this opinion. See
Justice GREEN filed a dissenting opinion, in which Justice WAINWRIGHT and Justice WILLETT joined.
Justice JOHNSON did not participate in the decision.
Justice GREEN, joined by Justice WAINWRIGHT and Justice WILLETT, dissenting.
The Texas Rules of Appellate Procedure require a party filing an appeal to pay a filing fee with the appellate court.
The Court today concludes that it does, holding that when no contest is filed, any affidavit purporting to invoke indigent status is sufficient to avoid dismissal, no matter how deficient. I respectfully dissent because
(a) Establishing Indigence. A party who cannot pay the costs in an appellate court may proceed without advance payment of costs if:
(1) the party files an affidavit of indigence in compliance with this rule;
(2) the claim of indigence is not contested or, if contested, the contest is not sustained by written order; and
(3) the party timely files a notice of appeal.
We recognized this in Higgins v. Randall County Sheriff‘s Office, 193 S.W.3d 898 (Tex.2006) (per curiam), concluding that the court of appeals could dismiss Higgins‘s appeal if his affidavit‘s defects remained after a reasonable opportunity to correct. Id. at 899-900 (citing
affidavit. Higgins concluded that if a reasonable opportunity to correct were provided, this court of appeals could dismiss Higgins‘s appeal because of this affidavit‘s defects. 193 S.W.3d at 899-900. The Court‘s citation to the Higgins opinion in support of today‘s decision is inexplicable.
The Court says that “[t]he method of ensuring fairness, permitting interested parties to contest the claim of indigence, has also been in place for more than a century,” implying that the Court‘s holding is in accord with our historical practice. 257 S.W.3d at 686. Even if true, this historical premise is not a license to ignore the text of the rule that governs today. Before 1997, Rule 40(a)(3) governed affidavits of indigence and required only that an affiant “state he is unable to pay the costs of appeal or any part thereof, or to give security therefor.”
In its interpretation of
As the Court endorses Higgins‘s conclusory assertions of his inability to pay costs, id. at 689, it fails to recognize the critical omissions in his affidavit. Higgins‘s affidavit says nothing about his spouse‘s income, nothing about real or personal property, nothing about other assets, nothing about defendants, nothing about debts, nothing about monthly expenses, nothing about the ability to obtain a loan, and nothing about an attorney. See
all of the
The Court‘s decision today changes the balance struck by
